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Urothelial Cancer Phase 2 Single-Group Study NCT02335424

KEYNOTE-052: Complete Statistical Analysis of Pembrolizumab in Urothelial Cancer

An independent statistical review of the completed phase 2 KEYNOTE-052 study of pembrolizumab in participants with advanced urothelial cancer, focusing on objective response rate, RECIST 1.1 assessment, PD-L1 combined positive score populations, and safety.

Trial start: 2015-02-24  ·  Primary completion: 2018-06-19  ·  Enrollment: 374
Scope of this record

This page separates reported trial information from statistical interpretation. The ClinicalTrials.gov record identifies three registered primary objective-response endpoints and report that results are posted, but they do not provide formal statistical-analysis estimates, confidence intervals, or p-values for those endpoints.

Registry source: This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record.

1. Trial at a Glance

KEYNOTE-052 was a phase 2, single-group, unmasked treatment study evaluating pembrolizumab in participants with advanced urothelial cancer. The ClinicalTrials.gov record reports 374 enrolled participants, one arm, three registered primary endpoints, and posted outcome measures.

374
Enrollment
Participants
1
Study arm
Single-group design
3
Primary endpoints
All binary ORR measures
30
Outcomes posted
Registry record
FeatureKEYNOTE-052
Trial nameKEYNOTE-052
PhasePhase 2
StatusCOMPLETED
ConditionUrothelial Cancer
DesignSingle-group
AllocationNA
MaskingNONE
Primary purposeTREATMENT
Enrollment374
Arms1
InterventionPembrolizumab (biological)
Lead sponsorMerck Sharp & Dohme LLC
Sponsor typeINDUSTRY
ClinicalTrials.govNCT02335424

2. Clinical Question

The registry describes a treatment-focused phase 2 study of pembrolizumab in participants with advanced urothelial cancer. Because the study has a single-group design, the registered question is not a randomized comparison between pembrolizumab and a concurrent control arm. The primary efficacy framework instead evaluates objective response rate in the enrolled study population and in two PD-L1-defined populations.

Population

Participants with advanced urothelial cancer enrolled in the study.

Intervention

Pembrolizumab, listed in the registry as a biological intervention.

Comparator

No concurrent comparator arm is specified. The allocation is listed as NA and the design model is SINGLE_GROUP.

Primary question

What objective response rate is observed according to RECIST 1.1 in all participants and in participants with PD-L1 CPS of ≥1% and ≥10%?

3. Trial Design

01
Enroll374 participants
02
TreatPembrolizumab
03
AssessRECIST 1.1
04
ClassifyConfirmed CR or PR
05
AnalyzeORR in defined populations
Allocation
NA. The registry classifies the study as single-group rather than randomized allocation.
Masking
NONE. The ClinicalTrials.gov record does not identify a blinded treatment assignment.
Primary purpose
TREATMENT.
Study period
Start: 2015-02-24. Primary completion: 2018-06-19.
ARM 1 · SINGLE GROUP

Pembrolizumab

  • Pembrolizumab
  • Biological intervention
  • Single study arm
  • No concurrent comparator arm reported in the ClinicalTrials.gov record
ANALYTIC CONSEQUENCE

No randomized treatment contrast

  • No between-arm hazard ratio can be calculated from the registry-reported design
  • No randomized control-group response rate is available in the ClinicalTrials.gov record
  • ORR is naturally summarized as a proportion within the treated study population
  • External historical comparisons would not be randomized comparisons

4. Endpoints

The registry identifies three primary endpoints. All three are binary objective-response endpoints evaluated through RECIST 1.1. The endpoint time frame is the same in the ClinicalTrials.gov record: up to approximately 80.5 months.

Primary endpointTime frameEndpoint typeRegistry definition
Objective Response Rate (ORR) Per RECIST 1.1 in All Participants Up to approximately 80.5 months Binary ORR was determined in all participants and was defined as the percentage of participants who had a confirmed Complete Response (CR: Disappearance of all target lesions) or a Partial Response (PR: At least a 30% decrease in the sum of diameters of target lesions) per RECIST 1.1 as assessed by Blinded Independent Central Review (BICR). Participants with missing data were considered non-responders.
Objective Response Rate (ORR) Per RECIST 1.1 in Participants With PD-L1 CPS of ≥1% Up to approximately 80.5 months Binary ORR was determined in participants who had a PD-L1 CPS of ≥1% as measured by immunohistochemistry assay. ORR was defined as the percentage of participants who had a confirmed Complete Response (CR: Disappearance of all target lesions) or a Partial Response (PR: At least a 30% decrease in the sum of diameters of target lesions) per RECIST 1.1 as assessed by BICR.
Objective Response Rate (ORR) Per RECIST 1.1 in Participants With PD-L1 CPS of ≥10% Up to approximately 80.5 months Binary ORR was determined in participants who had a PD-L1 CPS of ≥10% as measured by immunohistochemistry assay. ORR was defined as the percentage of participants who had a confirmed Complete Response (CR: Disappearance of all target lesions) or a Partial Response (PR: At least a 30% decrease in the sum of diameters of target lesions) per RECIST 1.1 as assessed by BICR.
Endpoint definition matters: the registry's ORR definition is not simply "any tumor shrinkage." A participant must have a confirmed CR or PR according to RECIST 1.1, with CR defined as disappearance of all target lesions and PR defined as at least a 30% decrease in the sum of diameters of target lesions.

5. Primary Endpoint Populations

The three primary endpoints form a nested set of efficacy questions: one considers all participants, while the other two restrict the population according to PD-L1 combined positive score. These are distinct endpoint populations rather than randomized treatment groups.

PopulationEndpointPD-L1 assessmentStatistical role
All participants ORR per RECIST 1.1 Not restricted by CPS in the endpoint definition Overall response proportion
Participants with PD-L1 CPS ≥1% ORR per RECIST 1.1 Measured by immunohistochemistry assay Response proportion in the CPS-defined population
Participants with PD-L1 CPS ≥10% ORR per RECIST 1.1 Measured by immunohistochemistry assay Response proportion in the higher CPS-defined population

Because the ClinicalTrials.gov record does not provide the number of participants meeting the PD-L1 CPS thresholds, those denominators cannot be reconstructed here. The page therefore does not infer response rates or subgroup sizes from the overall enrollment of 374.

6. Results

The ClinicalTrials.gov record states that results have been posted and that 30 outcome measures are posted. However, no formal statistical analyses were posted, and no numerical ORR estimates, confidence intervals, or p-values are included for the three primary endpoints.

What can and cannot be concluded from the ClinicalTrials.gov record: the record establishes that the three primary ORR endpoints have posted results, but the numerical efficacy results are not contained in the ClinicalTrials.gov record.
Primary endpointResults statusFormal statistical analysis reported?
ORR in all participants Results posted: Yes No
ORR in participants with PD-L1 CPS ≥1% Results posted: Yes No
ORR in participants with PD-L1 CPS ≥10% Results posted: Yes No
Clinical Biostats interpretation

A binary ORR endpoint is fundamentally a proportion: the number of participants with a confirmed CR or PR divided by the relevant analysis population. The registry definition also specifies that participants with missing data were considered non-responders for the all-participant endpoint.

Because no numerical ORR estimate is reported here, there is no effect estimate to interpret and no confidence interval or p-value to reproduce. The absence of a formal analysis in the ClinicalTrials.gov record should not be converted into a claim that the endpoint was positive or negative.

How the ORR would normally be summarized

For a single-group binary endpoint, the primary descriptive quantity would ordinarily be the observed response proportion:

Single-group response proportion
ORR = Number of confirmed CR or PR participants / Number in the defined analysis population

A confidence interval can then quantify statistical uncertainty around the observed proportion. The exact interval method should follow the prespecified statistical analysis plan or registry methodology when available.

That calculation is conceptually different from a randomized treatment comparison. In a single-group study, there is no concurrent randomized control rate against which the observed ORR can be directly contrasted.

7. Statistical Methodology

Binary endpoint analysis

Each registered primary endpoint is classified as Binary. The outcome is therefore determined at the participant level: a participant either meets the confirmed CR/PR response definition or does not. The resulting ORR is a proportion rather than a time-to-event measure.

Conceptual estimator
p̂ = x / n

x is the number of participants classified as responders and n is the number in the endpoint's defined analysis population.

RECIST 1.1 classification

The registry defines response according to RECIST 1.1 and requires a confirmed Complete Response or Partial Response. This creates a categorical endpoint from radiologic assessments rather than treating the raw change in lesion diameter as the final primary outcome.

Blinded Independent Central Review

The primary endpoint definition specifies assessment by Blinded Independent Central Review (BICR). Participants with missing data were considered non-responders. Per protocol, only data generated during the initial course of treatment contributed to the analysis.. Central review provides a standardized assessment framework intended to reduce dependence on local investigator assessment for the response endpoint.

Missing data

For the all-participant ORR endpoint, the registry-reported definition explicitly states that participants with missing data were considered non-responders. Statistically, this convention affects the denominator and numerator of the observed response proportion and can therefore affect the resulting estimate.

PD-L1 CPS-defined populations

Two primary endpoints restrict the analysis population according to PD-L1 combined positive score: CPS ≥1% and CPS ≥10%. The registry states that CPS was measured by immunohistochemistry assay. These are population definitions for separate ORR endpoints, not separate treatment arms.

Single-group interpretation: an observed ORR describes the response experience in the enrolled study population under the specified assessment framework. It does not, by itself, identify the counterfactual response that the same participants would have experienced under another treatment.

8. Statistical Methods Explained

Why is ORR a binary endpoint?

RECIST 1.1 converts tumor assessment into clinically defined response categories. For this trial's primary endpoint, a participant is counted as a responder when a confirmed CR or PR is documented. Everyone else is not counted as a responder under the registry-reported definition, including participants with missing data for the all-participant endpoint.

Why does a single-group trial not produce a treatment hazard ratio?

A hazard ratio compares event hazards between two groups over time. KEYNOTE-052 is registered as a single-group study with one arm, so the registry-reported design does not provide a concurrent randomized comparator from which a treatment-versus-control hazard ratio could be estimated.

What does BICR contribute to an ORR endpoint?

BICR means the endpoint assessment is based on blinded independent central review rather than simply accepting the treating site's assessment. For a response endpoint, this can provide a more standardized basis for deciding whether RECIST 1.1 criteria for CR or PR have been met.

Why are there three primary ORR endpoints?

The endpoints ask related but distinct questions about response: ORR in all participants, ORR among participants with PD-L1 CPS of ≥1%, and ORR among participants with PD-L1 CPS of ≥10%. The latter two examine response within prespecified biomarker-defined populations.

What does treating missing participants as non-responders do?

It makes the missing-data rule explicit for the all-participant ORR endpoint. A participant with missing response information does not contribute a response to the numerator under this rule. This is important because the treatment of missing observations can materially affect a binary endpoint.

Why should an observed ORR not be interpreted as a causal treatment effect?

In a single-group design, the observed response proportion is not a randomized contrast. Without a concurrent randomized comparator, the study does not separate the observed response proportion from what might have occurred under an alternative treatment or under other sources of outcome variation.

9. Planned Analysis

EndpointTypical analysisInterpretive target
ORR in all participants Estimate the proportion with confirmed CR or PR; calculate an appropriate confidence interval according to the prespecified statistical method. Magnitude and precision of observed response in the full study population.
ORR in PD-L1 CPS ≥1% Estimate the proportion with confirmed CR or PR among participants meeting the CPS threshold; calculate an appropriate confidence interval according to the prespecified method. Magnitude and precision of observed response within the CPS-defined population.
ORR in PD-L1 CPS ≥10% Estimate the proportion with confirmed CR or PR among participants meeting the CPS threshold; calculate an appropriate confidence interval according to the prespecified method. Magnitude and precision of observed response within the higher CPS-defined population.

The ClinicalTrials.gov record does not report formal comparisons for these endpoints. In particular, they do not provide a prespecified historical-response benchmark, a null response-rate value, a confidence interval, or a p-value in the posted results. Therefore, this page does not introduce such values.

Statistical distinction: estimating an ORR and testing whether an ORR exceeds a prespecified benchmark are different analyses. A confidence interval addresses uncertainty around the observed proportion; a hypothesis test additionally requires a specified null value and testing framework.

10. Safety Results

the ClinicalTrials.gov record reports serious adverse events by arm. Because this is a single-group study, the registry data identify one principal pembrolizumab group and a separate "Second Course Pembrolizumab" group in the serious-adverse-event field.

GroupSerious adverse events affectedAt risk
Pembrolizumab 190 370
Second Course Pembrolizumab 6 13

The ClinicalTrials.gov record does not provide additional safety estimates, confidence intervals, comparative tests, or definitions of the individual serious adverse-event categories. Accordingly, the reported counts are presented without deriving percentages or adding unreported safety classifications.

Safety interpretation

The serious-adverse-event field reports affected and at-risk counts rather than a randomized comparison. The denominator also differs between the two listed groups. The counts therefore should be read as descriptive safety information for the reported groups, not as evidence of a between-group treatment effect.

11. Missing Data and Endpoint Classification

Missing-data handling is unusually important for a binary response endpoint because the classification of an observation can change the numerator and therefore the observed ORR. The registry explicitly specifies that participants with missing data were considered non-responders for the all-participant primary ORR endpoint.

Explicit rule

Missing data were considered non-responders for the all-participant ORR definition reported in the registry.

Why it matters

The rule prevents missing observations from being silently omitted from the response classification for that endpoint.

What is not reported

The ClinicalTrials.gov record does not provide the number of missing observations or the resulting numerical ORR.

Interpretive caution

Without the underlying participant-level outcome data, the magnitude of any missing-data effect cannot be calculated from the ClinicalTrials.gov record.

12. PD-L1 Combined Positive Score and Statistical Interpretation

The registry defines two primary endpoints using PD-L1 combined positive score thresholds of ≥1% and ≥10%. PD-L1 status was measured by immunohistochemistry assay.

PD-L1 definitionPrimary endpointInterpretive question
All participants ORR per RECIST 1.1 What proportion of the overall study population had a confirmed CR or PR?
CPS ≥1% ORR per RECIST 1.1 What proportion of participants meeting the CPS threshold had a confirmed CR or PR?
CPS ≥10% ORR per RECIST 1.1 What proportion of participants meeting the higher CPS threshold had a confirmed CR or PR?

These endpoints can describe response within different biomarker-defined populations. However, comparing two observed ORRs across biomarker groups is not automatically a formal test of biomarker treatment interaction. In a single-group study there is also no randomized treatment-by-biomarker interaction because treatment assignment is not randomized against a concurrent control.

Population versus effect modification: a higher or lower response proportion in a biomarker-defined population would describe a difference between populations. Establishing that a biomarker modifies a treatment effect generally requires a treatment comparison and an appropriate interaction analysis.

13. Registry Timeline

2015-02-24

Trial start

the ClinicalTrials.gov record records the start date as 2015-02-24.

2018-06-19

Primary completion

the ClinicalTrials.gov record records primary completion on 2018-06-19.

Completed

Current registry status in the ClinicalTrials.gov record

The trial status is listed as COMPLETED, with results posted and 30 outcome measures posted.

14. What an ORR Estimate Does — and Does Not — Mean

Statistical interpretation

An ORR estimate is the proportion of participants classified as having a confirmed CR or PR under the prespecified RECIST 1.1 framework. It summarizes the frequency of the defined response outcome in the analyzed population.

It does not by itself measure overall survival, progression-free survival, duration of response, or the magnitude of benefit relative to an alternative treatment.

Why the confidence interval matters

If a confidence interval is calculated for a single-group ORR, it describes statistical uncertainty around the estimated response proportion under the chosen sampling framework. It does not describe the range of responses that an individual participant could experience.

Why a p-value requires a reference value

A hypothesis test for a single-group response proportion requires a null hypothesis, such as a prespecified response-rate benchmark. The ClinicalTrials.gov record does not provide such a benchmark or a formal statistical-analysis entry, so no p-value is reproduced here.

15. Single-Group Design: The Key Statistical Issue

The central statistical feature of KEYNOTE-052 is not a randomized treatment contrast but the estimation of response within a single treated population. This changes how the evidence should be interpreted.

FeatureRandomized comparative trialKEYNOTE-052 registry-reported design
Treatment groupsAt least two randomized groupsOne study arm
AllocationRandom assignmentNA
Concurrent comparatorYesNot reported in the registry-reported design
Primary effect measureOften a between-group contrastObserved ORR proportion
Causal contrastSupported by randomizationNot created by the single-group design
Historical comparisonUsually unnecessary for the randomized contrastWould require an externally specified benchmark and additional assumptions

This distinction is important because a large observed response proportion and a large randomized treatment effect are different statistical statements. The first describes what occurred in the study population. The second requires a valid comparison against what would have occurred under another randomized condition.

16. Multiplicity and the Three Primary Endpoints

The registry identifies three primary endpoints. All three concern ORR, but they use different analysis populations. The ClinicalTrials.gov record does not provide a formal multiplicity strategy or a statistical-analysis entry assigning alpha across these endpoints.

EndpointPopulationMultiplicity information reported?
ORR, all participantsAll participantsNo formal strategy reported
ORR, CPS ≥1%Participants with PD-L1 CPS ≥1%No formal strategy reported
ORR, CPS ≥10%Participants with PD-L1 CPS ≥10%No formal strategy reported

Multiplicity becomes especially relevant when several primary hypotheses are tested against prespecified benchmarks. However, because the ClinicalTrials.gov record does not report formal hypothesis tests, alpha allocation, or a multiplicity procedure, no such procedure is attributed to KEYNOTE-052 here.

17. What the Registry Data Do Not Establish

Data discipline: the absence of a value in the ClinicalTrials.gov record is not permission to reconstruct it from outside publications. This page therefore distinguishes between what the registry profile establishes and what would require additional source data.

18. Important Limitations and Interpretation Issues

19. Why This Trial Matters Statistically

KEYNOTE-052 is a useful teaching case because it illustrates a different statistical architecture from a conventional randomized comparative trial. The central task is to interpret a binary response endpoint in a single treated population, while keeping biomarker-defined populations and missing-data rules explicit.

ConceptHow it appears in KEYNOTE-052
Single-group designOne study arm and no randomized comparator in the ClinicalTrials.gov record.
Binary endpointAll three registered primary endpoints are classified as Binary.
Objective response rateResponse is defined by confirmed CR or PR under RECIST 1.1.
Central reviewPrimary ORR is assessed by Blinded Independent Central Review.
Missing dataParticipants with missing data are considered non-responders for the all-participant ORR definition.
Biomarker populationsSeparate primary ORR endpoints are defined for PD-L1 CPS ≥1% and ≥10%.
Confidence intervalsWould quantify uncertainty around a single-group response estimate, although none are reported in the provided analysis data.
Hypothesis testingWould require a prespecified benchmark for a single-group ORR test; none is reported in the ClinicalTrials.gov record.
MultiplicityThree primary endpoints are registered, but no formal multiplicity strategy is reported.
Safety analysisSerious adverse-event affected/at-risk counts are reported for the listed groups.

20. Clinical Interpretation vs Statistical Interpretation

Statistical interpretation

The primary endpoints are binary ORR measures in a single-group study. The registry defines the response classification, assessment method, PD-L1 populations, and missing-data rule, but the ClinicalTrials.gov record does not contain numerical estimates or formal tests.

Clinical interpretation

The registry establishes that pembrolizumab was evaluated in participants with advanced urothelial cancer and that objective response was a central efficacy outcome. The ClinicalTrials.gov record does not provide enough numerical efficacy information to characterize the magnitude or durability of response.

21. A Practical Framework for Reading KEYNOTE-052

A statistically disciplined reading of this study can proceed in five steps:

01
DefineIdentify the single study population
02
ClassifyApply RECIST 1.1
03
CountConfirmed CR + PR
04
EstimateORR and uncertainty
05
InterpretKeep single-group limits explicit

This workflow helps prevent a common interpretive error: treating a within-study response proportion as if it were a randomized comparison. The distinction becomes even more important when the analysis is subdivided by a biomarker such as PD-L1 CPS.

22. Related Tutorials

Learn more about the methods used in this trial:

23. Related Statistical Calculators

24. Sources

Continue through the Clinical Biostats statistical library

Explore tutorials and calculators covering clinical-trial endpoints, binary outcomes, confidence intervals, sample-size methods, and related statistical workflows.

25. Record Summary

KEYNOTE-052 is a completed phase 2, single-group study of pembrolizumab in participants with advanced urothelial cancer. Its three registered primary endpoints are binary objective response rates assessed according to RECIST 1.1 by Blinded Independent Central Review: ORR in all participants, ORR in participants with PD-L1 CPS of ≥1%, and ORR in participants with PD-L1 CPS of ≥10%. The registry defines confirmed CR and PR explicitly and specifies that missing data are considered non-responders for the all-participant endpoint.

The ClinicalTrials.gov record reports 374 enrolled participants, one arm, 30 posted outcome measures, and serious-adverse-event counts for the listed pembrolizumab groups. Results are marked as posted, but the ClinicalTrials.gov record contains no formal efficacy estimates, confidence intervals, or p-values. The appropriate statistical interpretation is therefore to distinguish the registered endpoint definitions and study design from numerical results that are not present in the ClinicalTrials.gov recordset.

Clinical Biostats methodology: A trial-results page should not merely repeat a registry record. The goal is to explain the statistical structure of the trial while maintaining a strict distinction between reported evidence, statistical methodology, and interpretation. For KEYNOTE-052, that distinction is particularly important because the study is single-group rather than randomized and the ClinicalTrials.gov record does not contain the numerical primary efficacy analyses.