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Lymphoma NA Binary Endpoint NCT00569309

Immune Reconstitution After Autologous Hematopoietic Stem Cell Transpl for High-Risk Lymphoma: Complete Statistical Analysis

This analysis examines a completed, single-group study of pneumococcal conjugate vaccination after autologous stem cell transplantation for high-risk lymphoma or myeloma. The registry record describes immune-reconstitution outcomes but does not report a numeric primary outcome result or an analysis of that outcome.

Trial start: 2007-12-12  ·  Enrollment: 30  ·  Sponsor: Ohio State University Comprehensive Cancer Center
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for Immune Reconstitution After Autologous Hematopoietic Stem Cell Transpl for High-Risk Lymphoma (NCT00569309), a na na study. The primary outcome is Number of Participants Experiencing Immune Reconstitution.

30
Enrollment
NA
n/a
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT00569309
PhaseNA
ConditionLymphoma, Multiple Myeloma and Plasma Cell Neoplasm, Small Intestine Cancer
AllocationNot applicable (single group)
Design modelSingle Group
MaskingNone (open label)
Enrollment30
Arms in the primary outcomen/a
Lead sponsorOhio State University Comprehensive Cancer Center
Results postedYes

2. Clinical Question

Population

The study concerns patients after autologous hematopoietic stem cell transplantation. Its title and brief purpose identify high-risk lymphoma and multiple myeloma. The registry also lists Small Intestine Cancer among the conditions. The number enrolled was 30; further eligibility details and the analyzed population are not reported in the registry record.

Intervention

The listed biological intervention is Streptococcus pneumoniae vaccine, described as the conjugate vaccine Prevnar (PCV7). The arm description schedules administration during weeks 9, 17, and 25 after autologous transplantation. Laboratory correlative studies and quality-of-life assessment are also listed as interventions or study activities.

Comparator

This was a single-group study, with allocation recorded as NA. No concurrent control group or randomized comparison is described. The study therefore does not provide a like-for-like comparison between vaccinated and unvaccinated groups in the registry record.

Primary question

The primary outcome is the number of participants experiencing immune reconstitution, assessed up to 2 years. The registry describes measurement through response to PCV7, natural killer cell activity against autologous lymphoblastoid cell lines, and CMV and EBV tetramer responses after transplant for myeloma. A numeric result for this outcome is not reported in the registry record.

In plain terms, the study was set up to describe immune measures after transplantation in a group receiving the vaccine on the stated schedule. It also lists secondary questions about regulatory T-cells, inflammatory cytokines, and quality of life, including pain and fatigue. These outcomes broaden the study’s focus beyond the primary immune-reconstitution measure, but their results are not reported in the registry record. The study can therefore be read as a planned assessment of post-transplant immune and quality-of-life measures, not as a randomized test of vaccination against a concurrent control.

3. Trial Design

The registry identifies NCT00569309 as a completed, single-group study sponsored by Ohio State University Comprehensive Cancer Center. Enrollment is recorded as 30. The start date is 2007-12-12, and the primary completion date is 2011-07-29. The phase is recorded as NA, allocation as NA, and masking as NONE. These entries describe the registry classification; they do not establish additional design features that are not recorded.

The trial title focuses on immune reconstitution after autologous hematopoietic stem cell transplantation for high-risk lymphoma and myeloma. The brief purpose describes vaccine therapy after transplantation. The intervention description identifies the conjugate vaccine for Streptococcus pneumoniae, Prevnar, with administration planned in weeks 9, 17, and 25 after autologous HSCT. The registry also lists laboratory correlative studies and quality-of-life assessment.

Because the model is single-group and no allocation to a comparison arm is recorded, the design does not support a randomized between-group treatment contrast. Outcomes can be described for the enrolled group, if results are available, but changes over time or comparisons with an external expectation would need a specified analysis and appropriate context. Such details are not reported in the registry record.

The record lists six outcome measures and zero analyses. It names immune, cellular, cytokine, and quality-of-life outcomes, but does not report numeric results for the primary outcome. The protocol’s sample-size justification, recruitment details, analysis populations, and any interim analyses are not reported in the registry record. The posted planning illustration is not a substitute for the study’s own design rationale, and its two-arm assumptions do not describe this single-group design.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Overall Study

StagePrevnar
STARTED30
COMPLETED30
NOT COMPLETED0

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

CharacteristicUnitPrevnar
Participants analysed30
Age, Continuousyears51 (18 to 71)
Sex: Female, Male: FemaleParticipants13
Sex: Female, Male: MaleParticipants17
Ethnicity (NIH/OMB): Hispanic or LatinoParticipants0
Ethnicity (NIH/OMB): Not Hispanic or LatinoParticipants30
Ethnicity (NIH/OMB): Unknown or Not ReportedParticipants0
Race (NIH/OMB): American Indian or Alaska NativeParticipants0
Race (NIH/OMB): AsianParticipants0
Race (NIH/OMB): Native Hawaiian or Other Pacific IslanderParticipants0
Race (NIH/OMB): Black or African AmericanParticipants4
Race (NIH/OMB): WhiteParticipants26
Race (NIH/OMB): More than one raceParticipants0
Race (NIH/OMB): Unknown or Not ReportedParticipants0
Region of Enrollment: United StatesParticipants30

6. Primary Endpoint

The registry lists the primary outcome as Number of Participants Experiencing Immune Reconstitution, measured over Up to 2 years.

ElementRegistry entry
Result typeCount Of Participants
Measure of spreadnot applicable
UnitParticipants
Endpoint classificationBinary Endpoint

The primary endpoint is titled “Number of Participants Experiencing Immune Reconstitution.” It is a participant count, rather than a continuous average or a time-to-event measure, and its stated timeframe is up to 2 years. The registry description identifies several immune-response components: response to the conjugate pneumococcal vaccine Prevnar (PCV7), natural killer cell activity against autologous lymphoblastoid cell lines, and CMV and EBV tetramer responses after autologous transplant for myeloma.

As a general statistical matter, a participant count can summarize how many people meet a defined outcome criterion. To interpret that count, readers need to know the operational definition of “experiencing immune reconstitution,” how the listed components contribute to that definition, when assessments occur, and how missing or unevaluable measurements are handled. Those details, including any rule combining the components, are not reported in the registry record. The denominator used for the primary outcome analysis is also not reported.

This kind of endpoint is relevant to the stated study question because the registry is focused on immune measures after transplantation. However, an endpoint’s relevance does not by itself establish the meaning or clinical importance of a particular value. The registry record does not report a primary endpoint count, an uncertainty estimate, or an analysis linking the endpoint to a clinical outcome.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Not a randomized comparison (allocation: NA); arms are not a like-for-like control comparison. A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The registry record establishes the study’s broad design and its planned areas of measurement, but it does not provide a numeric primary outcome result. In particular, the primary endpoint is defined as the number of participants experiencing immune reconstitution, with assessment up to 2 years, yet no observed count or analysis is reported in the record. The result therefore cannot be quantified from the posted information, and no estimate of its precision can be assessed.

The enrollment entry is 30. That is the registry’s enrollment figure, not necessarily the number with complete primary endpoint measurements or the denominator used in an analysis. The record does not report how many participants completed each assessment, whether any participants were excluded from an analysis, or how missing measurements were handled. It would be incorrect to treat the enrollment figure as the primary endpoint denominator without those details.

The single-group design is central to interpretation. Without a concurrent control group, the registry record does not support a randomized comparison that isolates the vaccine’s effect from other influences. The study may describe immune findings in the enrolled group, but the record does not report those findings. It also does not report an analysis that would distinguish changes associated with vaccination from changes associated with transplantation, the passage of time, or other care.

The registry lists six outcome measures, including regulatory T-cell measures, quality-of-life relationships with inflammatory cytokine production, pain, fatigue, and baseline pilot data for future trials. These are study aims or outcome descriptions, not evidence that the outcomes changed in a particular direction. Numeric results for them are not reported in the registry record. The record also lists zero analyses, so no analysis results or inferential statistics are presented there.

The adverse-event entries are separate from the primary immune endpoint. They record zero participants affected in the serious-event category, 30 at risk in that category, 30 affected in the other-event category, and zero deaths. These figures should be read according to their recorded categories; the nature, severity distribution, timing, and attribution of events are not described in the registry record. The entries do not replace a complete safety analysis.

Any planning calculation based on an observed effect is only a hypothetical illustration, not observed power and not evidence about the trial’s outcome. The record does not report the trial’s own sample-size justification or a primary analysis from which to assess precision. Overall, the posted information supports a description of the intended study question and registry-level design, but not a conclusion about the magnitude, direction, or certainty of the primary result.

9. Statistical Methods Explained

Several statistical ideas help clarify what can and cannot be inferred from this registry record. The distinction between a planned outcome, an observed result, and an analysis is important: an outcome description explains what investigators intended to measure; a result reports the data; and an analysis explains how those data were summarized or compared. The record describes the primary immune-reconstitution outcome, but does not report its numeric result or an analysis.

What does a participant count tell readers?

As a general statistical explanation, a count gives the number of participants meeting a stated criterion. Counts are easiest to interpret when paired with the number assessed and with a clear definition of who qualifies as an event. For a binary participant-level endpoint, the event definition distinguishes participants counted as experiencing the outcome from those not counted. Here, the registry names the outcome and its immune measures, but does not report a specific rule for combining those measures or the analyzed denominator. The enrollment figure alone cannot fill that gap.

A count also does not convey precision on its own. General methods can attach an uncertainty interval to a count or to a proportion, but the appropriate calculation depends on the observed data and the analysis population. No primary count, proportion, or interval estimate is reported in the registry record. Consequently, there is no trial-specific uncertainty estimate to interpret.

Why does the single-group design matter?

In general, a randomized control group can help distinguish differences associated with an intervention from differences that might otherwise occur between groups. This study is recorded as single-group, and allocation is NA; the registry does not describe a concurrent comparator. Its design therefore does not yield a randomized between-group estimate. Descriptive measurements within a group may still be informative, but causal interpretation requires more than observing an outcome after an intervention. Timing alone does not establish that the intervention caused a measured response.

The study concerns patients after autologous transplantation and schedules vaccination during weeks 9, 17, and 25 after transplant. Both the post-transplant setting and the timing of assessment are relevant context for describing the study, but the record does not provide a comparison that separates the vaccine’s contribution from other influences. No adjusted or external comparison is reported.

What is a confidence interval, in general?

A confidence interval is a statistical way to express uncertainty around an estimate under a specified analysis. A narrower interval generally indicates greater precision, while a wider interval indicates more uncertainty. It does not by itself address bias, the suitability of the endpoint, or whether an association is causal. No confidence interval for the primary outcome is reported in the registry record, so these general principles cannot be applied to a trial-specific estimate.

What is the role of a planning illustration?

In general, sample-size planning uses assumptions about the outcome, the effect worth detecting, and the planned design. The registry’s planning assumptions describe a two-sided significance level of 0.05, equal allocation between two arms, a normal approximation, and an effect expressed as a stated fraction of the observed effect. For time-to-event calculations, the assumption describes a total number of events; other calculations are described in participants per arm. These are planning conventions, not observed trial outcomes.

Those assumptions do not match the registry’s single-group design, which has no recorded allocation to two arms. The planning illustration should therefore not be interpreted as the study’s actual design or as observed power. The registry does not report its own sample-size justification, the effect assumed by the investigators, or an analysis of the primary endpoint. No planning count should be presented as an observed result.

Why can multiple outcomes complicate interpretation?

As a general matter, examining several outcomes creates multiple opportunities to identify patterns. If many hypotheses are tested, chance findings can become more likely unless the analysis plan addresses multiplicity. This study lists six outcome measures, but the registry does not report a multiplicity strategy, a hierarchy among outcomes, or inferential analyses. The list alone does not establish that all outcomes were tested or that any result was statistically significant.

Finally, immune endpoints may involve repeated assessments and multiple laboratory measures. General methods for repeated measurements or correlated outcomes depend on the schedule, the data structure, and the prespecified analysis. The registry provides a primary timeframe and descriptions of measures, but does not report the assessment-level data, a statistical model, or rules for handling incomplete measurements. Those methods cannot be inferred from the outcome names.

10. Exact Estimates for Each Arm

No two-arm comparison is shown for this trial, but each arm's result can still be summarized with exact interval estimates computed from the posted counts. The Clopper-Pearson interval is exact and conservative; the Wilson interval is a common closer-to-nominal alternative; the Bayesian credible interval uses a uniform Beta(1, 1) prior. For small groups the three can differ noticeably.

ArmParticipantsEventsObserved %Clopper-Pearson 95% CIWilson 95% CIBayesian 95% credible interval
Prevnar3030100.0%88.4% to 100.0%88.6% to 100.0%88.8% to 99.9%

R code and output

arm    <- c("Prevnar")
n      <- c(30)
events <- c(30)
for (i in seq_along(n)) {
  ci <- binom.test(events[i], n[i])$conf.int          # Clopper-Pearson exact interval
  cr <- qbeta(c(0.025, 0.975), 1 + events[i], 1 + n[i] - events[i])   # Bayesian, uniform Beta(1,1) prior
  wi <- (function(x, n) { p <- x / n; z <- qnorm(0.975); d <- 1 + z^2 / n
    c((p + z^2 / (2 * n) - z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d, (p + z^2 / (2 * n) + z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d) })(events[i], n[i])
  cat(sprintf("ARM|%s|%d|%d|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f\n", arm[i], n[i], events[i], 100 * events[i] / n[i],
              100 * ci[1], 100 * ci[2], 100 * wi[1], 100 * wi[2], 100 * cr[1], 100 * cr[2]))
}
ARM  Prevnar  30  30  100.0  88.4  100.0  88.6  100.0  88.8  99.9

11. Multiplicity, Missing Data and Analysis Populations

The record lists six outcome measures, including the primary immune-reconstitution count and secondary measures concerning regulatory T-cells, cytokine production, and quality of life. It does not report how the outcomes were prioritized for statistical testing, whether a hierarchy was prespecified, or whether any adjustment for multiple testing was planned. The number of outcome measures does not establish the number of hypotheses actually tested; the registry records zero analyses.

As a general statistical matter, multiplicity arises when investigators make several comparisons or test several outcomes. Without a stated strategy, readers cannot determine whether the interpretation of any hypothetical finding accounts for the opportunity to observe chance patterns across outcomes. Since numeric outcome results are not reported in the registry record, there are no trial-specific tests to evaluate for multiplicity.

Missing-data handling is also not reported. The registry does not state how incomplete immune assessments, missed visits, or unavailable quality-of-life measures were handled. It does not report an analysis population for the primary outcome or whether participants were included according to a specified analysis principle. Enrollment of 30 does not establish how many contributed data to each outcome.

These omissions matter because incomplete measurements can affect both the denominator and the interpretation of an outcome count. In general, methods may describe the amount and reasons for missingness and specify how analyses handle it; such details cannot be inferred. The registry also does not report an interim-analysis plan or stopping rules. Their presence or absence in the study protocol is not reported in the registry record.

12. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
Prevnar0300.0%

Deaths

ArmDeaths (participants affected of at risk)
Prevnar0 of 30

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 5% reporting threshold.

ArmParticipants affected of at risk
Prevnar30 of 30

Most frequent non-serious adverse event terms

Event termOrgan systemPrevnar
Infection with unknown ANCInfections and infestations23 of 30
Infection with unknown ANCInfections and infestations3 of 30
Fever with unknown originGeneral disorders3 of 30
ColitisGastrointestinal disorders2 of 30
Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

The registry’s adverse-event summary lists 30 participants at risk for serious events and zero affected in that category. For the category labeled “other,” it lists 30 at risk and 30 affected. The death count is zero. No top serious-event terms are listed. These are the reported figures and categories; the record does not define the “other” category in further detail.

As a general interpretive point, “at risk” describes the recorded denominator for a category, while “affected” is a count. Those entries should not be conflated with the primary immune-reconstitution endpoint. Nor do the category labels alone explain the event types, timing, duration, severity, or relationship to vaccination or transplantation. The registry record does not report those details or an event-level breakdown.

The serious-event summary is limited to what is recorded in those fields. Zero affected in the serious-event category does not establish that no adverse experiences of any kind occurred; the other-event category records affected participants. Conversely, the other-event count does not indicate the nature or clinical importance of those events. These figures are a registry summary, not a complete safety interpretation.

13. What the Result Does, and Does Not, Mean

The record describes a completed study designed to assess immune reconstitution after autologous stem cell transplantation in the setting of high-risk lymphoma or myeloma, with a pneumococcal conjugate vaccine intervention. It identifies the primary endpoint, its timeframe, the planned vaccine schedule, and additional immune and quality-of-life outcomes. This information helps define the questions the study addressed.

What the record does not establish is the observed primary outcome. No numeric count of participants experiencing immune reconstitution, denominator for that endpoint, or uncertainty estimate is reported. Without those results, the magnitude and precision of any immune-reconstitution finding cannot be assessed. The outcome descriptions should not be mistaken for evidence that a response occurred in a particular number of participants.

The single-group design also limits what can be concluded about cause and effect. The registry does not describe a randomized comparison group, so it does not provide a controlled estimate of the effect attributable to vaccination. Any observed post-transplant immune measure, if reported elsewhere, would need interpretation in light of the study design and relevant sources of change. The registry record itself does not report such an analysis.

The secondary outcomes signal broader interests, including regulatory T-cells, inflammatory cytokines, pain, fatigue, and quality of life. They do not establish improvement or deterioration. Likewise, the adverse-event counts are limited to the recorded categories and do not give a detailed account of event types or attribution. The posted information supports understanding the study’s scope and design, but not a claim that the intervention did or did not produce a clinical benefit or harm.

In statistical terms, the distinction is between what was planned and what was demonstrated in the record. The planned endpoint and outcome descriptions are available; primary and secondary analysis results are not reported in the registry record. That boundary should guide any interpretation.

14. Why This Trial Matters Statistically

This study is statistically notable because its central question is framed around immune reconstitution after transplantation, while the registry records a single-group design. That combination makes clear the difference between describing an outcome in a treated group and estimating an intervention effect against a concurrent comparison group. A descriptive study can address what was measured in its participants, but a controlled contrast requires a suitable comparator and a reported analysis.

The primary outcome also illustrates why operational definitions matter. “Immune reconstitution” is represented through several kinds of immune measurements, including vaccine response, natural killer cell activity, and CMV and EBV tetramer responses. A reader needs to know whether these components are considered separately or combined, and what qualifies a participant as experiencing the endpoint. The registry record does not report those decision rules or a numeric outcome result.

The record further lists laboratory and quality-of-life questions alongside the primary endpoint. This breadth can be useful for characterizing a study’s intended scope, but multiple outcomes require transparent priorities and analysis methods for clear interpretation. The record lists six outcome measures and zero analyses, without a reported multiplicity plan or results.

Finally, the planning assumptions describe a two-arm illustration even though the recorded study model is single-group. This highlights a general lesson: planning outputs must be matched to the design they represent. A hypothetical two-arm calculation is not a justification for this study’s enrollment, a result, or evidence of observed power. The registry does not report the trial’s own sample-size rationale. These distinctions are important when readers encounter design information without corresponding outcome analyses.

15. Limitations

Several trial-specific limitations follow directly from the registry record. The design is single-group, with allocation recorded as NA and no comparator described. Consequently, the registry does not present a randomized control comparison. The record also does not report a numeric primary endpoint result, denominator, or uncertainty estimate, which prevents assessment of the magnitude or precision of the stated immune-reconstitution outcome.

The endpoint description includes multiple immune measures, but the record does not state how those measures are combined into a participant-level outcome or what threshold defines immune reconstitution. It does not report the schedule of endpoint assessments beyond the timeframe of up to 2 years, or explain how incomplete measurements are handled. Analysis populations and reasons for missing data are not reported in the registry record.

The registry lists six outcomes and zero analyses. It does not report an analysis plan, multiplicity approach, sample-size justification, interim analyses, or the statistical methods used for the outcomes. The planning assumptions describe a two-arm illustration, which is not the recorded single-group design; the trial’s own planning rationale is not reported.

The adverse-event summary is also limited: the record does not give event descriptions for the “other” category, event timing, severity details, attribution, or a fuller event-level breakdown. Finally, the registry lists Small Intestine Cancer among the conditions while its title and brief purpose focus on high-risk lymphoma and myeloma. Eligibility criteria and the relationship of that listed condition to the analyzed population are not reported in the registry record.

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18. Sources

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19. Record Summary

NCT00569309 is recorded as a completed, single-group study sponsored by Ohio State University Comprehensive Cancer Center. Enrollment is 30. Its start date is 2007-12-12, and its primary completion date is 2011-07-29. The registry lists no masking and records phase and allocation as NA.

The study concerns immune reconstitution after autologous hematopoietic stem cell transplantation, with Prevnar (PCV7) scheduled during weeks 9, 17, and 25 after transplantation. The primary endpoint is the number of participants experiencing immune reconstitution, assessed up to 2 years. Six outcomes are listed, and the registry records zero analyses.

A numeric primary outcome result and the methods for handling missing data, defining the endpoint, and analyzing outcomes are not reported in the registry record. The design is not a randomized comparison. The adverse-event summary records zero affected in the serious-event category, 30 affected in the other-event category, and zero deaths.

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