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Acute Leukemia (Category) Phase 3 Binary Endpoint NCT00914628

Efficacy Study on the Strategy of HSV-Tk Engineering Donor Lymphocytes to Treat Patients With High Risk Acute Leukemia: Complete Statistical Analysis

This page examines the randomized phase III TK008 trial of haploidentical HCT with or without an HSV-Tk donor-lymphocyte add-back strategy in patients with high-risk acute leukemia. It explains the disease-free survival endpoint and the limits of interpreting the registry’s posted outcome and safety information.

Trial start: 2010-04-12  ·  Enrollment: 92  ·  Sponsor: AGC Biologics S.p.A.
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for Efficacy Study on the Strategy of HSV-Tk Engineering Donor Lymphocytes to Treat Patients With High Risk Acute Leukemia (NCT00914628), a randomized phase 3 study. The primary outcome is Disease-free Survival (DFS).

92
Enrollment
Phase 3
n/a
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT00914628
PhasePhase 3
ConditionAcute Leukemia (Category)
AllocationRandomized
Design modelParallel
MaskingNone (open label)
Enrollment92
Arms in the primary outcomen/a
Lead sponsorAGC Biologics S.p.A.
Results postedYes

2. Clinical Question

Population

Patients with high-risk acute leukemia undergoing haploidentical hematopoietic cell transplantation (HCT). The registry describes the condition broadly as acute leukemia and does not report further eligibility details.

Intervention

Haploidentical HCT followed by an add-back strategy using HSV-Tk-engineered donor lymphocytes. The intervention list also identifies HSV-Tk as a genetic intervention.

Comparator

The control arm is described as using T-cell-depleted or T-cell-replete strategies. The trial summary characterizes the comparison as the add-back strategy versus standard haploidentical HCT.

Primary question

How does disease-free survival (DFS), measured from randomization and assessed up to 12 months, compare between the two treatment arms? The registry record identifies this question but does not report a single primary comparison estimate.

The central statistical question is comparative: whether the recorded time to relapse, progression, or death differs between the randomized groups. DFS combines these events into an endpoint, so the comparison concerns the time until the first qualifying event rather than a measure of any one event alone. The registry definition specifies that relapse or progression is determined by the Investigator using disease examinations that may include morphology, chimerism assessment, and cytogenetic, molecular, or other tests according to institutional clinical practice.

The trial is described as a randomized phase III study with parallel arms and no masking. Randomization supports a comparison between assigned strategies, but the posted information does not include the allocation procedure or enough detail to assess how the analysis handled participants after assignment. The clinical question is therefore clear at the level of the stated endpoint and treatment strategies, while the registry record does not provide the result needed to quantify the comparison.

3. Trial Design

TK008 is recorded as a randomized phase III trial with a parallel-group design and no masking. It compares haploidentical HCT with an HSV-Tk donor-lymphocyte add-back strategy against the control strategy, described as T-cell-depleted or T-cell-replete approaches. The record’s brief summary frames the main objective as comparing DFS in high-risk leukemia patients who underwent haploidentical HCT.

The recorded enrollment is 92. The registry lists a start date of 2010-04-12, a primary completion date of 2019-11-30, and a status of terminated. The reason for termination is not reported in the registry record. These administrative details describe the study as registered; they do not, by themselves, explain how many participants were analyzed for the primary outcome or why the study ended.

The arm descriptions identify arm A as HSV-TK engineering donor lymphocytes and arm B as T-cell-depleted or T-cell-replete strategies. The summary describes the experimental approach as an add-back strategy following haploidentical HCT and the control as standard haploidentical HCT. More detailed treatment schedules, the allocation ratio, and specific eligibility criteria are not reported in the registry record.

DFS is the stated primary outcome. The record defines it from randomization until relapse or progression, or death from any cause, whichever occurs first, with assessment up to 12 months. Secondary outcomes include overall survival, immune reconstitution, engraftment, acute and chronic graft-versus-host disease, relapse, and infectious episodes and mortality. The registry lists 12 outcome measures and 26 analyses, but their full analysis procedures are not reported in the registry record.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Before assignment: Planned sample size n.170; Randomized patients n. 92. Discontinued n. 70; Early termination by the Sponsor n. 22;

Overall Study

StageA-Experimental ArmB - Control Arm
STARTED6428
COMPLETED00
NOT COMPLETED6428

Reasons for not completing this period:

ReasonA-Experimental ArmB - Control Arm
Death3517
Medical decision40
Protocol Violation10
Lack of Efficacy10
non-randomized10
Relapse12
Study terminated by Sponsor148
Patients who did not receive a single dose71

Analysis population for the primary outcome, as defined in the registry: The analysis has been performed for all patients in the two treatment arms. The NRM analysis was performed on the "Intention to Treat Population" (ITT) and "Per Protocol" (PP) set populations.

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

CharacteristicUnitA - Experimental ArmB- Comparator ArmTotal
Participants analysed642892
Age, Continuousyears45.89 (SD 15.29)51.43 (SD 12.41)47.58 (SD 14.63)
Sex: Female, Male: FemaleParticipants23932
Sex: Female, Male: MaleParticipants411960
Race/Ethnicity, Customized: AsianParticipants101
Race/Ethnicity, Customized: BlackParticipants314
Race/Ethnicity, Customized: CaucasianParticipants552479
Race/Ethnicity, Customized: OtherParticipants538

6. Primary Endpoint

The registry lists the primary outcome as Disease-free Survival (DFS), measured over From the date of randomization, assessed up to 12 months.

ElementRegistry entry
Result typeCount Of Participants
Measure of spreadnot applicable
UnitParticipants
Endpoint classificationBinary Endpoint

The primary endpoint is disease-free survival (DFS), defined as the time from randomization until relapse or progression, or death from any cause, whichever occurs first. The stated timeframe is from randomization, assessed up to 12 months. This is a composite time-to-event outcome: a participant can have an event through relapse, progression, or death, and the endpoint records the first qualifying event.

The registry says relapse or progression was determined by the Investigator. The listed assessments include morphology in bone marrow or peripheral blood, confirmation of mixed or full chimerism, and cytogenetic, molecular, or other tests according to institutional clinical practice. This definition allows disease assessment to draw on more than one type of examination, while also indicating that the procedures may follow local practice.

As a general statistical point, a time-to-event endpoint can retain information about when an event occurs, rather than only whether it occurred by a selected time. A composite endpoint can capture several clinically relevant ways in which disease-free status ends, but its overall result does not distinguish the contribution of each event type unless those components are also reported separately. The registry information does not provide a DFS estimate, uncertainty interval, or component-specific result. It therefore establishes what DFS was intended to measure, but not the size or precision of the observed arm comparison.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Primary outcome has several categories or time points; not reduced to one comparison. A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The registry record identifies DFS as the primary outcome and gives a definition and assessment timeframe, but it does not report a single comparative DFS estimate in the information available for this page. There is consequently no arm-level estimate, confidence interval, or p-value with which to describe the magnitude or statistical precision of the primary comparison. The status of the trial as terminated does not supply that missing outcome information, and the reason for termination is not reported in the registry record.

The posted primary outcome is not reduced to one comparison in the accompanying analysis. The endpoint may involve several categories or time points, so a single headline value would risk obscuring what was actually reported. The registry entries do not give the category-specific results, the number of participants contributing to each analysis, or the handling of incomplete follow-up. Readers should use the posted displays for the reported outcome details and should not infer an effect direction or size from the trial description alone.

The adverse-event summary gives counts for participants at risk and affected in each arm, counts in an additional adverse-event category, and deaths. It also lists selected serious event terms with percentages. These are descriptive safety data, not a randomized comparison of event risk with a stated uncertainty interval. The number at risk differs between the two arms in the summary, and the registry information does not explain the reason for that difference or the time period represented by those counts. The listed percentages also lack a stated calculation basis in this record.

General statistical interpretation requires both an estimate and its uncertainty. A confidence interval, when reported, indicates a range of values compatible with the data under the specified method; its width helps describe precision. A p-value alone would not describe the size or importance of an effect. Neither kind of result is reported for the primary DFS comparison, so no claim about the observed comparative effect or its precision can be made from this material.

The record lists 12 outcome measures and 26 analyses. Those counts establish that multiple outcomes and analyses were registered, but do not explain which comparisons were designated for particular analyses, whether multiplicity procedures were used, or which results were selected for presentation. Those details are not reported in the registry record. Accordingly, this page can describe the endpoint, design, and posted safety summaries, but cannot resolve the primary efficacy question from the data.

9. Statistical Methods Explained

The registry describes a randomized, parallel-group phase III trial with no masking. Those features define the broad comparison structure, but do not by themselves specify the statistical methods used to analyze DFS or the other outcomes. The registry record identifies the endpoint and its timeframe without reporting the model, estimation procedure, treatment-effect measure, or confidence-interval method for the primary comparison.

What does randomization contribute?

As a general statistical principle, random assignment is intended to make the treatment groups comparable at the point of assignment, including with respect to factors that are known or unknown. It provides a basis for comparing assigned strategies, but does not guarantee identical groups in a particular trial. The record does not report the randomization sequence method, allocation concealment, or allocation ratio, so those implementation details cannot be assessed.

The trial is recorded as having no masking. In general, masking can limit the influence of knowledge about assigned treatment on care, outcome assessment, or reporting. Its absence is especially relevant to outcomes involving judgment, although the degree of influence depends on how outcomes are assessed. The registry describes DFS determinations by the Investigator and lists several possible examination types; it does not report whether independent or blinded outcome review was used.

How should DFS be understood statistically?

DFS is defined as time from randomization to relapse or progression, or death from any cause, whichever occurs first. In general, time-to-event methods can account for differences in the observed follow-up time and can use information on when an event occurred. Such methods also need to address participants who have not had an event by the end of observation or whose follow-up is incomplete. The analysis method, censoring rules, and handling of missing or incomplete follow-up are not reported in the registry record here, so it is not possible to describe how those issues were addressed in the trial analysis.

Because DFS combines relapse, progression, and death, an overall DFS comparison would summarize the first occurrence of any of those events. As a general point, the composite result does not show whether one component accounts for more of the observed events than another. The registry lists relapse as a secondary outcome, but the registry entries do not give component-specific counts or estimates that could clarify this. The Investigator’s disease assessment may use morphology, chimerism, and other tests according to institutional clinical practice, as described in the endpoint definition.

What do confidence intervals and p-values convey?

In general, an estimate describes the observed treatment contrast, while a confidence interval describes the precision of that estimate under the chosen method. A narrower interval indicates greater precision than a wider one, but neither interval width nor statistical significance establishes clinical importance on its own. A p-value summarizes how compatible the observed data are with a specified null model under the analysis assumptions; it is not the probability that the null hypothesis is true. No DFS effect estimate, confidence interval, or p-value is reported in the registry information, so these concepts cannot be applied to quantify this trial’s primary comparison.

Why do outcome and analysis counts matter?

The registry lists 12 outcome measures and 26 analyses. In general, examining many outcomes, time points, or comparisons creates a multiplicity issue: when many statistical tests are considered, the chance of at least one apparently notable result can increase. Statistical plans may address this with a hierarchy or adjustment, or may identify some results as exploratory. The registry record does not report whether a multiplicity strategy was specified or used, which outcomes were prioritized beyond identifying DFS as primary, or how the 26 analyses relate to the outcome measures.

The record gives a primary outcome population description stating that the analysis was performed for all patients in the two treatment arms. It also says that the NRM analysis was performed on the Intention to Treat Population (ITT) and Per Protocol (PP) set populations. The relationship between these population statements and the primary DFS analysis is not fully explained in the information. In general, an ITT analysis retains participants according to randomized assignment, whereas a per-protocol analysis uses a defined adherence-based population; the specific definitions and analysis implementation for this trial are not reported in the registry record.

The sample-size planning information is explicitly an illustration based on an observed effect, not the trial’s own design. General planning calculations depend on assumptions about the target effect, significance level, allocation, and statistical method. Such illustrations do not describe the observed evidence and are not observed power. The trial’s own sample-size justification and planning assumptions are not reported in the registry record. No planning figure should be treated as a result from the randomized comparison.

10. Multiplicity, Missing Data and Analysis Populations

The registry record lists 12 outcome measures and 26 analyses. DFS is identified as the primary outcome, and the listed secondary outcomes include overall survival, immune reconstitution, engraftment, graft-versus-host disease outcomes, relapse, and infectious outcomes. However, the record does not report a multiplicity plan, such as a hierarchy among outcomes, adjustment across analyses, or a distinction between confirmatory and exploratory tests. Without that information, the role of any individual analysis in the overall evidence cannot be judged from the registry summary alone.

Missing-data methods are also not reported in the registry record. The primary outcome is described as assessed up to 12 months, but the available information does not specify how participants without complete follow-up were handled, what censoring rules were used, or whether sensitivity analyses were performed. These details matter generally because incomplete follow-up can affect time-to-event estimates, particularly when the reasons for missingness are related to outcomes or treatment.

The population description says the primary analysis was performed for all patients in the two treatment arms. It separately states that the NRM analysis used ITT and PP set populations. The record does not clarify how that NRM statement relates to the primary DFS analysis, or provide the definitions of the analysis populations. As a general principle, analysis population definitions influence which participants contribute to a comparison and how the result is interpreted.

The registry also does not report interim analyses, stopping rules, or the statistical plan. These items should not be inferred from the phase, study status, or number of analyses. The termination reason is not reported in the registry record.

11. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
A-Experimental Arm355366.0%
B - Control Arm172763.0%
Participants with at least one serious adverse event
Serious adverse events by armA-Experimental Arm66.0%B - Control Arm63.0%% of participants with at least one serious adverse event

Deaths

ArmDeaths (participants affected of at risk)
A-Experimental Arm35 of 53
B - Control Arm17 of 27

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 5% reporting threshold.

ArmParticipants affected of at risk
A-Experimental Arm22 of 53
B - Control Arm0 of 27

Most frequent serious adverse event terms

Event termOrgan systemA-Experimental ArmB - Control Arm
Moderate Acute graft versus host diseaseImmune system disorders5 of 533 of 27
Severe Acute graft versus host diseaseImmune system disorders3 of 531 of 27
Severe Chronic graft versus host diseaseImmune system disorders3 of 531 of 27
Moderate Chronic graft versus host diseaseImmune system disorders3 of 530 of 27
Severe PneumoniaInfections and infestations3 of 530 of 27
Life threatening leukaemia recurrentNeoplasms benign, malignant and unspecified (incl cysts and polyps)1 of 532 of 27
DiarrhoeaGastrointestinal disorders1 of 531 of 27
Severe VomitingGastrointestinal disorders1 of 531 of 27
Moderate Cystitis viralInfections and infestations1 of 531 of 27
Severe Cytomegalovirus infectionInfections and infestations1 of 531 of 27

Most frequent non-serious adverse event terms

Event termOrgan systemA-Experimental ArmB - Control Arm
related to HSV-TK cellsInvestigations22 of 530 of 27

Serious events with the highest arm-level rate: moderate acute graft versus host disease (11.1%), life threatening septic shock (7.4%), life threatening leukaemia recurrent (7.4%), severe acute graft versus host disease (5.7%), moderate chronic graft versus host disease (5.7%).

Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

The registry’s safety summary separates the A-Experimental Arm and B - Control Arm. For the experimental arm, it reports 53 participants at risk for serious adverse events and 35 affected; for the control arm, it reports 27 at risk and 17 affected. The summary also reports 53 and 27 participants at risk, respectively, for the additional adverse-event category, with 22 and 0 affected. Death counts are reported as 35 in the experimental arm and 17 in the control arm. These are the registry’s recorded counts; the information does not state the time window or define the additional category in further detail.

The listed serious event terms include Moderate Acute graft versus host disease at 11.1%, Life threatening Septic shock at 7.4%, Life threatening leukaemia recurrent at 7.4%, Severe Acute graft versus host disease at 5.7%, Moderate Chronic graft versus host disease at 5.7%, and Severe Chronic graft versus host disease at 5.7%. The calculation basis for these percentages is not reported in the registry record, so they should be read as the posted percentages rather than converted into participant counts.

These summaries are descriptive. The counts alone do not establish that an event was caused by a treatment, and the death counts do not identify causes or timing. The different numbers at risk also mean the raw counts should not be treated as directly comparable measures of event frequency. The registry information does not provide an adjusted safety comparison or uncertainty estimates.

12. What the Result Does, and Does Not, Mean

This registry record identifies a randomized phase III comparison of haploidentical HCT strategies and defines DFS as its primary outcome. It also records a trial status of terminated, an enrollment of 92, and a range of secondary outcomes. These details establish the intended design and scope of the study. They do not establish the direction, size, or precision of the primary treatment comparison.

The main limit is that the available record does not provide a single DFS comparison estimate, its uncertainty, or a p-value. Without those results, it is not possible to describe how the observed DFS data differed between arms. The record’s definition makes clear what counted as an event, but it does not substitute for the outcome estimates or the underlying number of participants and events.

The safety information is also limited to posted counts and selected percentages. It does not specify the time window, calculation basis for the percentages, or a comparative statistical analysis. Counts can describe what was recorded in the two arm summaries, but they do not by themselves establish causation or a difference in risk. No conclusion about the treatment’s clinical benefit or harm should be drawn from these registry entries alone.

As a general statistical principle, a result is best interpreted using the effect estimate, its precision, the analysis population, and the assumptions behind the analysis together. Here, the analysis method, missing-data approach, multiplicity handling, and detailed population definitions are not reported in the registry record. The sample-size information is a planning illustration based on an observed effect, not the trial’s own design and not observed power. It cannot fill the gap left by the missing comparative outcome results.

The appropriate reading is therefore bounded: the registry describes the research question, trial structure, DFS definition, and selected adverse-event summaries, but the available information does not answer the primary comparative question. The accompanying displays may organize posted results, but no unreported estimate or method should be inferred from the trial description or its status.

13. Why This Trial Matters Statistically

This trial matters statistically because it sets up a randomized comparison of two haploidentical HCT strategies in patients with high-risk acute leukemia, with DFS specified as the primary outcome. The endpoint is defined around time from randomization to relapse or progression, or death from any cause. That definition makes the event rule explicit and identifies the comparison the study was intended to address.

The record also illustrates why a clear endpoint definition is not enough to interpret a clinical trial. Readers need the comparative estimate and its precision, as well as information about who was included in each analysis and how incomplete follow-up was handled. Those primary-result and analysis details are not reported in the information. Without them, the posted trial description cannot establish how the arms compared on DFS.

The trial includes a broad set of secondary outcomes and analyses. As a general statistical issue, multiple outcomes and analyses raise questions about prespecification, prioritization, and multiplicity. The registry lists 12 outcome measures and 26 analyses, but does not report the strategy used to interpret them together. This makes it important to distinguish a registered endpoint from a fully described statistical analysis plan.

The safety summary is another useful example of why denominators, time windows, event definitions, and uncertainty matter. It gives arm-level counts and selected serious event percentages, but does not report their calculation basis or a comparative analysis. The counts are informative as a record of what was posted, while remaining insufficient for causal or comparative conclusions.

More broadly, the record shows the value of separating design information from results. Randomization and the stated primary endpoint describe the intended study structure; they do not replace the observed outcome estimates. Statistical interpretation depends on both.

14. Limitations

The available registry information leaves several trial-specific questions unresolved. Although the study is described as randomized and parallel, the randomization method, allocation ratio, and concealment procedures are not reported in the registry record. Masking is listed as none, but the record does not describe whether any outcome review was independent or whether assessment procedures were consistent across sites.

The DFS definition permits disease relapse or progression to be determined by the Investigator using morphology, chimerism, and cytogenetic, molecular, or other tests according to institutional clinical practice. The record does not describe a uniform assessment schedule or central review process. This does not establish that assessments differed, but it limits what can be assessed about measurement consistency from the registry information.

The record does not provide a single DFS comparison estimate or its uncertainty. It also does not report the numbers contributing to the primary analysis, the number of DFS events, censoring rules, missing-data handling, or sensitivity analyses. The population statement refers to all patients in the two arms, while the ITT and PP statement is specifically attached to NRM; the relationship between these statements is not explained.

The registry records 92 participants enrolled, but the adverse-event summary lists different numbers at risk across arms. The reason and timing represented by those denominators are not reported in the registry record. The serious-event percentages are listed without their calculation basis, and the death counts have no cause or timing information in the registry entries. The trial’s termination reason, statistical analysis plan, interim analyses, and sample-size justification are also not reported in the registry record.

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18. Record Summary

NCT00914628 is a randomized phase III, parallel-group trial with no masking, comparing an HSV-Tk donor-lymphocyte add-back strategy following haploidentical HCT with control strategies described as T-cell-depleted or T-cell-replete. The registry reports enrollment of 92, a start date of 2010-04-12, primary completion on 2019-11-30, and terminated status.

The primary outcome is DFS from randomization until relapse or progression, or death from any cause, whichever occurs first, assessed up to 12 months. The registry also lists secondary outcomes involving survival, immune reconstitution, engraftment, graft-versus-host disease, relapse, and infection. It records 12 outcome measures and 26 analyses.

The available information includes selected serious adverse-event terms and arm-level safety counts, but does not report a single comparative DFS estimate or its precision. The reason for termination and detailed analysis methods are not reported in the registry record.

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