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Relapsing Multiple Sclerosis Phase 3 Completed NCT02792218

ASCLEPIOS I: Complete Statistical Analysis of Ofatumumab vs Teriflunomide in Relapsing Multiple Sclerosis

An independent statistical review of the randomized, quadruple-masked phase 3 ASCLEPIOS I trial comparing subcutaneous ofatumumab 20 mg with oral teriflunomide 14 mg in relapsing multiple sclerosis, with a focus on count-data regression, pooled time-to-event disability endpoints and repeated-measures biomarker models.

Start: 2016-09-20  ·  Primary completion: 2019-07-05  ·  Sponsor: Novartis Pharmaceuticals
About this analysis

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record.

1. Trial at a Glance

ASCLEPIOS I was a randomized, parallel-group, quadruple-masked phase 3 trial asking whether ofatumumab, an anti-CD20 monoclonal antibody given by subcutaneous injection, reduces the annualized relapse rate compared with the oral disease-modifying therapy teriflunomide in patients with relapsing multiple sclerosis.

930
Enrolled
2 randomized arms
0.495
ARR rate ratio
95% CI 0.375–0.655
0.025
Gd+ lesion rate ratio
95% CI 0.013–0.049
0.657
3mCDW HR (pooled)
95% CI 0.500–0.863
FeatureASCLEPIOS I
PhasePhase 3
ConditionRelapsing multiple sclerosis
DesignRandomized, parallel-group, quadruple-masked, double-dummy, active-controlled
ArmsOfatumumab 20 mg (OMB 20 mg) vs teriflunomide 14 mg (TER 14 mg)
Enrollment930
Primary endpointAnnualized relapse rate (ARR), baseline up to 2.5 years
Primary analysisNegative binomial regression with log link and log time-in-study offset; rate ratio
HypothesisSuperiority
Study datesStart 2016-09-20; primary completion 2019-07-05
StatusCompleted; results posted
ClinicalTrials.govNCT02792218
SponsorNovartis Pharmaceuticals (industry)

2. Clinical Question

The central question was whether ofatumumab produces a lower rate of confirmed relapses than teriflunomide, an established active therapy, in people with relapsing multiple sclerosis. Because the comparator is an effective treatment rather than placebo, any difference estimated here is a head-to-head contrast between two active strategies, not the absolute effect of ofatumumab over no treatment.

Population

Patients with relapsing multiple sclerosis enrolled in a phase 3 treatment study.

Intervention

Ofatumumab 20 mg subcutaneous injection plus teriflunomide-matching placebo capsules.

Comparator

Teriflunomide 14 mg capsules plus matching placebo of the ofatumumab subcutaneous injections.

Primary question

Is the annualized rate of confirmed relapses lower with ofatumumab than with teriflunomide over up to 2.5 years of follow-up?

3. Trial Design

01
Enroll930 participants
02
RandomizeOMB 20 mg or TER 14 mg
03
Double-dummyInjection + capsule in both arms
04
Follow-upEDSS every 3 months; MRI yearly
05
AnalyzeARR in this study; disability pooled with COMB157G2302
ARM 1 · OMB 20 mg

Ofatumumab

  • Ofatumumab 20 mg subcutaneous injection
  • Teriflunomide-matching placebo capsules
  • Serious adverse events: 51/465 affected / at risk
ARM 2 · TER 14 mg

Teriflunomide

  • Teriflunomide 14 mg capsule
  • Matching placebo of ofatumumab subcutaneous injections
  • Serious adverse events: 39/462 affected / at risk
Why a double-dummy design matters. The two drugs are given by different routes: an injection and an oral capsule. Each participant therefore received one active product and one placebo that mimicked the other arm's product. This lets participants, care providers, investigators and outcome assessors (quadruple masking) remain unaware of assignment, which protects outcomes with a subjective component such as relapse confirmation and EDSS scoring.

A trial designed to be read alongside a twin study

The ClinicalTrials.gov record states that this study was not powered for some secondary endpoints as a stand-alone study, and that it was pre-specified in the protocol to combine its data with study COMB157G2302. Disability outcomes, which accrue slowly and require many participants to measure precisely, were therefore planned as pooled analyses across the two studies. The primary endpoint (ARR) and the MRI and biomarker endpoints were analysed within ASCLEPIOS I itself.

4. Endpoints

Primary endpoint

EndpointRegistry definitionTime frame
Annualized Relapse Rate (ARR)The number of confirmed relapses in a year, calculated as the total number of relapses for all participants in the treatment group divided by the total participant-years of time in study. A confirmed relapse was accompanied by a clinically relevant change in the EDSS performed by the Independent EDSS rater: an increase of at least 0.5 points on the EDSS score, or an increase of 1 point on two functional scores or 2 points on one functional score (excluding bowel/bladder or cerebral functional system changes). Comparisons were made to the previous rating (the last EDSS rating that did not occur during a relapse).Baseline up to 2.5 years

Secondary endpoints with posted statistical analyses

EndpointTime frameUnit / effect measure
3-month Confirmed Disability Worsening (3mCDW) based on EDSS — pooled and study COMB157G2301Baseline, every 3 months up to 2.5 yearsPercentage of participants / hazard ratio
6-month Confirmed Disability Worsening (6mCDW) based on EDSS — pooled and study COMB157G2301Baseline, every 3 months up to 2.5 yearsPercentage of participants / hazard ratio
6-month Confirmed Disability Improvement (6mCDI) based on EDSS — pooled and study COMB157G2301Baseline, every 3 months up to 2.5 yearsPercentage of participants / hazard ratio
Number of Gd-enhancing T1 lesions per MRI scanBaseline, yearly up to 2.5 yearsLesions per scan / rate ratio
Number of new or enlarging T2 lesions on MRI per year (annualized lesion rate)Baseline, yearly up to 2.5 yearsT2 lesions per year / rate ratio
Neurofilament light chain (NfL) concentration in serumMonth 3, 12 and 24pg/mL / geometric mean ratio
Annualized rate of brain volume loss based on percent brain volume change from baselineBaseline, months 12 and 24Percentage of brain volume loss / mean difference
3mCDW and 6mCDW > 8 weeks after onset of treatment — pooledBaseline up to 2.5 yearsPercentage of participants / hazard ratio

Note that the registry labels each within-study disability analysis as "Study COMB157G2301"; this is the study code for ASCLEPIOS I, while "Pooled Data" combines it with COMB157G2302.

5. Statistical Methodology

Negative binomial regression for relapses and lesions

Relapses are counts, and participants spend different lengths of time in the study. The primary analysis modelled the number of relapses per participant with a negative binomial regression using a log link. The natural log of time-in-study entered as an offset, which converts a count model into a rate model and "annualizes" the relapse rate. The model was adjusted for treatment and region as factors, and for number of relapses in the previous year, baseline EDSS, baseline number of Gd-enhancing lesions and age at baseline as covariates.

Conceptual form of the primary model
log E[Yi] = log(ti) + β0 + β1·OMBi + β2·regioni + β3·prior relapsesi + β4·EDSSi + β5·Gdi + β6·agei
Var(Yi) = μi + k·μi2    Rate ratio = exp(β1)

Here Yi is the relapse count, ti is time in study, and k is the dispersion parameter. When k = 0 the model reduces to Poisson regression; k > 0 allows some participants to relapse far more often than others.

The same family of model was used for Gd-enhancing T1 lesions per scan and for new or enlarging T2 lesions per year. MRI lesion counts are typically even more over-dispersed than relapse counts, with many participants having zero lesions and a few having many.

Cox proportional-hazards regression for disability endpoints

Confirmed disability worsening and improvement are time-to-event outcomes: the event is the first EDSS change that is confirmed at a later visit 3 or 6 months afterwards. Hazard ratios were estimated with Cox regression. Participants who leave the study or reach the end of follow-up without a confirmed event are censored, contributing information up to their last assessment. The registry reports the unit for these outcomes as a percentage of participants, but the posted comparisons are hazard ratios rather than differences in proportions.

Mixed model for repeated measures for serum NfL

NfL was measured at Months 3, 12 and 24 and analysed with a mixed model for repeated measures (MMRM). The treatment effect is reported as a geometric mean ratio, which arises when a biomarker with a right-skewed distribution is analysed on the log scale and the between-arm difference is back-transformed. MMRM uses all available visits from each participant and models the correlation between repeated measurements from the same person.

Random coefficient model for brain volume

The annualized rate of brain volume loss was analysed with a random coefficient model, a mixed model in which each participant has their own intercept and slope over time. The treatment effect is a difference in mean slopes, reported as a net mean difference.

Analysis populations

PopulationWhere used
Full analysis setPrimary ARR analysis; most secondary efficacy analyses, including MRI, NfL, brain volume and within-study and pooled disability worsening.
Meta analysis setPooled 6-month confirmed disability improvement analysis combining ASCLEPIOS I and COMB157G2302.
Participants at risk (safety)Serious adverse events: 465 in the OMB 20 mg arm and 462 in the TER 14 mg arm.

A full analysis set generally follows the intention-to-treat principle, analysing randomized participants according to their assigned treatment, with only narrowly defined exclusions. That preserves the comparability created by randomization.

6. Primary Endpoint Result: Annualized Relapse Rate

Rate ratio for confirmed relapses (OMB 20 mg vs TER 14 mg)

0.495

95% CI: 0.375–0.655   ·   P < 0.001   ·   two-sided

Negative binomial regression · Full analysis set · Superiority hypothesis

OutcomeComparisonEffect measureEstimate (95% CI)P-value
Annualized Relapse Rate, baseline up to 2.5 yearsOMB 20 mg vs TER 14 mgRate ratio0.495 (0.375–0.655)<0.001
Clinical Biostats interpretation

What the estimate means. A rate ratio of 0.495 means that, after adjustment for region, prior-year relapses, baseline EDSS, baseline Gd-enhancing lesions and age, the estimated rate of confirmed relapses with ofatumumab was about half the rate with teriflunomide: a 50.5% lower estimated relapse rate.

What it does not mean. It does not mean that half as many participants relapsed, that 50.5% of participants were relapse-free, or that each person's relapse frequency was halved. A rate ratio compares event rates per unit of time at the group level; relapses are pooled across participants and participant-years.

Precision. The 95% confidence interval of 0.375 to 0.655 lies entirely below 1. The data are compatible with an estimated relapse-rate reduction ranging from 34.5% (upper limit) to 62.5% (lower limit). The interval is asymmetric around 0.495 because it was computed on the log scale and back-transformed.

Why the p-value is not the effect size. P < 0.001 says that a rate ratio this far from 1 would be very unlikely if the two treatments had identical relapse rates. It does not say how large the difference is; that information is carried by the estimate and its interval.

Cautions. This is an active-comparator trial, so the ratio is relative to teriflunomide, not placebo. The ratio is adjusted for baseline covariates, which typically improves precision but means the estimate is conditional on those covariates. The time-in-study offset handles unequal follow-up, under the assumption that the relapse rate is roughly constant over time for a given participant. Finally, the negative binomial model assumes a specific mean-variance relationship; the dispersion parameter absorbs heterogeneity between participants but cannot correct for informative dropout.

7. Secondary Endpoint Results: Disability

The disability endpoints were prespecified for pooled analysis with COMB157G2302, and the registry states that this study was not powered to analyse them on its own. Both the pooled and the within-study estimates are posted.

OutcomeData sourceHR (95% CI)P-value
3-month confirmed disability worseningPooled0.657 (0.500–0.863)0.003
3-month confirmed disability worseningStudy COMB157G23010.652 (0.445–0.956)0.029
6-month confirmed disability worseningPooled0.676 (0.498–0.917)0.012
6-month confirmed disability worseningStudy COMB157G23010.607 (0.396–0.930)0.022
6-month confirmed disability improvementPooled (meta analysis set)1.355 (0.952–1.952)0.092
6-month confirmed disability improvementStudy COMB157G23011.186 (0.709–1.983)0.516
3mCDW > 8 weeks after onset of treatmentPooled0.641 (0.486–0.847)0.002
6mCDW > 8 weeks after onset of treatmentPooled0.657 (0.481–0.898)0.008
Reading the disability hazard ratios

For worsening, an HR below 1 favours ofatumumab. The pooled 3-month estimate of 0.657 corresponds to a 34.3% lower estimated hazard of confirmed worsening, and the pooled 6-month estimate of 0.676 to a 32.4% lower estimated hazard.

For improvement, the direction reverses: an HR above 1 means improvement events occurred at a higher estimated rate with ofatumumab. Both improvement intervals (pooled 0.952–1.952; within-study 0.709–1.983) include 1, so these data do not establish a difference in confirmed improvement.

Pooled versus within-study. The within-study point estimates for worsening (0.652 and 0.607) are close to the pooled estimates, but their intervals are wider, as expected from roughly half the data. This is exactly why pooling was prespecified: the within-study intervals only just exclude 1 (upper limits 0.956 and 0.930), whereas the pooled intervals are noticeably tighter.

Sensitivity analyses. The "> 8 weeks after onset of treatment" analyses exclude worsening events that began very early, before a treatment could plausibly have acted. Their estimates (0.641 and 0.657) are close to the main pooled estimates, which suggests that early events are not driving the result.

Cautions. A Cox hazard ratio summarises the effect as constant over follow-up (proportional hazards). The registry does not report tests of this assumption or the numbers of events per arm. Many secondary endpoints were tested, and the registry does not describe a multiplicity-control hierarchy, so secondary p-values are best read as supportive rather than independently confirmatory.

8. Secondary Endpoint Results: MRI Lesions

Gd-enhancing T1 lesions per scan: rate ratio

0.025

95% CI: 0.013–0.049   ·   P < .001

Negative binomial regression · Full analysis set

OutcomeTime pointRate ratio (95% CI)P-value
Gd-enhancing T1 lesions per MRI scanBaseline, yearly up to 2.5 years0.025 (0.013–0.049)<.001
New or enlarging T2 lesions per yearMonth 120.26 (0.21–0.33)<.001
New or enlarging T2 lesions per yearMonth 240.22 (0.15–0.34)<.001
New or enlarging T2 lesions per yearEnd of Study0.18 (0.15–0.22)<.001
Rate ratio, OMB 20 mg vs TER 14 mg (bar length = estimate; 1.0 = no difference)
ARR (primary)
0.495
T2 lesions, Month 12
0.26
T2 lesions, Month 24
0.22
T2 lesions, End of Study
0.18
Gd+ T1 lesions
0.025

A rate ratio of 0.025 for Gd-enhancing lesions corresponds to a 97.5% lower estimated rate of enhancing lesions per scan. For new or enlarging T2 lesions, the rate ratios of 0.26, 0.22 and 0.18 correspond to 74%, 78% and 82% lower estimated annualized lesion rates at Month 12, Month 24 and End of Study. MRI lesion endpoints are more sensitive to inflammatory activity than clinical relapses, which is why their relative effects are often much larger than the effect on ARR. A very small rate ratio also reflects a low absolute lesion count in one arm; the registry's posted comparison does not by itself show how many lesions occurred per arm.

9. Secondary Endpoint Results: Serum NfL and Brain Volume

OutcomeTime point / methodEffect measureEstimate (95% CI)P-value
Serum NfL concentrationMonth 3, MMRMGeometric mean ratio0.93 (0.89–0.98)0.011
Serum NfL concentrationMonth 12, MMRMGeometric mean ratio0.73 (0.69–0.77)<.001
Serum NfL concentrationMonth 24, MMRMGeometric mean ratio0.77 (0.72–0.82)<.001
Annualized rate of brain volume lossBaseline, months 12 and 24; random coefficient modelMean difference (net)0.07 (−0.02 to 0.15)0.118

NfL is a blood marker of neuroaxonal injury. A geometric mean ratio of 0.93 at Month 3 means that the geometric mean NfL concentration was an estimated 7% lower with ofatumumab; by Month 12 the ratio was 0.73 (27% lower) and at Month 24 0.77 (23% lower). The pattern of a modest early difference that grows by Month 12 is consistent with a treatment effect that takes time to appear in a biomarker reflecting accumulated tissue damage, though the MMRM treats each visit as a separate contrast rather than modelling that trajectory.

For brain volume, the estimated net mean difference of 0.07 percentage points has a confidence interval from −0.02 to 0.15 that includes zero, with P = 0.118. These data therefore do not show a difference between arms in the annualized rate of brain volume loss over this follow-up. A non-significant result is not evidence of equivalence: the interval is compatible with a small difference in either direction.

10. Safety: Serious Adverse Events

MeasureOMB 20 mgTER 14 mg
Participants with serious adverse events (affected / at risk)51/46539/462

Serious adverse event counts are descriptive. No formal statistical comparison of safety is posted, and safety counts are summarised among participants at risk, meaning those exposed to study treatment, rather than in the efficacy analysis population. A difference in counts of this size should not be read as a confirmed difference in risk without an appropriate estimate and interval, and serious adverse events need to be considered alongside the efficacy results rather than netted against them in a single number.

11. Statistical Methods Explained

Why was a negative binomial model used for relapses rather than Poisson regression?

A Poisson model assumes that the variance of the relapse count equals its mean. In multiple sclerosis, many participants have no relapses while a minority have several, so the variance is larger than the mean (over-dispersion). A Poisson model would then understate the standard error and give confidence intervals that are too narrow. The negative binomial model adds a dispersion parameter to capture this extra variability, which is why it is standard for ARR and MRI lesion counts.

What does the log time-in-study offset do?

Participants were followed for different lengths of time, up to 2.5 years. Including log(time in study) as an offset with its coefficient fixed at 1 turns the model for expected counts into a model for counts per year. Someone followed for two years is expected to have roughly twice as many relapses as someone followed for one year at the same underlying rate, and the offset builds that directly into the model.

Why is the rate ratio 0.495 not the same as "50% fewer patients relapsed"?

The rate ratio compares total relapses per participant-year between arms. A reduction in the proportion of participants who relapse, a reduction in repeated relapses among those who do, or both, can produce the same rate ratio. The proportion of relapse-free participants is a different estimand and would need its own analysis.

Why were disability outcomes pooled across two trials?

Confirmed disability worsening is relatively uncommon over 2.5 years, so a single trial sized for relapses would produce imprecise hazard ratios. Prespecifying a pooled analysis with the twin study COMB157G2302 before seeing the results increases the number of events and narrows the confidence interval, while avoiding the bias of deciding to pool after the fact. The within-study estimates are shown for transparency, but the pooled estimates are the intended analysis.

How should a hazard ratio above 1 for disability improvement be read?

For improvement, the "event" is a good outcome, so an HR above 1 favours the treatment with more improvement events. The pooled HR of 1.355 points in favour of ofatumumab, but its interval (0.952 to 1.952) includes 1 and P = 0.092, so the data are compatible with no difference. The direction of benefit always depends on whether the event is desirable or undesirable.

What does a geometric mean ratio of 0.73 for NfL mean?

NfL values are right-skewed, so they are analysed on the log scale. The difference between arms on the log scale, back-transformed, becomes a ratio of geometric means. A ratio of 0.73 means that at Month 12 the typical (geometric mean) NfL concentration with ofatumumab was 73% of that with teriflunomide, that is, 27% lower. It is a multiplicative comparison, not a difference in pg/mL.

Why is the Month 3 NfL result (P = 0.011) less informative than its p-value might suggest?

The Month 3 ratio of 0.93 is statistically significant but small, and its interval (0.89 to 0.98) sits close to 1. With many secondary endpoints and time points tested, individual p-values near conventional thresholds carry less weight than a consistent pattern across endpoints. The later ratios, 0.73 and 0.77, are both larger in magnitude and more precisely estimated.

12. Limitations

13. Why This Trial Matters Statistically

ASCLEPIOS I is a useful teaching case because it combines several model families, each matched to a different outcome type, within a single randomized comparison, and because it shows prespecified pooling across twin trials in practice.

ConceptHow it appears in ASCLEPIOS I
Count-data regressionNegative binomial models for relapses and MRI lesions, with log time-in-study offset
Rate ratioPrimary effect measure for ARR (0.495) and for lesion endpoints
Covariate adjustmentRegion, prior-year relapses, baseline EDSS, baseline Gd-enhancing lesions and age in the primary model
Time-to-event analysisConfirmed disability worsening and improvement analysed with Cox regression
Hazard ratio directionHR < 1 favours ofatumumab for worsening; HR > 1 favours it for improvement
Prespecified poolingDisability endpoints combined with COMB157G2302 to reach adequate precision
Repeated measuresMMRM for serum NfL at Months 3, 12 and 24
Log-scale analysisGeometric mean ratios for a skewed biomarker
Random coefficient modelParticipant-specific slopes for brain volume change
Double-dummy blindingInjection and capsule placebos to mask different routes of administration
Non-significant is not equivalentBrain volume difference with CI −0.02 to 0.15

14. Related Tutorials

Learn more about the methods used in this trial:

15. Related Calculators

16. Sources

Explore the methods behind the results

Each trial analysis connects its endpoints and models to tutorials and calculators, so the statistical reasoning can be followed step by step.

17. Record Summary

ASCLEPIOS I compared ofatumumab with teriflunomide in 930 participants with relapsing multiple sclerosis. The primary negative binomial analysis estimated a relapse rate ratio of 0.495 (95% CI 0.375–0.655), and prespecified pooled Cox analyses with COMB157G2302 estimated lower hazards of 3- and 6-month confirmed disability worsening. MRI lesion rate ratios and serum NfL geometric mean ratios pointed in the same direction, while disability improvement and brain volume loss did not show clear differences. The most useful reading combines relative effect estimates, their confidence intervals, the model behind each outcome type and the design choices, such as double-dummy masking and prespecified pooling, that support causal interpretation.

Clinical Biostats methodology: A trial-results page should do more than repeat the headline numbers. The aim is to set out the statistical story of the trial in a standard format while keeping reported estimates clearly separate from educational interpretation.