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Breast Cancer Phase 2 Binary Endpoint NCT00232505

Cetuximab + / - Carboplatin for Estrogen Receptor-Negative, Progesterone Receptor-Negative Metastatic Breast Cancer: Complete Statistical Analysis

A randomized phase II trial compared cetuximab alone with cetuximab plus carboplatin in metastatic breast cancer that was ER-negative and PR-negative. The registry record describes the response endpoint and safety counts, but does not report primary response results or outcome analyses.

Trial start: 2005-11  ·  Enrollment: 112  ·  Sponsor: UNC Lineberger Comprehensive Cancer Center
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for Cetuximab + / - Carboplatin for Estrogen Receptor-Negative, Progesterone Receptor-Negative Metastatic Breast Cancer (NCT00232505), a randomized phase 2 study. The primary outcome is Overall Disease Response Rate.

112
Enrollment
Phase 2
n/a
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT00232505
PhasePhase 2
ConditionBreast Cancer
AllocationRandomized
Design modelParallel
MaskingSingle
Enrollment112
Arms in the primary outcomen/a
Lead sponsorUNC Lineberger Comprehensive Cancer Center
Results postedYes

2. Clinical Question

Population

Women with metastatic breast cancer that was estrogen receptor-negative and progesterone receptor-negative; the official title also specifies HER-2 nonoverexpressing disease. Further eligibility details are not reported in the registry record.

Intervention

Cetuximab in combination with carboplatin. The arm description says cetuximab was given weekly and carboplatin intravenously on days 1, 8, and 15, with treatment repeating every 28 days unless disease progressed or toxicity was unacceptable.

Comparator

Cetuximab alone, described as weekly intravenous treatment repeating every 28 days unless disease progressed or toxicity was unacceptable. Patients not responding in this arm could cross over to the combination arm.

Primary question

How did overall disease response, assessed radiographically using RECIST, compare between cetuximab alone and cetuximab plus carboplatin? The registry record does not report response counts or a comparative result, so the direction and precision of any difference cannot be determined from the posted results.

The trial rationale was to compare the combination with cetuximab alone in this population. The primary endpoint description includes complete response, partial response, stable disease, and progressive disease. It says radiographic assessment was planned every 8 weeks until disease progression, and gives a timeframe of 5 years. How the categories were converted into the overall response rate used for a group comparison is not reported in the registry record.

3. Trial Design

This was a randomized, single-masked, parallel-group phase II trial. The registry record lists an enrollment of 112 and describes two initial treatment assignments: cetuximab alone or cetuximab with carboplatin. Details about the randomization procedure, allocation concealment, and who was masked are not reported in the registry record.

The cetuximab-only arm could lead to crossover: patients not responding to treatment could move to the combination arm. The adverse-event record separately lists a group titled “Cetuximab and Carboplatin After Cetuximab Alone.” This treatment history matters when reading safety counts because that group is not simply the original combination assignment. The registry record does not report how crossover was handled in the primary efficacy analysis.

The combination regimen added intravenous carboplatin on days 1, 8, and 15 to the weekly cetuximab regimen; each description says treatment repeated every 28 days unless progression or unacceptable toxicity occurred. The trial status is completed. The record lists a start of 2005-11 and primary completion on 2010-06-21.

The record names overall disease response rate as the primary outcome and overall survival and progression-free survival as secondary outcomes. It gives the response outcome a timeframe of 5 years, while also describing radiographic assessments every 8 weeks until progression. Detailed follow-up rules, endpoint analysis methods, and the planned statistical analysis are not reported in the registry record. The enrollment figure alone does not establish how many participants were included in any outcome analysis or how many were assigned to each initial arm.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Before assignment: Four patients declined participation for personal reasons, three were screen failures, three had death or progression during the screening period.

Overall Study

StageCetuximabCetuximab and Carboplatin
STARTED3171
Not Evaluable06
Early Progressors25
Off Protocol50
COMPLETED2660
NOT COMPLETED511

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

CharacteristicUnitCetuximabCetuximab and CarboplatinTotal
Participants analysed3171102
Age, Continuousyears49 (33 to 71)52 (28 to 83)50.5 (28 to 83)
Sex: Female, Male: FemaleParticipants3171102
Sex: Female, Male: MaleParticipants000
Race (NIH/OMB): American Indian or Alaska NativeParticipants112
Race (NIH/OMB): AsianParticipants022
Race (NIH/OMB): Native Hawaiian or Other Pacific IslanderParticipants000
Race (NIH/OMB): Black or African AmericanParticipants111728
Race (NIH/OMB): WhiteParticipants195170
Race (NIH/OMB): More than one raceParticipants000
Race (NIH/OMB): Unknown or Not ReportedParticipants000
Region of Enrollment: United Statesparticipants3171102
Eastern Cooperative Oncology Group (ECOG) Performance Status: 0Participants173754
Eastern Cooperative Oncology Group (ECOG) Performance Status: 1Participants142842
Eastern Cooperative Oncology Group (ECOG) Performance Status: 2Participants044
Eastern Cooperative Oncology Group (ECOG) Performance Status: missingParticipants022
Menopausal Status: PostmenopausalParticipants215677
Menopausal Status: Pre- or perimenopausalParticipants101525
Dominant metastatic site: LungParticipants92029
Dominant metastatic site: LiverParticipants81725
Dominant metastatic site: Lymph nodesParticipants41418
Dominant metastatic site: LocoregionalParticipants51015
Dominant metastatic site: BoneParticipants145
Dominant metastatic site: Skin/soft tissueParticipants358
Dominant metastatic site: OtherParticipants112
Treatment: Prior chemotherapyparticipants306797
Treatment: Adjuvant/neoadjuvantparticipants266086
Treatment: Metastaticparticipants213455

6. Primary Endpoint

The registry lists the primary outcome as Overall Disease Response Rate, measured over 5 years.

ElementRegistry entry
Result typeCount Of Participants
Measure of spreadnot applicable
UnitParticipants
Endpoint classificationBinary Endpoint

The primary endpoint is overall disease response rate, recorded in participants and assessed by radiographic imaging using RECIST. The description distinguishes complete response, partial response, stable disease, and progressive disease. Complete response is disappearance of all target lesions. Partial response is at least a 30% decrease in the sum of the longest diameters of target lesions. Progression is a 20% increase in that sum, a measurable increase in a non-target lesion, or the appearance of new lesions. Stable disease is neither sufficient shrinkage for partial response nor sufficient increase for progression.

Response endpoints are used to describe whether measurable disease changes under treatment, rather than relying only on time until an event. A radiographic rule can make assessments more consistent by defining what counts as response or progression. In general, however, a response rate depends on the analysis rule that determines which categories count as responses and which participants are included. The registry record does not specify how its four listed categories were combined to calculate the overall response rate, nor does it report category counts or response results.

The outcome description says imaging was assessed every 8 weeks until progression, and lists a timeframe of 5 years. It does not report the observed assessment schedule or the results at any assessment. Overall survival and progression-free survival are listed as secondary outcomes, but their outcome results are not reported in the registry record.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Primary outcome has several categories or time points; not reduced to one comparison. A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The registry record establishes the trial question and describes the primary response endpoint, but it does not provide the primary outcome counts or an analysis comparing the randomized groups. It therefore does not show the observed overall disease response rate in either initial arm, the size or direction of a difference, or the uncertainty around a difference. No primary endpoint confidence interval or p-value is reported in the registry record. The posted results do not support a conclusion about which assignment had a higher response rate.

The record lists 112 as enrollment, but does not give the number of participants analyzed for the primary endpoint in each initial assignment. It also does not report how many participants had each RECIST category, whether assessments were missing, or how participants who crossed over were handled for efficacy. These omissions prevent reconstruction of a treatment comparison from the registry record.

Overall survival and progression-free survival appear as secondary outcomes. Their results and analyses are not reported in the registry record. Their presence in the outcome list should not be confused with evidence that an outcome difference was observed. Likewise, a completed trial status does not itself provide an efficacy estimate.

In general, a randomized comparison estimates the difference between assigned treatment strategies when outcome data are analyzed according to a clearly described approach. A point estimate conveys the observed contrast; a confidence interval conveys the range of values reasonably compatible with the data under the analysis assumptions. Neither can be interpreted for this primary endpoint without reported results. A non-significant test, if one were reported, would not by itself establish equivalence or absence of an effect; no such test is reported.

The registry record includes safety counts for initial and post-crossover treatment groups, but these are not substitutes for the primary response comparison. The crossover group reflects treatment received after cetuximab alone and should not be read as though it were a third randomized arm. The record does not give a comparative safety analysis or enough detail to align safety exposure with the primary efficacy analysis. Accordingly, the evidence available in the registry record is descriptive of the trial design and selected safety reporting, not a quantitative answer to the efficacy question.

9. Statistical Methods Explained

The registry identifies the study as randomized, single-masked, and parallel-group. In general, random assignment is intended to make the assigned groups comparable, on average, at the start of a trial. A parallel-group design assigns participants to a treatment strategy for comparison. Masking can reduce the influence of knowledge about assignment on care or assessment, depending on who is masked. The record does not say who was masked, how assignment was generated or concealed, or how the primary outcome was analyzed, so those design details cannot be evaluated from the registry entry.

What does a response count represent?

The primary outcome is described as a count of participants, and its meaning is participants with an event (counts). Here, the event is related to the response categories assessed under RECIST. For a binary endpoint, an analysis commonly distinguishes participants meeting a defined response rule from those who do not. In general, a response proportion is interpretable only when the response rule, analysis population, and handling of participants without an evaluable assessment are clear. The registry lists complete response, partial response, stable disease, and progressive disease but does not state the exact rule used to turn these categories into the overall response rate. It also provides no response counts.

How should a treatment contrast be read?

In general, a treatment comparison for a binary outcome can report a difference between group proportions, a ratio of proportions, or another prespecified measure. These summaries answer different questions and should be interpreted with their uncertainty. A confidence interval describes a range of effect values compatible with the data and model assumptions; narrower intervals indicate greater precision. A p-value describes how compatible the observed data are with a specified null hypothesis under the analysis assumptions. Neither a confidence interval nor a p-value is reported for the primary outcome in this registry record, and no treatment contrast can be reconstructed without group outcome data.

The outcome description gives RECIST rules for target and non-target lesions. It defines complete response as disappearance of all target lesions; partial response as at least a 30% decrease in the sum of the longest diameters of target lesions; and progression as a 20% increase in that sum, a measurable increase in a non-target lesion, or new lesions. Stable disease is the category that meets neither the partial-response nor progression definition. In general, using explicit criteria can standardize classification, but assessment still depends on the imaging schedule, evaluability, and rules for handling incomplete observations. Those operational details are not reported in the registry record beyond the stated assessment schedule and endpoint description.

What can the planning assumptions tell us?

The record describes a planning illustration based on the observed effect, not the trial's own design. Its stated assumptions are a two-sided significance level of 0.05, equal allocation between the two arms, and a normal approximation; the effect to detect is a stated fraction of the observed effect. In general, sample-size planning asks how much information a future study would need to detect a specified effect under chosen assumptions. Such an illustration is not an observed result, does not establish the design used for this trial, and is not observed power. The numerical planning outputs are not reported in the registry record. No sample-size justification for the actual trial is reported.

What is missing from the analysis record?

The registry record reports zero outcome analyses. This means no outcome analysis is presented in the record; it does not establish whether analyses were conducted outside the registry. The statistical model, covariate adjustment, confidence-interval method, missing-data approach, and analysis population are not reported. In general, those choices affect how a trial estimate is produced and interpreted. The crossover option is especially relevant because an analysis by initial assignment and an analysis based on treatment received answer different questions. The registry record does not describe which approach, if any, was used.

10. Multiplicity, Missing Data and Analysis Populations

The record lists one primary outcome, overall disease response rate, and two secondary outcomes, overall survival and progression-free survival. It does not report a multiplicity plan, such as how inference across several outcomes or comparisons was handled. In general, testing multiple outcomes can increase the chance of at least one apparently unusual result when all are interpreted as confirmatory. A prespecified strategy can distinguish primary from supportive analyses and clarify how uncertainty is controlled. The registry record does not describe such a strategy, and it reports no outcome analyses or inferential results.

Missing-data methods are also not reported. The endpoint description states that radiographic assessments were planned every 8 weeks until progression, but the record does not give the number of missing or unevaluable assessments, reasons for missingness, or any imputation or censoring rules. In general, missing outcome information can affect an estimate if the participants with observed assessments differ from those without them. The extent and direction of any such effect cannot be assessed without the missingness and analysis details.

The analysis populations are not specified. The record does not say whether the primary analysis included participants according to initial randomized assignment, treatment received, or another eligibility rule. This is important because patients not responding to cetuximab alone could cross over to the combination arm. An analysis based on initial assignment and one based on treatment actually received may address different questions. The registry record does not explain how this crossover was incorporated into efficacy analyses.

11. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
Cetuximab3319.7%
Cetuximab and Carboplatin After Cetuximab Alone82532.0%
Cetuximab and Carboplatin207128.2%
Participants with at least one serious adverse event
Serious adverse events by armCetuximab9.7%Cetuximab and Carboplatin Aft…32.0%Cetuximab and Carboplatin28.2%% of participants with at least one serious adverse event

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 1% reporting threshold.

ArmParticipants affected of at risk
Cetuximab27 of 31
Cetuximab and Carboplatin After Cetuximab Alone24 of 25
Cetuximab and Carboplatin68 of 71

Most frequent serious adverse event terms

Event termOrgan systemCetuximabCetuximab and Carboplatin After Cetuximab AloneCetuximab and Carboplatin
Dyspnea (shortness of breath)Respiratory, thoracic and mediastinal disorders0 of 312 of 257 of 71
Thrombosis/thrombus/embolismVascular disorders0 of 311 of 254 of 71
VomitingGastrointestinal disorders0 of 311 of 253 of 71
Edema: limbBlood and lymphatic system disorders2 of 311 of 250 of 71
Allergic reaction/hypersensitivity (including drug fever)Immune system disorders0 of 313 of 250 of 71
AnorexiaMetabolism and nutrition disorders0 of 312 of 251 of 71
DehydrationMetabolism and nutrition disorders0 of 311 of 252 of 71
Fatigue (asthenia, lethargy, malaise)General disorders1 of 311 of 251 of 71
NauseaGastrointestinal disorders1 of 310 of 252 of 71
Potassium, serum-low (hypokalemia)Metabolism and nutrition disorders0 of 310 of 253 of 71

Most frequent non-serious adverse event terms

Event termOrgan systemCetuximabCetuximab and Carboplatin After Cetuximab AloneCetuximab and Carboplatin
Fatigue (asthenia, lethargy, malaise)General disorders14 of 3114 of 2545 of 71
Rash: acne/acneiformSkin and subcutaneous tissue disorders11 of 3110 of 2542 of 71
NauseaGastrointestinal disorders7 of 3110 of 2535 of 71
ConstipationGastrointestinal disorders3 of 314 of 2528 of 71
Dyspnea (shortness of breath)Respiratory, thoracic and mediastinal disorders3 of 316 of 2523 of 71
Neuropathy: sensoryNervous system disorders7 of 313 of 2520 of 71
Dry skinSkin and subcutaneous tissue disorders7 of 314 of 2518 of 71
VomitingGastrointestinal disorders4 of 314 of 2521 of 71
Rash/desquamationSkin and subcutaneous tissue disorders9 of 314 of 2515 of 71
CoughRespiratory, thoracic and mediastinal disorders3 of 313 of 2521 of 71

Serious events with the highest arm-level rate: allergic reaction/hypersensitivity (including drug fever) (12.0%), dyspnea (shortness of breath) (9.9%), anorexia (8.0%), pain - other (specify, __) (8.0%), seizure (8.0%).

Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

The registry lists serious adverse-event participant counts by treatment group. For cetuximab, it records 3 affected among 31 at risk. For “Cetuximab and Carboplatin After Cetuximab Alone,” it records 8 affected among 25 at risk. For “Cetuximab and Carboplatin,” it records 20 affected among 71 at risk. The record also lists other adverse-event counts: 27 among 31 for cetuximab, 24 among 25 for the post-cetuximab combination group, and 68 among 71 for the combination group. These are recorded counts, not a comparative analysis.

The post-cetuximab combination group has a different treatment history from the group initially assigned to the combination. It should not be treated as a separate randomized comparison arm. The record does not provide details about exposure duration, event timing, severity criteria, attribution, or adjustment for follow-up. Those details limit interpretation of comparisons across the listed groups.

The registry lists serious adverse-event terms with percentages: allergic reaction/hypersensitivity (including drug fever), 12.0%; dyspnea (shortness of breath), 9.9%; anorexia, 8.0%; pain, 8.0%; seizure, 8.0%; and limb edema, 6.5%. The denominator and calculation details for these term percentages are not reported in the registry record. These figures should be read as registry safety reporting, not as proof that a treatment caused an event or as a direct comparison of treatment risks.

12. What the Result Does, and Does Not, Mean

The registry record identifies a randomized phase II comparison of cetuximab alone with cetuximab plus carboplatin in ER-negative, PR-negative metastatic breast cancer; the official title also specifies HER-2 nonoverexpressing disease. It describes radiographic response criteria and lists survival outcomes as secondary. Those details clarify what the study set out to assess, but they do not supply the outcome evidence needed to quantify the comparison.

No primary response counts, group response estimates, or comparative analysis are reported in the registry record. Consequently, the posted results do not establish the size, direction, or precision of a response difference. They also do not establish that the treatments had the same response results. An unavailable result is not evidence of no difference, and the completed status does not fill that evidentiary gap.

The registry record does include adverse-event counts and selected serious-event terms, but these are presented across groups with different treatment histories, including a group that received combination treatment after cetuximab alone. Without reported exposure, follow-up, and comparative analysis details, the counts do not support a causal comparison of safety between the randomized assignments.

In general, a trial result is interpreted in light of its endpoint definition, analysis population, statistical method, uncertainty, and missing data. Here, several of those elements are not reported, and the outcome analyses are absent from the registry record. The trial therefore documents a clinical question and selected descriptive information, but the posted results do not provide a numerical answer to that question. No treatment recommendation follows from these registry data alone.

13. Why This Trial Matters Statistically

This trial is statistically informative as an example of why a registry entry’s design and outcome listings must be distinguished from an analyzed result. Randomization and a named primary endpoint describe the intended comparison, but interpretation requires the observed outcome data and a transparent analysis. For this trial, the registry record gives neither primary response counts nor an outcome analysis, so the central comparison cannot be quantified.

The response endpoint also illustrates the importance of a precise estimand: the exact outcome being compared, for which participants, and under what treatment strategy. The record describes four radiographic categories and allows crossover from cetuximab alone for patients not responding, but it does not state how the categories were converted into the overall response rate or how crossover was handled in the primary analysis. Those choices can change the question answered by an analysis.

The safety reporting offers a related lesson. Counts are listed for the initial cetuximab group, the initial combination group, and a post-cetuximab combination group. Keeping randomized assignments distinct from later treatment histories is necessary for a fair reading. A list of counts does not, by itself, estimate a causal difference or account for exposure and follow-up.

Finally, the record’s planning assumptions are identified as an illustration rather than the trial’s design. In general, planning calculations are conditional on assumptions and should not be confused with observed evidence or observed power. This distinction is important when reading any sample-size illustration alongside a trial record. Here, the available registry information supports careful description of design and reporting, while leaving the efficacy comparison unresolved.

14. Limitations

The main limitation of the registry record for interpreting efficacy is that it does not report primary response results or outcome analyses. There are no response counts by randomized assignment, no group estimates, and no uncertainty measure for the primary comparison. Overall survival and progression-free survival are listed as secondary outcomes, but their results are not reported either.

The record does not give arm-specific enrollment or the number analyzed for each outcome. It does not report participant flow, missing or unevaluable imaging, or how such observations were handled. Although imaging was described as occurring every 8 weeks until progression and the outcome timeframe is listed as 5 years, observed follow-up and endpoint assessment details are not reported.

The response description lists RECIST categories and definitions, but does not state the operational rule used to calculate overall response rate from those categories. Details of the randomization process, masking, analysis populations, statistical model, covariate adjustment, and multiplicity handling are also not reported. The permitted crossover from cetuximab alone adds an interpretation issue, and the registry record does not explain its treatment in efficacy analyses.

The safety record provides counts for groups with different treatment histories, but does not report event timing, exposure duration, attribution, or a comparative safety analysis. It also does not give the denominator or calculation method for the listed serious-event term percentages. These gaps limit what can be concluded from the posted safety information; they do not establish that an analysis or detail was absent outside the registry record.

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18. Record Summary

NCT00232505 is a completed randomized, single-masked, parallel-group phase II trial sponsored by UNC Lineberger Comprehensive Cancer Center. It studied cetuximab alone and cetuximab plus carboplatin in metastatic breast cancer that was ER-negative and PR-negative; the official title also specifies HER-2 nonoverexpressing disease. The registry lists enrollment of 112.

The primary outcome was overall disease response rate, assessed radiographically using RECIST. Overall survival and progression-free survival were listed as secondary outcomes. Patients in the cetuximab-only arm who did not respond could cross over to the combination arm.

The registry record does not report primary response results, secondary outcome results, or outcome analyses. It does list adverse-event counts and selected serious-event terms, but these do not supply a comparative efficacy estimate or a complete safety comparison.

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