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Recurrent Breast Cancer EARLY/Phase 1 Binary Endpoint NCT01730729

Cabergoline in Metastatic Breast Cancer: Complete Statistical Analysis

A statistical reading of the single-group cabergoline study in metastatic breast cancer, focusing on its response endpoint, design, and the limits of the registry record. The posted information does not report the primary response result.

Trial start: 2013-02-11  ·  Enrollment: 20  ·  Sponsor: Northwestern University
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for Cabergoline in Metastatic Breast Cancer (NCT01730729), a na early/phase 1 study. The primary outcome is Overall Response Rate (ORR) at 2 Months.

20
Enrollment
EARLY/Phase 1
n/a
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT01730729
PhaseEARLY/Phase 1
ConditionRecurrent Breast Cancer, Stage IV Breast Cancer
AllocationNot applicable (single group)
Design modelSingle Group
MaskingNone (open label)
Enrollment20
Arms in the primary outcomen/a
Lead sponsorNorthwestern University
Results postedYes

2. Clinical Question

Population

The study concerns people with metastatic breast cancer who test positive for the prolactin receptor. The registry lists recurrent breast cancer and stage IV breast cancer as conditions. Two participants did not reach the 8-week response time point and were determined not to be evaluable for the primary objective. Further eligibility criteria and the reasons those participants did not reach that time point are not reported in the registry record.

Intervention

The intervention was cabergoline, an oral drug. The treatment description says participants received it twice weekly during weeks 1-4, with courses repeating every 4 weeks if disease had not progressed and toxicity remained acceptable. The registry summary describes cabergoline as a drug that lowers prolactin levels in blood. The posted information does not give a treatment duration for each participant.

Comparator

There was no concurrent control group. The study is listed as a single-group study, with allocation marked as not applicable and masking listed as none. The registry therefore does not provide a randomized comparison against another treatment, placebo, or usual care. Results from this design cannot by themselves separate a treatment effect from other explanations for outcomes.

Primary question

The primary question was whether participants achieved a complete or partial response after 8 weeks, described as 2 cycles, of therapy. Response was to be assessed using CT images and RECIST guidelines. The primary outcome is titled Overall Response Rate at 2 Months and is defined as a count of participants with complete or partial response. The observed count and rate are not reported in the registry record, so the posted information does not establish how many participants met this endpoint.

3. Trial Design

This was a completed, single-group study of cabergoline for metastatic breast cancer, sponsored by Northwestern University. The record lists the phase as EARLY PHASE1, while the official title calls it a pilot Phase II trial. Those descriptions are not the same phase label; the registry record does not explain the difference. Enrollment was 20 participants. The study began on 2013-02-11, and primary completion was recorded as 2015-12-15.

Participants received oral cabergoline twice weekly during weeks 1-4. The treatment description says courses repeated every 4 weeks in the absence of disease progression or unacceptable toxicity. There was no masking, and the design was not randomized. With no comparison group, the study was structured to describe outcomes among participants receiving cabergoline rather than to estimate a randomized treatment contrast.

The primary endpoint was overall response after 8 weeks, or 2 cycles. Secondary outcomes listed in the record include progression-free survival, treatment toxicity, changes in imaging measurements, changes in prolactin receptor expression, correlations between tissue prolactin biomarkers and response, and overall survival. The record lists 11 outcome measures but does not report analyses for them.

The registry identifies two participants as not evaluable for the primary objective because they did not reach the 8-week response time point. The observed response count, response rate, and details of participant flow beyond this statement are not reported in the registry record. The record also does not describe a control treatment or a planned comparison between groups.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Overall Study

StageTreatment (Cabergoline)
STARTED20
Completed 2 Cycles/Reached 1st Response18
Treated Cycle 3 and Beyond6
COMPLETED6
NOT COMPLETED14

Reasons for not completing this period:

ReasonTreatment (Cabergoline)
Adverse Event1
Death1
Progressive Disease12

Analysis population for the primary outcome, as defined in the registry: 2 patients did not reach 8 week response time point and were determined not to be evaluable for this objective.

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

CharacteristicUnitTreatment (Cabergoline)
Participants analysed20
Age, Categorical: <=18 yearsParticipants0
Age, Categorical: Between 18 and 65 yearsParticipants12
Age, Categorical: >=65 yearsParticipants8
Sex: Female, Male: FemaleParticipants20
Sex: Female, Male: MaleParticipants0
Ethnicity (NIH/OMB): Hispanic or LatinoParticipants1
Ethnicity (NIH/OMB): Not Hispanic or LatinoParticipants19
Ethnicity (NIH/OMB): Unknown or Not ReportedParticipants0
Race (NIH/OMB): American Indian or Alaska NativeParticipants1
Race (NIH/OMB): AsianParticipants3
Race (NIH/OMB): Native Hawaiian or Other Pacific IslanderParticipants0
Race (NIH/OMB): Black or African AmericanParticipants1
Race (NIH/OMB): WhiteParticipants15
Race (NIH/OMB): More than one raceParticipants0
Race (NIH/OMB): Unknown or Not ReportedParticipants0
Region of Enrollment: United StatesParticipants20

6. Primary Endpoint

The registry lists the primary outcome as Overall Response Rate (ORR) at 2 Months, measured over After 8 weeks (2 cycles) of treament.

ElementRegistry entry
Result typeCount Of Participants
Measure of spreadnot applicable
UnitParticipants
Endpoint classificationBinary Endpoint

Overall Response Rate at 2 Months was defined as the number of participants who achieved a complete response or partial response after 8 weeks, described as 2 cycles, of therapy. Response was to be assessed with CT scan images and RECIST guidelines. A complete response means disappearance of all target lesions. A partial response means at least a 30% decrease in the sum of the longest diameters of target lesions, using the baseline sum as the reference.

The endpoint uses predefined imaging categories to classify tumor change at a stated assessment time. In general, this can make response assessment more consistent than an informal judgment, because the categories specify what counts as a response. The endpoint is a count, not a direct measure of how long a response lasts or whether participants live longer. The registry lists progression-free survival and overall survival separately as secondary outcomes.

The record also defines progressive disease as at least a 20% increase in the sum of longest diameters, using the smallest sum recorded since treatment began as the reference, or the appearance of one or more new lesions. Stable disease is neither enough shrinkage for partial response nor enough increase for progressive disease, using the smallest sum since treatment began as the reference. The observed primary endpoint result is not reported in the registry record.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Not a randomized comparison (allocation: NA); arms are not a like-for-like control comparison. A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The registry describes a study designed to assess response to cabergoline in participants with metastatic breast cancer who tested positive for the prolactin receptor. Its primary endpoint was a count of participants with complete or partial response after 8 weeks of therapy. Although enrollment was 20, the response count and response rate are not reported in the registry record. As a result, the posted information does not show the observed primary outcome, and no conclusion about the amount or frequency of response can be drawn from this record alone.

Two participants did not reach the 8-week response time point and were determined not to be evaluable for the primary objective. The registry does not state why they did not reach that assessment, how they were handled in any analysis, or whether additional participants had missing imaging data. A response endpoint assessed at a fixed time depends on which participants are included and how missing assessments are treated. Those details matter for interpreting a response count, but are not reported in the registry record.

The study has one treatment group and no masking. Consequently, even a reported response in this design would describe outcomes observed among participants receiving cabergoline, not a randomized difference attributable to treatment. Without a concurrent control group, changes in disease status cannot be compared under otherwise similar study conditions. The record does not report an analysis that adjusts for other factors or provides a counterfactual comparison.

The listed secondary outcomes broaden the questions the study intended to examine, including progression-free survival, overall survival, toxicity, imaging changes, and prolactin-related measurements. However, the registry reports no analyses. The presence of an outcome in the registry is not itself evidence that a result was observed, analyzed, or associated with treatment.

The adverse-event record lists 4 participants with serious adverse events among 20 at risk, 20 participants with other adverse events among 20 at risk, and 13 deaths. These are aggregate counts in the registry and do not establish that cabergoline caused an event or death. The record does not provide the timing, duration, attribution, or detailed participant-level context needed to interpret those counts as comparative safety estimates. Overall, the registry offers design and outcome definitions but not the primary response result or statistical analyses needed to quantify efficacy.

9. Statistical Methods Explained

What does a single-group design estimate?

In general, a single-group study describes outcomes among people who receive the intervention. It does not directly estimate the difference between that intervention and a control condition. Here, the record lists a single-group model, no masking, and allocation as not applicable. There is no concurrent comparator. Therefore, any observed response or safety event would need to be interpreted as an outcome in this study group, rather than as a randomized estimate of what cabergoline changed.

How is the primary endpoint classified?

The primary endpoint is a binary response classification at the participant level: a participant either meets the complete or partial response definition at the assessment or does not. The registry describes the reported endpoint measure as a count of participants. Complete response requires disappearance of all target lesions. Partial response requires at least a 30% decrease in the sum of longest diameters from baseline. The record also defines progressive disease and stable disease, making clear that response is categorized by prespecified imaging criteria rather than by a continuous measure alone.

In general, categorical endpoints can be straightforward to interpret when definitions and assessment timing are clear. They also discard some detail: a count of responders does not show the degree of change for each participant, the duration of response, or changes outside the category boundaries. The record does not include the observed count, rate, or participant-level measurements, so the classification rules can be described but not applied to a posted result.

What does a confidence interval communicate?

In general, a confidence interval expresses uncertainty around an estimated quantity. For a response proportion, it would indicate a range of values compatible with the data under the interval method used. A wider interval generally means less precision, while a narrower interval generally means greater precision. No confidence interval for the primary endpoint is reported in the registry record, and no interval method is specified there. The uncertainty around the observed response result therefore cannot be assessed from the posted record.

Why does the analysis population matter?

The record states that two participants did not reach the 8-week response time point and were determined not evaluable for the primary objective. That statement distinguishes enrollment from evaluability, but does not define the full analysis population. In general, an analysis should make clear how participants with missing or unevaluable assessments are handled, because different rules can change a response estimate. The registry does not report whether unevaluable participants were excluded, counted as nonresponders, or treated under another rule. No such rule should be assumed.

What do the planning assumptions mean?

The registry’s sample-size assumptions describe a planning illustration based on an observed effect, not the original trial design. They specify a two-sided significance level of 0.05, equal allocation between two arms, and a normal approximation, with the effect to detect expressed as a fraction of the observed effect. For time-to-event outcomes, the stated planning quantity is a total number of events; for other outcomes, it is participants per arm.

Those assumptions do not match the recorded single-group design, which has no randomized two-arm comparison. Any such illustration is therefore not an observed result and should not be read as the actual sample-size justification for this study. The registry does not report the original sample-size justification. Planning calculations also do not represent observed power: they cannot establish whether the study had adequate information to detect an effect after results are known.

Why can over-dispersion matter?

In general, over-dispersion arises when outcome variability is greater than a statistical model expects. If a model assumes less variability than the data contain, standard errors and uncertainty intervals may be too small, making estimates appear more precise than warranted. This concept can matter for count outcomes and other outcomes with extra variability. The primary endpoint is described as a count of participants meeting a response definition, but the registry does not report a fitted model, dispersion estimate, or analysis method. There is no basis in the record to say whether over-dispersion was assessed or affected an analysis.

What can be inferred from the analysis record?

The record lists 11 outcome measures and zero analyses. It does not report statistical test results, model estimates, adjustment methods, or uncertainty intervals. In general, a prespecified analysis plan helps clarify which outcomes and methods were intended, while a reported analysis allows readers to assess estimates and their uncertainty. Neither a detailed statistical plan nor results of analyses are reported in the registry record. Consequently, the posted material supports description of the design and endpoint definitions, but not a reconstruction of the trial’s statistical findings.

10. Exact Estimates for Each Arm

No two-arm comparison is shown for this trial, but each arm's result can still be summarized with exact interval estimates computed from the posted counts. The Clopper-Pearson interval is exact and conservative; the Wilson interval is a common closer-to-nominal alternative; the Bayesian credible interval uses a uniform Beta(1, 1) prior. For small groups the three can differ noticeably.

ArmParticipantsEventsObserved %Clopper-Pearson 95% CIWilson 95% CIBayesian 95% credible interval
Treatment (Cabergoline)1800.0%0.0% to 18.5%-0.0% to 17.6%0.1% to 17.6%

R code and output

arm    <- c("Treatment (Cabergoline)")
n      <- c(18)
events <- c(0)
for (i in seq_along(n)) {
  ci <- binom.test(events[i], n[i])$conf.int          # Clopper-Pearson exact interval
  cr <- qbeta(c(0.025, 0.975), 1 + events[i], 1 + n[i] - events[i])   # Bayesian, uniform Beta(1,1) prior
  wi <- (function(x, n) { p <- x / n; z <- qnorm(0.975); d <- 1 + z^2 / n
    c((p + z^2 / (2 * n) - z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d, (p + z^2 / (2 * n) + z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d) })(events[i], n[i])
  cat(sprintf("ARM|%s|%d|%d|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f\n", arm[i], n[i], events[i], 100 * events[i] / n[i],
              100 * ci[1], 100 * ci[2], 100 * wi[1], 100 * wi[2], 100 * cr[1], 100 * cr[2]))
}
ARM  Treatment (Cabergoline)  18  0  0.0  0.0  18.5  -0.0  17.6  0.1  17.6

11. Multiplicity, Missing Data and Analysis Populations

The registry lists 11 outcome measures, including the primary response endpoint and secondary outcomes such as progression-free survival, overall survival, toxicity, imaging changes, and prolactin-related measures. It reports zero analyses. The registry record does not describe a multiplicity strategy, such as prioritizing tests or adjusting significance thresholds when several outcomes are analyzed. In general, testing multiple outcomes can increase the chance of at least one apparently notable result arising by chance. Without reported analyses or a stated strategy, the extent to which multiplicity was addressed cannot be assessed.

For the primary endpoint, two participants did not reach the 8-week response time point and were determined not evaluable. The reason for non-evaluability, the handling of these participants in the analysis, and any other missing response data are not reported in the registry record. In general, missing outcome data can affect both the estimate and its precision, particularly if missingness is related to participants’ outcomes or treatment experience. No missing-data method is reported.

The registry does not define a complete analysis population or state whether all enrolled participants were included in each outcome analysis. It also does not report sensitivity analyses to examine assumptions about missing outcomes. The distinctions between enrollment, evaluability, and analysis inclusion therefore remain unclear beyond the statement about the two participants who did not reach the primary assessment.

12. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
Treatment (Cabergoline)42020.0%

Deaths

ArmDeaths (participants affected of at risk)
Treatment (Cabergoline)13 of 20

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 0% reporting threshold.

ArmParticipants affected of at risk
Treatment (Cabergoline)20 of 20

Most frequent serious adverse event terms

Event termOrgan systemTreatment (Cabergoline)
DyspneaRespiratory, thoracic and mediastinal disorders2 of 20
Death NOSGeneral disorders1 of 20
PainGeneral disorders1 of 20

Most frequent non-serious adverse event terms

Event termOrgan systemTreatment (Cabergoline)
Blood prolactin abnormalInvestigations15 of 20
Aspartate aminotransferase increasedInvestigations13 of 20
HyperglycemiaMetabolism and nutrition disorders12 of 20
Lymphocyte Count decreasedInvestigations10 of 20
HypoalbuminemiaMetabolism and nutrition disorders9 of 20
FatigueGeneral disorders7 of 20
HypocalcemiaMetabolism and nutrition disorders7 of 20
Anemia (Hemoglobin decrease)Blood and lymphatic system disorders6 of 20
NauseaGastrointestinal disorders6 of 20
HyponatremiaInvestigations5 of 20

Serious events with the highest arm-level rate: dyspnea (10.0%), death nos (5.0%), pain (5.0%).

Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

The adverse-event record lists 20 participants at risk for serious adverse events, with 4 affected. It also lists 20 participants at risk for other adverse events, with 20 affected, and reports 13 deaths. These are aggregate registry counts. The record’s listed serious-event terms include Dyspnea at 10.0%, Death NOS at 5.0%, and Pain at 5.0%.

These figures should not be interpreted as proof that cabergoline caused an event. The registry does not provide event timing, duration, severity details beyond the serious-event grouping, attribution to treatment, or a comparison group. The listed terms may not represent separate participants, and the record does not explain their relationship to the aggregate counts. Deaths are reported as a count, but the cause and timing are not detailed. The counts describe what the registry reports; they do not establish comparative risk or treatment causation.

13. What the Result Does, and Does Not, Mean

The record establishes that a completed, single-group study evaluated cabergoline in metastatic breast cancer and specified an imaging-based response endpoint after 8 weeks, described as 2 cycles. It also records that two participants did not reach that assessment and were deemed not evaluable for the primary objective. These details describe the study question and some of the challenges in interpreting the endpoint.

The record does not report the observed overall response count or rate, and it lists no analyses. It therefore does not show how many participants had complete or partial response, how uncertain any estimate was, or whether secondary outcomes differed from any reference. An endpoint definition is not an endpoint result. Likewise, the listing of progression-free survival, overall survival, and biomarker outcomes does not establish their observed values.

Even if an outcome result were available, the single-group, unmasked design would not provide a randomized comparison. In general, outcomes observed during treatment can reflect multiple influences, and without a comparator the contribution of treatment cannot be isolated in the same way as in a randomized comparison. The registry also does not report a statistical analysis plan, participant-level data, or an account of missing-data handling.

The safety figures describe adverse events and deaths recorded in the study group. They do not, on their own, establish that treatment caused those events or permit comparison with another treatment. The record’s value is therefore primarily in documenting the study design, intervention, outcome definitions, and reported safety counts. It does not support a precise estimate of response or a comparative claim about treatment outcomes.

14. Why This Trial Matters Statistically

This study raises a focused statistical question: how should an imaging-defined response be described when a small, single-group study records a planned assessment time but does not report the response result? The registry makes the endpoint definition and assessment timing explicit, which are essential details for interpreting any response estimate. It also identifies two participants who did not reach the assessment, making evaluability a visible issue rather than an invisible assumption.

The design highlights the distinction between observing outcomes and estimating a treatment contrast. A single-group study can document what happened among participants receiving an intervention, but it lacks a concurrent control for comparison. This matters when readers are tempted to interpret response or safety counts as evidence that the intervention caused an outcome. The record’s absence of analyses further limits what can be concluded quantitatively.

The record also illustrates why endpoint definitions, analysis populations, and missing-data rules need to be considered together. A response category may be clearly defined, yet its estimated frequency depends on which participants contribute data and how unevaluable assessments are handled. Here, the registry reports the non-evaluable participants but not their treatment in an analysis.

Finally, the record lists several secondary outcomes and adverse-event counts without statistical analyses or detailed context. This is a useful reminder that planned outcomes and recorded counts are not equivalent to analyzed evidence. For statistical interpretation, clear design information is valuable, but estimates, precision measures, and analysis details are needed to assess what the observed data can support.

15. Limitations

The main limitation for interpreting the primary question is that the registry does not report the observed response count or rate. It also reports no analyses, confidence intervals, or statistical test results. As a result, the magnitude and precision of the primary outcome cannot be assessed from the registry record.

The single-group design has no concurrent comparator, and masking is listed as none. This limits causal interpretation: outcomes in the treatment group cannot be directly contrasted with outcomes under another condition. The registry does not describe a statistical model or adjustment for other factors.

Two participants did not reach the 8-week response time point and were deemed not evaluable for the primary objective. The reasons, analysis handling, and any other missing response information are not reported. The full analysis population is also not described. These gaps prevent evaluation of how missing assessments may affect the endpoint.

The record lists secondary outcomes but does not report their analyses or a multiplicity approach. It does not provide details on assessment procedures beyond the stated CT and RECIST endpoint, or report the analysis plan. The phase is listed as EARLY PHASE1, while the official title describes a pilot Phase II trial; the record does not explain this difference.

Safety interpretation is limited by aggregate counts without timing, attribution, or a comparator. The listed serious-event terms and death count cannot establish treatment causation. The registry also does not provide participant-level data, which would be needed for more detailed examination of outcome patterns and missingness.

16. Related Tutorials

17. Related Statistical Calculators

18. Sources

Continue through the Clinical Biostats statistical pathway

Use this trial's endpoint as a starting point for deeper study of effect measures, confidence intervals, and sample-size planning.

19. Record Summary

NCT01730729 is a completed, single-group study sponsored by Northwestern University, with enrollment of 20. It evaluated oral cabergoline in metastatic breast cancer among participants described as positive for the prolactin receptor. The registry lists the phase as EARLY PHASE1; the official title calls it a pilot Phase II trial. The study began on 2013-02-11, with primary completion on 2015-12-15.

The primary endpoint was overall response after 8 weeks, or 2 cycles, defined as the count of participants with complete or partial response by CT imaging and RECIST. Two participants did not reach that assessment and were deemed not evaluable for the objective. The observed response result and statistical analyses are not reported in the registry record. The record lists secondary outcomes and aggregate adverse-event counts, but does not provide a randomized comparison or detailed statistical findings.

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