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Kidney Transplantation Phase 3 Binary Endpoint NCT00658320

Concentration Controlled Everolimus With Reduced Dose Cyclosporine Versus Mycophenolate Mofetil With Standard Dose Cyclosporine in de Novo Renal Transplant Adult Recipients Treated With Basiliximab and Corticosteroids: Complete Statistical Analysis

This analysis concerns a randomized, open-label study of concentration-controlled everolimus with reduced-dose cyclosporine versus mycophenolate mofetil with standard-dose cyclosporine in adult de novo renal transplant recipients. The registry record describes the primary composite endpoint but does not report a single primary comparison.

Trial start: 2008-02  ·  Enrollment: 122  ·  Sponsor: Novartis
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for Concentration Controlled Everolimus With Reduced Dose Cyclosporine Versus Mycophenolate Mofetil With Standard Dose Cyclosporine in de Novo Renal Transplant Adult Recipients Treated With Basiliximab and Corticosteroids (NCT00658320), a randomized phase 3 study. The primary outcome is Core Study: Number of Patients With Composite Efficacy Endpoint.

122
Enrollment
Phase 3
n/a
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT00658320
PhasePhase 3
ConditionKidney Transplantation
AllocationRandomized
Design modelParallel
MaskingNone (open label)
Enrollment122
Arms in the primary outcomen/a
Lead sponsorNovartis
Results postedYes

2. Clinical Question

Population

Adult recipients of a new renal transplant were eligible for the study. The primary endpoint population is defined as the Intent-To-Treat population: all patients randomized after transplantation. The registry record reports enrollment of 122 participants. Further eligibility criteria and demographic characteristics are not reported in the registry record.

Intervention

The intervention was concentration-controlled everolimus with reduced-dose cyclosporine and corticosteroids, with basiliximab used as induction therapy. The core study description gives an everolimus starting dose of 1.5 mg/day and describes adjustment according to trough levels. The complete dosing instructions for cyclosporine are not reported in the registry record.

Comparator

The comparator was mycophenolate mofetil (MMF) with standard-dose cyclosporine and corticosteroids, alongside basiliximab induction. The registry description specifies MMF at 2 g/day in the core study. Detailed cyclosporine dosing instructions are not reported in the registry record.

Primary question

The study compared the groups on a composite efficacy endpoint assessed at 12 months. The composite included treated biopsy-proven acute rejection, graft loss, death, or loss to follow-up. The registry record does not report a single reduced comparison of the primary endpoint, so the relative outcome between groups cannot be described from a single posted estimate.

3. Trial Design

This was a phase 3, randomized, parallel-group, open-label study with enrollment of 122 participants. The registry record lists the study as completed. The primary completion date is 2010-08, and the start date is 2008-02. It was conducted in de novo adult renal transplant recipients and compared two immunosuppressive treatment strategies.

The core study was designed to assess efficacy and safety over 12 months. One group received concentration-controlled everolimus with reduced-dose cyclosporine and corticosteroids; the other received MMF with standard-dose cyclosporine and corticosteroids. Both groups also received basiliximab induction therapy. The registry record describes an initial everolimus dose of 1.5 mg/day, with dose adjustment based on trough levels. It describes MMF at 2 g/day in the comparator group. More complete regimen details, including the full cyclosporine schedules, are not reported in the registry record.

The study description also outlines an extension intended to evaluate long-term safety and efficacy through 24 months after transplantation. It describes continued everolimus treatment beyond 24 months for patients in the everolimus group until approval and marketing in Japan. Whether the extension proceeded as planned, and its results, are not reported in the registry record summarized for this analysis.

Open-label means the registry lists no masking. This matters when interpreting outcomes that involve assessment or treatment decisions, such as biopsy-proven rejection. Randomization is intended to balance prognostic factors across groups on average, but the allocation ratio, randomization procedure, and concealment method are not reported in the registry record. The record also does not report a sample-size justification or a detailed analysis plan.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Before assignment: Core Study randomization was conducted within 24 hours post reperfusion. Participants who completed the 12 month visit of the Core Study and met inclusion/exclusion criteria were eligible to participate in the Extension Study and continued the same treatment as the Core Study until Month 24.

Core Study: 12 Months

StageEverolimus + Reduced Dose of CyclosporineMycophenolate Mofetil (MMF) + Standard Dose of Cyclosporine
STARTED6161
COMPLETED5658
NOT COMPLETED53

Reasons for not completing this period:

ReasonEverolimus + Reduced Dose of CyclosporineMycophenolate Mofetil (MMF) + Standard Dose of Cyclosporine
Subject withdrew consent53

Extension Study: Month 12 to Month 24

StageEverolimus + Reduced Dose of CyclosporineMycophenolate Mofetil (MMF) + Standard Dose of Cyclosporine
STARTED5357
Extension ITT: Received Study Drug5050
COMPLETED4750
NOT COMPLETED67

Reasons for not completing this period:

ReasonEverolimus + Reduced Dose of CyclosporineMycophenolate Mofetil (MMF) + Standard Dose of Cyclosporine
Subject withdrew consent30
Did not receive study drug in Extension37

Extension Study: After Month 24

StageEverolimus + Reduced Dose of CyclosporineMycophenolate Mofetil (MMF) + Standard Dose of Cyclosporine
STARTED440
COMPLETED420
NOT COMPLETED20

Reasons for not completing this period:

ReasonEverolimus + Reduced Dose of CyclosporineMycophenolate Mofetil (MMF) + Standard Dose of Cyclosporine
Subject withdrew consent20

Analysis population for the primary outcome, as defined in the registry: The Intent-To-Treat (ITT) population consisted of all patients randomized after transplantation.

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

Population: Baseline Measures are based on the data obtained in the Core Study.

CharacteristicUnitEverolimus + Reduced Dose of CyclosporineMycophenolate Mofetil (MMF) + Standard Dose of CyclosporineTotal
Participants analysed6161122
Age Continuousyears42.5 (SD 14.13)38.6 (SD 11.36)40.5 (SD 12.92)
Sex: Female, Male: FemaleParticipants152439
Sex: Female, Male: MaleParticipants463783

6. Primary Endpoint

The registry lists the primary outcome as Core Study: Number of Patients With Composite Efficacy Endpoint, measured over 12 months.

ElementRegistry entry
Result typeNumber
Measure of spreadnot applicable
UnitParticipants
Endpoint classificationBinary Endpoint

The primary outcome was the number of patients with a composite efficacy endpoint at 12 months. Its components were treated biopsy-proven acute rejection, graft loss, death, or loss to follow-up. A treated biopsy-proven acute rejection episode required a biopsy graded IA, IB, IIA, IIB, or III and treatment with anti-rejection therapy. Graft loss was defined as the day dialysis began when the patient could not stop dialysis, or the day of graft nephrectomy. For the individual components, the registry states that patients are counted for the first event to occur.

A composite can capture several clinically important types of events in a single outcome. In general, this can provide a broader summary than assessing each event separately, but the components may differ in severity, frequency, and interpretation. A total composite count alone would not show which component drove the result. Component-specific results are therefore useful alongside the overall endpoint. The registry record does not report a single reduced comparison for this primary outcome, nor does it provide component-specific primary results in the registry record for this analysis.

The endpoint population was the Intent-To-Treat population, defined in the record as all patients randomized after transplantation. This definition aims to retain participants in their assigned groups for analysis, regardless of subsequent treatment changes; however, the precise handling of such changes is not reported in the registry record.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Primary outcome has several categories or time points; not reduced to one comparison. A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The registry record establishes the study question and design, but it does not provide a single primary endpoint comparison that can be interpreted as an estimated difference between the treatment groups. It would therefore be inappropriate to claim that the posted primary results favor either regimen, or that they demonstrate equivalence or a lack of difference. The absence of a single reduced comparison is not itself evidence of no treatment effect.

The primary endpoint combines treated biopsy-proven acute rejection, graft loss, death, and loss to follow-up. These events are not interchangeable in meaning. An overall composite result, if available, would need to be read together with the component results to understand what contributed to it. The record defines how treated rejection and graft loss were identified, and specifies that a participant is counted for the first event among the individual components. It does not report the number of participants with each component or an estimate comparing the groups.

The design was randomized and open-label. Randomization supports a comparative interpretation by assigning participants to treatment groups, while open-label conduct means participants and study personnel were not masked according to the registry record. The record does not describe how outcome assessment was protected from knowledge of treatment assignment, nor does it give enough information to assess the consequences of the open-label design for specific outcomes.

For safety, the registry lists 37 participants affected by serious adverse events in each group, with 61 participants at risk in each group. These are the posted affected-participant counts, not a comparative analysis or a complete account of event severity, timing, or recurrence. The record also lists serious adverse event terms with percentages, including cytomegalovirus infection at 18.0% and cytomegalovirus test positive at 16.4%. The denominator and the extent of overlap between terms are not reported in the registry record, so those percentages should not be combined or treated as mutually exclusive categories.

Other outcome measures listed include graft loss, death, loss to follow-up, renal function, adverse events, and drug trough levels. The record does not provide results for those measures in the registry record for this analysis. Overall, the registry supports a description of the planned comparison and some safety counts, but not a conclusion about comparative efficacy or a quantified treatment effect.

9. Statistical Methods Explained

What does randomization contribute?

Randomization assigns participants to treatment groups by chance. In general, this helps reduce systematic differences in prognostic characteristics at the start of a trial, including characteristics that may not be measured. It does not guarantee that groups will be identical, particularly in a trial with limited enrollment. The registry identifies this study as randomized and parallel-group, but does not report the randomization sequence method, allocation concealment, or the allocation ratio. Those details are relevant to assessing how the assignment process was implemented.

A parallel-group design compares groups receiving different assigned regimens over the study period rather than having participants cross between regimens. Here, the comparison was concentration-controlled everolimus with reduced-dose cyclosporine versus MMF with standard-dose cyclosporine. Because these are treatment strategies involving more than a single drug difference, a group contrast would represent the overall assigned regimens; it would not isolate the effect of everolimus alone from the cyclosporine dosing strategy or the other shared treatments.

How should the composite endpoint be understood?

A composite endpoint treats the occurrence of any of several specified events as an outcome. This approach can summarize a wider range of events and can be useful when different events are relevant to the study question. Its interpretation depends on the component definitions and on how frequently and how seriously each component occurs. If one component is much more common than the others, it can account for much of the composite result, even when readers might consider another component more consequential.

In this study, the composite included treated biopsy-proven acute rejection, graft loss, death, and loss to follow-up. The registry defines treated rejection using biopsy grades and anti-rejection treatment, and defines graft loss by dialysis that cannot be stopped or by graft nephrectomy. The record says that a participant is counted for the first event among the individual components. It does not report the component counts or a single reduced primary comparison. Thus, the endpoint definition is available, but the comparative numerical result needed to evaluate the primary question is not reported in the registry record.

What is the role of the Intent-To-Treat population?

The Intent-To-Treat population is defined in the record as all patients randomized after transplantation. In general, retaining participants in their randomized groups helps preserve the benefits of randomization and estimates the effect of assignment to a treatment strategy. It can also be challenging when participants discontinue treatment, switch regimens, or have incomplete outcome information. The record does not describe how treatment discontinuations, crossovers, or missing primary endpoint data were handled. The population definition alone does not establish which participants contributed observed outcomes or what methods were used for incomplete data.

What can a confidence interval and a significance test tell a reader?

In general, a confidence interval describes the range of estimates compatible with the observed data under the statistical model and its assumptions. A narrower interval indicates greater precision, while a wider interval indicates greater uncertainty. A significance test evaluates how compatible the observed data are with a specified null hypothesis under its assumptions. Neither a confidence interval nor a p-value gives the probability that a treatment works, and neither substitutes for considering the size and clinical meaning of an effect.

The registry record does not report a primary effect estimate, confidence interval, or p-value in the registry record for this analysis. Without an estimate and its uncertainty, the direction, magnitude, and precision of a comparative primary effect cannot be assessed. The record lists no analyses for the outcomes described in the registry entries. This lack of posted analysis should not be mistaken for a statistical finding.

Why do analysis choices matter?

Statistical results depend on choices about outcome definitions, analysis populations, missing data, and the method used to compare groups. For a binary endpoint, a comparison might be expressed using a difference in event proportions or another measure, but the registry record does not report a primary comparison in a form that permits interpretation of such an estimate. No new estimate can be inferred from the study enrollment alone.

Planning illustrations based on an observed effect are not evidence of the trial’s achieved power. The stated planning assumptions use a two-sided significance level of 0.05, equal allocation between arms, and a normal approximation, with the effect to detect expressed as a fraction of the observed effect. For time-to-event planning, the stated approach concerns a total number of events; other planning outputs concern participants per arm. These are planning conventions, not outcomes observed in the trial. The actual planned sample-size justification and its assumptions are not reported in the registry record.

Over-dispersion is a general issue when observed variation exceeds what a simple statistical model assumes. If present, it can make standard errors too small and confidence intervals too narrow unless the analysis accounts for it. The registry record does not identify an over-dispersion assessment or report a model for the primary outcome. This is a general consideration, not a claim that over-dispersion occurred in this study.

10. Multiplicity, Missing Data and Analysis Populations

The study lists a composite primary endpoint and several secondary outcomes. The secondary outcomes include combined graft loss, death, or loss to follow-up; renal function measured with specified formulas; an extension composite that also includes treated biopsy-proven acute rejection; adverse and serious adverse events; and everolimus and cyclosporine trough levels. Testing multiple outcomes can increase the chance of at least one apparently unusual result arising by chance. Statistical plans commonly address this through prespecified hierarchies, adjustment procedures, or careful emphasis on estimation rather than isolated significance tests.

Whether this study used a multiplicity strategy, how outcomes were ordered, and whether subgroup or interim analyses were planned are not reported in the registry record. The record does not provide a detailed statistical analysis plan. There is no basis to infer that results were adjusted, or that unadjusted results were used, for any particular family of comparisons.

The primary endpoint population is defined as all patients randomized after transplantation. The record does not explain how missing endpoint data were handled, including the loss-to-follow-up component, or whether any imputation or sensitivity analyses were used. It also does not report how treatment discontinuations or deviations were handled in analysis. These details matter because incomplete outcome information can affect both the estimate and its precision.

The record’s definition of the composite includes loss to follow-up as an event and states that the first event is counted for each participant among the individual components. That definition does not, by itself, explain how missing data outside the endpoint definition were treated or how competing events were handled analytically. Those methods are not reported in the registry record. The absence of such information limits assessment of whether the reported analysis, if available, would be robust to different reasonable assumptions.

11. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
Everolimus + Reduced Dose of Cyclosporine376160.7%
Mycophenolate Mofetil (MMF) + Standard Dose of Cyclosporine376160.7%
Participants with at least one serious adverse event
Serious adverse events by armEverolimus + Reduced Dose of …60.7%Mycophenolate Mofetil (MMF) +…60.7%% of participants with at least one serious adverse event

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 5% reporting threshold.

ArmParticipants affected of at risk
Everolimus + Reduced Dose of Cyclosporine61 of 61
Mycophenolate Mofetil (MMF) + Standard Dose of Cyclosporine61 of 61

Most frequent serious adverse event terms

Event termOrgan systemEverolimus + Reduced Dose of CyclosporineMycophenolate Mofetil (MMF) + Standard Dose of Cyclosporine
Cytomegalovirus infectionInfections and infestations1 of 6111 of 61
Cytomegalovirus test positiveInvestigations2 of 6110 of 61
Blood creatinine increasedInvestigations5 of 616 of 61
ProteinuriaRenal and urinary disorders5 of 612 of 61
GastroenteritisInfections and infestations2 of 614 of 61
PyrexiaGeneral disorders3 of 612 of 61
Upper respiratory tract inflammationRespiratory, thoracic and mediastinal disorders4 of 611 of 61
Herpes zosterInfections and infestations1 of 612 of 61
PneumoniaInfections and infestations2 of 611 of 61
Urinary tract infectionInfections and infestations1 of 612 of 61

Most frequent non-serious adverse event terms

Event termOrgan systemEverolimus + Reduced Dose of CyclosporineMycophenolate Mofetil (MMF) + Standard Dose of Cyclosporine
NasopharyngitisInfections and infestations37 of 6138 of 61
HyperlipidaemiaMetabolism and nutrition disorders30 of 6120 of 61
ConstipationGastrointestinal disorders19 of 6127 of 61
AcneSkin and subcutaneous tissue disorders18 of 6122 of 61
HypertensionVascular disorders21 of 6118 of 61
DiarrhoeaGastrointestinal disorders22 of 6115 of 61
PyrexiaGeneral disorders14 of 6117 of 61
Iron deficiency anaemiaBlood and lymphatic system disorders14 of 6116 of 61
Back painMusculoskeletal and connective tissue disorders12 of 6116 of 61
HyperuricaemiaMetabolism and nutrition disorders12 of 6115 of 61

Serious events with the highest arm-level rate: cytomegalovirus infection (18.0%), cytomegalovirus test positive (16.4%), blood creatinine increased (9.8%), proteinuria (8.2%), gastroenteritis (6.6%).

Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

The registry lists 61 participants at risk for serious adverse events in each group and 37 participants affected in each group. These are counts of participants, not counts of all events. A participant may experience more than one event, so participant counts and event counts answer different questions. The record does not provide the total number of serious events, their timing, duration, or severity beyond their classification as serious adverse events.

The listed serious adverse event terms include cytomegalovirus infection at 18.0%, cytomegalovirus test positive at 16.4%, blood creatinine increased at 9.8%, proteinuria at 8.2%, gastroenteritis at 6.6%, and upper respiratory tract inflammation at 6.6%. The registry record does not specify the denominator for these term percentages in the registry record, or whether participants could appear under more than one term. They should not be added together or interpreted as mutually exclusive groups.

Deaths are not reported in the registry record. The serious adverse event counts alone do not establish a comparative safety difference, and they do not provide a complete profile of all adverse events. Interpretation would require consistent definitions, exposure and follow-up context, and comparative analyses; those details are not reported in the registry record.

12. What the Result Does, and Does Not, Mean

The record describes a randomized comparison of two immunosuppressive strategies in adult de novo renal transplant recipients. Its primary outcome combines treated biopsy-proven acute rejection, graft loss, death, and loss to follow-up over 12 months. The endpoint definitions and the stated Intent-To-Treat population help clarify what the study intended to measure.

However, the primary endpoint is not reduced to a single reported comparison in the registry record. The outcome counts by component and a comparative effect estimate with uncertainty are not reported in the record available for this analysis. Consequently, the posted information cannot establish the direction or size of a difference between groups, its precision, or whether the evidence is compatible with a range of effects. It also cannot establish equivalence or absence of an effect.

The serious adverse event counts show 37 affected participants in each group, with 61 at risk in each group. Those counts are descriptive. Without a reported comparative safety analysis and fuller information on event timing, severity, and exposure, they do not establish that the groups had the same safety experience. The listed event-term percentages offer additional descriptive information, but their denominator and overlap are not reported in the registry record.

In general, a trial’s design and its posted results answer different questions. Randomization describes how treatment assignment was made, while an estimated effect and its uncertainty describe what the observed outcomes suggest about the comparison. A complete interpretation would also consider adherence, missing data, outcome ascertainment, and the analysis plan. Several of these details are not reported in the registry record. The responsible conclusion is therefore limited: the registry documents the comparison and endpoint definitions, but does not provide enough primary outcome analysis to support a comparative efficacy conclusion.

13. Why This Trial Matters Statistically

This trial illustrates why the endpoint definition and the reported analysis must be read together. A composite outcome can cover several relevant events, but an overall count does not reveal whether the result was driven by rejection, graft loss, death, or loss to follow-up. Component-level reporting is important for understanding what an overall composite means. Here, the registry describes the components and their definitions but does not report a single reduced primary comparison or the component results in the registry record for this analysis.

The study also compares treatment strategies that differ in both the principal immunosuppressive drug and cyclosporine dosing. A randomized contrast would therefore describe the effect of assignment to the regimens as a whole. It would not isolate a drug-specific effect without additional design or analysis information. This distinction is important when translating a trial question into a statistical estimand: the effect being estimated should correspond to the treatment strategies actually compared.

Finally, the registry record makes clear that design labels alone do not provide evidence about the size or precision of an effect. Randomization and a phase 3 designation do not replace a reported estimate, uncertainty interval, and transparent account of analysis choices. The missing primary comparison limits what can be learned about efficacy from this registry record, while the posted safety counts remain descriptive rather than definitive comparative findings.

14. Limitations

The main limitation for interpreting efficacy is that the registry record does not report a single reduced comparison for the primary composite endpoint. It also does not provide component-specific primary outcome counts or an estimate with a measure of uncertainty in the registry record for this analysis. This prevents assessment of effect direction, magnitude, and precision.

The record does not report the randomization sequence method, allocation concealment, or allocation ratio. It identifies the study as open-label but does not describe outcome-assessment safeguards. This is relevant because treated rejection involves both biopsy grading and treatment, and knowledge of assignment can potentially affect decisions surrounding assessment or management. That is a general concern, not evidence that bias occurred in this study.

Full eligibility criteria, baseline characteristics, treatment adherence, discontinuations, and the complete cyclosporine schedules are not reported in the registry record. The record defines the primary analysis population but does not describe handling of missing outcomes, treatment deviations, or sensitivity analyses. It also does not report a sample-size justification, interim-analysis plan, multiplicity approach, or detailed statistical analysis plan.

Safety information is limited to affected-participant counts and a list of serious adverse event terms with percentages. The denominator for the term percentages, event counts, timing, and overlap among terms are not reported in the registry record. Deaths are not reported there. The extension is described as intended, but its conduct and results are not reported in the registry record for this analysis. These limitations restrict interpretation of both efficacy and safety.

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18. Record Summary

The registry describes a completed phase 3, randomized, parallel-group, open-label study with enrollment of 122 adult de novo renal transplant recipients. It compared concentration-controlled everolimus with reduced-dose cyclosporine against MMF with standard-dose cyclosporine, with basiliximab and corticosteroids in the treatment strategies. The core study assessed outcomes at 12 months.

The primary endpoint was a composite of treated biopsy-proven acute rejection, graft loss, death, or loss to follow-up in an Intent-To-Treat population defined as all patients randomized after transplantation. The registry record does not report a single reduced primary comparison. Serious adverse event counts were 37 affected participants in each group, with 61 at risk in each group. The record does not provide enough comparative primary outcome analysis to support a conclusion about relative efficacy.

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