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Idiopathic Pulmonary Fibrosis Phase 3 Completed NCT01366209

ASCEND: Complete Statistical Analysis of Pirfenidone in Idiopathic Pulmonary Fibrosis

An independent statistical review of the randomized phase 3 ASCEND trial evaluating pirfenidone versus placebo in patients with idiopathic pulmonary fibrosis, with emphasis on the registered %FVC endpoint, trial design, planned statistical analysis, and reported safety information.

Trial start: 2011-06  ·  Primary completion: 2014-02  ·  Enrollment: 555
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. The ClinicalTrials.gov record identifies a posted primary outcome measure but do not provide a formal statistical-analysis result for that endpoint.

1. Trial at a Glance

ASCEND was a completed randomized phase 3 parallel trial evaluating pirfenidone versus placebo in patients with idiopathic pulmonary fibrosis. The registry reports 555 enrolled participants, 2 arms, quadruple masking, and a binary primary endpoint based on change in percent predicted forced vital capacity from baseline to Week 52.

555
Enrollment
Randomized trial
2
Arms
Pirfenidone vs placebo
52
Primary endpoint
Weeks
4×
Masking
Quadruple
FeatureASCEND
Trial nameASCEND
NCT identifierNCT01366209
Brief titleEfficacy and Safety of Pirfenidone in Patients With Idiopathic Pulmonary Fibrosis (IPF)
Therapeutic areaPulmonology
ConditionIdiopathic Pulmonary Fibrosis
PhasePhase 3
StatusCompleted
Enrollment555
AllocationRandomized
Design modelParallel
MaskingQuadruple
Primary purposeTreatment
Lead sponsorGenentech, Inc.
Sponsor typeIndustry

2. Clinical Question

The central clinical-trial question was whether pirfenidone differed from placebo on the registered primary endpoint, change in percent predicted forced vital capacity from baseline to Week 52, in patients with idiopathic pulmonary fibrosis.

Population

Patients with idiopathic pulmonary fibrosis (IPF).

Intervention

Pirfenidone.

Comparator

Placebo.

Primary question

How does the randomized comparison of pirfenidone versus placebo perform on change in percent predicted forced vital capacity from baseline to Week 52?

3. Trial Design

01
Enroll555 participants
02
Randomize2 treatment arms
03
MaskQuadruple masking
04
Follow52-week endpoint
05
AssessChange in %FVC
Allocation
Randomized allocation to 2 parallel treatment arms.
Masking
Quadruple masking was specified in the registry.
Primary purpose
Treatment.
Study phase
Phase 3.
ARM 1

Pirfenidone

  • Intervention type: drug
  • Randomized active-treatment arm
ARM 2

Placebo

  • Intervention type: drug
  • Randomized comparator arm

The registry describes the allocation as randomized, the design model as parallel, and the masking level as quadruple. These features are important statistically because randomization establishes the basis for a comparative treatment effect, while masking is intended to reduce the influence of treatment knowledge on trial conduct and assessment.

4. Endpoints

The registry identifies 1 primary endpoint and classifies the posted primary endpoint type as binary.

EndpointRegistry definitionTime frameEndpoint type
Primary endpointChange in Percent Predicted Forced Vital Capacity (%FVC) From Baseline to Week 5252 weeksBinary
Why the endpoint classification matters. The registry in the ClinicalTrials.gov record identifies the primary endpoint as binary even though the underlying concept is a change in a continuous physiologic measurement. That means the statistical analysis would ordinarily depend on the prespecified binary definition of the change in %FVC rather than simply treating the raw change as an unconstrained continuous outcome. The ClinicalTrials.gov record does not provide the cutoff or the arm-level counts used to construct the binary endpoint.

5. Primary Endpoint: What Was Measured?

The primary endpoint was Change in Percent Predicted Forced Vital Capacity (%FVC) From Baseline to Week 52, assessed over a 52-week time frame.

Conceptual structure
Change in %FVC = %FVC at Week 52 − %FVC at baseline

The registry's endpoint is expressed as change from baseline to a specified follow-up time. Because the ClinicalTrials.gov record classifies the endpoint as binary, the final analysis would use the prespecified binary outcome definition rather than infer a continuous-scale comparison from the endpoint name alone.

This distinction is important. An endpoint can be based on a continuous measurement while the trial's primary analysis treats the resulting patient-level classification as binary. The statistical question then becomes the comparison of the proportion of patients meeting the prespecified endpoint definition between randomized groups.

6. Statistical Methodology

Binary endpoint analysis

For a binary primary endpoint, a typical randomized comparison would summarize the number and percentage of participants meeting the endpoint definition in each treatment arm and compare those proportions using a prespecified statistical test or regression model.

Depending on the statistical analysis plan, possible measures of treatment effect could include a risk difference, risk ratio, odds ratio, or another prespecified effect measure. The registry-reported ASCEND trial data do not identify which effect measure was used for the primary analysis.

General binary comparison
ptreatment = responders / participants in treatment arm
pcontrol = responders / participants in control arm

A formal treatment comparison would then quantify the difference between these probabilities according to the prespecified analysis method.

Why randomization matters

Randomization creates the foundation for comparing outcomes between the pirfenidone and placebo groups. In a properly conducted randomized trial, treatment assignment is determined independently of participants' prognostic characteristics. This makes the between-group comparison the central source of evidence about the treatment effect.

Why quadruple masking matters

Quadruple masking means that the trial was registered as having masking at four levels. Masking can reduce opportunities for knowledge of treatment assignment to influence trial behavior, outcome assessment, treatment administration, or other study processes. The ClinicalTrials.gov record does not specify the four masked roles individually, so they should not be inferred.

Week 52 as a fixed assessment time

The registered primary endpoint has a defined 52-week time frame. A fixed-time binary endpoint differs from a time-to-event endpoint: the principal comparison is whether participants meet the endpoint definition at the specified assessment point, rather than modeling the time until an event occurs.

7. Planned Analysis

ClinicalTrials.gov reports the outcome measure, but the ClinicalTrials.gov record does not contain a formal statistical analysis for it. Results are marked as posted, but no formal statistical analyses were posted. Therefore, no treatment effect estimate, confidence interval, or p-value is reported here.

The registry identifies one posted primary outcome measure: Change in Percent Predicted Forced Vital Capacity (%FVC) From Baseline to Week 52, with a 52-week time frame and a binary endpoint classification.

For a binary endpoint of this type, an appropriate formal analysis would normally compare the proportions meeting the prespecified endpoint definition between the pirfenidone and placebo groups. The choice between a chi-square-type test, Fisher's exact test, logistic regression, or another method would depend on the prespecified statistical analysis plan, sample-size assumptions, covariates, and endpoint definition. Those details are not contained in the ClinicalTrials.gov record.

What is known and what is not known from the ClinicalTrials.gov record: the trial enrolled 555 participants, used randomized parallel allocation with 2 arms and quadruple masking, and posted the primary outcome measure. The ClinicalTrials.gov record does not provide the binary response counts, treatment-effect estimate, confidence interval, or p-value for that endpoint.

8. Results Reporting Status

The ClinicalTrials.gov record states Results Posted: Yes and Outcome Measures Posted: 1. However, the ClinicalTrials.gov recordset contains no entries for the primary endpoint and reports 0 analyses omitted for length.

Result componentStatus in the ClinicalTrials.gov record
Results postedYes
Outcome measures posted1
Formal statistical analyses reportedNone
Analyses omitted for length0
Primary endpointChange in %FVC from baseline to Week 52
Formal treatment-effect estimate reportedNot provided
Confidence interval reportedNot provided
P-value reportedNot provided

This distinction prevents a common statistical reporting error: treating the statement that results are posted as equivalent to having a complete formal analysis table available in the ClinicalTrials.gov record. For this page, the latter is absent.

9. Safety

The ClinicalTrials.gov record reports serious adverse events by randomized arm as affected participants divided by participants at risk.

Safety measureAffected / at risk
Active Arm55/278
Placebo Arm69/277

Active arm

55/278 participants were affected by the reported serious adverse-event measure.

Placebo arm

69/277 participants were affected by the reported serious adverse-event measure.

These are the serious-adverse-event counts posted on ClinicalTrials.gov for the two arms. They should not be converted into an inferred comparative risk estimate here because the task requires reporting the registry-reported numbers exactly and the registry data do not provide a formal statistical analysis of this safety measure.

Clinical Biostats interpretation

The serious-adverse-event information provides an important safety description alongside the efficacy endpoint. However, a raw affected/at-risk count does not by itself establish whether the observed difference is statistically significant, clinically important, or causally attributable to treatment. A formal comparison would require the prespecified safety analysis framework and appropriate uncertainty measures.

10. Statistical Methods Explained

Why was randomization important in ASCEND?

Randomization is the mechanism that makes the pirfenidone-versus-placebo comparison a controlled experiment. Rather than allowing treatment assignment to be determined by prognosis or clinician preference, random allocation is intended to balance prognostic factors on average across treatment groups. The primary inference therefore comes from comparing outcomes according to the assigned treatment groups.

What does quadruple masking contribute?

Quadruple masking is a design feature intended to limit knowledge of treatment assignment. When participants and relevant trial personnel do not know assignment, expectations and behavior can have less opportunity to influence study conduct. The ClinicalTrials.gov record identifies the masking level but does not specify the identities of the four masked parties.

Why is the primary endpoint described as binary?

The underlying measurement, percent predicted FVC, is naturally quantitative. But the registry classifies the registered primary endpoint as binary. That indicates that the primary analysis was based on whether participants satisfied a defined binary outcome rather than simply comparing every participant's raw continuous change as the primary endpoint. The ClinicalTrials.gov record does not provide the binary threshold.

How would a binary treatment comparison usually be interpreted?

Suppose the analysis defines a favorable endpoint as occurring or not occurring. The treatment effect can then be expressed through a difference in proportions, ratio of proportions, odds ratio, or another prespecified measure. The choice matters because these measures have different interpretations. The ASCEND ClinicalTrials.gov record do not specify which measure was used.

Why does the 52-week time frame matter?

A binary endpoint assessed at Week 52 asks a fixed-time question: what proportion of randomized participants satisfy the endpoint definition by the specified assessment? That is conceptually different from survival analysis, where the exact time to an event and censoring are modeled.

Why should no p-value be inferred here?

A p-value cannot be reconstructed from the trial name or endpoint description. It requires the observed data, the statistical test or model, and the prespecified hypotheses.

Why should the serious-adverse-event counts be kept separate from efficacy?

Efficacy and safety answer different questions. The primary endpoint concerns the prespecified change in %FVC, whereas serious adverse events describe an important safety outcome. Combining them into a single judgment would conceal the distinct statistical and clinical meanings of the two types of evidence.

11. Randomization and Analysis Interpretation

The registry specifies randomized allocation and a parallel design with 2 arms. This is particularly important for interpreting any eventual primary endpoint comparison because the treatment groups are defined by randomized assignment rather than by treatment actually received.

Randomized comparison
The treatment contrast is pirfenidone versus placebo.
Parallel design
Participants are assigned to one of 2 treatment arms rather than moving through sequential treatment periods.
Quadruple masking
The registry identifies four levels of masking without specifying their identities in the ClinicalTrials.gov record.
Fixed endpoint time
The primary endpoint is assessed from baseline to Week 52.

12. What Cannot Be Concluded From the Supplied Results

Because the registry-reported statistical-analysis section contains no formal analyses, several common trial-results statements would go beyond the available evidence.

Methodological discipline: the absence of a registry-reported analysis is itself important information. A statistical review should distinguish between what a trial measured, what the registry reports, and what a statistician would normally analyze. Those are not necessarily the same thing.

13. Trial Timeline

2011-06

Trial start

The ASCEND trial began in June 2011 according to the ClinicalTrials.gov record.

2014-02

Primary completion

The ClinicalTrials.gov record gives February 2014 as the primary completion date.

52 weeks

Primary endpoint time frame

The registered primary endpoint evaluates change in percent predicted FVC from baseline to Week 52.

14. Primary Endpoint: Statistical Interpretation

What the endpoint means

The primary endpoint concerns change in percent predicted forced vital capacity from baseline to Week 52. Because the registry classifies the endpoint as binary, the primary analysis concerns whether each participant meets the prespecified binary endpoint definition.

What the endpoint does not mean

The endpoint name alone does not establish the direction or magnitude of a treatment effect. It also does not establish that a particular percentage-point difference, threshold, or responder rate was observed. Those quantities require the actual posted analysis data.

Why uncertainty matters

A treatment comparison should normally be accompanied by an uncertainty measure such as a confidence interval. Without the formal analysis in the ClinicalTrials.gov record, the precision of the treatment estimate cannot be evaluated.

Why a p-value is not an effect size

Even when a p-value is available, it does not describe the magnitude of a treatment effect. Effect size and uncertainty should be interpreted directly. In this record, no formal p-value is reported, so none is reported.

15. Limitations

16. Why This Trial Matters Statistically

ASCEND is useful as a statistical teaching case because it illustrates how a randomized, masked phase 3 trial can reduce bias while using a fixed-time physiologic endpoint. It also illustrates why an analyst must distinguish the underlying clinical measurement from the statistical form of the endpoint.

ConceptHow it appears in ASCEND
RandomizationParticipants were randomized to 2 parallel treatment arms.
BlindingThe registry specifies quadruple masking.
Binary endpointThe primary endpoint is classified as binary.
Change from baselineThe primary endpoint evaluates change in percent predicted FVC from baseline to Week 52.
Fixed assessment timeThe primary endpoint uses a 52-week time frame.
Comparator-controlled designPirfenidone is compared with placebo.
Safety analysisSerious adverse events are reported as affected participants divided by participants at risk by arm.
Evidence hierarchyThe distinction between a posted outcome measure and a registry-reported formal statistical analysis is essential for accurate interpretation.

17. Related Tutorials

Learn more about the methods used in this trial:

18. Related Statistical Calculators

19. Sources

Continue through Clinical Biostats

Connect randomized-trial design concepts with statistical tutorials and clinical-trial analysis tools.

20. Record Summary

ASCEND was a completed randomized phase 3 parallel trial of pirfenidone versus placebo in idiopathic pulmonary fibrosis, with 555 enrolled participants, 2 treatment arms, and quadruple masking. Its registered primary endpoint was Change in Percent Predicted Forced Vital Capacity (%FVC) From Baseline to Week 52, classified in the ClinicalTrials.gov record as a binary endpoint.

The most important statistical limitation of the ClinicalTrials.gov record is the distinction between results being posted and a formal statistical analysis being available in the ClinicalTrials.gov record. The record states that results were posted and that one outcome measure was posted, but the statistical-analysis dataset contains no formal analysis entries.

The available safety information reports serious adverse events as 55/278 in the active arm and 69/277 in the placebo arm. These counts provide descriptive safety information but, without a registry-reported inferential analysis, do not establish a formal statistical difference.

Clinical Biostats methodology: A rigorous trial-results page should separate the registered design, the endpoint definition, reported numerical evidence, and statistical interpretation.