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Asthma Phase 2 Continuous Endpoint NCT00350207

Efficacy and Safety of Tiotropium and Salmeterol in Moderate Persistent Asthma Patients Homozygous for B16-Arg/Arg: Complete Statistical Analysis

This analysis concerns a phase 2 study of tiotropium, salmeterol and placebo in patients with moderate persistent asthma and the B16-Arg/Arg genotype. The registry record describes the trial design and endpoint but does not report the primary efficacy estimates or their statistical tests.

Trial start: 2006-07  ·  Enrollment: 388  ·  Sponsor: Boehringer Ingelheim
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for Efficacy and Safety of Tiotropium and Salmeterol in Moderate Persistent Asthma Patients Homozygous for B16-Arg/Arg (NCT00350207), a registered phase 2 study. The primary outcome is Change in Mean Weekly Morning Peak Expiratory Flow From Baseline to the End of the Trial.

388
Enrollment
Phase 2
n/a
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT00350207
PhasePhase 2
ConditionAsthma
AllocationNot Stated
Design modelParallel
MaskingNot Stated
Enrollment388
Arms in the primary outcomen/a
Lead sponsorBoehringer Ingelheim
Results postedYes

2. Clinical Question

Population

Patients with moderate persistent asthma who were homozygous for arginine at the 16th amino acid position of the beta-adrenergic receptor (ADRB2). The brief summary describes this as GINA step 3 asthma. The primary endpoint population was the Full analysis set, which required receipt of at least one dose of randomised study medication, diary records for an efficacy endpoint after treatment began, and baseline data for the corresponding endpoint.

Intervention

Tiotropium inhalation solution delivered by Respimat, described in the official title as 2 actuations of 2.5 Mcg once daily. The brief summary describes a 16-week treatment period after a 4-week run-in on salmeterol MDI.

Comparator

The other study arms were salmeterol from a hydrofluoroalkane metered dose inhaler, described as 2 actuations of 25 Mcg twice daily, and placebo twice daily. The registry narrative describes a double-blind, double-dummy, placebo-controlled study. Detailed allocation information is not reported in the registry record.

Primary question

The primary endpoint was change from baseline in mean weekly morning peak expiratory flow (PEF) at 16 weeks. The record names the endpoint but does not report arm-level changes, comparisons between treatments, confidence intervals or p-values. Therefore, the clinical question is identifiable, but the posted record does not provide the efficacy results needed to assess the size or precision of any difference.

3. Trial Design

This phase 2 study is described as a multicentre, multinational, parallel-group trial in patients with moderate persistent asthma and the B16-Arg/Arg genotype. The registry narrative characterizes it as randomized, double-blind, double-dummy and placebo-controlled. The official title gives a 16-week treatment period. Enrollment was 388, and the recorded status is completed.

Before randomisation, patients entered a 4-week run-in period on salmeterol delivered by metered dose inhaler. During the 16-week treatment period, the study groups received tiotropium once daily, salmeterol twice daily, or placebo twice daily. After that period, the brief summary says all patients received salmeterol twice daily for four weeks. The official title specifies the stated inhaler and dose schedules for tiotropium and salmeterol.

Patients recorded morning and evening PEF and FEV1 daily using an electronic peak flow meter. The electronic diary also recorded asthma control and rescue-medication use. At study visits, the Mini-Asthma Quality of Life Questionnaire was administered, and pulse, blood pressure, and pre-dose pulmonary function, including FEV1 and forced vital capacity, were assessed. The registry lists 63 outcome measures and eight secondary outcomes, all of which concern mean weekly morning or evening PEF at specified visits.

The study description states that treatment was randomized, but allocation details are not reported in the registry record. The record does not report the statistical analysis plan, sample-size justification, interim analyses, or results for the primary endpoint. Consequently, the design and measurement schedule are described more fully than the analytic details or efficacy findings.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Overall Study

StageTiotropiumSalmeterolPlacebo
STARTED128134126
COMPLETED120128119
NOT COMPLETED867

Reasons for not completing this period:

ReasonTiotropiumSalmeterolPlacebo
Adverse Event522
Lack of Efficacy102
Lost to Follow-up101
Withdrawal by Subject011
Other131

Analysis population for the primary outcome, as defined in the registry: The Full analysis set (FAS) included patients who received at least one dose of randomised study medication and who had at least four patient diary records for at least one efficacy endpoint in any week after the first administration of the randomised treatment and baseline data for the corresponding efficacy endpoint.

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

Population: Treated set includes all patients who were dispensed randomised study medication and were documented to have taken at least one dose of investigational treatment.

CharacteristicUnitTiotropiumSalmeterolPlaceboTotal
Participants analysed128134126388
Age, Continuousyears43.5 (SD 12.6)42.3 (SD 13.4)44.0 (SD 11.9)43.3 (SD 12.6)
Sex: Female, Male: FemaleParticipants828375240
Sex: Female, Male: MaleParticipants465151148

6. Primary Endpoint

The registry lists the primary outcome as Change in Mean Weekly Morning Peak Expiratory Flow From Baseline to the End of the Trial, measured over baseline and after 16 weeks of treatment.

ElementRegistry entry
Result typeLeast Squares Mean
Measure of spreadStandard Error
UnitL/min
Endpoint classificationContinuous Endpoint

The primary endpoint is change from baseline in mean weekly morning peak expiratory flow at the end of the 16-week treatment period. PEF is a measure of how quickly a person can force air out of the lungs. The endpoint summarizes morning readings over a week rather than relying on a single measurement. The registry defines baseline as the last week before the randomisation visit, and gives the measurement unit as L/min.

Change from baseline expresses how the measurement at follow-up differs from its starting value. This can help describe the course of lung function during the treatment period while accounting for the level recorded before randomisation. The endpoint is continuous: it can take a range of measured values rather than representing a yes-or-no event. The registry identifies the reported summary as a least-squares mean and the dispersion measure as a standard error.

Repeated diary measurements can capture day-to-day variation and support a weekly average. Morning readings are the designated primary outcome; evening readings and later weekly measurements are listed among the secondary outcomes. The registry record does not report the primary endpoint estimates, the comparison estimates, or their uncertainty. Thus, the endpoint’s definition and measurement schedule are available, but its observed result cannot be interpreted from the record.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Not a randomized comparison (allocation: not stated); arms are not a like-for-like control comparison. A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The registry record establishes what the primary outcome was intended to measure: change in mean weekly morning PEF from baseline to 16 weeks. It does not report the observed least-squares mean changes for the treatment groups, a treatment contrast, confidence intervals, standard errors for a contrast, or a p-value. No conclusion about the direction, magnitude, or precision of an efficacy difference can therefore be drawn from the posted primary endpoint information.

The study description includes three treatment arms: tiotropium, salmeterol, and placebo. However, the record does not provide the results needed to compare those arms on the primary endpoint. It also does not specify allocation details. Although the narrative describes randomisation, the available record does not establish the details of how participants were allocated or provide a reported adjusted comparison. The arm summaries for safety cannot substitute for an efficacy analysis.

The endpoint is a continuous measure, and the record names a least-squares mean as its summary. In general, a least-squares mean is a model-based estimate that may account for features of the analysis, such as baseline measurements or other terms in a statistical model. Which model terms were used in this trial is not reported in the registry record. The phrase alone does not reveal what adjustment was made or how missing measurements were handled.

The record lists secondary PEF outcomes at multiple weeks and for morning and evening readings, but does not report their estimates or tests. It also lists 63 outcome measures overall. Without reported analyses, it is not possible to assess whether conclusions were consistent across time points or outcomes, or whether statistical testing accounted for multiple comparisons.

The available safety summaries report counts of participants at risk and counts affected by serious or other adverse events in each group. Those figures describe recorded safety events, not the primary PEF outcome. They do not resolve the missing efficacy results, and they should not be interpreted as evidence for or against a difference in lung function.

Overall, the record documents a study designed to compare treatments over a defined period in a specific asthma population. It does not post the primary endpoint findings. Any account of treatment effects, statistical significance, or precision would go beyond what the registry record reports.

9. Statistical Methods Explained

What does a least-squares mean represent?

In general, a least-squares mean is an estimate obtained from a statistical model rather than simply the arithmetic average of the observed values. A model can account for specified features of the data, such as baseline measurements or study groups, when estimating group outcomes. The exact model and the terms included in it are not reported in the registry record, so the adjustment behind the named least-squares mean cannot be reconstructed from the endpoint description alone.

For a continuous outcome such as PEF, a group estimate describes the outcome on its measurement scale. A comparison between groups would usually express how their estimated changes differ, alongside an uncertainty measure. The registry record does not report a primary endpoint comparison, so there is no posted estimate to interpret in terms of direction or size.

How should the standard error be understood?

In general, a standard error describes the statistical uncertainty in an estimated quantity, such as a mean. It reflects how much the estimate would be expected to vary across repeated samples under the assumptions of the analysis. It is not the same as the spread of individual participants’ measurements. A standard error can contribute to a confidence interval, which gives a range of values compatible with the data and the model at a stated confidence level.

The endpoint description names standard error as the dispersion measure, but no primary estimate or standard error is reported. A reader therefore cannot assess how precisely the mean change was estimated. Nor can a confidence interval or a test result be recovered from the endpoint description.

Why do repeated measurements matter?

Daily diary readings provide repeated observations for each participant. Averaging readings over a week can reduce the influence of a single unusually high or low measurement, while retaining a measure of the participant’s lung function over that period. Repeated measurements also create analytic choices: a model might use all available readings, form weekly summaries, or account for correlations among measurements from the same person. The record identifies the weekly endpoint and diary schedule, but does not explain which modeling approach was used for the repeated data.

In general, observations from the same participant tend to be related rather than independent. Statistical methods can account for that relationship, but the particular method and its assumptions are not reported in the registry record. It is therefore not possible to assess the model’s handling of within-participant correlation.

What does a planning illustration tell readers?

The registry record describes a planning illustration based on the observed effect, using a two-sided significance level of 0.05, equal allocation between two arms, and a normal approximation. It describes planning for different fractions of that observed effect. Such figures are hypothetical planning scenarios: they indicate the number of participants per arm that a calculation would require under its stated assumptions. They are not the number of participants actually observed, and they are not observed power.

Because the illustration is based on an observed effect, it should not be treated as the trial’s original sample-size justification. The protocol’s sample-size justification is not reported in the registry record. The record does not report the numerical planning outputs in the study information, so none can be interpreted or repeated.

What statistical details remain unknown?

The record does not report the analysis model, the treatment contrast specification, the handling of missing endpoint data, or the assumptions used to assess model fit. It does not report whether analyses were adjusted for baseline PEF or other characteristics, whether any subgroup analyses were planned, or whether interim analyses were conducted. These details matter because analytic choices can affect estimates and their uncertainty. Their absence does not establish that a particular method was or was not used; it means the method is not reported in the registry record.

The registry lists multiple outcomes and follow-up times. In general, testing many outcomes can increase the chance of observing a nominally unusual result even when there is no underlying effect. Statistical plans may address this through a prespecified hierarchy or other multiplicity procedures. No such procedure is reported, and the record does not post the outcome tests needed to examine how multiplicity was handled.

10. Confidence Intervals for Each Arm

No two-arm comparison is shown for this trial, but each arm's mean can be given with a t-based 95% confidence interval computed from the posted mean, spread and number of participants.

ArmParticipantsMeanStandard deviation95% CI for the mean
Tiotropium128-3.93055.132-13.573 to 5.713
Salmeterol134-3.15053.712-12.328 to 6.028
Placebo125-24.63054.057-34.200 to -15.060

R code and output

arm <- c("Tiotropium", "Salmeterol", "Placebo")
n   <- c(128, 134, 125)
m   <- c(-3.93, -3.15, -24.63)
sp  <- c(4.873, 4.64, 4.835)
sd  <- sp * sqrt(n)      # standard errors converted to SDs
for (i in seq_along(n)) {
  se <- sd[i] / sqrt(n[i]); h <- qt(0.975, n[i] - 1) * se
  cat(sprintf("CARM|%s|%d|%.3f|%.3f|%.3f|%.3f\n", arm[i], n[i], m[i], sd[i], m[i] - h, m[i] + h))
}
CARM  Tiotropium  128  -3.930  55.132  -13.573  5.713
CARM  Salmeterol  134  -3.150  53.712  -12.328  6.028
CARM  Placebo  125  -24.630  54.057  -34.200  -15.060

11. Multiplicity, Missing Data and Analysis Populations

The record lists 63 outcome measures. Its secondary outcomes include mean weekly morning PEF and mean weekly evening PEF at weeks 4, 8, 12 and 16. Multiple outcomes and time points raise the general issue of multiplicity: when many statistical tests are performed, the chance of at least one apparently unusual result can increase. A prespecified testing hierarchy or adjustment procedure can help control that issue. Whether this trial used such an approach is not reported in the registry record.

No primary or secondary endpoint estimates or p-values are reported, and the registry lists no analyses. Consequently, the posted information does not allow readers to check which outcomes were analyzed, whether the primary outcome was tested as planned, or whether any multiplicity method was applied. Interim analyses are also not reported in the registry record.

The primary endpoint population is described as the Full analysis set. It included patients who received at least one dose of randomized medication, had at least four diary records for at least one efficacy endpoint in a post-treatment week, and had baseline data for the corresponding endpoint. The population description is truncated after this eligibility detail. The record does not report the number included in the primary analysis or explain how participants who did not meet the criteria were handled.

Missing-data methods are not reported in the registry record. In general, missing measurements can affect an estimate if the participants with observed data differ systematically from those without measurements. The method used to address missing diary entries or other unavailable outcomes, and the assumptions that method would require, cannot be determined from the registry information.

12. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
Tiotropium21281.6%
Salmeterol71345.2%
Placebo11260.8%
Participants with at least one serious adverse event
Serious adverse events by armTiotropium1.6%Salmeterol5.2%Placebo0.8%% of participants with at least one serious adverse event

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 5% reporting threshold.

ArmParticipants affected of at risk
Tiotropium21 of 128
Salmeterol18 of 134
Placebo25 of 126

Most frequent serious adverse event terms

Event termOrgan systemTiotropiumSalmeterolPlacebo
AsthmaRespiratory, thoracic and mediastinal disorders0 of 1284 of 1341 of 126
Abdominal pain upperGastrointestinal disorders0 of 1280 of 1341 of 126
NauseaGastrointestinal disorders0 of 1281 of 1340 of 126
GastroenteritisInfections and infestations0 of 1281 of 1340 of 126
MeningitisInfections and infestations1 of 1280 of 1340 of 126
Pilonidal cystInfections and infestations1 of 1280 of 1340 of 126
Joint injuryInjury, poisoning and procedural complications0 of 1281 of 1340 of 126
Ligament injuryInjury, poisoning and procedural complications0 of 1281 of 1340 of 126
HeadacheNervous system disorders0 of 1281 of 1340 of 126

Most frequent non-serious adverse event terms

Event termOrgan systemTiotropiumSalmeterolPlacebo
AsthmaRespiratory, thoracic and mediastinal disorders16 of 12815 of 13416 of 126
NasopharyngitisInfections and infestations5 of 1283 of 1349 of 126

Serious events with the highest arm-level rate: asthma (3.0%), abdominal pain upper (0.8%), meningitis (0.8%), pilonidal cyst (0.8%), nausea (0.7%).

Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

The registry reports serious adverse events affecting 2 of 128 participants in the tiotropium group, 7 of 134 in the salmeterol group, and 1 of 126 in the placebo group. It also reports other adverse events affecting 21 of 128, 18 of 134, and 25 of 126 participants, respectively. These are counts of participants affected as recorded in the registry; they do not provide event-level detail for every participant or establish the cause of an event.

The listed serious adverse event terms include Asthma at 3.0%, Abdominal pain upper at 0.8%, Meningitis at 0.8%, Pilonidal cyst at 0.8%, Nausea at 0.7%, and Gastroenteritis at 0.7%. These terms and percentages are presented as registry safety information; they should not be assumed to describe all events or to indicate that an event was caused by a study treatment.

Deaths are not reported in the registry record. The event counts are descriptive and do not establish a comparative safety effect. Differences in counts alone do not account for uncertainty, event severity beyond the registry classification, exposure time, or other aspects of safety analysis.

13. What the Result Does, and Does Not, Mean

This trial record identifies a specific population, treatment schedule, and primary lung-function outcome. It describes a phase 2 parallel-group study in patients with moderate persistent asthma who had the B16-Arg/Arg genotype. The primary outcome was change in mean weekly morning PEF from baseline to 16 weeks, measured in L/min.

What the record does not provide is equally important: it contains no reported primary endpoint estimates, between-group comparison, confidence interval, standard error for a treatment contrast, or p-value. It therefore does not show how much the groups changed, whether their changes differed, or how precisely any difference was estimated. The absence of a posted result is not evidence that there was no effect; it leaves the effect unquantified in this record.

The study narrative describes randomisation and blinding, but allocation details and the statistical analysis plan are not reported. The registry also does not report the primary analysis sample size or missing-data methods. Those omissions limit assessment of how the planned comparison was implemented and how robust any analysis might be.

The safety counts provide descriptive information about recorded adverse events in the three groups. They are not a substitute for the missing efficacy analysis and should not be used to infer the comparative effect on PEF. Nor do the counts alone establish whether treatment caused an event or whether the groups differed in safety.

Accordingly, the defensible interpretation is limited to the trial’s stated objective, design, endpoint, and recorded safety summaries. Conclusions about efficacy, statistical significance, clinical importance, or comparative safety require results and analytic details that are not reported in the registry record.

14. Why This Trial Matters Statistically

This trial is statistically notable for combining a defined genotype-based population with a continuous, repeatedly measured lung-function endpoint. Restricting the target population to patients homozygous for B16-Arg/Arg makes the question specific to that group. It also means that the record alone cannot establish whether findings would apply to people with other genotypes or to other asthma populations.

Daily morning and evening PEF measurements create a rich measurement schedule, while also requiring clear decisions about summarizing repeated readings, handling missing diary entries, and accounting for within-participant correlation. The registry describes weekly mean PEF outcomes at several follow-up times, but does not report the statistical methods used to analyze them. The distinction between a clearly defined endpoint and a fully reported analysis is important: the former does not by itself reveal the estimated treatment effect or its precision.

The record also illustrates why a trial’s design description and its results must be read separately. It describes randomisation, blinding, three treatment arms, and a 16-week treatment period. Yet it does not post the primary efficacy estimates or analyses. Without those results, readers cannot evaluate the magnitude, uncertainty, or statistical significance of the intended comparison.

Finally, the registry’s planning illustration is explicitly based on an observed effect and stated assumptions. It can be understood as a hypothetical sample-size planning exercise, not as a report of observed power and not as evidence about the treatment effect. The distinction helps prevent planning calculations from being mistaken for trial findings.

15. Limitations

The main limitation for statistical interpretation is that the registry record does not report the primary efficacy results. There are no group-level changes, treatment contrasts, confidence intervals, standard errors for comparisons, or p-values. Without these, neither the size nor the precision of the primary result can be evaluated.

The analysis model and its assumptions are not reported. Although the outcome is identified as a least-squares mean, the model terms and any adjustment are unspecified. The record also does not describe handling of missing diary data, the number of participants included in the primary analysis, or the extent of missingness. The Full analysis set criteria are described only in part.

Allocation details are not reported, despite the study narrative describing randomisation. The registry record does not provide the statistical analysis plan, a sample-size justification, interim-analysis information, or a multiplicity strategy. The presence of numerous listed outcomes makes the absence of a reported testing approach relevant to interpreting any results, were they available.

The safety information is limited to group counts and selected serious adverse event terms. Deaths are not reported in the registry record, and the available summaries do not establish causality or provide a complete comparative safety analysis. These limitations concern what the registry record reports; they do not establish that the underlying study did not collect or analyze additional information.

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18. Sources

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19. Record Summary

The registry record describes a completed phase 2, parallel-group study sponsored by Boehringer Ingelheim, with enrollment of 388. It concerns tiotropium, salmeterol, and placebo in patients with moderate persistent asthma and the B16-Arg/Arg genotype. The study narrative describes a 4-week salmeterol run-in, a 16-week treatment period, and a subsequent four-week period on salmeterol for all patients.

The primary endpoint was change from baseline in mean weekly morning PEF at 16 weeks, summarized as a least-squares mean with standard error. The record does not report primary efficacy estimates or analyses. It lists secondary PEF outcomes and provides descriptive adverse event counts by group. Analysis methods, missing-data handling, multiplicity procedures, allocation details, and the protocol’s sample-size justification are not reported in the registry record.

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