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Osteo Arthritis Knee NA Continuous Endpoint NCT03362957

Geniculate Artery Embolization for Knee Pain Secondary to Osteoarthritis (OA): Complete Statistical Analysis

This randomized, placebo-controlled study evaluated geniculate artery embolization for knee pain related to osteoarthritis. The registry reports six-month WOMAC means for the embolization and crossover groups, but no six-month data for the sham group.

Trial start: 2018-05-25  ·  Enrollment: 21  ·  Sponsor: University of North Carolina, Chapel Hill
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for Geniculate Artery Embolization for Knee Pain Secondary to Osteoarthritis (OA) (NCT03362957), a randomized na study. The primary outcome is Mean WOMAC Scores at Month 6.

21
Enrollment
NA
3
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT03362957
PhaseNA
ConditionOsteo Arthritis Knee
AllocationRandomized
Design modelCrossover
MaskingDouble
Enrollment21
Arms in the primary outcome3
Lead sponsorUniversity of North Carolina, Chapel Hill
Results postedYes

2. Clinical Question

Population

People with knee pain secondary to arthritis. The study summary describes enrollment of 21 participants over age 40; the registry condition is osteoarthritis of the knee.

Intervention

Geniculate artery embolization, a procedure the trial set out to evaluate for osteoarthritis-related knee pain and disability.

Comparator

A sham procedure. Participants were randomized, and the design included crossover to embolization for sham participants who saw no improvement after 1 month.

Primary question

What were the mean WOMAC scores 6 months following the procedure in the groups with six-month data? The registry lists no six-month data for the sham group because all sham participants crossed over after 1 month.

The central clinical question was whether embolization changed the pain and disability measured by the Western Ontario and McMaster University Osteoarthritis Index (WOMAC), compared with a placebo procedure. The posted primary outcome is the mean WOMAC score at month 6. The registry describes the measure as a questionnaire covering pain, stiffness, and physical function, with higher total scores indicating more difficulty.

This question is constrained by the trial’s crossover. The initial sham comparison was not maintained through the six-month outcome: all sham participants crossed over to receive embolization after 1 month. As a result, the reported six-month mean for the crossover arm is not a six-month sham-control result. The registry reports a mean for the GAE Procedure arm and a separate mean for the Crossover Arm; it does not report a six-month mean for the Sham Procedure arm.

The record describes a small randomized study intended to evaluate safety and efficacy, but a treatment effect cannot be established from the posted six-month means alone. The available groups differ in their treatment histories, and there is no reported six-month sham comparison or inferential analysis. These results therefore describe the observed WOMAC scores in the groups with data rather than answer a controlled six-month comparison of embolization against sham.

3. Trial Design

This was a randomized, placebo-controlled study of geniculate artery embolization for knee pain secondary to osteoarthritis. The registry lists a planned enrollment of 21 and records the study as completed. Its dates are 2018-05-25 for study start and 2020-04-24 for primary completion. The phase is listed as not applicable.

The registry identifies the model as crossover. Participants assigned to the sham procedure could cross over to embolization if they saw no improvement after 1 month. The record says all sham participants crossed over, so the sham group had no available six-month data. The Crossover Arm represents a distinct reported group; its six-month outcome should not be read as a sham outcome or as a randomized sham comparison.

There is a difference in the registry’s descriptions of masking. The study metadata lists double masking, while the brief summary calls the study single-blinded. The registry record does not explain this difference or specify who was masked. It also does not report the randomization method, allocation ratio, or how assignment was concealed.

The listed procedures included screening, enrollment, embolization or sham procedure, and follow-up assessments at 24 hours, 2 weeks, 1, 3, 6, and 12 months. The summary says an MRI may be performed after the 1-month visit. These are described procedures; the registry does not report how completely each visit or optional MRI occurred.

The registry reports 13 participants in the GAE Procedure arm and 6 in the Crossover Arm for the primary outcome, with no six-month value or sample size for the Sham Procedure arm. It separately gives safety denominators of 14, 7, and 7 for the GAE, Sham, and Crossover groups. The record does not explain the difference between those safety denominators and the primary-outcome counts. No allocation ratio or detailed participant flow is reported.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Before assignment: All patients that received the sham procedure crossed over into the crossover arm.

Overall Study

StageGAE ProcedureSham Procedure First, Then GAE Procedure
STARTED147
Crossover to Receive GAE Procedure07
COMPLETED147
NOT COMPLETED00

Analysis population for the primary outcome, as defined in the registry: One participant was excluded from the GAE arm due to increased pain that resulted in additional medication and was excluded from the analysis. All sham participants crossed over to receive treatment after 1 month, thus no 6-month data available for this group. One crossover participant did not have WOMAC data available for the 6 month visit.

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

Population: All participants in the sham arm crossed over into the crossover arm so the sham participants and crossover participants are the same baseline characteristics except the VAS and WOMAC where they had new baseline scores following the sham procedure.

CharacteristicUnitGAE ProcedureSham Procedure First, Then GAE ProcedureTotal
Participants analysed14721
Age, Continuousyears63.9 (SD 8.4)62.9 (SD 7.1)63.5 (SD 7.8)
Sex: Female, Male: FemaleParticipants12618
Sex: Female, Male: MaleParticipants213
Ethnicity (NIH/OMB): Hispanic or LatinoParticipants202
Ethnicity (NIH/OMB): Not Hispanic or LatinoParticipants11617
Ethnicity (NIH/OMB): Unknown or Not ReportedParticipants112
Race (NIH/OMB): American Indian or Alaska NativeParticipants101
Race (NIH/OMB): AsianParticipants000
Race (NIH/OMB): Native Hawaiian or Other Pacific IslanderParticipants000
Race (NIH/OMB): Black or African AmericanParticipants235
Race (NIH/OMB): WhiteParticipants11415
Race (NIH/OMB): More than one raceParticipants000
Race (NIH/OMB): Unknown or Not ReportedParticipants000
Region of Enrollment: United StatesParticipants14721
WOMAC: Baseline for studyunits on a scale64.9 (SD 16.6)70.9 (SD 13.1)66.6 (SD 14.4)
WOMAC: Baseline Following Sham Procedureunits on a scale—65.9 (SD 11.3)65.9 (SD 11.3)
VAS: Baselinemm13.9 (SD 3.1)15.4 (SD 3.5)14.3 (SD 3.1)
VAS: baseline following sham proceduremm—14 (SD 2.7)14 (SD 2.7)

6. Primary Endpoint

The registry lists the primary outcome as Mean WOMAC Scores at Month 6, measured over 6 months following procedure.

ElementRegistry entry
Result typeMean
Measure of spreadStandard Deviation
Unitunits on a scale
Endpoint classificationContinuous Endpoint

The primary endpoint is the mean WOMAC score at 6 months following the procedure. WOMAC is a questionnaire measure of osteoarthritis symptoms and function. The registry says it includes pain, stiffness, and physical function: pain has 5 items, stiffness has 2 items, and physical function has 17 items. Participants select a level of difficulty for tasks using the listed 5 point Likert scale, with response labels and values given as 0=None, 1=Slightly, 3=Very, and 4=Extremely. The registry describes a total score from 0 to 96 and says higher scores indicate more difficulty.

A mean summarizes the group’s average score, while the standard deviation describes how spread out individual scores are around that average. Together, these statistics describe both the central level and variability of the measured outcome. The score is relevant to the trial’s stated aim because it covers symptoms and activity-related difficulty, rather than only a single pain rating.

The reported GAE Procedure mean is 29.0 with a standard deviation of 25.0 among 13 participants. The Crossover Arm mean is 26.0 with a standard deviation of 31.0 among 6 participants. The registry gives no six-month result for the Sham Procedure arm because all sham participants crossed over after 1 month. Consequently, the endpoint as posted does not provide the intended six-month comparison against an ongoing sham group.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Values missing or not estimable for a two-arm comparison (continuous endpoint). A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The posted six-month WOMAC results are descriptive. The GAE Procedure arm has a mean score of 29.0 and standard deviation of 25.0 among 13 participants. The Crossover Arm has a mean score of 26.0 and standard deviation of 31.0 among 6 participants. Because higher WOMAC scores indicate more difficulty, these figures describe the average reported difficulty and the variation in scores within each group. They do not, on their own, establish whether embolization caused a change.

The central limitation for interpretation is the absence of a six-month sham result. All sham participants crossed over after 1 month, and the Sham Procedure arm is reported with 0 participants and no mean at the primary endpoint. The crossover group had a different treatment history from the original GAE group. A comparison between those two reported means would therefore not be a randomized comparison of embolization against sham at 6 months.

The registry lists no analysis for the continuous two-arm comparison and gives no inferential result for this endpoint. No p-value, confidence interval, or adjusted estimate is reported. Without such an analysis, the record does not quantify the uncertainty around a treatment contrast. The standard deviations describe participant-level spread, not the precision of a difference between groups. Precision for a comparison would require an appropriate analysis and its uncertainty estimate.

The group counts are also small, particularly for the Crossover Arm, and the observed standard deviations indicate substantial variability in scores. General statistical interpretation: with limited observations and variable measurements, group averages can be imprecise and sensitive to which participants contribute data. That is a reason to avoid treating the numerical difference between the reported means as a reliable estimate of a treatment effect; no new contrast is calculated.

The registry notes that one participant was excluded from the GAE arm because increased pain resulted in additional medication and the participant was excluded from the analysis. That exclusion is relevant to interpretation because it means the posted mean is not a summary of every participant assigned to the GAE arm. The registry does not report a sensitivity analysis that includes this participant or shows how the exclusion affects the mean.

Overall, the record gives two six-month group summaries but not a controlled six-month efficacy analysis. It also reports adverse-event counts separately. Those safety counts should not be combined with the WOMAC results to infer benefit or harm. The posted data support a description of the observed outcome and safety counts, not a causal claim about the treatment or a conclusion about the size or precision of an effect.

9. Statistical Methods Explained

The primary outcome is continuous: each participant has a WOMAC score, and the registry reports group means and standard deviations. A mean is the arithmetic center of the observations, while the standard deviation describes the spread of individual scores around that center. Neither statistic is itself a comparison between randomized groups. A treatment-effect analysis would ordinarily estimate a between-group contrast and quantify its uncertainty, but no such analysis is posted for this endpoint.

What does a standard deviation tell the reader?

General statistical explanation: a standard deviation describes how dispersed individual measurements are within a group. It is not the same as a standard error or confidence interval. A confidence interval, when calculated from an appropriate analysis, gives a range of values compatible with the data and model assumptions for the quantity being estimated. The registry reports no confidence interval for the six-month WOMAC means and no confidence interval for a treatment contrast. The standard deviations of 25.0 and 31.0 therefore should not be read as uncertainty intervals for the group means or as evidence about statistical significance.

Why does the crossover matter?

Randomization is useful for comparing groups because it aims to make their treatment assignments independent of participant characteristics. That logic applies to the assigned groups and a defined comparison. In this trial, every sham participant crossed over to embolization after 1 month. At the six-month endpoint, there is consequently no group remaining under the sham procedure for comparison. The Crossover Arm has a treatment history that includes the initial sham period followed by embolization; the registry does not supply enough detail to treat that arm as a contemporaneous sham control. Its mean is informative as a descriptive group result, but it cannot replace a six-month placebo comparison.

The design also raises questions about how the crossover was defined and analyzed. The registry describes crossover for participants who saw no improvement after 1 month, but does not report the operational definition of improvement, the timing of individual crossovers, or a statistical model that accounts for periods and treatment sequence. These details are not reported in the registry record. Without an analysis plan and participant-level timing, the posted means cannot disentangle outcomes associated with the initial assignment, later treatment, or time in follow-up.

What can be said about statistical testing?

The registry records zero analyses for the outcome and states that values are missing or not estimable for a two-arm comparison of this continuous endpoint. This means there is no posted inferential test to interpret. In particular, there is no reported p-value, adjusted estimate, or confidence interval. A p-value, as a general concept, describes how compatible data are with a specified statistical null model; it is not a measure of the size or clinical importance of an effect. Since the registry gives no p-value, no claim about statistical significance can be made from the record.

General statistical explanation: analyses of continuous outcomes can account for baseline scores, repeated measurements, and other prespecified factors, depending on the protocol and data. Such choices can alter the estimand and its uncertainty. The registry does not report the planned statistical model, adjustment variables, baseline WOMAC results, or a prespecified estimand for the crossover. It is therefore not possible to determine whether the reported means are adjusted or whether they represent the full planned analysis; the posted results identify them as means with standard deviations.

How should planning calculations be understood?

The registry describes sample-size illustrations based on the observed effect, with a two-sided significance level of 0.05, equal allocation between two arms, and a normal approximation. The illustrations are described as planning calculations for different fractions of the observed effect. They are not observed power and do not alter the evidence from the completed trial. No resulting required sample sizes are reported in the registry record. In addition, the assumptions describe a two-arm setting, whereas the posted six-month endpoint has no sham group value, so those illustrations should not be mistaken for a reported test of this endpoint.

General statistical explanation: planning sample sizes are conditional on assumed effect sizes, variability, allocation, and analysis methods. They do not show the probability that the observed result is true, and they cannot repair missing outcome data or recreate an absent randomized comparison. The trial’s enrollment and outcome counts are descriptive details; a planning illustration is a hypothetical design calculation rather than an additional observed result.

10. Confidence Intervals for Each Arm

No two-arm comparison is shown for this trial, but each arm's mean can be given with a t-based 95% confidence interval computed from the posted mean, spread and number of participants.

ArmParticipantsMeanStandard deviation95% CI for the mean
GAE Procedure1329.00025.00013.893 to 44.107
Crossover Arm626.00031.000-6.533 to 58.533

R code and output

arm <- c("GAE Procedure", "Crossover Arm")
n   <- c(13, 6)
m   <- c(29, 26)
sp  <- c(25, 31)
sd  <- sp      # posted standard deviations
for (i in seq_along(n)) {
  se <- sd[i] / sqrt(n[i]); h <- qt(0.975, n[i] - 1) * se
  cat(sprintf("CARM|%s|%d|%.3f|%.3f|%.3f|%.3f\n", arm[i], n[i], m[i], sd[i], m[i] - h, m[i] + h))
}
CARM  GAE Procedure  13  29.000  25.000  13.893  44.107
CARM  Crossover Arm  6  26.000  31.000  -6.533  58.533

11. Multiplicity, Missing Data and Analysis Populations

The registry lists 8 outcome measures and 1 posted secondary outcome, described as the number of participants with a reduction in medication. It records no analyses for the primary outcome. The full set of outcome results and any analysis hierarchy are not reported in the registry record. The record does not state whether the primary endpoint was designated in advance as the sole confirmatory analysis, whether secondary measures were exploratory, or whether any adjustment for multiple testing was planned.

General statistical explanation: when multiple outcomes or repeated tests are examined, the chance of a false-positive result can increase if each test is interpreted separately without an appropriate plan. A prespecified hierarchy or multiplicity adjustment can address that issue, but the registry does not report whether either approach was used. No conclusion about multiplicity control can be drawn from the listed outcome count alone.

For the six-month WOMAC endpoint, the Sham Procedure arm has no data because all sham participants crossed over after 1 month. The registry also says one participant was excluded from the GAE analysis after increased pain resulted in additional medication. One sentence about the crossover group is incomplete: it states that one crossover participant did not have, but does not identify what was absent. The specific missing information and its handling are not reported in the registry record.

The record does not describe an intention-to-treat analysis, a per-protocol analysis, imputation, or sensitivity analyses for missing outcomes. General statistical explanation: if people with missing outcomes differ systematically from those with observed outcomes, estimates based only on observed data can be biased. The direction and size of any such bias cannot be assessed from these registry entries. The reported group counts should therefore be read as the numbers contributing to the posted summaries, not as evidence that all randomized participants were included in the endpoint analysis.

12. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
GAE Procedure0140.0%
Sham Procedure070.0%
Crossover Arm070.0%

Deaths

ArmDeaths (participants affected of at risk)
GAE Procedure0 of 14
Sham Procedure0 of 7
Crossover Arm0 of 7

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 0% reporting threshold.

ArmParticipants affected of at risk
GAE Procedure8 of 14
Sham Procedure2 of 7
Crossover Arm5 of 7

Most frequent non-serious adverse event terms

Event termOrgan systemGAE ProcedureSham ProcedureCrossover Arm
PurpuraSkin and subcutaneous tissue disorders5 of 140 of 72 of 7
Knee painMusculoskeletal and connective tissue disorders4 of 140 of 72 of 7
Skin changesSkin and subcutaneous tissue disorders1 of 140 of 71 of 7
Nausea/VomitingGeneral disorders0 of 141 of 70 of 7
HematomaSkin and subcutaneous tissue disorders0 of 141 of 70 of 7
Skin IschemiaSkin and subcutaneous tissue disorders0 of 140 of 71 of 7
PruritusSkin and subcutaneous tissue disorders0 of 140 of 71 of 7
EcchymosisSkin and subcutaneous tissue disorders0 of 141 of 70 of 7
bleeding at access siteBlood and lymphatic system disorders0 of 141 of 70 of 7
Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

The registry reports serious adverse events for three groups. In the GAE Procedure group, 0 of 14 participants at risk had a serious adverse event; in the Sham Procedure group, 0 of 7; and in the Crossover Arm, 0 of 7. Deaths are also reported as 0 in each group. No serious adverse-event terms are listed.

Other, non-serious adverse events were reported for 8 of 14 participants at risk in the GAE Procedure group, 2 of 7 in the Sham Procedure group, and 5 of 7 in the Crossover Arm. These are the registry’s affected-participant counts, not counts of all event episodes. The record does not provide event-level detail in the listed results, so the counts do not indicate event type, severity within the non-serious category, timing, or whether a participant had more than one event.

The safety denominators differ from the primary-outcome counts: safety lists 14, 7, and 7 participants at risk, whereas the primary endpoint lists 13 for GAE and 6 for crossover and has no six-month sham result. The reason for this difference is not reported in the registry record. These safety summaries should be interpreted as reported group counts, not used to infer a comparative risk or to reconcile outcome availability. The registry does not provide a statistical comparison of adverse-event rates.

13. What the Result Does, and Does Not, Mean

The registry’s six-month WOMAC results show group averages and variability for participants reported in the GAE Procedure and Crossover Arms. The score runs from 0 to 96, with higher scores indicating more difficulty. These values offer a descriptive account of measured symptoms and function among those included in the respective summaries. The registry also reports non-serious adverse events in each group and no serious adverse events or deaths.

The results do not establish the effect of embolization compared with sham at 6 months. All sham participants crossed over after 1 month, leaving no six-month sham data. The two reported means are from groups with different treatment histories, and no valid controlled contrast, p-value, or confidence interval is posted. The record therefore does not quantify the size or precision of a six-month treatment effect.

Nor do the group summaries show how individual participants changed from baseline. Baseline WOMAC values and participant-level trajectories are not reported. A group mean at a follow-up time is not equivalent to the average within-person change, and neither can be reconstructed from the posted information. The registry also does not report an analysis accounting for the crossover or the participant excluded from the GAE endpoint analysis.

The safety findings are similarly limited to counts of participants affected. The absence of reported serious events in these groups is a description of the registry’s recorded data, not a guarantee about risks beyond this study. Non-serious event counts do not establish a causal relationship to a procedure, and the registry does not supply detailed event descriptions or inferential comparisons.

In short, the posted record documents a randomized crossover study, two six-month WOMAC summaries, and group-level safety counts. It does not provide the six-month sham comparison or statistical analysis needed to support a precise estimate of comparative treatment effect. The distinction between observed summaries and comparative evidence is central to interpreting the result.

14. Why This Trial Matters Statistically

This trial illustrates how crossover can change the question that a follow-up outcome can answer. Random assignment initially establishes a sham comparison, but the registry reports that every sham participant crossed over after 1 month. By the six-month WOMAC assessment, the sham arm has no data. The result is a record with follow-up summaries in two groups but without a contemporaneous sham group at the primary time point.

That makes the distinction between a group description and a treatment-effect estimate especially important. The reported means and standard deviations describe observed scores. They do not themselves account for different treatment histories, missing outcomes, or exclusion from analysis. A statistically appropriate analysis needs to correspond to the design and the clinical question; the registry does not report such an analysis for the continuous primary outcome.

The record also demonstrates why denominators should be read alongside the outcome definition. The primary endpoint includes 13 GAE participants and 6 crossover participants, while safety denominators are 14, 7, and 7. The registry does not explain the differences. Those counts refer to separate reported summaries and should not be assumed interchangeable.

Finally, the masking descriptions differ: the metadata says double masking and the brief summary says single-blinded. This matters for a placebo-controlled procedural study because readers need to know who was masked to interpret possible influences on subjective questionnaire responses. The registry does not resolve the discrepancy. Together, the crossover, incomplete analysis reporting, and masking ambiguity show why a registry result needs to be read in context rather than reduced to the numerical means alone.

15. Limitations

The principal limitation is that the registry reports no six-month sham outcome. All sham participants crossed over after 1 month, so the primary endpoint lacks an ongoing placebo comparison at the stated time point. The reported crossover group cannot serve as a sham control because its treatment history includes embolization.

The registry gives no inferential analysis for the continuous endpoint: no estimated between-group effect, confidence interval, or p-value is reported. It also does not describe the statistical model, analysis population, treatment of baseline scores, or handling of repeated measures. The recorded exclusion of one GAE participant because increased pain led to additional medication may affect which participants are represented in the reported mean; no sensitivity analysis is reported.

Missing-data reporting is incomplete. The record contains an unfinished statement that one crossover participant did not have something, without identifying the missing item. The reason and handling of that absence are not reported. The registry also does not explain why safety denominators differ from primary-outcome counts or provide a complete participant flow.

The study is described as double masked in metadata and single-blinded in the summary, with no explanation of the discrepancy. Details of allocation concealment and who was masked are not reported. The registry lists 8 outcome measures, but does not report a multiplicity plan or clarify how outcomes were prioritized beyond identifying the primary endpoint.

These limitations concern the completeness and interpretability of the registry record; they do not establish what the full study data or any unreported analysis might show. The posted results should be read as limited descriptive summaries rather than as a complete comparative assessment.

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18. Sources

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19. Record Summary

The registry describes a completed randomized, placebo-controlled crossover study of geniculate artery embolization for knee pain secondary to osteoarthritis, with planned enrollment of 21. The primary endpoint was mean WOMAC score 6 months following the procedure. The score measures pain, stiffness, and physical function, with higher scores indicating more difficulty.

At six months, the GAE Procedure group had 13 participants, a mean WOMAC score of 29.0, and a standard deviation of 25.0. The Crossover Arm had 6 participants, a mean of 26.0, and a standard deviation of 31.0. No six-month sham data are reported because all sham participants crossed over after 1 month. The registry reports no analysis for the continuous two-arm comparison.

Safety results report no serious adverse events and no deaths in the listed groups. Other adverse events affected 8 of 14 participants in the GAE Procedure group, 2 of 7 in the Sham Procedure group, and 5 of 7 in the Crossover Arm. The registry does not report a six-month controlled treatment-effect estimate or its precision.

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