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Plaque Psoriasis Phase 3 Randomized Withdrawal NCT01232283

ESTEEM 2: Complete Statistical Analysis of Apremilast in Moderate to Severe Plaque Psoriasis

A statistical review of the randomized, quadruple-masked, placebo-controlled phase 3 ESTEEM 2 trial of oral apremilast 30 mg twice daily, covering the PASI-75 risk difference, covariate-adjusted ANCOVA secondary endpoints, last-observation-carried-forward imputation and a randomized treatment-withdrawal phase analysed as a time-to-event outcome.

Sponsor: Amgen  ·  Start: November 2010  ·  Primary completion: March 2012  ·  Status: Completed
About this analysis

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record.

1. Trial at a Glance

ESTEEM 2 was a randomized, quadruple-masked phase 3 trial comparing oral apremilast (APR 30 mg twice daily) with placebo in patients with moderate to severe plaque psoriasis. A 16-week placebo-controlled phase registry-reported the primary endpoint, and a later randomized treatment-withdrawal phase (Weeks 32 to 52) tested whether the response was maintained after stopping the drug.

413
Enrolled
2 randomized arms
23
PASI-75 risk difference
95% CI 16.3–29.6
<0.0001
Primary P-value
Chi-squared test
7.700
Withdrawal HR
Loss of effect, 95% CI 3.408–17.399
FeatureESTEEM 2
PhasePhase 3
ConditionPlaque psoriasis (moderate to severe)
DesignRandomized, parallel-group, quadruple-masked, placebo-controlled, with a randomized treatment-withdrawal phase
InterventionsApremilast (drug); placebo (drug); topical or phototherapy (other)
Primary endpointPASI-75 response at Week 16
Primary analysisRisk difference; chi-squared test; FAS with LOCF imputation
Enrollment413
DatesStart 2010-11-22; primary completion 2012-03-15
ClinicalTrials.govNCT01232283
SponsorAmgen (industry)

2. Clinical Question

ESTEEM 2 asked two linked questions: first, does oral apremilast produce a greater proportion of patients achieving at least a 75% reduction in psoriasis severity than placebo after 16 weeks; and second, among patients who responded, is the benefit lost more quickly when apremilast is withdrawn than when it is continued?

Population

Patients with moderate to severe plaque psoriasis enrolled in a placebo-controlled, masked trial.

Intervention

Oral apremilast 30 mg twice daily (APR 30 BID).

Comparator

Placebo during Weeks 0–16; placebo re-randomization during the Weeks 32–52 withdrawal phase.

Primary question

Is the percentage of participants achieving PASI-75 at Week 16 higher with apremilast than with placebo?

3. Trial Design

01
RandomizeApremilast or placebo
02
Weeks 0–16Placebo-controlled phase; primary endpoint
03
To Week 32Continued apremilast treatment
04
Weeks 32–52Re-randomization: continue APR or switch to placebo
05
Long-termApremilast exposure period to Week 260
APREMILAST · 272 in Weeks 0–16 safety population

Apremilast 30 mg BID

  • Oral apremilast twice daily from randomization
  • Analysed in the FAS as randomized
  • Eligible participants re-randomized at Week 32 to continue apremilast or switch to placebo
PLACEBO · 136 in Weeks 0–16 safety population

Placebo

  • Oral placebo during the placebo-controlled phase
  • Analysed in the FAS as randomized
  • Topical or phototherapy listed as an additional intervention in the registry
Two designs in one trial. The Weeks 0–16 phase is a conventional parallel-group comparison. The Weeks 32–52 phase is a randomized withdrawal design: participants who had received apremilast were randomized again, so the comparison between continuing and stopping the drug is itself protected by randomization, but applies only to the subset of participants who reached and qualified for re-randomization.

4. Endpoints

EndpointRegistry definition (shortened)Time frame
Primary: PASI-75 responsePercentage of participants who achieved at least a 75% reduction from baseline in PASI score at Week 16. PASI combines erythema, thickness and scaling (each 0–4) with area involvement (0–6) across head, trunk, upper limbs and lower limbs; total score ranges from 0 to 72, higher scores reflecting greater severity. PASI was set to missing if any severity score or degree of involvement was missing.Baseline to Week 16
Secondary: sPGA 0/1Static Physician Global Assessment of clear (0) or almost clear (1) with at least 2 points reduction from baselineBaseline to Week 16
Secondary: BSAPercent change from baseline in affected body surface areaBaseline and Week 16
Secondary: PASI percent changePercent change from baseline in PASI scoreBaseline and Week 16
Secondary: PASI-50Percentage achieving a 50% improvement in PASIBaseline and Week 16
Secondary: Pruritus VASChange from baseline in pruritus visual analog scale scoreBaseline and Week 16
Secondary: DLQIChange from baseline in Dermatology Life Quality Index total scoreBaseline and Week 16
Secondary: SF-36 MCSChange from baseline in SF-36 v2.0 Mental Component Summary scoreBaseline to Week 16
Secondary: PASI-75 + sPGA 0/1Achieving both PASI-75 and sPGA clear/almost clear with ≥2-point reductionBaseline to Week 16
Secondary: Time to loss of effectLoss of 50% of the PASI improvement obtained at Week 32 compared with baseline, during the randomized treatment-withdrawal phaseWeeks 32 to 52

5. Primary Endpoint Results: PASI-75 at Week 16

The primary analysis compared apremilast with placebo in the full analysis set (FAS), which included all participants randomized per protocol, analysed in the group to which they were randomized. Missing Week 16 values were handled by last observation carried forward (LOCF).

Risk difference in PASI-75 response (apremilast − placebo)

23.0 percentage points

95% CI: 16.3 to 29.6 (two-sided)   ·   P < 0.0001 (chi-squared)

Hypothesis: superiority   ·   Population: FAS, LOCF

ElementPosted value
Groups comparedApremilast vs placebo
Effect measureRisk difference (percentage of participants)
Estimate23
95% CI16.3 to 29.6 (two-sided)
P-value<0.0001
MethodChi-squared test
Missing dataLast observation carried forward
Clinical Biostats interpretation

What the estimate means. A risk difference of 23.0 means that the estimated proportion of participants reaching PASI-75 at Week 16 was 23.0 percentage points higher with apremilast than with placebo. It is an absolute difference in proportions.

What it does not mean. It does not mean that 23.0% of apremilast-treated patients responded, nor that apremilast increased the chance of response by 23% in relative terms. The registry analysis reports the difference rather than the two arm-level rates, so the relative size of the effect cannot be read from this estimate alone.

Precision. The 95% CI of 16.3 to 29.6 excludes zero comfortably. Even the lower limit represents a difference of more than 16 percentage points, so the data are not compatible with a trivially small benefit under the analysis assumptions.

The p-value is not the effect size. P < 0.0001 says that a difference this large would be very unlikely if apremilast and placebo produced the same response rate. It does not indicate how large or how clinically important the difference is; the estimate and interval do that.

Cautions. LOCF assumes that a participant's last observed status would have persisted to Week 16. If participants who discontinued early would have changed afterwards, LOCF can bias the estimate in either direction and tends to understate uncertainty because imputed values are treated as observed. The chi-squared test is unstratified as posted; any stratification used in the protocol is not described in the registry analysis.

6. Secondary Endpoint Results

The registry posts formal analyses for eight secondary endpoints. Binary endpoints were analysed with a chi-squared test and a risk difference; continuous endpoints were analysed with ANCOVA including treatment group as a factor and the baseline value as a covariate. All used the FAS with LOCF, and all were framed as superiority comparisons.

Binary response endpoints (Week 16)

EndpointRisk difference95% CIP-value
PASI-75 (primary, for reference)2316.3 to 29.6<0.0001
PASI-5035.826.9 to 44.7<0.0001
sPGA clear/almost clear with ≥2-point reduction16.110.2 to 21.9<0.0001
PASI-75 and sPGA 0/1 combined14.28.5 to 20.0<0.0001
Risk differences, apremilast − placebo (percentage points, 0–50 scale)
PASI-50
35.8
PASI-75
23
sPGA 0/1
16.1
PASI-75 + sPGA 0/1
14.2

The ordering is what would be expected from nested thresholds: a less demanding criterion (PASI-50) shows a larger absolute difference, and the joint requirement of PASI-75 plus sPGA 0/1 shows the smallest. Risk differences depend on the baseline (placebo) rate, so differences between these endpoints do not by themselves indicate stronger or weaker drug activity.

Continuous endpoints (ANCOVA, Week 16)

EndpointLS mean difference95% CIP-valueDirection
Percent change in PASI-34.8-42.4 to -27.2<0.0001Negative favours apremilast
Percent change in affected BSA-42.15-51.11 to -33.20<0.0001Negative favours apremilast
Change in pruritus VAS-21.3-28.4 to -14.2<0.0001Negative favours apremilast
Change in DLQI total score-4.0-5.3 to -2.8<0.0001Negative favours apremilast
Change in SF-36 MCS2.630.69 to 4.560.0078Positive favours apremilast

For the percent-change endpoints, the LS mean difference is expressed in percentage points of change: for example, -34.8 for PASI means that the adjusted mean percent reduction in PASI was 34.8 percentage points greater with apremilast than with placebo. For DLQI and pruritus VAS, lower scores indicate fewer symptoms or less impairment, so negative differences favour apremilast; for the SF-36 MCS, higher scores indicate better mental health status. The MCS interval (0.69 to 4.56) is closer to zero than the others, and its P-value of 0.0078 is less extreme, which is consistent with a smaller and less precisely estimated effect.

Randomized treatment-withdrawal phase (Weeks 32–52)

Hazard ratio for loss of effect: re-randomized to placebo vs continued apremilast

7.700

95% CI: 3.408 to 17.399   ·   P < 0.0001 (log-rank)

Loss of effect: loss of 50% of the PASI improvement obtained at Week 32 compared with baseline

Participants who had received apremilast and were re-randomized to placebo at Week 32 had an estimated hazard of losing effect 7.700 times that of participants re-randomized to continue apremilast. The interval is wide (3.408 to 17.399), reflecting the limited number of participants and events in the withdrawal phase, but its lower bound is well above 1.

Reading this hazard ratio: an HR of 7.700 is a ratio of instantaneous event rates under a proportional-hazards model, not a ratio of the proportion of patients who lost response. With a small withdrawal population, the estimate is sensitive to a few events, and the proportional-hazards assumption is hard to verify. The analysis population is restricted to participants who were re-randomized at Week 32, so it describes maintenance of benefit in initial apremilast recipients, not in all randomized participants.

7. Safety: Serious Adverse Events

The registry reports serious adverse events by study period. Denominators differ because each period includes a different set of participants and a different length of exposure.

Group and periodParticipants with SAEs / at risk
Placebo, Weeks 0–16 (placebo-controlled phase)3 / 136
Apremilast, Weeks 0–16 (placebo-controlled phase)5 / 272
APR-APR-PBO, Weeks 32–52 (randomized withdrawal)2 / 62
Apremilast, Weeks 0–260 (apremilast-exposure period)44 / 380

Only the Weeks 0–16 rows form a randomized comparison. The Weeks 0–260 apremilast-exposure count covers a much longer observation window and pools all participants who received apremilast, so it cannot be compared directly with the 16-week placebo count. No formal statistical comparison of SAEs is posted in the registry.

8. Statistical Methodology

Chi-squared test and risk difference for binary endpoints

For PASI-75, PASI-50, sPGA 0/1 and the combined endpoint, the proportion of responders in each arm was compared using a chi-squared test, and the effect was summarized as a risk difference with a two-sided 95% CI.

Conceptual form
RD = p̂APR − p̂PBO   ·   χ² = Σ (O − E)² / E over the 2×2 table

The chi-squared statistic tests whether response is independent of treatment assignment; the risk difference and its confidence interval quantify the size of the difference.

ANCOVA for continuous endpoints

Percent change in PASI and BSA, and change in pruritus VAS, DLQI and SF-36 MCS, were analysed with analysis of covariance. The model included treatment group as a factor and the baseline value as a covariate, and both the estimate and the p-value were adjusted for that covariate.

Model
Yi = β0 + β1·Treatmenti + β2·Baselinei + εi

β1 is the LS (least-squares) mean difference: the estimated treatment effect at a common baseline value.

Log-rank test and hazard ratio for the withdrawal phase

Time to loss of effect during Weeks 32–52 was compared between the re-randomized groups with a log-rank test, and summarized as a hazard ratio with 95% CI. Participants who did not lose effect by Week 52, or who left the phase early, contribute follow-up time as censored observations.

Analysis population and missing data

Efficacy analyses used the FAS: all participants randomized per protocol, analysed according to randomized group. This follows the intention-to-treat principle. For the continuous endpoints, the analysis included participants with a baseline value and at least one post-baseline value. Missing Week 16 values were imputed by LOCF across all Week 16 analyses.

Multiplicity

The registry lists one primary endpoint and a set of secondary endpoints but does not describe a hierarchical testing procedure or other multiplicity adjustment in the posted analyses. With nine secondary comparisons, the secondary p-values are most safely read as supportive evidence rather than independent confirmatory claims, although most are far below conventional thresholds.

9. Statistical Methods Explained

Why was ANCOVA used for PASI, BSA, DLQI, itch and SF-36?

These outcomes are continuous and correlated with their baseline values. Adjusting for baseline in ANCOVA removes chance baseline imbalance from the comparison and reduces residual variance, which narrows the confidence interval compared with a simple comparison of change scores.

What does an LS mean difference of -4.0 on DLQI mean?

After adjusting for baseline DLQI, the average reduction in DLQI total score at Week 16 was estimated to be 4.0 points larger with apremilast than with placebo (95% CI -5.3 to -2.8). It is an average difference between groups, not the change experienced by any individual patient.

Why does LOCF matter?

LOCF fills a missing Week 16 value with the last observed value. It is simple but assumes no change after dropout, which is often implausible in a chronic, fluctuating disease. It also treats imputed values as if they were observed, so standard errors can be too small. Multiple imputation or likelihood-based methods relax these assumptions.

What does a withdrawal hazard ratio of 7.700 tell us?

It indicates that among initial apremilast recipients, stopping treatment was associated with a much higher rate of losing the Week 32 PASI improvement than continuing. Because both groups were created by re-randomization, the comparison is causal within this selected population. The wide interval (3.408 to 17.399) means the true ratio could be several-fold smaller or larger than 7.700.

Why is PASI-75 a risk difference while PASI percent change is an LS mean difference?

They are two summaries of the same underlying score. PASI-75 dichotomizes each patient's change at a 75% threshold, which is clinically intuitive but discards information. PASI percent change keeps the full continuous information and is analysed on the mean scale. Consistent direction across both supports the robustness of the primary finding.

Why is the SF-36 MCS result less extreme than the others?

A generic mental-health summary score is less directly tied to skin disease than PASI or DLQI, so a smaller effect relative to its variability is expected. Its P-value of 0.0078 is still below 0.05, but its interval (0.69 to 4.56) approaches zero, and without a stated multiplicity procedure it should be treated with more caution.

10. Limitations and Interpretation Issues

11. Why This Trial Matters Statistically

ESTEEM 2 brings together three common analysis frameworks in one trial: binary response analysis, covariate-adjusted continuous outcomes, and a time-to-event analysis inside a randomized withdrawal design.

ConceptHow it appears in ESTEEM 2
Risk differencePASI-75, PASI-50, sPGA 0/1 and combined response
Chi-squared testHypothesis test for all binary Week 16 endpoints
ANCOVABaseline-adjusted LS mean differences for five continuous endpoints
Intention-to-treat analysisFAS analysed according to randomized group
Missing dataLOCF imputation for Week 16 endpoints
Randomized withdrawalRe-randomization at Week 32 to continued apremilast or placebo
Log-rank test and hazard ratioTime to loss of effect: HR 7.700
Confidence intervalsPrecision of every posted comparison

12. Related Tutorials

Learn more about the methods used in this trial:

13. Related Calculators

14. Sources

Explore more trial statistics

Connect this trial's endpoints and methods to tutorials and calculators for response rates, ANCOVA and time-to-event analysis.

15. Record Summary

In ESTEEM 2, apremilast increased the proportion of participants achieving PASI-75 at Week 16 by an estimated 23.0 percentage points relative to placebo (95% CI 16.3 to 29.6; P < 0.0001). Binary and ANCOVA-based secondary endpoints pointed in the same direction, and in the randomized withdrawal phase, switching to placebo was associated with a hazard ratio of 7.700 for loss of effect. Interpretation should weigh the reliance on LOCF, the absence of a described multiplicity procedure for secondary endpoints, and the selected population of the withdrawal phase.

Clinical Biostats methodology: A trial-results page should do more than repeat the registry entry. The aim is to reconstruct the statistical logic of the trial in a standardized format, keeping reported evidence distinct from educational interpretation.