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Endoscopic Retrograde Cholangiopancreatography NA Binary Endpoint NCT04103749

Global Prospective Case Series Using a Single-Use Duodenoscope: Complete Statistical Analysis

This analysis examines the design, primary endpoint and safety reporting of a single-group prospective case series evaluating the Exalt Model D Single-Use Duodenoscope. The registry record lists 551 enrolled participants but does not report the primary procedure-success result or registered analyses.

Trial start: 2021-03-22  ·  Enrollment: 551  ·  Sponsor: Boston Scientific Corporation
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for Global Prospective Case Series Using a Single-Use Duodenoscope (NCT04103749), a na na study. The primary outcome is Number of Participants With Successful ERCP Procedure.

551
Enrollment
NA
n/a
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT04103749
PhaseNA
ConditionEndoscopic Retrograde Cholangiopancreatography
AllocationNot applicable (single group)
Design modelSingle Group
MaskingNone (open label)
Enrollment551
Arms in the primary outcomen/a
Lead sponsorBoston Scientific Corporation
Results postedYes

2. Clinical Question

Population

Participants having a clinically indicated ERCP or another duodenoscope-based procedure. The record describes the procedures as performed according to standard of care. It does not report detailed eligibility criteria or characteristics of the enrolled participants.

Intervention

The Exalt Model D Single-Use Duodenoscope was used for the procedure. The study description frames the investigation as an assessment of procedural performance with this device.

Comparator

There was no concurrent comparator group in the registered design. The study is listed as a single-group study, with allocation recorded as NA. A reusable duodenoscope appears in a secondary outcome concerning crossover, not as a randomized control group.

Primary question

How many participants had a successful ERCP procedure, defined as completion for the intended indication or indications? Success or failure was assessed at the end of the procedure, within 24 hours on study day 1. The registry record does not report the number classified as successful or failed.

3. Trial Design

The registry identifies this investigation as a global prospective case series using a single-use duodenoscope. It is a single-group study, with no masking and allocation recorded as NA. The listed intervention is the Exalt Model D Single-Use Duodenoscope; participants were to undergo a clinically indicated ERCP or another duodenoscope-based procedure using the study device.

The registry reports enrollment of 551 and a completed status. The recorded study start date is 2021-03-22, and the primary completion date is 2022-11-23. The phase is listed as NA. Boston Scientific Corporation is named as sponsor.

This design describes procedural experience with the device rather than a randomized comparison between devices. The secondary outcomes include endoscopist rating, crossover from the single-use device to a reusable duodenoscope, and adverse events identified as serious and related to the device and/or procedure. The record does not report the number of participants who crossed over or the endoscopist-rating results.

Enrollment is not the same as the number included in every endpoint analysis. The registry record does not report the primary endpoint analysis population, exclusions from analysis, or the number with an evaluable primary outcome. It also does not report study locations or additional details about recruitment. Those omissions limit how fully the conduct of the case series can be reconstructed.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Overall Study

StageExalt DScope 02
STARTED551
COMPLETED495
NOT COMPLETED56

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

CharacteristicUnitExalt DScope 02
Participants analysed551
Age, Continuousyears59.9 (SD 15.9)
Sex/Gender, Customized: Sex, MaleParticipants281
Sex/Gender, Customized: Sex, FemaleParticipants269
Sex/Gender, Customized: Sex, otherParticipants1
Race and Ethnicity Not CollectedParticipants—
Region of Enrollment: Canadaparticipants25
Region of Enrollment: Netherlandsparticipants25
Region of Enrollment: Singaporeparticipants25
Region of Enrollment: Hong Kongparticipants25
Region of Enrollment: United Statesparticipants276
Region of Enrollment: Italyparticipants25
Region of Enrollment: South Africaparticipants25
Region of Enrollment: Australiaparticipants25
Region of Enrollment: Franceparticipants25
Region of Enrollment: Germanyparticipants25
American Society of Anesthesiology physical status: IParticipants66
American Society of Anesthesiology physical status: IIParticipants198
American Society of Anesthesiology physical status: IIIParticipants250
American Society of Anesthesiology physical status: IVParticipants32
American Society of Anesthesiology physical status: VParticipants0
American Society of Anesthesiology physical status: Not assessedParticipants5
Relevant gastrointestinal medical history: Bile duct stones/gallstones(current)participants168
Relevant gastrointestinal medical history: Documented biliary or pancreatic stricture, unresolvedparticipants124
Relevant gastrointestinal medical history: Current immunosuppression (any cause)participants71
Relevant gastrointestinal medical history: Chronic pancreatitisparticipants68
Relevant gastrointestinal medical history: Pancreatic tumorparticipants63
Relevant gastrointestinal medical history: Abnormal image findingparticipants60
Relevant gastrointestinal medical history: Cholangitis (current)participants53
Relevant gastrointestinal medical history: Cholangiocarcinomaparticipants46
Relevant gastrointestinal medical history: Primary sclerosing cholangitisparticipants24
Relevant gastrointestinal medical history: Other gastrointestinal cancerparticipants22

6. Primary Endpoint

The registry lists the primary outcome as Number of Participants With Successful ERCP Procedure, measured over Procedure success is assessed at the end of the procedure (within 24 hours on study day 1)..

ElementRegistry entry
Result typeCount Of Participants
Measure of spreadnot applicable
UnitParticipants
Endpoint classificationBinary Endpoint

The primary endpoint is the number of participants with a successful ERCP procedure. Success is defined as completing the procedure for its intended indication or indications, with the outcome classified as success or failure. Assessment was specified at the end of the procedure, within 24 hours on study day 1.

The description gives examples of intended procedures, including biliary stent placement, pancreatic stent placement, sphincterotomy and clearance of bile duct stones. These are examples, not a report of which procedures participants actually received.

A binary endpoint such as success or failure provides a direct count of participants meeting a defined procedural criterion. To interpret that count as a rate, readers also need the number assessed for the endpoint and information about missing outcomes. The registry record does not report the success count, failure count, or endpoint denominator. Consequently, it does not establish the observed frequency of procedure success or the precision of an estimate of that frequency.

As a general statistical point, a clear endpoint definition helps distinguish the measured outcome from broader judgments about performance. It does not, by itself, show how consistently the criterion was applied or whether outcome assessment was independent. Those details are not reported in the registry record.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Not a randomized comparison (allocation: NA); arms are not a like-for-like control comparison. A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The registry record describes a single-group case series with 551 enrolled participants and a binary primary endpoint: successful completion of ERCP for the intended indication or indications. However, it does not report the number of participants with success or failure, an analysis denominator, an effect estimate, or a confidence interval. The central primary-outcome result therefore cannot be interpreted from the registry record.

Enrollment indicates the reported size of the study, not necessarily the number with a recorded endpoint or the number included in an analysis. Without an outcome count and its denominator, readers cannot determine the observed success proportion or how precisely it was estimated. There is also no registered analysis listed; the record gives zero analyses. It does not report a statistical analysis plan, a hypothesis test for the primary endpoint, or an interim analysis.

The single-group design is important to interpretation. It can describe outcomes observed while the device was used in the study, but it does not provide a concurrent control group for estimating how outcomes would differ under another device. The secondary crossover outcome does not create a randomized comparison: the record lists crossover as an outcome, not a separate assigned treatment group. Any comparison with other devices or settings would require evidence beyond this registered design and the results reported in this record.

The safety information includes counts of 85 serious adverse events and 75 other adverse events, with 551 participants at risk for each category. The record also lists 17 deaths and several serious adverse-event terms with percentages. These figures should be read as safety reporting, not as proof that an event was caused by the device. Although a secondary outcome concerns serious events related to the device and/or procedure, the record does not clarify the attribution behind the aggregate counts or provide event-level context.

General statistical interpretation depends on both the estimate and its uncertainty, as well as on the design that generated the data. Because the primary result and its uncertainty are not reported, no conclusion about the frequency or precision of procedural success can be drawn from this record. The reported information supports a description of the registered design and certain safety counts, but not a comparative treatment effect.

9. Statistical Methods Explained

What does a single-group case series estimate?

In general, a single-group study records outcomes among participants receiving an intervention without assigning a concurrent control treatment. For a binary outcome, the basic descriptive result is a count of participants in each category and, when the denominator is known, the proportion in each category. Such a result describes the study participants and setting. Without a control group, it does not isolate the effect of the intervention from other influences, such as participant characteristics, procedure context, or clinical practice.

For this study, the primary outcome is classified as success or failure, and the record defines success as completion for the intended indication or indications. The registry reports enrollment of 551, but not the number with a recorded primary outcome. Enrollment should therefore not be substituted for the endpoint denominator. Neither a success proportion nor its uncertainty can be recovered from the listed enrollment alone.

Why does the endpoint definition matter?

As a general principle, a binary endpoint depends on a rule that assigns each observed case to a category. The registry description supplies the intended rule and examples of procedures, but it does not report how often each type of procedure occurred, how missing or incomplete procedures were classified, or whether outcome assessment was reviewed by an independent assessor. These details affect how readers understand the consistency and scope of the outcome measure.

What can a confidence interval tell readers?

In general, a confidence interval expresses uncertainty around an estimate under the assumptions of the statistical method used. A narrow interval indicates greater precision than a wide interval, but it does not correct limitations in study design or establish causation. The registry record does not report a confidence interval for the primary endpoint, and it does not provide the endpoint count needed to interpret one. No interval should be inferred from enrollment alone.

Why is a randomized comparison different?

In general, random allocation can help create groups that are comparable in expectation, allowing a treatment contrast to be estimated with fewer concerns about baseline differences. This study is registered as single-group, with allocation listed as NA and masking listed as NONE. It therefore has no randomized control group in the registered design. The record does not report a controlled comparison or an adjusted estimate of differences between devices.

How should planning illustrations be understood?

General sample-size calculations ask how many participants might be needed under stated assumptions to detect a specified effect with a chosen statistical procedure. The planning assumptions associated with this record describe an illustration based on the observed effect, a two-sided significance level of 0.05, equal allocation between two arms, and a normal approximation. The effect to detect is expressed as a stated fraction of the observed effect. These are planning assumptions, not evidence that the study used a two-arm design or that its enrollment was determined by those calculations.

The illustration is distinct from the registered case series, which has one group. It should not be interpreted as observed power, as an analysis of the study participants, or as the study's own sample-size justification. The registry record does not report the original sample-size justification. In general, planning values depend on assumptions about the effect, outcome variability or event frequency, significance level, and analysis method; changing assumptions can change the resulting planning estimate.

Why can over-dispersion matter?

In general, over-dispersion occurs when observed variation is greater than a statistical model expects. A model that understates variability can make uncertainty appear smaller than it is. This concept is relevant to some count-data analyses, but the primary endpoint is a participant count classified as success or failure, and the registry does not report a fitted model or an analysis that addresses over-dispersion. It would be inappropriate to claim that such a method was used.

What is reported about analyses?

The record lists four outcome measures and zero analyses. It does not report the statistical methods used to analyze the primary outcome, how missing outcomes were handled, or whether any adjusted analyses were performed. General explanations of statistical methods cannot replace those unreported details. Any interpretation should separate the registered endpoint definition and design from results or methods that the registry record does not provide.

10. Exact Estimates for Each Arm

No two-arm comparison is shown for this trial, but each arm's result can still be summarized with exact interval estimates computed from the posted counts. The Clopper-Pearson interval is exact and conservative; the Wilson interval is a common closer-to-nominal alternative; the Bayesian credible interval uses a uniform Beta(1, 1) prior. For small groups the three can differ noticeably.

ArmParticipantsEventsObserved %Clopper-Pearson 95% CIWilson 95% CIBayesian 95% credible interval
Exalt DScope 0255152996.0%94.0% to 97.5%94.0% to 97.3%94.0% to 97.3%

R code and output

arm    <- c("Exalt DScope 02")
n      <- c(551)
events <- c(529)
for (i in seq_along(n)) {
  ci <- binom.test(events[i], n[i])$conf.int          # Clopper-Pearson exact interval
  cr <- qbeta(c(0.025, 0.975), 1 + events[i], 1 + n[i] - events[i])   # Bayesian, uniform Beta(1,1) prior
  wi <- (function(x, n) { p <- x / n; z <- qnorm(0.975); d <- 1 + z^2 / n
    c((p + z^2 / (2 * n) - z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d, (p + z^2 / (2 * n) + z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d) })(events[i], n[i])
  cat(sprintf("ARM|%s|%d|%d|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f\n", arm[i], n[i], events[i], 100 * events[i] / n[i],
              100 * ci[1], 100 * ci[2], 100 * wi[1], 100 * wi[2], 100 * cr[1], 100 * cr[2]))
}
ARM  Exalt DScope 02  551  529  96.0  94.0  97.5  94.0  97.3  94.0  97.3

11. Multiplicity, Missing Data and Analysis Populations

The registry lists four outcome measures: the primary procedure-success measure and three secondary outcomes concerning endoscopist rating, crossover to a reusable duodenoscope, and serious adverse events related to the device and/or procedure. It lists zero analyses. The record does not report a statistical plan for handling multiple outcomes, a hierarchy among secondary outcomes, or any adjustment for multiple testing.

In general, testing multiple outcomes can increase the chance that at least one result appears statistically notable by chance. A prespecified hierarchy or multiplicity adjustment can address that issue, but the registry record does not say whether either was planned or used. With no registered analyses or outcome results, there is no basis to assess how multiplicity was handled in practice.

The record does not report missing primary outcome data, the number of participants with evaluable outcomes, or methods for handling missingness. It also does not describe an intention-to-treat, per-protocol, or other analysis population. These omissions matter because the enrolled total is not necessarily the denominator for an endpoint analysis. As a general point, conclusions from an outcome count depend on knowing who was included and how unavailable measurements were treated.

No assumptions about missing-data mechanisms or participant exclusions can be made from the registry record. The primary result and its precision remain uninterpretable without these details and the actual endpoint counts.

12. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
Exalt DScope 028555115.4%

Deaths

ArmDeaths (participants affected of at risk)
Exalt DScope 0217 of 551

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 0% reporting threshold.

ArmParticipants affected of at risk
Exalt DScope 0275 of 551

Most frequent serious adverse event terms

Event termOrgan systemExalt DScope 02
PancreatitisGastrointestinal disorders19 of 551
CholangitisHepatobiliary disorders6 of 551
SepsisInfections and infestations5 of 551
Procedural painInjury, poisoning and procedural complications5 of 551
Abdominal painGastrointestinal disorders4 of 551
Gastrointestinal haemorrhageGastrointestinal disorders4 of 551
CholangiocarcinomaNeoplasms benign, malignant and unspecified (incl cysts and polyps)4 of 551
Disease progressionGeneral disorders3 of 551
PyrexiaGeneral disorders3 of 551
CholecystitisHepatobiliary disorders3 of 551

Most frequent non-serious adverse event terms

Event termOrgan systemExalt DScope 02
Abdominal painGastrointestinal disorders25 of 551
NauseaGastrointestinal disorders8 of 551
PyrexiaGeneral disorders5 of 551
Procedural painInjury, poisoning and procedural complications5 of 551
Oropharyngeal painRespiratory, thoracic and mediastinal disorders5 of 551
VomitingGastrointestinal disorders4 of 551
Abdominal discomfortGastrointestinal disorders3 of 551
DiarrhoeaGastrointestinal disorders3 of 551
Procedural nauseaInjury, poisoning and procedural complications3 of 551
Gastrointestinal haemorrhageGastrointestinal disorders2 of 551

Serious events with the highest arm-level rate: pancreatitis (3.4%), cholangitis (1.1%), sepsis (0.9%), procedural pain (0.9%), abdominal pain (0.7%).

Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

The registry reports 85 serious adverse events and 75 other adverse events, with 551 participants at risk for each category. It also reports 17 deaths. The record does not provide enough detail to determine from these aggregate figures whether the counts represent participants or individual event occurrences, or how events were distributed among participants. It does not give timing, severity breakdowns beyond the serious/non-serious categories, or participant-level overlap.

The listed serious adverse-event terms and percentages are pancreatitis, 3.4%; cholangitis, 1.1%; sepsis, 0.9%; procedural pain, 0.9%; abdominal pain, 0.7%; and gastrointestinal haemorrhage, 0.7%. These are reported terms, not a complete account of every event in the record.

A serious event and an event judged related to a device or procedure are not interchangeable concepts. Although a secondary outcome refers to serious events related to the device and/or procedure, the aggregate figures do not state how many events were attributed to the device, the procedure, both, or neither. The counts alone therefore do not establish causality. The registry record does not report further detail needed to interpret the deaths in relation to the intervention or procedure.

13. What the Result Does, and Does Not, Mean

The registered study describes prospective experience with the Exalt Model D Single-Use Duodenoscope in clinically indicated ERCP and other duodenoscope-based procedures. Its primary endpoint has a defined procedural criterion: completion for the intended indication or indications, assessed at the end of the procedure within 24 hours on study day 1. The study reports 551 enrolled participants and a completed status.

Those details do not establish the primary outcome result. The registry record does not report how many participants had a successful procedure, how many had a failure, or how many were assessed. It also does not report a confidence interval or other measure of uncertainty. Thus, the record does not support a numerical estimate of the observed success frequency or its precision.

The case-series design also does not provide a concurrent randomized control group. A description of outcomes in one group cannot, by itself, establish what would have happened under a different device or estimate a causal difference between devices. The crossover outcome is listed as secondary and does not change the single-group design.

Safety entries describe counts and reported event terms, but the record does not provide enough detail to assign causation or fully characterize the events. Counts should not be interpreted as rates unless the event unit and relevant denominator are clear, and a report of an adverse event does not by itself establish that the device caused it.

In general, statistical evidence is strongest when the endpoint result, denominator, uncertainty, analysis population, and study design can be considered together. Several of these elements are not reported in the registry record. The appropriate reading is therefore limited to the registered study design, endpoint definition, enrollment, and the safety information actually reported—not a conclusion about comparative performance or causation.

14. Why This Trial Matters Statistically

This study illustrates an important statistical distinction between describing procedural outcomes and estimating a comparative effect. A prospective single-group case series can record how often a defined outcome occurs among participants treated in the study. It cannot supply a randomized contrast when there is no concurrent control group. Recognizing that distinction prevents descriptive experience from being read as a controlled treatment comparison.

The endpoint is also a useful example of why a definition and a result are separate pieces of evidence. The registry defines success in terms of completing the procedure for its intended indication or indications, but does not report the number meeting that definition. A clearly described endpoint does not substitute for the numerator, denominator, and uncertainty needed to interpret an observed frequency.

Safety reporting raises a related issue: event counts, participant counts, and attribution are different concepts. The record includes aggregate figures and serious-event terms, while the secondary outcome refers to events related to the device and/or procedure. Without further detail, readers should not equate an event occurring during a study with an event caused by the intervention.

Finally, planning calculations and trial design answer different questions. The planning assumptions describe a hypothetical two-arm illustration, whereas the registered study is single-group. Keeping those contexts separate is essential: a planning illustration is not a description of the study's allocation, a result, or observed power. The registry record does not report the study's own sample-size justification or statistical analysis plan.

15. Limitations

The primary limitation for statistical interpretation is that the registry record does not report the primary outcome count, denominator, or an estimate of uncertainty. Although 551 participants were enrolled, the record does not establish how many had an evaluable primary endpoint. This prevents assessment of the observed frequency of successful procedures and the precision of that result.

The single-group design has no concurrent control arm, so the registered study cannot estimate a randomized contrast with reusable duodenoscopes or another device. The crossover outcome does not provide a like-for-like comparison, and its result is not reported. No adjusted comparative analysis is reported.

The record does not report participant characteristics, procedure mix, study locations, detailed eligibility criteria, missing outcome handling, or analysis populations. Without those details, readers cannot assess how the enrolled participants or procedures relate to other clinical settings, or how incomplete outcome information may affect the results.

Safety interpretation is also limited by the aggregate reporting. The record lists serious and other adverse-event counts, deaths, and selected serious-event terms, but does not clarify event-level attribution, timing, overlap among participants, or the relationship of deaths to the device or procedure. The record does not provide the primary outcome result or a statistical analysis plan, and the completed status alone does not fill those gaps.

16. Related Tutorials

17. Related Statistical Calculators

18. Sources

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Use this trial's endpoint as a starting point for deeper study of effect measures, confidence intervals, and sample-size planning.

19. Record Summary

The registry record describes a completed, prospective, single-group case series of the Exalt Model D Single-Use Duodenoscope for clinically indicated ERCP and other duodenoscope-based procedures. It reports enrollment of 551, a study start date of 2021-03-22, and a primary completion date of 2022-11-23. The sponsor is Boston Scientific Corporation.

The primary endpoint is the number of participants with successful ERCP procedure completion for the intended indication or indications, assessed within 24 hours on study day 1. The registry record does not report the primary outcome count, analysis denominator, or statistical analyses. Safety reporting includes 85 serious adverse events, 75 other adverse events, and 17 deaths; attribution and further event-level details are not reported in the registry record.

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