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Non-CF Bronchiectasis Phase 3 Rate Ratio Endpoint NCT04594369

ASPEN: Complete Statistical Analysis of Brensocatib in Non-Cystic Fibrosis Bronchiectasis

A statistical review of the randomized, double-blind, placebo-controlled phase 3 ASPEN trial, which compared two doses of brensocatib (10 mg and 25 mg) with placebo over 52 weeks, using the annualized rate of pulmonary exacerbations as its primary endpoint.

Sponsor: Insmed Incorporated  ·  Start: 2020-12-01  ·  Primary completion: 2024-10-28  ·  Status: Completed
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record.

1. Trial at a Glance

ASPEN was a three-arm, randomized, double-blind phase 3 trial in participants with non-cystic fibrosis bronchiectasis. It asked whether brensocatib, given at 10 mg or 25 mg, reduced the rate of pulmonary exacerbations over 52 weeks compared with placebo.

1767
Enrolled
Three parallel arms
3
Arms
10 mg, 25 mg, placebo
0.789
PE rate ratio, 10 mg
95% CI 0.680–0.916
0.806
PE rate ratio, 25 mg
95% CI 0.694–0.936
FeatureASPEN
PhasePhase 3
ConditionNon-cystic fibrosis bronchiectasis
DesignRandomized, parallel-group, double-masked, placebo-controlled
ArmsBrensocatib 10 mg; brensocatib 25 mg; placebo
Enrollment1767
Primary endpointAnnualized rate of pulmonary exacerbations (PEs), up to Week 52
Primary analysisNegative binomial regression; rate ratio versus placebo; ITT analysis set
DatesStart 2020-12-01; primary completion 2024-10-28
ClinicalTrials.govNCT04594369
SponsorInsmed Incorporated (industry)

2. Clinical Question

Bronchiectasis is characterized by recurrent pulmonary exacerbations, which drive antibiotic use, hospitalization and symptom burden. ASPEN's central question was whether brensocatib could reduce how often these exacerbations occur over a year of treatment, and whether both tested doses did so relative to placebo.

Population

Participants with non-cystic fibrosis bronchiectasis.

Intervention

Brensocatib 10 mg or brensocatib 25 mg (two separate active arms).

Comparator

Placebo, under double masking.

Primary question

Does each brensocatib dose reduce the annualized rate of adjudicated pulmonary exacerbations up to Week 52 compared with placebo?

3. Trial Design

01
Enroll1767 participants
02
RandomizeStratified, three arms
03
Treat10 mg / 25 mg / placebo
04
AdjudicatePE events reviewed by committee
05
AnalyzeUp to Week 52, ITT set
ARM 1

Brensocatib 10 mg

  • Active drug, lower dose
  • Compared with placebo
ARM 2

Brensocatib 25 mg

  • Active drug, higher dose
  • Compared with placebo
ARM 3

Placebo

  • Masked control
  • Shared reference group for both doses

Because the two active doses share a single placebo group, ASPEN produces two correlated comparisons rather than two independent trials. Any chance imbalance in the placebo arm affects both rate ratios in the same direction, which partly explains why the two dose-versus-placebo estimates look so similar.

Randomization and stratification

The statistical models posted to the registry include the randomization stratification factors as fixed effects: geographic region, sputum Pseudomonas aeruginosa status at screening, number of pulmonary exacerbations in the previous 12 months (<3 versus ≥3), and age group. Including stratification factors in the analysis model is recommended practice: it aligns the analysis with the design and usually improves precision, because these factors are strongly prognostic for exacerbation frequency.

Analysis populationDefinition / role
ITT analysis setAll participants who were randomized; used for all posted efficacy analyses.
Participants with available dataFor FEV1 and QOL-B change-from-baseline endpoints, the registry notes that the number analyzed reflects participants with data available.
At-risk population for safetySerious adverse events are reported per arm as affected / at risk.

4. Endpoints

Primary endpoint

EndpointRegistry definitionTime frame
Annualized Rate of Pulmonary Exacerbations (PEs)A PE was defined as 3 or more of the following symptoms for at least 48 hours resulting in a physician's decision to prescribe antibiotics: increased cough; increased sputum volume or change in consistency; increased sputum purulence; increased breathlessness and/or decreased exercise tolerance; fatigue and/or malaise; hemoptysis. A severe PE required intravenous antibacterial treatment and/or hospitalization. At least 14 days had to separate one exacerbation onset from the next; events within 14 days of a prior exacerbation were not counted as new. An independent adjudication committee of pulmonary physicians assessed reported events against the protocol definition. Analyzed with a negative binomial model.Up to Week 52

Secondary endpoints with posted analyses

EndpointTime frameUnitPosted method
Time to First PEUp to Week 52WeeksCox proportional hazards; hazard ratio
Responder Status for Exacerbation-Free Over the 52-Week Treatment PeriodUp to Week 52Percentage of participantsLogistic regression with multiple imputation; odds ratio
Change From Baseline at Week 52 in Postbronchodilator FEV1Baseline, Week 52Liter (L)Linear repeated measures model; difference in LS means
Annualized Rate of Severe PEsUp to Week 52Exacerbation per participant-yearNegative binomial regression; rate ratio
Change From Baseline at Week 52 in QOL-B Respiratory Symptoms Domain Score in Adult ParticipantsBaseline, Week 52Score on scaleLinear repeated measures model; LS mean difference

The endpoint set is a useful illustration of how one clinical phenomenon (exacerbations) can be summarized in several statistically distinct ways: as a count per unit time (rate), as a time to first event, and as a binary event-free status. Each uses a different model and answers a slightly different question.

5. Primary Results: Annualized Rate of Pulmonary Exacerbations

Both brensocatib doses were compared with placebo in the ITT analysis set using negative binomial regression, with results expressed as rate ratios (brensocatib divided by placebo) in units of exacerbations per participant-year.

Brensocatib 10 mg vs placebo

Rate ratio for pulmonary exacerbations

0.789

95% CI: 0.680–0.916 (two-sided)   ·   P = 0.0019

Negative binomial regression · ITT analysis set · superiority hypothesis

Clinical Biostats interpretation

What the estimate means. A rate ratio of 0.789 means that, after adjustment for the stratification factors and accounting for each participant's time at risk, the estimated exacerbation rate in the 10 mg group was 78.9% of the placebo rate, a 21.1% lower estimated rate.

What it does not mean. It does not mean that 21.1% fewer participants had an exacerbation, nor that each participant's own exacerbation frequency fell by 21.1%. The rate ratio compares average event rates across groups; the proportion of participants who remained exacerbation-free is a separate endpoint (see below).

Precision. The 95% confidence interval of 0.680 to 0.916 excludes 1, and its upper limit corresponds to an estimated rate reduction of 8.4%. The data are therefore compatible with effects ranging from modest to fairly substantial, which is worth keeping in mind when judging clinical relevance.

Why the p-value is not the effect size. P = 0.0019 indicates that data this far from a rate ratio of 1 would be unlikely if brensocatib 10 mg had no effect on the exacerbation rate. It says nothing directly about how large the reduction is; a much smaller effect in a larger trial could produce the same p-value.

Cautions. Two dose comparisons were tested against a shared placebo group, and the registry does not describe how the type I error was divided or ordered across them. Both p-values are small, so the conclusion is unlikely to depend on the multiplicity procedure, but formal claims should rest on the prespecified testing strategy. The robust sandwich covariance estimator protects the standard error against some misspecification of the negative binomial variance.

Brensocatib 25 mg vs placebo

Rate ratio for pulmonary exacerbations

0.806

95% CI: 0.694–0.936 (two-sided)   ·   P = 0.0046

Negative binomial regression · ITT analysis set · superiority hypothesis

Clinical Biostats interpretation

What the estimate means. A rate ratio of 0.806 corresponds to an estimated exacerbation rate in the 25 mg group that was 19.4% lower than in the placebo group, under the same adjusted model and time-at-risk offset.

What it does not mean. The higher dose did not show a larger estimated effect than the lower dose, but that observation alone does not show that the doses are equivalent or that the lower dose is better. The two confidence intervals overlap almost completely, and no direct 25 mg versus 10 mg comparison is posted.

Precision. The 95% CI of 0.694 to 0.936 excludes 1. Its width is very similar to that of the 10 mg comparison, which is expected when arm sizes and follow-up are similar and both comparisons share the placebo group.

Why the p-value is not the effect size. P = 0.0046 is larger than the 10 mg p-value, but that reflects a slightly smaller estimated effect relative to its standard error, not a clinically meaningful difference between doses.

Cautions. The same multiplicity consideration applies. Because the analysis is on the ITT set, participants who discontinued treatment are analyzed in their randomized arm for the time at risk they contributed; how off-treatment follow-up was handled is not described in the registry.

ComparisonRate ratio95% CIP-valueEstimated rate reduction
Brensocatib 10 mg vs placebo0.7890.680–0.9160.001921.1%
Brensocatib 25 mg vs placebo0.8060.694–0.9360.004619.4%

ClinicalTrials.gov records the between-group rate ratios; group-specific annualized exacerbation rates for each arm are not included in the posted statistical analyses summarized here, so the absolute size of the reduction (exacerbations avoided per participant-year) cannot be read from the rate ratio alone.

6. Secondary Endpoint Results

Time to first pulmonary exacerbation

ComparisonHazard ratio95% CIP-value
Brensocatib 10 mg vs placebo0.8130.695–0.9520.01
Brensocatib 25 mg vs placebo0.8250.703–0.9680.0182

The Cox model included treatment, sputum P. aeruginosa status at screening, prior exacerbations (<3 or ≥3 in the last 12 months), region and age group, with a robust sandwich covariance estimator. A hazard ratio of 0.813 means an 18.7% lower estimated instantaneous rate of a first exacerbation with 10 mg; 0.825 corresponds to 17.5% with 25 mg. This endpoint uses only the first event per participant, so it discards information on repeat exacerbations that the rate endpoint retains. The agreement between the two endpoints suggests the rate-ratio result is not driven solely by a few participants with many events.

Exacerbation-free responder status over 52 weeks

ComparisonOdds ratio95% CIP-value
Brensocatib 10 mg vs placebo1.4121.105–1.8060.0059
Brensocatib 25 mg vs placebo1.41.095–1.7920.0074

Here an odds ratio above 1 favors brensocatib, because the event being modeled is remaining exacerbation-free. An odds ratio of 1.412 means the estimated odds of being exacerbation-free were 1.412 times higher with 10 mg than with placebo. Odds ratios are not risk ratios: when the outcome is common, the odds ratio overstates the relative change in the proportion of responders. Missing responder status was imputed 100 times, each dataset was analyzed with logistic regression, and results were combined using Rubin's rules.

Annualized rate of severe pulmonary exacerbations

ComparisonRate ratio95% CIP-value
Brensocatib 10 mg vs placebo0.7420.505–1.0890.1277
Brensocatib 25 mg vs placebo0.740.515–1.0620.1025

The point estimates for severe exacerbations (0.742 and 0.74) are numerically lower than those for all exacerbations, but the confidence intervals are much wider and include 1. Severe exacerbations are rarer events, so the count data carry less information and the estimates are less precise. A non-significant result here is not evidence that brensocatib has no effect on severe exacerbations; it means the trial could not estimate that effect precisely enough to exclude no difference.

Postbronchodilator FEV1, change from baseline at Week 52

ComparisonDifference in LS means (L)95% CIP-value
Brensocatib 10 mg vs placebo0.011-0.014 to 0.0370.3841
Brensocatib 25 mg vs placebo0.0380.011 to 0.0650.0054

The repeated-measures model included treatment, visit, the stratification factors as fixed effects and baseline FEV1 as a covariate, with a robust sandwich covariance estimator. The 25 mg comparison shows an estimated difference of 0.038 L with a confidence interval excluding zero; the 10 mg comparison does not. This is the clearest dose-related pattern among the posted results, but differences of a few hundredths of a liter should be interpreted alongside established thresholds for clinical relevance, and the analysis includes only participants with available data.

QOL-B Respiratory Symptoms domain score (adults), change from baseline at Week 52

ComparisonLS mean difference95% CIP-value
Brensocatib 10 mg vs placebo2.031-0.081 to 4.1430.0594
Brensocatib 25 mg vs placebo3.7661.680 to 5.8520.0004

As with FEV1, the 25 mg comparison excludes zero and the 10 mg comparison narrowly does not. A p-value of 0.0594 should not be read as "no effect" and 0.0004 as "large effect"; the two intervals overlap substantially, and the difference between a result just above and just below 0.05 is not itself statistically meaningful.

7. Safety: Serious Adverse Events

ArmParticipants with serious adverse events (affected / at risk)
Brensocatib 10 mg101 / 582
Brensocatib 25 mg97 / 574
Placebo108 / 563

Serious adverse event counts were numerically similar across the three arms, with the placebo arm reporting the largest number. These are descriptive counts of participants with at least one serious event; no formal between-arm test is posted. Safety summaries of this kind are not designed to demonstrate equivalence, and rare but important adverse events require event-specific review rather than an aggregate count.

8. Statistical Methodology

Negative binomial regression for exacerbation rates

Exacerbations are counts that accumulate over a follow-up period that differs between participants. A Poisson model would assume the variance equals the mean, but exacerbation counts are typically overdispersed: some participants have many events while most have few. The negative binomial model adds a dispersion parameter that allows for this between-participant heterogeneity.

Conceptual form
log E[Yi] = log(ti) + β0 + β1·Treatmenti + γ·(region, P. aeruginosa, prior PEs, age group)

Yi is the number of exacerbations for participant i, ti is time at risk, entered on the log scale as an offset. The rate ratio is exp(β1).

The offset is what converts a count model into a rate model: a participant followed for half a year contributes proportionally less expected exposure than one followed for the full 52 weeks. This is how the analysis handles unequal follow-up without discarding participants who left early.

Robust (sandwich) covariance estimation

The negative binomial, Cox and FEV1 repeated-measures analyses explicitly used a robust sandwich covariance estimator. This computes standard errors from the observed variability of the data rather than relying entirely on the model's variance assumptions, making confidence intervals and p-values less sensitive to misspecification of the dispersion or correlation structure.

Cox proportional-hazards model

Time to first exacerbation was analyzed with a Cox model adjusted for the stratification factors. The hazard ratio summarizes the relative instantaneous rate of a first event under the assumption that this ratio is roughly constant over the 52 weeks. Participants without an exacerbation are censored at the end of their follow-up.

Logistic regression with multiple imputation

For the exacerbation-free responder endpoint, participants with incomplete follow-up have unknown responder status. Rather than counting them as failures or excluding them, missing status was imputed 100 times, each completed dataset was analyzed by logistic regression, and estimates were combined with Rubin's rules, which add between-imputation variability to within-imputation variability so that the final confidence interval reflects uncertainty from missing data.

Linear repeated measures models

FEV1 and QOL-B were analyzed with repeated-measures models using all post-baseline visits, with treatment-by-visit structure, the stratification factors and baseline value as covariates. The Week 52 treatment difference is estimated as a difference in least-squares (model-adjusted) means. Such models typically use information from participants with partial data under a missing-at-random assumption.

Intention-to-treat principle

All posted efficacy analyses used the ITT analysis set of all randomized participants. This preserves the comparability created by randomization, so the estimated rate ratios reflect the effect of being assigned to brensocatib rather than the effect among those who adhered.

9. Statistical Methods Explained

Why was a negative binomial model used instead of comparing the proportion with an exacerbation?

A proportion throws away information: a participant with one exacerbation and one with five are treated alike. The negative binomial model uses every event and each participant's time at risk, and it accommodates the overdispersion typical of exacerbation data. The proportion-based view was still examined, as the exacerbation-free responder endpoint.

What does a rate ratio of 0.789 mean in practice?

It means the adjusted exacerbation rate with brensocatib 10 mg was estimated at 78.9% of the placebo rate, a 21.1% relative reduction. Translating this into exacerbations avoided per participant-year requires the placebo group's rate; the same relative reduction is worth more in patients who exacerbate frequently.

Why is time at risk included as an offset?

Participants who discontinue early have less opportunity to experience exacerbations. Entering log(time at risk) as an offset models events per unit of exposure, so early dropouts contribute appropriately rather than looking artificially exacerbation-free.

Why does the responder endpoint report an odds ratio above 1 while the other endpoints report ratios below 1?

The direction depends on how the outcome is coded. The rate and hazard ratios model the occurrence of exacerbations, so values below 1 favor brensocatib. The responder endpoint models being exacerbation-free, a favorable outcome, so values above 1 favor brensocatib.

Why were severe exacerbations not statistically significant when all exacerbations were?

Severe events are a subset of all events and occur less often. With fewer events, the estimate is less precise: the severe-PE confidence intervals (for example 0.505 to 1.089) are much wider than the primary ones (0.680 to 0.916). A similar point estimate with a wider interval can cross 1 without implying a smaller true effect.

What are Rubin's rules, and why were 100 imputations used?

Rubin's rules average the estimates from each imputed dataset and combine within- and between-imputation variance into a single standard error. Using many imputations reduces Monte Carlo noise in the combined result, so conclusions do not depend on the random draws used for imputation.

Why does a significant result for 25 mg and a non-significant one for 10 mg on FEV1 not prove a dose effect?

"Significant versus not significant" is not a test of the difference between two effects. Establishing that 25 mg outperforms 10 mg would require a direct comparison of the two doses with its own confidence interval, which is not among the posted analyses.

10. Limitations

11. Why This Trial Matters Statistically

ASPEN is a compact teaching example of how recurrent-event outcomes are analyzed in respiratory trials, and of how a single clinical process can be viewed through several complementary statistical lenses.

ConceptHow it appears in ASPEN
Recurrent-event count dataPrimary endpoint analyzed as an annualized rate with negative binomial regression
Offset for exposure timeLog time at risk converts counts into rates and handles unequal follow-up
Rate ratio0.789 and 0.806 for the two doses versus placebo
Hazard ratioTime to first PE via Cox proportional-hazards model
Odds ratioExacerbation-free responder status via logistic regression
Multiple imputation100 imputations combined with Rubin's rules
Repeated measuresFEV1 and QOL-B change from baseline at Week 52
Stratified randomizationRegion, P. aeruginosa status, prior PEs and age group in every model
Robust varianceSandwich covariance estimator in the rate, Cox and FEV1 models
Multi-arm designTwo active doses against a shared placebo, raising multiplicity and dose-response questions
Precision vs significanceSevere PE rate ratios with similar point estimates but wide intervals crossing 1

12. Related Tutorials

Learn more about the methods used in this trial:

13. Related Calculators

14. Sources

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15. Record Summary

ASPEN compared two doses of brensocatib with placebo in 1767 participants with non-cystic fibrosis bronchiectasis. Both doses produced primary rate ratios below 1 with confidence intervals excluding 1 (0.789 and 0.806). Time to first exacerbation and exacerbation-free status pointed in the same direction, while severe exacerbations were estimated imprecisely. For FEV1 and the QOL-B respiratory symptoms score, only the 25 mg comparison had an interval excluding zero. Reading the trial well means combining relative effects, interval precision, the choice of count, time-to-event and binary models, and the multiplicity structure of a two-dose design.

Clinical Biostats methodology: A trial-results page should not merely repeat the registry. The goal is to reconstruct the statistical story of the trial in a standardized format while clearly separating reported evidence from educational interpretation.