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Vitreous Hemorrhage Phase 2 Binary Endpoint NCT01805297

Aflibercept Injection for Proliferative Diabetic Retinopathy: Complete Statistical Analysis

This analysis examines a randomized Phase 2 trial of vitrectomy with or without intraoperative aflibercept in severe proliferative diabetic retinopathy. It describes the posted week 24 vitreous hemorrhage counts and the limits of drawing comparative conclusions from this small record.

Trial start: 2013-03  ·  Enrollment: 12  ·  Sponsor: University of Oklahoma
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for Aflibercept Injection for Proliferative Diabetic Retinopathy (NCT01805297), a randomized phase 2 study. The primary outcome is Rate of Resolved Post-operative Vitreous Hemorrhage..

12
Enrollment
Phase 2
2
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT01805297
PhasePhase 2
ConditionVitreous Hemorrhage
AllocationRandomized
Design modelParallel
MaskingNone (open label)
Enrollment12
Arms in the primary outcome2
Lead sponsorUniversity of Oklahoma
Results postedYes

2. Clinical Question

Population

Patients with severe proliferative diabetic retinopathy undergoing pars plana vitrectomy. Vitreous hemorrhage is the listed condition. The registry record reports enrollment of 12.

Intervention

The arm titled Vitrectomy With Aflibercept Injection is described as preoperative 2.0mg intravitreal aflibercept, vitrectomy, and intraoperative 2.0mg intravitreal aflibercept injection.

Comparator

The comparator is titled Standard Vitrectomy. Its description says preoperative 2.0mg intravitreal aflibercept and standard of care vitrectomy. Thus, both arm descriptions include preoperative aflibercept; the record does not explain this feature further.

Primary question

At 24 weeks, how many participants in each arm were recorded as having no vitreous hemorrhage before or at week 24? The primary outcome is titled Rate of Resolved Post-operative Vitreous Hemorrhage, but the posted result is expressed as participant counts.

The registry describes a study evaluating ocular and systemic safety of intravitreal aflibercept in patients undergoing surgery for proliferative diabetic retinopathy. Its primary endpoint focuses on postoperative vitreous hemorrhage, while the listed secondary outcomes include mean change in visual acuity, need for any additional surgical intervention, and changes in mean central retinal thickness. The posted primary outcome is therefore one part of a broader assessment, not a complete account of all clinical outcomes.

The comparison is between the two recorded surgical strategies, but the comparator description includes preoperative aflibercept as well. Because the registry does not explain whether that wording is intentional or how the strategies differ apart from the intraoperative injection, interpretation should follow the arm descriptions without assuming a different treatment contrast. The record does not provide further detail about eligibility criteria or the precise clinical circumstances that led participants to undergo surgery.

3. Trial Design

This is a randomized, parallel-group Phase 2 trial with no masking recorded. The registry lists the University of Oklahoma as sponsor and the study status as completed. The recorded start is 2013-03, and primary completion is 2014-02. Enrollment is listed as 12.

Participants were assigned to a group titled Vitrectomy With Aflibercept Injection or a group titled Standard Vitrectomy. Each arm lists 6 participants. The first description specifies preoperative and intraoperative intravitreal aflibercept, whereas the second specifies preoperative aflibercept followed by standard of care vitrectomy. This wording means the registry descriptions do not present the comparator as a strategy without preoperative aflibercept. The record does not report further details that resolve this feature of the comparison.

Random allocation can help make treatment groups comparable in expectation, but it cannot guarantee balance in a small study. With no masking recorded, the record does not indicate that participants or study staff were blinded to assignment. It does not report further information about the randomization procedure, allocation concealment, or whether outcome assessment was masked.

The primary outcome is recorded at 24 weeks and concerns postoperative vitreous hemorrhage. The arm results are participant counts. The record also lists three secondary outcomes: mean change in visual acuity, need for any additional surgical intervention, and changes in mean central retinal thickness. Four outcome measures are listed overall, while the analysis count is recorded as 0. The record does not report a detailed statistical analysis plan, a sample-size justification, or interim analyses. These omissions prevent a full assessment of the trial's planned analysis and the role each outcome was intended to play.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Overall Study

StageVitrectomy With Aflibercept InjectionStandard Vitrectomy
STARTED66
COMPLETED43
NOT COMPLETED23

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

CharacteristicUnitVitrectomy With Aflibercept InjectionStandard VitrectomyTotal
Participants analysed6612
Age, Categorical: <=18 yearsParticipants000
Age, Categorical: Between 18 and 65 yearsParticipants6511
Age, Categorical: >=65 yearsParticipants011
Sex: Female, Male: FemaleParticipants325
Sex: Female, Male: MaleParticipants347
Race (NIH/OMB): American Indian or Alaska NativeParticipants112
Race (NIH/OMB): AsianParticipants000
Race (NIH/OMB): Native Hawaiian or Other Pacific IslanderParticipants000
Race (NIH/OMB): Black or African AmericanParticipants101
Race (NIH/OMB): WhiteParticipants459
Race (NIH/OMB): More than one raceParticipants000
Race (NIH/OMB): Unknown or Not ReportedParticipants000
Region of Enrollment: United Statesparticipants6612
Mean visual acuitynumber of letters read on ETDRS Chart13.8 (0 to 100)17.7 (0 to 100)15.9 (0 to 100)
Intraocular pressuremmHg14 (10 to 18)11.2 (6 to 18)12.6 (6 to 18)
Central retinal thicknessMicrons304 (304 to 304)305 (305 to 305)304.5 (304 to 305)

6. Primary Endpoint

The registry lists the primary outcome as Rate of Resolved Post-operative Vitreous Hemorrhage., measured over 24 weeks.

ElementRegistry entry
Result typeCount Of Participants
Measure of spreadnot applicable
UnitParticipants
Endpoint classificationBinary Endpoint

The primary endpoint is titled Rate of Resolved Post-operative Vitreous Hemorrhage. Its description defines the outcome as the percentage of patients who had no vitreous hemorrhage before or at week 24, with a timeframe of 24 weeks. The unit is participants, and the posted arm results are counts of participants meeting the outcome. In the arm titled Vitrectomy With Aflibercept Injection, the count is 6 of 6; in Standard Vitrectomy, it is 5 of 6.

This endpoint is relevant to the surgical setting because it records whether vitreous hemorrhage was present over the stated period. A binary outcome reduces each participant's status to whether the defined condition was met or not. That can make an outcome straightforward to summarize, but it also discards information about timing, duration, recurrence, and severity unless those details are captured separately. The registry record does not give definitions for those features or further information about how the outcome was assessed.

The title uses the word “rate,” while the description refers to a percentage and the posted results are counts. Those formats should not be conflated: the registry's actual arm entries are participant counts, not a reported rate estimate. No confidence interval or inferential comparison is reported in the registry record. Accordingly, the counts describe the recorded outcome in each arm but do not on their own quantify the precision of the difference between strategies.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Values missing or not estimable for a two-arm comparison (binary endpoint). A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The posted primary outcome counts are 6 participants in the Vitrectomy With Aflibercept Injection arm and 5 participants in the Standard Vitrectomy arm. Each arm lists 6 participants. These are descriptive results at the 24-week endpoint. The registry does not provide a confidence interval, a p-value, or a sponsor-reported statistical comparison for this binary outcome.

The absence of an inferential comparison matters because participant counts alone do not show how uncertain a between-arm contrast may be. In a small randomized study, the observed counts can be sensitive to the outcomes of individual participants. Randomization supports a comparative design, but it does not make a sparse result precise or establish that the groups were balanced on all relevant characteristics.

The registry record marks the two-arm binary comparison as not estimable for recalculation. Therefore, no recalculated contrast or uncertainty interval is available to interpret. The stated comparison should not be replaced with a difference computed from the counts. The record also indicates no posted analyses. As a result, there is no reported adjusted analysis to consider alongside the raw endpoint values.

The interpretation is further constrained by the treatment descriptions. Both arm descriptions include preoperative aflibercept; only the first explicitly includes an intraoperative injection. The record does not clarify whether this reflects the intended comparison or a wording issue. The labels alone should not be used to infer a contrast between aflibercept exposure and no aflibercept exposure.

The primary endpoint is not the only outcome of interest in the record. Visual acuity change, additional surgical intervention, and central retinal thickness change are listed as secondary outcomes, but their results are not reported in the registry record. The record also does not report an analysis population, missing-data handling, or details of outcome assessment. The primary counts can therefore be described, but the broader clinical pattern and robustness of the comparison remain uncertain.

These findings are descriptive and specific to the recorded trial. They do not establish a general effect, and the registry record does not support a precise estimate of comparative performance. The distinction between observed counts and an inferential conclusion is especially important when the arm sizes are small and the statistical comparison is unavailable.

9. Statistical Methods Explained

Statistical methods help distinguish what was observed from what can reasonably be inferred. In this record, the primary endpoint is binary: participants either meet the stated condition of no vitreous hemorrhage before or at week 24, or they do not. The registry reports the number meeting the condition in each arm. It does not report a model-based estimate or uncertainty interval for the comparison.

What does a participant count show?

A count is a direct description of how many participants in a group met an outcome definition. It does not, by itself, express uncertainty about the underlying event probability or the contrast between groups. Counts are useful for transparency, particularly when group sizes are small, because readers can see the observed outcome numbers rather than relying only on a summary statistic. Here, the arm entries are 6 of 6 and 5 of 6.

A binary endpoint simplifies a participant's outcome into two categories. This can be appropriate when the clinical question concerns whether a defined event occurred by a specified time. The simplification can also conceal distinctions such as how long an event lasted, when it occurred, or whether it recurred. The registry does not report these features for this endpoint.

What would an interval estimate add?

In general, a confidence interval describes the range of values compatible with the observed data under a specified statistical method. It communicates precision as well as direction and magnitude. A wide interval indicates substantial uncertainty; an interval that excludes a null value may be relevant to a formal test, depending on the method and estimand. No confidence interval is reported for this comparison, so its precision cannot be assessed from an interval estimate in the registry record.

For a binary endpoint, common comparative approaches include estimating a difference in event proportions, a relative measure, or using a test suited to small cell counts. The choice depends on the question, design, and analysis plan. These are general examples, not methods identified as having been used in this trial. The registry record does not report the sponsor's statistical method for this outcome.

Why does small group size matter?

When groups are small, each participant's outcome has substantial influence on the group summary. This can produce unstable estimates and broad uncertainty. It also limits the ability of randomization to ensure close balance in baseline characteristics. These considerations do not invalidate the observed counts; they affect how confidently those counts can be generalized or interpreted as evidence of a treatment contrast.

Statistical significance and clinical importance are different questions. A test addresses compatibility with a statistical null hypothesis under its assumptions. It does not by itself establish clinical relevance, and a non-significant result would not prove equivalence. Conversely, a difference in observed counts is not, by itself, evidence that the underlying strategies differ. No p-value or formal test result is reported.

What is the status of recalculation?

The registry record indicates that values were missing or not estimable for a two-arm comparison of this binary endpoint. Thus, a simple unadjusted recalculation from the posted summary statistics is not available. There is no sponsor analysis reported that could take precedence over such a recalculation. The interpretation should stay with the arm counts and acknowledge that a comparative estimate is unavailable.

How should planning calculations be read?

In general, a sample-size calculation estimates the number of participants needed to detect a specified effect under assumed statistical conditions. It is a planning exercise, not a measure of how much power the completed trial actually achieved. The registry's planning assumptions describe a two-sided significance level of 0.05, equal allocation, and a normal approximation, with the target effect expressed as a fraction of the observed effect. Those assumptions do not amount to the trial's own design justification. The record does not report such a justification. Any planning illustration should therefore be read as conditional on its stated assumptions, not as an observed finding or confirmation of adequate power.

Multiplicity arises when several outcomes or hypotheses are assessed. Considering many tests can increase the chance of at least one apparently unusual result by chance, unless the analysis plan addresses this. The registry lists a primary outcome and three secondary outcomes, but does not report a multiplicity procedure or a hierarchy governing interpretation. The available record consequently does not establish how results across outcomes were meant to be judged together.

Finally, a complete analysis also depends on defining who was analyzed and how missing observations were handled. Neither the analysis population nor a missing-data approach is reported in the registry record. Without these details, readers cannot determine whether all assigned participants contributed to each outcome or how unavailable outcome data were treated.

10. Exact Estimates for Each Arm

No two-arm comparison is shown for this trial, but each arm's result can still be summarized with exact interval estimates computed from the posted counts. The Clopper-Pearson interval is exact and conservative; the Wilson interval is a common closer-to-nominal alternative; the Bayesian credible interval uses a uniform Beta(1, 1) prior. For small groups the three can differ noticeably.

ArmParticipantsEventsObserved %Clopper-Pearson 95% CIWilson 95% CIBayesian 95% credible interval
Vitrectomy With Aflibercept Injection66100.0%54.1% to 100.0%61.0% to 100.0%59.0% to 99.6%
Standard Vitrectomy6583.3%35.9% to 99.6%43.6% to 97.0%42.1% to 96.3%

R code and output

arm    <- c("Vitrectomy With Aflibercept Injection", "Standard Vitrectomy")
n      <- c(6, 6)
events <- c(6, 5)
for (i in seq_along(n)) {
  ci <- binom.test(events[i], n[i])$conf.int          # Clopper-Pearson exact interval
  cr <- qbeta(c(0.025, 0.975), 1 + events[i], 1 + n[i] - events[i])   # Bayesian, uniform Beta(1,1) prior
  wi <- (function(x, n) { p <- x / n; z <- qnorm(0.975); d <- 1 + z^2 / n
    c((p + z^2 / (2 * n) - z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d, (p + z^2 / (2 * n) + z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d) })(events[i], n[i])
  cat(sprintf("ARM|%s|%d|%d|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f\n", arm[i], n[i], events[i], 100 * events[i] / n[i],
              100 * ci[1], 100 * ci[2], 100 * wi[1], 100 * wi[2], 100 * cr[1], 100 * cr[2]))
}
ARM  Vitrectomy With Aflibercept Injection  6  6  100.0  54.1  100.0  61.0  100.0  59.0  99.6
ARM  Standard Vitrectomy  6  5  83.3  35.9  99.6  43.6  97.0  42.1  96.3

11. Multiplicity, Missing Data and Analysis Populations

The registry lists one primary outcome concerning postoperative vitreous hemorrhage and three secondary outcomes: mean change in visual acuity, need for any additional surgical intervention, and changes in mean central retinal thickness. It lists four outcome measures overall. The analysis count is recorded as 0. Results for the secondary outcomes are not reported in the registry record.

Multiplicity is a general concern when several outcomes or comparisons are examined. The chance of finding an apparently notable result by chance can rise when many statistical tests are considered. Researchers may address this with a prespecified hierarchy, adjusted significance thresholds, or another stated strategy. The registry record does not report a multiplicity adjustment, an outcome hierarchy, or a statistical plan that would show how multiple findings were to be interpreted. It is not possible to infer that no adjustment was used from this absence alone.

The record does not report the analysis population, such as whether the primary analysis included all randomized participants or followed another rule. It also does not report how missing outcome data were handled, whether any participants lacked an endpoint assessment, or whether sensitivity analyses were conducted. These details matter because excluding participants or making assumptions about unavailable outcomes can affect an estimate and its uncertainty.

The arm counts provide a direct descriptive summary, but they do not resolve these reporting gaps. Without the analysis population and missing-data approach, the exact basis of the endpoint summary is not fully documented. Without results for the listed secondary outcomes, the primary endpoint cannot be considered alongside the other outcomes named in the registry.

12. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
Vitrectomy With Aflibercept Injection060.0%
Standard Vitrectomy060.0%

Deaths

ArmDeaths (participants affected of at risk)
Vitrectomy With Aflibercept Injection0 of 6
Standard Vitrectomy0 of 6

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 5% reporting threshold.

ArmParticipants affected of at risk
Vitrectomy With Aflibercept Injection6 of 6
Standard Vitrectomy5 of 6

Most frequent non-serious adverse event terms

Event termOrgan systemVitrectomy With Aflibercept InjectionStandard Vitrectomy
Post operative ocular painEye disorders3 of 64 of 6
HeadacheGeneral disorders1 of 63 of 6
Subconjunctival HemorrhageEye disorders2 of 61 of 6
BronchitisRespiratory, thoracic and mediastinal disorders0 of 62 of 6
NauseaGastrointestinal disorders2 of 60 of 6
tooth decayGeneral disorders1 of 61 of 6
Broken RibMusculoskeletal and connective tissue disorders0 of 61 of 6
descemet's foldsEye disorders0 of 61 of 6
vitreous hazeEye disorders1 of 60 of 6
cataractEye disorders0 of 61 of 6
Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

The registry reports serious adverse events for each arm. In Vitrectomy With Aflibercept Injection, 0 serious adverse events are recorded among 6 participants at risk; in Standard Vitrectomy, 0 are recorded among 6 participants at risk. Deaths are recorded as 0 in both groups. These entries describe the safety data recorded in the registry, not proof that serious events cannot occur.

The record separately reports other adverse events: 6 participants in the aflibercept injection arm and 5 in the Standard Vitrectomy arm are listed as affected, with 6 participants at risk in each group. “Other adverse events” should not be read as equivalent to serious adverse events. The serious-event counts are separately reported as 0 for both arms.

Zero observed serious events is a descriptive result in a small study. It does not establish the absence of risk, particularly when the number of participants observed is limited. The record does not provide event-level details for the other adverse events, their severity, timing, duration, or relationship to treatment. No serious-event terms are listed. The safety figures should therefore be interpreted as registry-reported counts over the study, not as a comprehensive characterization of safety or a basis for comparing risks precisely.

13. What the Result Does, and Does Not, Mean

The result means that the registry records the defined no-hemorrhage outcome for 6 participants in the Vitrectomy With Aflibercept Injection arm and 5 participants in the Standard Vitrectomy arm at the 24-week endpoint. The recorded group sizes are 6 in each arm. This is a description of what was posted, not a precise estimate of how the strategies compare in a broader population.

The result does not establish that one strategy is superior, equivalent, or safer than the other. The registry does not report a confidence interval, p-value, or sponsor-reported analysis for the primary comparison. The available counts cannot show how much uncertainty surrounds a comparative effect. Nor do they establish that the observed pattern would persist in another group of patients.

The treatment contrast also needs careful interpretation. Both arm descriptions include preoperative aflibercept, and the first additionally describes an intraoperative injection. The registry does not clarify the wording or provide further details about the intended distinction between arms. It would therefore be unwarranted to characterize the trial as a simple comparison of aflibercept against no aflibercept.

The study's stated purpose includes evaluating ocular and systemic safety, but the safety counts are limited to the adverse-event entries reported in the registry. No serious adverse events or deaths are listed in either arm, while other adverse events are recorded. These observations do not establish absence of risk, and the record lacks detailed descriptions of the other adverse events.

Finally, the secondary outcome results are not reported in the registry record, and key analysis details—including the analysis population, missing-data handling, and multiplicity approach—are also not reported. The primary counts should be understood as a narrow piece of evidence from a completed randomized Phase 2 study, with substantial limitations on comparative inference.

14. Why This Trial Matters Statistically

This trial is statistically instructive because it combines random allocation with a very small study and a binary primary outcome. Randomization is valuable for comparative questions, but it does not remove uncertainty from a sparse dataset. The posted counts are easy to understand, yet they do not provide the precision information needed to judge the strength of a between-arm contrast.

The record also illustrates why the written definition and the numerical format of an endpoint matter. The endpoint title refers to a rate, and its description refers to a percentage, while the arm entries are counts of participants. Reading the actual outcome definition and posted values avoids treating a count as though a rate or comparative estimate had been reported.

Another important lesson is that a trial's labels and descriptions must be read together. The comparator is called Standard Vitrectomy, but its description includes preoperative aflibercept. That detail complicates a simple interpretation of the treatment contrast. Statistical comparison is only meaningful when the interventions being compared are clearly characterized.

Finally, registry reporting supports transparency but may not include everything needed for a full statistical appraisal. Here, the analysis count is 0, no comparative inference is reported, and information about the analysis population, missing data, and multiplicity is absent. These limitations show why readers should distinguish posted descriptive results from conclusions that require a specified analysis and uncertainty assessment.

15. Limitations

The primary limitation is the small number of participants in each arm, with 6 listed in each group. With sparse binary outcome data, individual observations can have substantial influence on the reported count. The registry does not provide an interval estimate or formal test to convey uncertainty about the comparison.

The arm descriptions are not fully straightforward as a comparison: both include preoperative intravitreal aflibercept, while the intervention arm also includes an intraoperative injection. The registry does not clarify the intended distinction or provide further detail about delivery of the procedures. This constrains interpretation of what aspect of care the arm comparison represents.

The record does not report eligibility criteria in detail, baseline characteristics, the randomization procedure, allocation concealment, or masking of outcome assessment. Although the study is recorded as randomized and unmasked, the available description does not support a fuller appraisal of possible bias or group comparability.

Important analysis details are also absent. The registry does not report the analysis population, missing-data handling, a statistical plan, a sample-size justification, interim analyses, or a multiplicity strategy. The listed secondary outcomes do not have results in the registry record, limiting assessment beyond the primary endpoint. The record reports other adverse-event counts but does not give event-level details, severity, or timing.

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19. Record Summary

NCT01805297 is a completed randomized Phase 2 parallel-group trial sponsored by the University of Oklahoma. The registry lists enrollment of 12, no masking, and a primary completion date of 2014-02. The study concerns vitrectomy for severe proliferative diabetic retinopathy and describes preoperative aflibercept in both arms, with intraoperative aflibercept also described in the intervention arm.

The primary endpoint is postoperative vitreous hemorrhage at 24 weeks. The posted counts are 6 of 6 in the Vitrectomy With Aflibercept Injection arm and 5 of 6 in Standard Vitrectomy. No comparative estimate or inferential analysis is reported in the registry record. Three secondary outcomes are listed, but their results are not reported. The record also lacks details on the analysis population, missing-data handling, multiplicity, and the intended distinction between the arm regimens.

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