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Dyslipidemia Phase 3 Non-Inferiority NCT02207634

EBBINGHAUS: Complete Statistical Analysis of Evolocumab in Dyslipidemia

A detailed statistical review of the randomized phase 3 EBBINGHAUS trial evaluating whether evolocumab was non-inferior to placebo with respect to cognitive function in high cardiovascular risk subjects receiving background statin therapy.

Completed 2016  ·  1,974 enrolled  ·  Randomized, quadruple-masked, parallel-group design
ClinicalTrials.gov record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record.

1. Trial at a Glance

EBBINGHAUS was a randomized, quadruple-masked, phase 3 parallel-group trial evaluating the influence of evolocumab on cognitive health in high cardiovascular risk subjects with dyslipidemia receiving background statin therapy. The primary cognitive endpoint was analyzed using a repeated-measures mixed-effect linear model and a prespecified non-inferiority margin.

1,974
Enrolled
Phase 3
2
Arms
Evolocumab vs placebo
0.0072
Primary difference
95% CI −0.0664 to 0.0808
0.19
NI margin
Upper CI below margin
FeatureEBBINGHAUS
PhasePhase 3
ConditionDyslipidemia
AllocationRandomized
Design modelParallel
MaskingQuadruple
Primary purposeOther
Enrollment1,974
InterventionsEvolocumab, placebo, and background statin therapy
StartSeptember 10, 2014
Primary completionNovember 11, 2016
StatusCompleted
Lead sponsorAmgen

2. Clinical Question

The central statistical question was whether treatment with evolocumab was non-inferior to placebo with respect to change from baseline in a measure of executive-function performance, among subjects receiving background statin therapy.

Population

High cardiovascular risk subjects with dyslipidemia enrolled in a phase 3 cognitive-function study.

Intervention

Evolocumab as the randomized active treatment, with background statin therapy.

Comparator

Placebo, with background statin therapy.

Primary question

Is the treatment difference in mean change from baseline for the primary cognitive endpoint sufficiently small to satisfy the prespecified non-inferiority criterion?

3. Trial Design

01
Enroll1,974 subjects
02
RandomizeTwo parallel groups
03
TreatEvolocumab or placebo + statin
04
AssessCognitive function over visits
05
AnalyzeMMRM non-inferiority comparison
ACTIVE ARM

Evolocumab

  • Evolocumab
  • Background statin therapy
  • Cognitive assessments at baseline and post-baseline visits
CONTROL ARM

Placebo

  • Placebo
  • Background statin therapy
  • Cognitive assessments at baseline and post-baseline visits

The design was randomized, parallel-group, and quadruple-masked. The repeated cognitive assessments are important statistically because the primary analysis used the information across multiple visits rather than reducing the study to a single post-baseline measurement.

4. Endpoint Schedule and Cognitive Assessment

The primary endpoint was assessed using the Cambridge Neuropsychological Test Automated Battery (CANTAB). The registry describes CANTAB as a language-independent computerized battery used to assess cognitive function.

Baseline

Initial cognitive assessment

The baseline assessment established each participant's reference value for the subsequent change-from-baseline analysis.

Weeks 24, 48, 96, 144

Repeated assessments

Cognitive outcomes were measured repeatedly during follow-up, allowing the longitudinal model to use observations across visits.

End of study

Final scheduled assessment

The registry includes the end-of-study visit in the repeated-measures endpoint assessment.

The median time on study was 19.4 months. The primary endpoint was the mean change from baseline averaged across the visits.

5. Endpoints

EndpointRegistry definition and time frameRole
Mean Change From Baseline in Spatial Working Memory Strategy Index of Executive Function (6-8 Boxes) Z Score Assessments were conducted at Baseline and at weeks 24, 48, 96, 144 and end of study visit (median time on study was 19.4 months). The mean change from baseline averaged across all the visits is reported. Primary
Mean Change From Baseline in Spatial Working Memory (SWM) Between-errors Z Score Assessments were conducted at Baseline and at weeks 24, 48, 96, 144 and end of study visit (median time on study was 19.4 months). Secondary
Mean Change From Baseline in Paired Associated Learning (PAL) Total Errors Adjusted Z Score Assessments were conducted at Baseline and at weeks 24, 48, 96, 144 and end of study visit (median time on study was 19.4 months). Secondary
Mean Change From Baseline in Reaction Time (RTI) Median 5-choice Reaction Time Z Score Assessments were conducted at Baseline and at weeks 24, 48, 96, 144 and end of study visit (median time on study was 19.4 months). Secondary

Primary endpoint definition

The Spatial Working Memory strategy index represents the number of times a subject began a search with a different box. The registry states that once a token has been found inside a box, there will never be a token hidden inside that box again, so the subject must not return to a box where a token has already yielded a token.

The Z score is a standardized measure of how far an individual subject deviates from the study cohort average at baseline. For this endpoint, a higher Z score reflects better performance. The analysis therefore focuses on the change in this standardized cognitive measure over repeated assessments.

6. Statistical Methodology

Repeated-measures mixed-effect linear model

The primary analysis used a repeated-measures mixed-effect linear model (MMRM) to estimate the treatment difference in change from baseline across the repeated cognitive assessments.

Primary treatment contrast
Treatment difference = Placebo − Evolocumab

The registry reports the estimated treatment difference in mean change from baseline, averaged across the visits. A positive value therefore indicates a larger estimated mean change in the placebo group than in the evolocumab group.

The primary model included the stratification factors for Study 20110118, specifically final screening LDL-C and geographical region, as well as age, education level, baseline SWM strategy index Z score, treatment group, visit, and treatment-by-visit interaction.

Why MMRM fits this endpoint

The endpoint was measured repeatedly within the same participants. Treating each visit as an independent observation would ignore the longitudinal structure of the data. An MMRM instead models the repeated measurements together and estimates the treatment difference while incorporating information from multiple post-baseline assessments.

Stratified analysis

The model incorporated the specified stratification factors from Study 20110118. This preserves information about design variables that were considered important when forming the randomized comparison and helps adjust the longitudinal treatment comparison for those prespecified factors.

Analysis population

The primary analysis population consisted of all enrolled and dosed participants who completed a baseline cognitive functional assessment prior to or on the first date of administration of study drug and who had at least one post-baseline cognitive measure. Cognitive function assessments after an on-study stroke event were excluded from the analysis.

Non-inferiority framework

The primary hypothesis was non-inferiority. The registry specifies a non-inferiority margin of 0.19. The margin was calculated as 20% of the observed common standard deviation, estimated from observations in the placebo group using a repeated-measures mixed-effect linear model with visit as a covariate.

Primary non-inferiority criterion

Upper 95% CI < 0.19

The registry states that non-inferiority criteria were met if the upper bound of the 95% confidence interval for the difference between placebo and evolocumab was less than the non-inferiority margin.

7. Primary Result

Spatial Working Memory Strategy Index of Executive Function

The primary endpoint compared the mean change from baseline in the Spatial Working Memory Strategy Index of Executive Function (6-8 Boxes) Z score between placebo and evolocumab.

Treatment difference: Placebo − Evolocumab

0.0072

95% CI: −0.0664 to 0.0808   ·   Non-inferiority margin: 0.19

MMRM estimate averaged across the scheduled visits.

Primary endpointEstimate95% CINI marginAnalysis
Mean change from baseline in SWM strategy index Z score 0.0072 −0.0664 to 0.0808 0.19 Repeated-measures mixed-effect linear model
Clinical Biostats interpretation

The estimated treatment difference was 0.0072 Z-score units, with the contrast defined as placebo minus evolocumab. The estimate is therefore close to zero, indicating that the estimated average difference between the randomized groups was small on the standardized cognitive scale used for the primary endpoint.

The 95% confidence interval extends from −0.0664 to 0.0808. This interval describes statistical uncertainty around the estimated treatment difference; it does not describe the range of cognitive changes experienced by individual participants.

The key feature for the non-inferiority analysis is the upper confidence limit of 0.0808. Because 0.0808 is below the prespecified non-inferiority margin of 0.19, the registry's stated criterion for non-inferiority is satisfied.

The registry does not report a p-value for this posted primary analysis. In a non-inferiority framework, the confidence interval relative to the prespecified margin is more directly connected to the stated decision criterion than a conventional superiority p-value would be.

Non-inferiority also does not mean that the two treatments are mathematically identical or that every participant experienced the same cognitive outcome. It means that the observed uncertainty interval remained within the prespecified boundary for the treatment difference.

8. Why the Non-Inferiority Margin Matters

The margin of 0.19 is central to interpreting the primary result. Unlike a superiority analysis, where the null value of no difference is typically the main reference point, a non-inferiority analysis asks whether the treatment difference is sufficiently constrained relative to a prespecified clinically or statistically justified margin.

Primary decision rule
Upper 95% CI = 0.0808  <  0.19 = non-inferiority margin

The entire reported 95% confidence interval lies below the non-inferiority margin on the placebo-minus-evolocumab scale.

Notice that the confidence interval includes zero. That is not, by itself, a contradiction of non-inferiority. The two questions are different: a superiority analysis asks whether the data provide evidence that the treatment effect differs from zero, whereas the non-inferiority analysis asks whether the upper uncertainty bound remains below the prespecified amount of potentially unacceptable difference.

9. Secondary Endpoint Results

The registry also posted three secondary cognitive endpoints. Each was analyzed using the same broad longitudinal framework: a repeated-measures mixed-effect linear model estimating the placebo-minus-evolocumab treatment difference in change from baseline.

Secondary endpointEstimate95% CI
SWM Between-errors Z Score 0.0333 −0.0378 to 0.1045
PAL Total Errors Adjusted Z Score 0.0226 −0.0422 to 0.0873
RTI Median 5-choice Reaction Time Z Score 0.0727 −0.0022 to 0.1477

SWM Between-errors Z Score

Placebo − Evolocumab

0.0333

95% CI: −0.0378 to 0.1045

Clinical Biostats interpretation

The estimated difference was 0.0333 Z-score units, with a 95% confidence interval from −0.0378 to 0.1045. The interval spans zero, so the point estimate should not be interpreted as evidence of a definitive difference between treatment groups. More importantly, this secondary endpoint was not identified in the registry as the non-inferiority primary endpoint with the 0.19 margin.

The confidence interval describes uncertainty around the estimated group difference. It does not establish equivalence or non-inferiority merely because its point estimate is small.

PAL Total Errors Adjusted Z Score

Placebo − Evolocumab

0.0226

95% CI: −0.0422 to 0.0873

Clinical Biostats interpretation

The estimated difference of 0.0226 Z-score units is small relative to the scale of the endpoint, and the 95% confidence interval ranges from −0.0422 to 0.0873. As with the other secondary outcomes, the interval represents uncertainty around the estimated treatment difference rather than a range of individual patient responses.

No non-inferiority margin is reported for this secondary endpoint in the posted analysis, so the primary endpoint's 0.19 boundary should not automatically be transferred to this outcome.

RTI Median 5-choice Reaction Time Z Score

Placebo − Evolocumab

0.0727

95% CI: −0.0022 to 0.1477

Clinical Biostats interpretation

The estimated treatment difference was 0.0727 Z-score units, with a 95% confidence interval from −0.0022 to 0.1477. The estimate remains relatively close to zero on the standardized scale, while the interval expresses meaningful uncertainty around the estimate.

The fact that the upper bound is below 0.19 is numerically notable, but it should not be converted into a formal non-inferiority conclusion for this secondary endpoint because the posted analysis does not identify 0.19 as its hypothesis-testing margin.

10. Analysis Population and Exclusions

The registry specifies a clinically important definition for the primary and secondary cognitive analyses. Participants had to be enrolled and dosed, have a baseline cognitive functional assessment performed before or on the first date of study-drug administration, and have at least one post-baseline cognitive measure.

Baseline requirement

A baseline cognitive functional assessment was required for inclusion in the posted cognitive analysis population.

Post-baseline requirement

At least one post-baseline cognitive measure was required.

Stroke exclusion

Cognitive function assessments after an on-study stroke event were excluded from the analysis.

Repeated observations

The MMRM incorporated the longitudinal cognitive measurements rather than reducing the endpoint to a single final visit.

This population definition matters because the 1,974 enrolled participants and the population contributing to a particular cognitive model are not necessarily interchangeable quantities. The analysis population has additional cognitive-assessment requirements.

11. What MMRM Is Doing in This Trial

An MMRM is particularly suited to a study in which cognitive outcomes are observed repeatedly over time. Rather than calculating a separate treatment comparison at every visit and then treating those comparisons as unrelated, the model estimates the longitudinal treatment effect while accounting for visit and the treatment-by-visit interaction.

Conceptual structure
Change from baseline = treatment + visit + treatment × visit + baseline covariates + stratification factors

The actual model also incorporated age, education level, baseline endpoint score, treatment group, visit, treatment-by-visit interaction, and the specified stratification factors.

The treatment-by-visit interaction is important conceptually. It allows the treatment difference to vary across visits rather than imposing the assumption that the same treatment effect must occur at every assessment time.

The registry reports the primary treatment difference averaged across the visits. That summary therefore represents a longitudinal comparison rather than a result from one isolated time point.

12. Statistical Methods Explained

Why was an MMRM used?

The cognitive endpoints were measured repeatedly at baseline, weeks 24, 48, 96, 144, and the end-of-study visit. An MMRM is designed for this repeated-measures structure. It can use information from multiple observations per participant while explicitly modeling visit and treatment-by-visit effects.

What does the treatment difference of 0.0072 mean?

The primary contrast was defined as placebo minus evolocumab. An estimate of 0.0072 therefore means that the model estimated the average change from baseline to be 0.0072 Z-score units higher in the placebo group than in the evolocumab group, using the longitudinal analysis specified in the registry. Because the estimate is close to zero, the observed group difference was small on this standardized scale.

Why is the non-inferiority margin more important than zero for the primary question?

Zero represents no difference, but the primary question was not simply whether the two groups were statistically distinguishable from zero. The trial specified a non-inferiority margin of 0.19 and required the upper bound of the 95% confidence interval for the placebo-minus-evolocumab difference to remain below that boundary.

What does the 95% confidence interval tell us?

The interval from −0.0664 to 0.0808 quantifies uncertainty around the estimated primary treatment difference under the specified statistical framework. For non-inferiority, the critical feature is its upper bound: 0.0808 remains below 0.19. A confidence interval is not a probability statement about the true effect and does not describe individual-level cognitive variability.

Why does the p-value not measure effect size?

A p-value, when reported, describes how compatible the observed data are with a specified null hypothesis under the statistical model. It does not tell us how large or clinically important an effect is. In this posted primary analysis, no p-value is reported; the non-inferiority conclusion is tied to the confidence interval and prespecified margin.

Why does the analysis exclude cognitive assessments after an on-study stroke?

The registry explicitly excludes cognitive assessments after an on-study stroke event from the analysis. This prevents those post-stroke observations from entering the cognitive endpoint analysis defined for the trial. The exclusion is part of the analysis population specification and should therefore be distinguished from a generic missing-data assumption.

13. Confidence Intervals and Non-Inferiority

The primary result illustrates why confidence intervals are especially useful in non-inferiority trials. Consider the reported interval relative to the margin:

QuantityValueRole
Point estimate0.0072Estimated placebo-minus-evolocumab treatment difference
Lower 95% CI−0.0664Lower uncertainty boundary
Upper 95% CI0.0808Upper uncertainty boundary used for the NI criterion
Non-inferiority margin0.19Prespecified boundary

The upper confidence limit is approximately 0.11 Z-score units below the non-inferiority margin in simple arithmetic terms, but the key statistical statement is more direct: 0.0808 is less than 0.19. No further transformation is needed to apply the registry's stated criterion.

Non-inferiority is not the same as superiority. A non-inferiority conclusion does not establish that evolocumab improves the primary cognitive outcome relative to placebo. It establishes that the estimated treatment difference satisfies the prespecified non-inferiority boundary under the stated analysis.

14. Secondary Cognitive Outcomes as a Multidimensional Assessment

The EBBINGHAUS cognitive program did not rely on a single cognitive measurement. The posted analyses examined four outcomes spanning different aspects of computerized cognitive performance.

Domain / measureEstimated difference95% CIStatistical perspective
SWM strategy index of executive function 0.0072 −0.0664 to 0.0808 Primary non-inferiority analysis
SWM between-errors 0.0333 −0.0378 to 0.1045 Secondary longitudinal analysis
PAL total errors adjusted 0.0226 −0.0422 to 0.0873 Secondary longitudinal analysis
RTI median 5-choice reaction time 0.0727 −0.0022 to 0.1477 Secondary longitudinal analysis

The estimates should be read on their respective standardized Z-score scales and in the direction specified by the analysis: placebo minus evolocumab. The presence of several related outcomes provides a broader assessment of cognitive performance, but each outcome remains a distinct statistical comparison.

15. Safety Results

The registry reports serious adverse events by treatment arm. These counts are presented as affected participants over the corresponding number at risk.

Treatment groupSerious adverse eventsAt riskReported proportion
Placebo 204 990 204/990
Evolocumab 212 983 212/983

The reported serious-adverse-event counts are exposure-group safety information rather than an estimate of the treatment difference for the primary cognitive endpoint. Safety and efficacy therefore answer different statistical questions and should not be combined into a single summary measure.

Clinical Biostats interpretation

The serious adverse event counts were 204 among 990 participants at risk in the placebo group and 212 among 983 participants at risk in the evolocumab group. The registry presents these as affected/at-risk counts. A formal comparative safety analysis would require specifying the event definition, analysis population, follow-up structure, and estimand appropriate to the safety endpoint.

16. Randomization and Masking

Randomization is the structural foundation for the treatment comparison. By assigning participants to evolocumab or placebo, the study creates treatment groups whose differences can be interpreted within the randomized comparison rather than as simple observational differences.

The trial was quadruple-masked. Masking is especially relevant in a cognitive-function trial because knowledge of treatment assignment could potentially influence behavior, assessment circumstances, or reporting. The use of a computerized cognitive battery also provides a standardized measurement framework, although standardization does not eliminate all sources of measurement variability.

Randomization

Creates the basis for comparing outcomes between treatment assignments while reducing systematic allocation differences.

Quadruple masking

Reduces the opportunity for knowledge of treatment assignment to influence study conduct or outcome assessment.

17. Stratified Analysis

The primary MMRM included stratification factors associated with Study 20110118: final screening LDL-C and geographical region. It also included age, education level, baseline SWM strategy index Z score, treatment group, visit, and treatment-by-visit interaction.

Model componentRole in the primary analysis
Final screening LDL-CStratification factor
Geographical regionStratification factor
AgeCovariate
Education levelCovariate
Baseline SWM strategy index Z scoreBaseline endpoint adjustment
Treatment groupPrimary treatment comparison
VisitLongitudinal time component
Treatment × visitAllows treatment differences to vary by visit

This structure is more informative than a simple comparison of average final scores. The model accounts for the baseline value, repeated measurement schedule, treatment assignment, and prespecified design factors in one longitudinal framework.

18. Interpreting the Direction of the Treatment Difference

The registry defines the treatment difference as placebo minus evolocumab. That direction should be kept explicit whenever the estimates are presented.

Direction of effect
Positive estimate → greater modeled change in placebo than evolocumab

Negative estimate → greater modeled change in evolocumab than placebo

For the primary endpoint, the estimate of 0.0072 is positive but close to zero. The corresponding confidence interval spans both negative and positive values. The non-inferiority analysis therefore should not be reframed as a claim that evolocumab produced better cognitive performance. Its question was whether the difference remained within the prespecified boundary.

19. What the Primary Result Does — and Does Not — Mean

What the estimate means

The estimate of 0.0072 is the modeled difference in mean change from baseline, averaged across the repeated visits, with placebo minus evolocumab as the treatment contrast.

What the estimate does not mean

It is not a percentage difference, it is not a probability that an individual participant experienced cognitive decline, and it does not describe the change experienced by every participant.

What the confidence interval means

The 95% CI of −0.0664 to 0.0808 expresses uncertainty around the estimated treatment difference under the analysis framework. It does not give a range of individual patient outcomes.

What the non-inferiority conclusion means

Because the upper confidence bound of 0.0808 is below the prespecified margin of 0.19, the registry's stated non-inferiority criterion was met for the primary endpoint.

Why the p-value is not the focus

The registry does not report a p-value for the posted primary analysis. In any event, a p-value would not replace the prespecified non-inferiority comparison between the confidence interval and the non-inferiority margin.

20. Limitations

21. Why This Trial Matters Statistically

EBBINGHAUS is a useful statistical teaching case because the central question is not a conventional superiority comparison. Instead, it combines randomized treatment assignment, quadruple masking, repeated cognitive assessments, an MMRM, stratified covariate adjustment, and a formal non-inferiority criterion.

ConceptHow it appears in EBBINGHAUS
RandomizationParticipants were randomly assigned in a parallel-group phase 3 design.
BlindingThe trial used quadruple masking.
Repeated measuresCognitive outcomes were assessed at baseline, weeks 24, 48, 96, 144, and end of study.
MMRMThe primary and secondary cognitive outcomes were analyzed using repeated-measures mixed-effect linear models.
Stratified analysisThe primary model included final screening LDL-C and geographical region as stratification factors.
Confidence intervalsThe primary estimate was accompanied by a two-sided 95% CI.
Non-inferiorityThe primary endpoint used a prespecified margin of 0.19.
Longitudinal treatment effectThe reported primary mean change was averaged across the repeated visits.

22. Related Tutorials

Learn more about the methods used in this trial:

23. Related Calculators

24. Sources

Continue through the Clinical Biostats knowledge graph

Explore the statistical methods behind randomized trials, longitudinal outcomes, confidence intervals, and non-inferiority designs.

25. Record Summary

EBBINGHAUS provides a clear example of how a non-inferiority cognitive endpoint can be evaluated using repeated longitudinal measurements. The primary analysis estimated a placebo-minus-evolocumab treatment difference of 0.0072 with a two-sided 95% confidence interval of −0.0664 to 0.0808. With a prespecified non-inferiority margin of 0.19, the upper confidence bound remained below the margin, satisfying the registry's stated non-inferiority criterion. The secondary cognitive endpoints were analyzed with the same general MMRM framework, while serious adverse events were reported as affected participants over those at risk in each treatment group.

Statistical perspective: The most important lesson from EBBINGHAUS is that a non-inferiority conclusion depends on the relationship between the confidence interval and the prespecified margin. The point estimate alone is insufficient, and a conventional superiority interpretation should not be substituted for the actual non-inferiority question.