← Clinical Trials
Crohn's Disease Phase 3 Binary Endpoint NCT01958827

A Study of Adalimumab After Dose Escalation in Japanese Subjects With Crohn's Disease: Complete Statistical Analysis

This analysis examines a completed, open-label, single-group study of adalimumab dose escalation in Japanese participants with Crohn’s disease. The registry record identifies clinical response at Week 8 as the primary endpoint but does not report its result or confidence interval.

Trial start: 2013-09  ·  Enrollment: 28  ·  Sponsor: AbbVie
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for A Study of Adalimumab After Dose Escalation in Japanese Subjects With Crohn's Disease (NCT01958827), a na phase 3 study. The primary outcome is Percentage of Participants Who Achieved Clinical Response 50 (CR50; Crohn's Disease Activity Index [CDAI] Decrease ≥ 50 From Week 0) at Week 8.

28
Enrollment
Phase 3
n/a
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT01958827
PhasePhase 3
ConditionCrohn's Disease
AllocationNot applicable (single group)
Design modelSingle Group
MaskingNone (open label)
Enrollment28
Arms in the primary outcomen/a
Lead sponsorAbbVie
Results postedYes

2. Clinical Question

Population

The study concerns Japanese participants with Crohn’s disease. The registry record lists an enrollment of 28. The primary analysis population is the Full Analysis Set: enrolled participants who received at least one dose of study drug and had at least one post-treatment efficacy assessment. The record does not report how many enrolled participants met all these criteria.

Intervention

Participants were assigned to open-label adalimumab 80 mg, administered by subcutaneous injection every other week from Week 0 to Week 50. The study is described as investigating efficacy, safety, and pharmacokinetics after dose escalation. Details of earlier treatment or the dose-escalation process are not reported in the registry record, so the regimen should be understood only as described in its intervention information.

Comparator

There was no comparison group: the registry describes a single-group study, with allocation listed as not applicable and masking listed as none. The participants therefore do not serve as a randomized control group for one another. Changes over time can be described, but this design does not provide a concurrent control for separating treatment-associated changes from other influences.

Primary question

The primary endpoint asks what percentage of participants achieved Clinical Response 50 at Week 8. CR50 means a decrease of at least 50 in the Crohn’s Disease Activity Index (CDAI) from Week 0. The endpoint is a binary response: each participant either meets that definition at the specified assessment or does not. The registry record does not report the observed percentage or its 95% confidence interval.

In statistical terms, the primary question is descriptive for this treated group: how often was the stated response observed under the study’s endpoint definition? It is not a randomized comparison of adalimumab with placebo, usual care, or another regimen. The study also lists secondary outcomes covering clinical remission, other CDAI response thresholds, C-reactive protein, laboratory parameters, and blood pressure. The existence of those outcomes does not supply their results, which are not reported in the registry record.

3. Trial Design

The registry identifies NCT01958827 as a Phase 3, completed, multicenter, open-label, single-group study of adalimumab in Japanese participants with Crohn’s disease. The recorded start is 2013-09 and the primary completion is 2015-03. Enrollment was 28. These design details establish the setting and scale of the study, but they do not establish how many participants contributed to each endpoint analysis.

All participants were to receive open-label adalimumab 80 mg by subcutaneous injection every other week from Week 0 to Week 50. Because the study had one group and no masking, participants and investigators were not blinded to the assigned treatment, and there was no randomized allocation between competing regimens. The registry does not report a control condition or a treatment contrast. Consequently, the central statistical description is the response observed among participants receiving the stated regimen, not an estimated difference between treatment groups.

The primary assessment was at Week 8. It was the percentage achieving CR50, defined by a CDAI decrease of at least 50 from Week 0. The registry also names repeated assessments of remission and CR50, CR70, and CR100 through Week 52, along with several laboratory and blood-pressure outcomes. The treatment schedule ends at Week 50, while some listed assessments extend to Week 52; the record does not explain the visit schedule or the reason for that timing.

The listed primary analysis population is the Full Analysis Set, consisting of enrolled participants who received at least one dose and had at least one post-treatment efficacy assessment. Missing CDAI observations for the primary endpoint were handled using non-responder imputation. The record does not report participant flow, the number included in the primary analysis, or counts of missing observations. It also does not report the statistical plan beyond the endpoint description and this missing-data rule. Details such as the dose-escalation history, eligibility criteria, interim analyses, or sample-size justification are not reported in the registry record.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Before assignment: This study included a 21-day screening period.

Overall Study

StageAdalimumab 80 mg
STARTED28
COMPLETED18
NOT COMPLETED10

Reasons for not completing this period:

ReasonAdalimumab 80 mg
Adverse Event3
Lack of Efficacy6
Concomitant Prohibited Medicine for AE1

Analysis population for the primary outcome, as defined in the registry: Full Analysis Set (FAS): All enrolled participants who received at least one dose of study drug and had at least one post-treatment efficacy assessment.

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

CharacteristicUnitAdalimumab 80 mg
Participants analysed28
Age, Continuousyears33.6 (SD 10.09)
Sex: Female, Male: FemaleParticipants12
Sex: Female, Male: MaleParticipants16

6. Primary Endpoint

The registry lists the primary outcome as Percentage of Participants Who Achieved Clinical Response 50 (CR50; Crohn's Disease Activity Index [CDAI] Decrease ≥ 50 From Week 0) at Week 8, measured over Week 8.

ElementRegistry entry
Result typeNumber
Measure of spread95% Confidence Interval
Unitpercentage of participants
Endpoint classificationBinary Endpoint

The primary endpoint is the percentage of participants who achieved Clinical Response 50 at Week 8. The CDAI is used to quantify signs and symptoms of Crohn’s disease. For this endpoint, a participant is classified as a responder when the CDAI has decreased by at least 50 from Week 0 to the Week 8 assessment. The outcome is therefore a proportion of participants meeting a specified threshold, rather than a mean change in CDAI.

A threshold-based response is useful because it translates a continuous score into an outcome that can be counted: participants either meet the prespecified response definition or do not. The registry also explains that a CDAI score below 150 indicates remission and a score above 450 indicates severe disease. Those reference points give context to the index, but they are not the definition of the primary endpoint. The primary endpoint is a decrease from baseline, not a requirement to reach remission.

The registry specifies non-responder imputation for missing CDAI observations. Under that approach, a missing assessment is treated as failure to meet the response criterion in the primary analysis. This makes the endpoint definition depend not only on observed CDAI scores but also on the stated rule for missing observations. The primary result itself—the percentage classified as responders and its 95% confidence interval—is not reported in the registry record. Without those estimates, the endpoint’s observed frequency and precision cannot be assessed.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Not a randomized comparison (allocation: NA); arms are not a like-for-like control comparison. A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The registry record defines a clinically interpretable primary outcome: the proportion of participants whose CDAI decreased by at least 50 from Week 0 by Week 8. However, it does not report the observed proportion, the numerator, or the 95% confidence interval. The primary endpoint can therefore be described, but its observed value and statistical precision cannot be interpreted from the registry record.

The enrollment of 28 describes the study’s overall size. It should not be treated as the number in the primary analysis: the Full Analysis Set required receipt of at least one dose and at least one post-treatment efficacy assessment, and the record does not report the count meeting those conditions. Nor does enrollment alone reveal how many participants had a Week 8 CDAI measurement. The stated non-responder imputation rule addresses missing CDAI observations analytically, but the amount of missing data is not reported.

Because this was a single-group, open-label study, any reported response percentage would describe outcomes in the treated group under the study’s conditions. It would not, by itself, estimate what would have happened to comparable participants under a different treatment or no treatment. Without random assignment and a concurrent comparator, observed change cannot be cleanly separated from other explanations, including changes over time, variation in disease activity, or assessment effects. These are general limitations of interpreting an uncontrolled treatment group, not findings about what occurred in this study.

The registry lists multiple secondary outcomes, including remission and several response thresholds at repeated time points. Those outcome definitions may describe different aspects of disease activity, but their presence does not substitute for an unreported primary result. The record lists 15 outcome measures and zero analyses. It does not report results for the primary or secondary outcomes, so no pattern across endpoints or visits can be evaluated.

For a binary percentage, a confidence interval communicates uncertainty around the estimated proportion. General interpretation requires both the estimate and its interval: a narrower interval indicates greater precision, while a wider interval indicates greater uncertainty. Here, the primary endpoint is described as having a 95% confidence interval, but neither its endpoints nor the response percentage are reported. No conclusion about the magnitude or precision of the response is therefore supported by the registry record.

The safety information is also limited to counts and listed serious-event terms. It reports 8 participants affected by serious adverse events and 21 affected by other adverse events, each among 28 at risk. The record lists several serious-event terms with percentages, but does not provide event-level narratives, timing, attribution, or a comparison group. These counts describe events recorded in the study; they do not establish whether an event was caused by treatment or how the rates compare with another regimen.

9. Statistical Methods Explained

The registry record identifies the primary endpoint as a percentage, with a 95% confidence interval, and specifies non-responder imputation for missing CDAI observations. It does not describe the precise confidence-interval method, any covariate adjustment, or a broader statistical analysis plan. The following concepts explain how these methods are generally read; they should not be taken as a claim that an unreported method was used.

What does a response percentage represent?

A binary endpoint divides participants into two categories according to a stated rule. For CR50, the rule is whether CDAI decreased by at least 50 from Week 0 at Week 8. The percentage is the share of analyzed participants classified as responders. It is not a measure of average CDAI change, and it does not indicate how far an individual participant’s score changed once the response threshold was reached.

Thresholds simplify reporting, but they discard information about the size of changes within each category. Participants with decreases just short of the threshold and participants with no decrease are both classified as non-responders under the rule. Responders may also have different magnitudes of improvement despite sharing the same classification. A response percentage is therefore best read alongside other relevant outcomes when those outcomes are reported. The registry lists several other CDAI-based outcomes, but their results are not reported in the registry record.

What does a confidence interval convey?

In general, a confidence interval expresses statistical uncertainty around an estimate. For a response percentage, the interval gives a range of values compatible with the data under the interval’s method and assumptions. It is not a guarantee that the true value lies within the particular interval, and it does not measure every source of uncertainty. In a single-group study, it addresses uncertainty in the group’s estimated response proportion; it does not create a comparison with an unobserved control group.

The record specifies a 95% confidence interval for the primary endpoint but does not report its limits or the method used to calculate it. Without the estimate and interval, neither the response frequency nor its precision can be assessed. General statistical interpretation also distinguishes precision from causal evidence: a precise estimate in an uncontrolled group would still not establish how the outcome compares with another treatment.

How should non-responder imputation be understood?

Non-responder imputation classifies participants with missing CDAI observations as not having achieved the response. It is a conservative convention in the sense that missing assessments do not count as successes. It also makes assumptions: a participant whose outcome is missing is treated as a non-responder regardless of the unobserved score. This rule can affect the reported response proportion, particularly when missingness is substantial or differs across participants. The registry does not report the number or reasons for missing assessments, so the impact of the rule cannot be quantified.

The analysis population is defined as enrolled participants who received at least one dose and had at least one post-treatment efficacy assessment. This is not necessarily identical to all enrolled participants. Because the record does not report the population count or participant flow, readers cannot determine how many participants were excluded from the Full Analysis Set, whether every included participant had a Week 8 assessment, or how missing observations were distributed over time.

Why does the single-group design matter?

A single-group study estimates outcomes among participants receiving the study regimen, subject to its population, assessments, and analysis rules. A randomized comparison instead assigns participants to different conditions, allowing the between-group contrast to support a causal interpretation under appropriate assumptions. No such contrast is available in this study: allocation is listed as not applicable, masking as none, and the model as single group.

As a general matter, outcomes in an uncontrolled group may reflect treatment, natural changes in the condition, concurrent care, measurement variability, or other factors. An open-label design can also influence subjective reporting or assessment. These are potential interpretive limitations of the design, not proof that any particular bias occurred. The registry record does not report procedures that would allow these influences to be evaluated.

What do the planning assumptions mean?

The planning illustration is described as using a two-sided significance level of 0.05, equal allocation between two arms, and a normal approximation, with the effect to detect expressed as a stated fraction of the observed effect. These are assumptions for a hypothetical sample-size calculation, not a description of the actual trial design. This study is single-group, not an equal-allocation, two-arm comparison. The illustration is not observed power and should not be read as evidence about the probability that the study detected an effect.

The record does not report the study’s own sample-size justification. Nor does it report the observed primary effect needed to interpret a calculation based on a fraction of that effect. No sample-size illustration can replace the actual endpoint estimate, its confidence interval, or a clearly described comparison. In this record, the primary result and its interval are not reported.

10. Exact Estimates for Each Arm

No two-arm comparison is shown for this trial, but each arm's result can still be summarized with exact interval estimates computed from the posted counts. The Clopper-Pearson interval is exact and conservative; the Wilson interval is a common closer-to-nominal alternative; the Bayesian credible interval uses a uniform Beta(1, 1) prior. For small groups the three can differ noticeably.

ArmParticipantsEventsObserved %Clopper-Pearson 95% CIWilson 95% CIBayesian 95% credible interval
Adalimumab 80 mg282175.0%55.1% to 89.3%56.6% to 87.3%56.5% to 87.3%

R code and output

arm    <- c("Adalimumab 80 mg")
n      <- c(28)
events <- c(21)
for (i in seq_along(n)) {
  ci <- binom.test(events[i], n[i])$conf.int          # Clopper-Pearson exact interval
  cr <- qbeta(c(0.025, 0.975), 1 + events[i], 1 + n[i] - events[i])   # Bayesian, uniform Beta(1,1) prior
  wi <- (function(x, n) { p <- x / n; z <- qnorm(0.975); d <- 1 + z^2 / n
    c((p + z^2 / (2 * n) - z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d, (p + z^2 / (2 * n) + z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d) })(events[i], n[i])
  cat(sprintf("ARM|%s|%d|%d|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f\n", arm[i], n[i], events[i], 100 * events[i] / n[i],
              100 * ci[1], 100 * ci[2], 100 * wi[1], 100 * wi[2], 100 * cr[1], 100 * cr[2]))
}
ARM  Adalimumab 80 mg  28  21  75.0  55.1  89.3  56.6  87.3  56.5  87.3

11. Multiplicity, Missing Data and Analysis Populations

The registry lists 15 outcome measures, including the primary CR50 response at Week 8 and multiple secondary outcomes. Several secondary outcomes involve repeated assessments through Week 52, and the list includes more than one CDAI response threshold. When many outcomes or time points are examined, the chance of at least one apparently notable result can increase. As a general statistical practice, multiplicity procedures or a prespecified hierarchy may be used to manage interpretation across multiple tests. Whether such procedures or a hierarchy were specified for this study is not reported in the registry record.

The record lists zero analyses and does not report outcome estimates or hypothesis-test results. It therefore does not permit assessment of how multiple endpoints were analyzed, whether results were adjusted for multiplicity, or whether any particular outcome was designated for confirmatory inference beyond the stated primary endpoint. A list of endpoints alone does not establish which analyses were performed or how their results should be interpreted.

Missing CDAI observations for the primary endpoint were handled using non-responder imputation. Under this rule, participants with missing CDAI observations are counted as non-responders. The record does not report how many observations were missing, the reasons for missingness, or whether missingness occurred at particular visits. It also does not describe sensitivity analyses using alternative assumptions. As a result, the robustness of the primary estimate to missing-data assumptions cannot be evaluated.

The Full Analysis Set includes enrolled participants who received at least one dose and had at least one post-treatment efficacy assessment. The number meeting that definition is not reported in the registry record. Participant flow, the number contributing to each endpoint, and details of any exclusions are also not reported. These gaps limit evaluation of both the analysis denominator and the potential effects of missing data.

12. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
Adalimumab 80 mg82828.6%

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 0% reporting threshold.

ArmParticipants affected of at risk
Adalimumab 80 mg21 of 28

Most frequent serious adverse event terms

Event termOrgan systemAdalimumab 80 mg
CROHN'S DISEASEGastrointestinal disorders4 of 28
ILEUSGastrointestinal disorders1 of 28
INTESTINAL OBSTRUCTIONGastrointestinal disorders1 of 28
SMALL INTESTINAL ULCER HAEMORRHAGEGastrointestinal disorders1 of 28
SUBILEUSGastrointestinal disorders1 of 28
ANAL ABSCESSInfections and infestations1 of 28
PNEUMONIA BACTERIALInfections and infestations1 of 28
ALLERGIC TRANSFUSION REACTIONInjury, poisoning and procedural complications1 of 28

Most frequent non-serious adverse event terms

Event termOrgan systemAdalimumab 80 mg
NASOPHARYNGITISInfections and infestations13 of 28
RASHSkin and subcutaneous tissue disorders4 of 28
HEADACHENervous system disorders3 of 28
ANAEMIABlood and lymphatic system disorders2 of 28
ABDOMINAL DISTENSIONGastrointestinal disorders2 of 28
NAUSEAGastrointestinal disorders2 of 28
PYREXIAGeneral disorders2 of 28
BRONCHITISInfections and infestations2 of 28
INFLUENZAInfections and infestations2 of 28
OTITIS EXTERNAInfections and infestations2 of 28

Serious events with the highest arm-level rate: crohn's disease (14.3%), ileus (3.6%), intestinal obstruction (3.6%), small intestinal ulcer haemorrhage (3.6%), subileus (3.6%).

Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

The registry reports 28 participants at risk for both serious and other adverse events. It records 8 participants affected by serious adverse events and 21 affected by other adverse events. These are participant counts in the single study group. The record does not report a comparison group, so the counts cannot be interpreted as comparative rates between treatments.

The listed serious-event terms and percentages are Crohn’s disease, 14.3%; ileus, 3.6%; intestinal obstruction, 3.6%; small intestinal ulcer haemorrhage, 3.6%; subileus, 3.6%; and anal abscess, 3.6%. These terms describe the registry’s coded event categories. The record does not provide event narratives or explain whether one participant could contribute to more than one listed term, so the entries should not be assumed to represent mutually exclusive groups.

The number of deaths is not reported in the registry record. The event counts also do not establish causation: the record does not give enough information to determine whether an event was attributed to adalimumab, when it occurred, or how it related to participants’ underlying disease. These figures describe reported safety information in this study, not a comparative estimate of treatment risk.

13. What the Result Does, and Does Not, Mean

The registry record establishes that the study investigated adalimumab after dose escalation in Japanese participants with Crohn’s disease and identifies CR50 at Week 8 as the primary endpoint. It also describes the regimen, analysis population, and non-responder imputation rule. Those details explain what the study set out to measure and how missing primary endpoint observations were to be classified.

The record does not report the primary response percentage or its 95% confidence interval. It also does not report results for the listed secondary outcomes. Consequently, the posted information does not establish how many participants met the primary response definition, how precise an estimate would be, or whether outcomes changed across the listed assessments. The endpoint definition alone is not a result.

Even if an observed response estimate were available, the study design would remain important to its interpretation. As a single-group, open-label study without a concurrent control, it can describe outcomes among participants receiving the stated regimen but cannot, by itself, show how those outcomes compare with an alternative. General influences such as natural changes over time, other care, or assessment effects cannot be separated from treatment effects by a randomized contrast in this design.

The safety counts show that serious and other adverse events were recorded among participants in the study group, and the registry lists several serious-event terms. These observations do not establish that treatment caused the events or quantify risk relative to another condition. The record also does not report the number of deaths. Any broader judgment about benefits, harms, or treatment choice would go beyond the reported statistical information.

In short, the registry describes the trial’s question and design, but does not post the outcome estimates needed to answer the primary efficacy question statistically. The absence of a reported result should not be mistaken for evidence of no response or for evidence of a particular response. It means that the response frequency and its precision are not reported in the registry record.

14. Why This Trial Matters Statistically

This trial is statistically informative as an example of the distinction between a study question, a design, and a result. The record clearly defines a threshold-based primary endpoint and a population for analysis, and it states how missing CDAI observations were handled. These details matter because a response estimate is meaningful only when readers know what counts as a response, which participants are included, and how missing outcomes affect classification.

The design also matters. A single-group study can describe the observed experience of participants receiving a regimen, but it does not provide a randomized estimate of the difference between that regimen and a comparator. This distinction is central when interpreting an endpoint that might otherwise be mistaken for proof of a treatment effect. The open-label nature of the study is another relevant feature when considering outcomes based on clinical assessment.

Several recurring issues in clinical statistics are visible in the record: a binary endpoint derived from a clinical index, imputation for missing observations, multiple listed outcomes, and a planning illustration based on a two-arm assumption despite the study’s single-group model. Understanding those elements helps readers distinguish endpoint definitions from endpoint findings, and planning assumptions from the design actually conducted.

The record’s limitations are equally instructive. Although it specifies the primary endpoint and its confidence-interval type, it does not report the estimate or interval. It lists outcomes without posted analyses, and it does not give the analysis count, missing-data counts, or the study’s own sample-size justification. Statistical transparency requires both methods and results: a clear definition of what was measured cannot substitute for the numerical findings needed to assess magnitude and precision.

15. Limitations

The most important limitation for statistical interpretation is that the registry record does not report the primary endpoint result or its 95% confidence interval. Without these, the response percentage and its precision cannot be assessed. The record also does not report results for the listed secondary outcomes, despite listing 15 outcome measures and zero analyses.

The enrollment was 28, but the number in the Full Analysis Set is not reported. The registry defines that set as enrolled participants who received at least one dose and had at least one post-treatment efficacy assessment. Participant flow, analysis denominators by outcome, and the number with Week 8 data are not reported. This prevents assessment of how the analysis population relates to total enrollment.

Non-responder imputation was used for missing CDAI observations, but the amount and pattern of missingness and reasons for missing assessments are not reported. No sensitivity analyses are described in the registry record. The effect of the imputation rule on the primary estimate therefore cannot be examined.

The single-group, open-label design has no randomized comparator. It can describe outcomes in the treated group, but it cannot isolate a treatment contrast from other changes over time or influences on assessment. The record does not report details that would allow those potential influences to be assessed. Multiple outcomes and repeated time points are listed, but multiplicity procedures or an analysis hierarchy are not reported.

Finally, the registry does not report the study’s own sample-size justification, the precise confidence-interval method, or details such as the dose-escalation history. Safety reporting includes participant counts and event terms, but not timing, attribution, or event narratives; deaths are not reported. These omissions limit interpretation without establishing that any particular event or bias occurred.

16. Related Tutorials

17. Related Statistical Calculators

18. Sources

Continue through the Clinical Biostats statistical pathway

Use this trial's endpoint as a starting point for deeper study of effect measures, confidence intervals, and sample-size planning.

19. Record Summary

NCT01958827 is a completed Phase 3, multicenter, open-label, single-group study of adalimumab in Japanese participants with Crohn’s disease. Enrollment was 28. Participants were to receive adalimumab 80 mg by subcutaneous injection every other week from Week 0 to Week 50.

The primary endpoint was the percentage achieving CR50 at Week 8, defined as a CDAI decrease of at least 50 from Week 0. The Full Analysis Set required at least one dose and at least one post-treatment efficacy assessment; non-responder imputation was used for missing CDAI observations. The primary result and its 95% confidence interval are not reported in the registry record.

The record lists 15 outcome measures and zero analyses. It reports 8 participants affected by serious adverse events and 21 affected by other adverse events, among 28 at risk. The number of deaths is not reported. No randomized comparator is described.

Clinical Biostats