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Stage III Non-small Cell Lung Cancer Phase 2 Binary Endpoint NCT01102231

Chemoradiotherapy in Stage III Non-small Cell Lung Cancer (NSCLC): Complete Statistical Analysis

This analysis examines a completed phase II, single-group study of concurrent chemoradiotherapy with pemetrexed, cetuximab and cisplatin for stage III non-small cell lung cancer. The registry record describes the primary disease-control endpoint and safety counts, but does not report the primary outcome result or numerical results for the listed secondary outcomes.

Trial start: 2010-03  ·  Enrollment: 106  ·  Sponsor: Intergroupe Francophone de Cancerologie Thoracique
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for Chemoradiotherapy in Stage III Non-small Cell Lung Cancer (NSCLC) (NCT01102231), a na phase 2 study. The primary outcome is Disease-Control Rate.

106
Enrollment
Phase 2
n/a
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT01102231
PhasePhase 2
ConditionStage III Non-small Cell Lung Cancer
AllocationNot applicable (single group)
Design modelSingle Group
MaskingNone (open label)
Enrollment106
Arms in the primary outcomen/a
Lead sponsorIntergroupe Francophone de Cancerologie Thoracique
Results postedYes

2. Clinical Question

Population

The study concerns people with stage III non-small cell lung cancer. The registry describes the eligible population as the primary endpoint population and states that the investigators aimed to study a combination with concurrent radiotherapy in unresectable stage III disease. Further eligibility details, including criteria defining who could enter the study, are not reported in the registry record.

Intervention

The planned treatment approach combined chemotherapy and radiotherapy, with pemetrexed, cetuximab and cisplatin named in the official study title. The registry also lists chemotherapy, ERBITUX and radiotherapy as interventions. It characterizes the study treatment as chemoradiotherapy and describes the radiotherapy as concurrent. Detailed schedules, doses and treatment modifications are not reported in the registry record.

Comparator

The study is listed as a single-group study, with allocation recorded as not applicable and no masking. It therefore does not provide a randomized control arm for a like-for-like treatment comparison. The registry identifies one chemoradiotherapy arm; a separate comparator is not reported in the registry record. The study can describe outcomes in its treated group, but does not by itself estimate a contrast against another treatment.

Primary question

The primary question concerns disease control at 16 weeks after inclusion. Disease control is defined as complete response, partial response or stable disease according to RECIST 1.1 criteria. The registry describes the endpoint as a percentage, while its measurement type is a count of participants. The numerical result for this endpoint is not reported in the registry record, so the observed disease-control level cannot be stated from the posted results.

3. Trial Design

This completed phase II study evaluated chemoradiotherapy for stage III non-small cell lung cancer. Its official title specifies pemetrexed, cetuximab and cisplatin with concurrent chemoradiotherapy. The registry lists chemotherapy, ERBITUX and radiotherapy as interventions, and names the study arm “Chemoradiotherapy.” Intergroupe Francophone de Cancerologie Thoracique is listed as the sponsor.

The registry records a single-group model, allocation as not applicable and masking as none. This is not a randomized comparison: participants were not assigned between a trial treatment and a concurrent control arm in the registry description. Consequently, the posted design does not support a direct randomized estimate of the treatment difference versus another regimen or usual care.

Enrollment is listed as 106. The study start is recorded as 2010-03, primary completion as 2014-01, and status as completed. Those record dates describe the trial’s registry milestones; they do not give the dates of individual participants’ treatment or follow-up.

The primary endpoint is disease-control rate in the eligible population, assessed 16 weeks after inclusion. The listed secondary outcomes are 18-month overall survival rate and progression-free survival. The registry lists three outcome measures and one analysis, but does not report the analysis methods or numerical results for these outcomes. Details such as treatment schedule, follow-up procedures, enrollment criteria and the planned statistical design are not reported in the registry record.

The study’s stated aim was to examine efficacy and toxicity for the combination. Its single-group structure means that interpretation must focus on the outcomes recorded in that group, rather than on a controlled comparison. The absence of a comparator also limits how confidently differences in outcomes could be attributed to the regimen rather than to other influences.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Overall Study

StageChemoradiotherapy + Cetuximab
STARTED106
COMPLETED91
NOT COMPLETED15

Reasons for not completing this period:

ReasonChemoradiotherapy + Cetuximab
Protocol Violation3
Lack of Efficacy2
Death2
Adverse Event3
Withdrawal by Subject1
Did not received the treatment4

Analysis population for the primary outcome, as defined in the registry: Eligible population

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

CharacteristicUnitChemoradiotherapy + Cetuximab
Participants analysed106
Age, Continuousyears57.32 (30.6 to 71.0)
Sex: Female, Male: FemaleParticipants39
Sex: Female, Male: MaleParticipants67
Region of Enrollment: Franceparticipants106
SmokerParticipants100
Stage: IIIAParticipants53
Stage: IIIBParticipants51
Stage: IVParticipants2
Histological subtype: SarcomatoidParticipants2
Histological subtype: AdenosquamousParticipants1
Histological subtype: Adenocarcinoma without bronchoalveolar componentParticipants82
Histological subtype: Non Small CellParticipants14
Histological subtype: Neuroendocrine carcinomaParticipants1
Histological subtype: Non Squamous Non Small CellParticipants6
ECOG Performance status: PS = 0Participants63
ECOG Performance status: PS = 1Participants43
Unresectability cause: AnatomicalParticipants100
Unresectability cause: FunctionalParticipants6

6. Primary Endpoint

The registry lists the primary outcome as Disease-Control Rate, measured over 16 weeks after inclusion.

ElementRegistry entry
Result typeCount Of Participants
Measure of spreadnot applicable
UnitParticipants
Endpoint classificationBinary Endpoint

The primary endpoint is disease-control rate, assessed 16 weeks after inclusion in the eligible population. It includes participants whose response is classified as complete response, partial response or stable disease under RECIST 1.1 criteria. The registry describes disease control as a percentage, while the measurement type is recorded as a count of participants. The numerical endpoint result is not reported in the registry record.

The response categories distinguish disappearance of target lesions, meaningful shrinkage, and neither sufficient shrinkage nor sufficient growth to meet the stated response or progression definitions. Complete response is defined as disappearance of all target lesions. Partial response requires at least a 30% decrease in the sum of target-lesion diameters. Stable disease is neither enough shrinkage for partial response nor enough increase for progressive disease; progressive disease is defined using at least a 20% increase in that sum.

As a general statistical point, a disease-control endpoint combines response with stabilization. It can therefore describe whether participants meet any of the included disease-status categories at the specified assessment time. It is not the same as a measure of how long control lasts. The listed progression-free survival outcome addresses a different time-to-event question, but its numerical result is not reported in the registry record.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Not a randomized comparison (allocation: NA); arms are not a like-for-like control comparison. A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The registry record identifies disease-control rate at 16 weeks after inclusion as the primary endpoint, but does not report the observed count or percentage. It also does not report a confidence interval, a hypothesis-test result or another estimate of uncertainty for that endpoint. The posted results therefore do not establish the size or precision of the primary outcome in this record. A statistical conclusion about whether the endpoint met a target cannot be drawn because no target or numerical result is reported.

The two listed secondary outcomes are 18-month overall survival rate and progression-free survival. Their numerical results are not reported in the registry record. The existence of outcome names alone does not show how many participants experienced an event, how survival was estimated, how much uncertainty surrounded any estimate, or whether any prespecified criterion was met.

The study enrolled 106 participants and is described as a single-group phase II study. The registry lists one arm and no randomized comparator. This structure allows outcomes to be described for the group, but it does not supply a randomized estimate of the difference between the regimen and another treatment. Any observed outcome in a single group can also reflect participant characteristics, the course of the disease, other care, and the way outcomes are assessed. The record does not provide information that would separate these influences.

Safety information lists a chemoradiotherapy plus cetuximab group with 102 participants at risk, 26 serious adverse events, 100 other adverse events and 51 deaths. The registry also lists several serious-event terms with percentages. These counts are not measures of the primary endpoint and should not be substituted for its result. The record does not specify in the listed information whether each event was judged related to treatment, how events were collected, or the observation period for the safety counts.

The enrollment figure and the safety group’s at-risk count refer to different registry fields; the record does not explain their relationship. They should be read as separately reported quantities, not reconciled by assumption. Overall, the available numerical information supports a description of enrollment and the posted safety counts, but not an estimate of disease control, survival, comparative benefit or treatment-attributable risk.

9. Statistical Methods Explained

What does a single-group design estimate?

The registry describes a single-group study with no masking and allocation recorded as not applicable. In a single-group design, results can describe what happened among participants in the study group. Without a concurrent randomized comparator, the design does not directly estimate how outcomes would differ under another treatment. General statistical interpretation therefore separates a group’s observed outcome from a causal treatment contrast. The registry does not report a control group or a comparative estimate.

The phase II designation describes the trial phase, but it does not supply the detailed analysis plan or the criterion used to judge the primary endpoint. The registry record does not report a sample-size justification, a target disease-control rate, an interim analysis plan or a prespecified decision rule. These details cannot be inferred from the phase label or from the enrollment figure.

How should a binary endpoint be understood?

The primary outcome groups participants into disease-control categories: complete response, partial response or stable disease. A binary outcome reduces each participant’s assessment to whether the defined event or condition is present. The count of participants with disease control can be used to describe the group, and a percentage expresses that count relative to a defined denominator. The registry labels the endpoint’s measurement as a participant count while its description refers to a percentage. It does not report the observed count, percentage or denominator used in a result.

As a general statistical concept, uncertainty around a proportion depends on both the observed proportion and the amount of information in the data. A confidence interval gives a range of values compatible with the data under a specified statistical method; it is not a guarantee that the true value lies in that range. No confidence interval or method for calculating one is reported for the primary outcome in the registry record. Consequently, its precision cannot be assessed from the posted endpoint information.

What can the analysis count tell readers?

The registry lists one analysis. That count does not identify which statistical test, model, estimator or adjustment was used. It also does not establish whether the analysis was prespecified, whether it was the only analysis performed, or how any deviations from an analysis plan were handled. The particular statistical methods are not reported in the registry record.

The endpoint is assessed at a stated time point, 16 weeks after inclusion. For a fixed-time binary outcome, the result depends on how participants with unavailable assessments are treated and on the denominator chosen. The registry does not report the missing-data rules, the number of participants assessed at the time point, or any sensitivity analyses. Thus, even a clearly defined endpoint cannot be fully evaluated without the analysis population and missing-data handling.

What do the planning assumptions mean?

The registry’s sample-size assumptions describe a planning illustration based on an observed effect, not the trial’s own design. They specify a two-sided significance level of 0.05, equal allocation between two arms and a normal approximation, with the effect to detect expressed as a fraction of the observed effect. Those assumptions belong to the planning illustration; the registry does not report that the phase II trial used a two-arm design or those assumptions to plan its enrollment. No numerical illustration results or observed primary effect are reported in the registry record.

As a general concept, power is a design-stage probability tied to a specified effect, variability, analysis method and sample size. It is not a measure of whether a completed study’s result is true. A planning calculation based on a chosen fraction of an observed effect is a scenario for future-study sizing, not observed power and not evidence that the trial detected an effect. If the observed effect itself is unavailable, readers cannot assess the scale on which that planning scenario was based.

The equal-allocation and two-arm assumptions also do not match the registry’s listed single-group design. That difference matters: the illustration addresses a hypothetical comparison, while the registered study is described as having one treatment group. The illustration should not be interpreted as a description of the study’s actual allocation or analysis.

Why do methods affect interpretation?

General statistical practice distinguishes an estimate from its uncertainty and from the assumptions used to obtain it. For a binary endpoint, the choice of denominator, handling of missing assessments and response classification can affect the result. For survival outcomes, methods must account for follow-up and event timing; the registry names overall survival and progression-free survival but does not state their estimators, event definitions or censoring rules. These details are not reported in the registry record.

Over-dispersion is a general issue when observed variability exceeds what a particular model assumes, and it can make standard errors too small if ignored. It is not possible to assess whether it is relevant to these outcomes because the analysis model and outcome data are not reported. More broadly, no method should be attributed to this study merely because it is common for a particular endpoint. The posted record does not provide enough analysis detail to reproduce the primary or secondary results.

10. Exact Estimates for Each Arm

No two-arm comparison is shown for this trial, but each arm's result can still be summarized with exact interval estimates computed from the posted counts. The Clopper-Pearson interval is exact and conservative; the Wilson interval is a common closer-to-nominal alternative; the Bayesian credible interval uses a uniform Beta(1, 1) prior. For small groups the three can differ noticeably.

ArmParticipantsEventsObserved %Clopper-Pearson 95% CIWilson 95% CIBayesian 95% credible interval
Chemoradiotherapy + Cetuximab998989.9%82.2% to 95.0%82.4% to 94.4%82.4% to 94.4%

R code and output

arm    <- c("Chemoradiotherapy + Cetuximab")
n      <- c(99)
events <- c(89)
for (i in seq_along(n)) {
  ci <- binom.test(events[i], n[i])$conf.int          # Clopper-Pearson exact interval
  cr <- qbeta(c(0.025, 0.975), 1 + events[i], 1 + n[i] - events[i])   # Bayesian, uniform Beta(1,1) prior
  wi <- (function(x, n) { p <- x / n; z <- qnorm(0.975); d <- 1 + z^2 / n
    c((p + z^2 / (2 * n) - z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d, (p + z^2 / (2 * n) + z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d) })(events[i], n[i])
  cat(sprintf("ARM|%s|%d|%d|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f\n", arm[i], n[i], events[i], 100 * events[i] / n[i],
              100 * ci[1], 100 * ci[2], 100 * wi[1], 100 * wi[2], 100 * cr[1], 100 * cr[2]))
}
ARM  Chemoradiotherapy + Cetuximab  99  89  89.9  82.2  95.0  82.4  94.4  82.4  94.4

11. Multiplicity, Missing Data and Analysis Populations

The registry lists a primary disease-control endpoint and two secondary outcomes: 18-month overall survival rate and progression-free survival. It also lists three outcome measures and one analysis. The results for the primary and secondary outcomes are not reported in the registry record, and the record does not describe a multiplicity strategy. It is therefore not possible to determine whether the analysis controlled the chance of false-positive findings across outcomes or how the outcomes were prioritized in interpretation.

As a general statistical concept, testing several outcomes can increase the chance that at least one result appears notable by chance. Prespecified outcome hierarchies, adjustment procedures or a clearly exploratory interpretation can address different aspects of this issue. None of those approaches is described in the registry record, so none should be assumed to have been used.

The primary population is identified as the eligible population. The record does not report a more detailed analysis-population definition, such as which participants were included in the endpoint analysis or how exclusions were handled. It also does not report how missing assessments, withdrawals, protocol deviations or unavailable survival follow-up were treated. These details matter because the assessed population and assumptions about missing information can influence estimates and their uncertainty.

The registry record does not report the number of participants with an evaluable primary assessment, a missing-data sensitivity analysis, or a plan for handling incomplete outcome data. Nor does it describe whether outcome assessments were made by blinded reviewers; masking is listed as none. These omissions limit evaluation of possible assessment and analysis biases. They do not establish that any particular bias occurred, but they leave important analytic decisions undocumented in the posted record.

12. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
Chemoradiotherapy + Cetuximab2610225.5%

Deaths

ArmDeaths (participants affected of at risk)
Chemoradiotherapy + Cetuximab51 of 102

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 5% reporting threshold.

ArmParticipants affected of at risk
Chemoradiotherapy + Cetuximab100 of 102

Most frequent serious adverse event terms

Event termOrgan systemChemoradiotherapy + Cetuximab
General physical health deteriorationGeneral disorders7 of 102
Febrile neutropeniaBlood and lymphatic system disorders5 of 102
Pulmonary embolismVascular disorders4 of 102
OesophagitisGastrointestinal disorders4 of 102
VomitingGastrointestinal disorders4 of 102
Lung disorderRespiratory, thoracic and mediastinal disorders3 of 102
DysphagiaGastrointestinal disorders3 of 102
NauseaGastrointestinal disorders3 of 102
HypokalemiaMetabolism and nutrition disorders3 of 102
device related infectionInfections and infestations3 of 102

Most frequent non-serious adverse event terms

Event termOrgan systemChemoradiotherapy + Cetuximab
Neutrophil count decreasedBlood and lymphatic system disorders80 of 102
AstheniaGeneral disorders78 of 102
NauseaGastrointestinal disorders76 of 102
dysphagiaGastrointestinal disorders65 of 102
Hemoglobin decreasedInvestigations63 of 102
Platelet count decreasedBlood and lymphatic system disorders62 of 102
AnorexiaGastrointestinal disorders45 of 102
Oral mucosal irritationGastrointestinal disorders44 of 102
DyspneaRespiratory, thoracic and mediastinal disorders39 of 102
ConstipationGastrointestinal disorders39 of 102

Serious events with the highest arm-level rate: general physical health deterioration (6.9%), febrile neutropenia (4.9%), pulmonary embolism (3.9%), oesophagitis (3.9%), vomiting (3.9%).

Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

For the group titled “Chemoradiotherapy + Cetuximab,” the registry lists 102 participants at risk, 26 serious adverse events, 100 other adverse events and 51 deaths. These are posted safety counts; they are not estimates of the primary disease-control outcome. The registry lists general physical health deterioration at 6.9%, febrile neutropenia at 4.9%, pulmonary embolism at 3.9%, oesophagitis at 3.9%, vomiting at 3.9% and lung disorder at 2.9% among the leading serious-event terms.

The percentages describe the listed terms, but the denominator and counting method for those term-specific percentages are not reported in the registry record. The record also does not state in this information whether events were considered related to treatment, how severity was graded, or the duration of safety observation. These figures should therefore be read as registry-reported safety summaries, not as proof of causation or as a complete account of each participant’s experience.

The count of deaths is listed separately from the adverse-event term percentages. The registry information does not identify their causes or attribute them to treatment. The 102 participants at risk in the safety group should also not be silently substituted for the enrollment figure of 106; the registry does not explain the relationship between those counts.

13. What the Result Does, and Does Not, Mean

The record describes a phase II, single-group study of chemoradiotherapy with pemetrexed, cetuximab and cisplatin for stage III non-small cell lung cancer. It defines disease control at 16 weeks after inclusion using complete response, partial response and stable disease. It also names 18-month overall survival rate and progression-free survival as secondary outcomes. These design and endpoint details explain what the study set out to assess.

They do not, by themselves, show what the participants’ outcomes were. The numerical primary endpoint result and numerical secondary outcome results are not reported in the registry record. Without those results, readers cannot determine the observed disease-control level, survival estimates or precision. Nor can the record support a statement that a prespecified efficacy threshold was met, because no such threshold or result is reported.

The single-group design also does not provide a randomized comparison with another treatment. Even if group outcomes were available, they would describe the group and would not alone establish what would have happened to comparable participants under a different treatment. No comparative treatment effect is reported in the registry record.

The safety counts and listed serious-event terms offer a separate description of reported safety information. They do not establish whether events were caused by the regimen, and the record does not report the event attribution, observation details or term-specific denominators in the information listed. The counts should not be interpreted as evidence for or against efficacy.

Accordingly, the registry record supports a careful account of the study’s design, intended endpoints, enrollment and posted safety summaries. It does not support a conclusion about the magnitude or precision of disease control, survival, comparative effectiveness or treatment-attributable harm. Missing results are an information limitation, not evidence that outcomes were favorable, unfavorable or absent.

14. Why This Trial Matters Statistically

This trial illustrates why statistical interpretation begins with design rather than with an outcome label. A phase II study can be informative about outcomes in its study group, but this registry record identifies a single-group model and no randomized comparator. That distinction determines the kind of inference the design can support: description of a group is not the same as a controlled estimate of a treatment difference.

It also shows why endpoint definitions and results need to be read together. Disease control is defined through RECIST 1.1 response categories at a specified assessment time, but the numerical result is not reported. A precise definition clarifies what would count as the endpoint; it cannot replace the observed count, denominator and estimate of uncertainty needed to understand the result.

The record names survival outcomes and supplies safety counts, yet omits numerical survival results and key details about the analysis. This makes it important to distinguish an outcome’s inclusion in a registry from evidence about its observed value. Likewise, safety-event counts need context about attribution, collection and observation before they can be interpreted as treatment-related risks.

Finally, the planning assumptions should not be confused with the actual trial design. The registry describes a single treatment group, whereas the planning illustration refers to equal allocation between two arms. Keeping those contexts separate prevents hypothetical sample-size scenarios from being mistaken for evidence about the completed study. Clear distinctions among design, endpoint, analysis and reported result are central to reading clinical trial statistics responsibly.

15. Limitations

The principal limitation for interpreting outcomes is that the registry record does not report the numerical primary endpoint result or numerical results for the listed secondary outcomes. It also does not provide confidence intervals, test results or other estimates of precision. As a result, the record cannot establish the magnitude of disease control or survival outcomes.

The single-group design has no randomized comparator listed. This limits causal interpretation and does not permit a direct treatment contrast. The registry also does not report a detailed statistical analysis plan, sample-size justification, interim-analysis plan, target for the primary endpoint or decision rule. The planning illustration’s assumptions should not be treated as the trial’s protocol.

Important endpoint-analysis details are absent, including the number assessed at the primary time point, the endpoint denominator, missing-data handling, analysis-population rules and sensitivity analyses. For the survival outcomes, event definitions, estimation methods and censoring rules are not reported. The registry lists no multiplicity approach despite naming multiple outcomes.

The safety information lists a risk group, event counts and selected serious-event percentages, but the record does not report the term-specific denominators, event attribution, collection period or grading details in the listed information. It also does not explain the relationship between the enrollment count and the safety group’s at-risk count. These gaps limit interpretation of both efficacy and safety; they do not show that any specific result or bias occurred.

16. Related Tutorials

17. Related Statistical Calculators

18. Sources

Continue through the Clinical Biostats statistical pathway

Use this trial's endpoint as a starting point for deeper study of effect measures, confidence intervals, and sample-size planning.

19. Record Summary

NCT01102231 is a completed phase II study of chemoradiotherapy in stage III non-small cell lung cancer, sponsored by Intergroupe Francophone de Cancerologie Thoracique. The registry lists enrollment of 106, a single-group design, no masking and one chemoradiotherapy arm. Its official title names pemetrexed, cetuximab and cisplatin with concurrent chemoradiotherapy.

The primary endpoint is disease-control rate at 16 weeks after inclusion, defined using RECIST 1.1 complete response, partial response or stable disease. The listed secondary outcomes are 18-month overall survival rate and progression-free survival. Numerical results for these outcomes are not reported in the registry record.

Safety information lists 102 participants at risk, 26 serious adverse events, 100 other adverse events and 51 deaths for the chemoradiotherapy plus cetuximab group. The record does not report a randomized comparator or enough analysis detail to support comparative conclusions.

Clinical Biostats