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Systemic Sclerosis Phase 3 Registry Results NCT01474109

Macitentan for the Treatment of Digital Ulcers in Systemic Sclerosis Patients: Complete Statistical Analysis

This analysis examines the randomized, placebo-controlled DUAL-1 trial of macitentan for digital ulcers associated with systemic sclerosis. It focuses on the primary digital-ulcer outcome through Week 16, the reported comparisons, and the limits of what the registry record can establish.

Trial start: 2011-12  ·  Enrollment: 289  ·  Sponsor: Actelion
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for Macitentan for the Treatment of Digital Ulcers in Systemic Sclerosis Patients (NCT01474109), a randomized phase 3 study. The primary outcome is Incidence Rate of New Digital Ulcers (DUs) up to Week 16.

289
Enrollment
Phase 3
3
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT01474109
PhasePhase 3
ConditionSystemic Sclerosis, Ulcers
AllocationRandomized
Design modelParallel
MaskingTriple
Enrollment289
Arms in the primary outcome3
Lead sponsorActelion
Results postedYes

2. Clinical Question

Population

Participants had systemic sclerosis with ongoing ischemic digital ulcers. The primary outcome was assessed in the full analysis set. Digital ulcers were assessed by an experienced physician or a trained rater with expertise in systemic sclerosis; the same rater assessed a participant at each visit whenever possible.

Intervention

One group received macitentan 3mg once daily and another received macitentan 10mg once daily. The registry describes the study as randomized and triple-masked.

Comparator

The comparison group received matching placebo once daily. Participants were randomized in a 1:1:1 ratio across the two macitentan doses and placebo.

Primary question

The main question was whether macitentan affected the incidence rate of new digital ulcers from baseline to Week 16, compared with placebo. The primary outcome counted new ulcers under the registry’s specified assessment rules and expressed incidence in relation to observation days. The registry also names objectives concerning hand functionality, ulcer burden, safety and tolerability, and time to first digital-ulcer complication.

This is a question about an average treatment-group comparison over a defined observation period, not a guarantee that every participant had the same course. The primary measure reflects newly recorded ulcers under the study’s definition; it does not encompass every possible feature of systemic sclerosis or ulcer experience. The registry reports separate comparisons for each macitentan dose against placebo. It does not report a direct comparison between the two dose groups.

3. Trial Design

DUAL-1 was a Phase 3, randomized, parallel-group, placebo-controlled study of macitentan in patients with systemic sclerosis and ongoing digital ulcers. The registry record describes the study as triple-masked and multicenter. It reports enrollment of 289 and lists Actelion as sponsor. The recorded study status is completed; the recorded start is 2011-12 and primary completion is 2013-11.

Participants were randomized in a 1:1:1 ratio to macitentan 3mg, macitentan 10mg, or matching placebo. Each was taken once daily. The described design had an initial fixed 16-week Period 1, followed by a variable-duration Period 2. Participants completing Period 1 were to continue their original randomized treatment into Period 2 until the last randomized participant had completed Period 1. The primary endpoint covers baseline to Week 16, so it concerns the fixed initial period rather than the variable extension.

The registry lists the primary endpoint as the incidence rate of new digital ulcers up to Week 16. It also lists secondary outcomes covering absence of new ulcers, digital-ulcer complications, and measures of hand function and disability. A time-to-first-complication objective is described for the entire treatment period. The registry record does not report detailed methods for the randomization sequence, allocation concealment, or masking procedures. It also does not report a sample-size justification or a complete statistical analysis plan. Those omissions prevent a fuller assessment of how design decisions were made and prespecified.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Before assignment: A screening visit was performed between Day -14 and Day -1 of the study. Of the 327 patients screened for the study, 38 were screen failures.

Period 1: Baseline to Week 16

StageMacitentan 3mgMacitentan 10mgPlacebo
STARTED959797
COMPLETED889195
NOT COMPLETED762

Period 2: Week 16 to End of Study

StageMacitentan 3mgMacitentan 10mgPlacebo
STARTED889195
COMPLETED707383
NOT COMPLETED181812

Analysis population for the primary outcome, as defined in the registry: Full analysis set

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

Population: Full analysis set

CharacteristicUnitMacitentan 3mgMacitentan 10mgPlaceboTotal
Participants analysed959797289
Age, Categorical: <=18 yearsParticipants0000
Age, Categorical: Between 18 and 65 yearsParticipants778484245
Age, Categorical: >=65 yearsParticipants18131344
Age, Continuousyears51.4 (SD 14.44)51.6 (SD 11.10)50.6 (SD 12.12)51.2 (SD 12.58)
Sex: Female, Male: FemaleParticipants848183248
Sex: Female, Male: MaleParticipants11161441
Race/Ethnicity, Customized: Whiteparticipants868288256
Race/Ethnicity, Customized: Black or African Americanparticipants0314
Race/Ethnicity, Customized: Asianparticipants56415
Race/Ethnicity, Customized: Hispanicparticipants34310
Race/Ethnicity, Customized: Otherparticipants1214
Region of Enrollment: Australiaparticipants109928
Region of Enrollment: Belarusparticipants33511
Region of Enrollment: Bulgariaparticipants13161746
Region of Enrollment: Canadaparticipants1326
Region of Enrollment: Chileparticipants67417
Region of Enrollment: Colombiaparticipants0213
Region of Enrollment: Croatiaparticipants31610
Region of Enrollment: Czech Republicparticipants63514
Region of Enrollment: Franceparticipants0011
Region of Enrollment: Germanyparticipants971127

6. Primary Endpoint

The registry lists the primary outcome as Incidence Rate of New Digital Ulcers (DUs) up to Week 16, measured over Baseline to week 16.

ElementRegistry entry
Result typeNumber
Measure of spreadnot applicable
Unitnumber of new DUs/observation days
Endpoint classificationnot reduced to a single comparison

The primary endpoint is the incidence rate of new digital ulcers from baseline to Week 16. The registry defines the measure using the number of new ulcers relative to total observation days, with incidence adjusted for 16 weeks of observation. Relating the count to observation time can make the measure more informative when participants contribute different amounts of follow-up, though the registry does not provide participant-level observation time or detailed missing-observation handling.

The ulcer definition is specific. Ulcers from the proximal interphalangeal joint distally were recorded, including the dorsal and volar hand surfaces and digital tip. Location was noted, and newly observed locations were recorded at subsequent visits. Ulcers that occurred and healed between visits but were reported by participants were not recorded as new. An ulcer developing over a previously healed ulcer was counted as new. The assessment process used an experienced physician or trained rater, with the same rater for a participant at each visit whenever possible.

A count-based incidence rate is useful when the clinical question concerns the frequency of newly occurring events over a period, rather than only whether any event occurred. It preserves information about repeated new ulcers, whereas a binary outcome would classify participants only by whether they had at least one. The reported statistical comparison uses a negative binomial-2 regression estimate of new ulcers per participant. The registry does not report a dispersion estimate or enough detail to reconstruct the model from participant-level data.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Values missing or not estimable for a two-arm comparison (count other endpoint). A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The reported primary analyses compare each macitentan dose with placebo. For macitentan 3mg, the negative binomial-2 estimate was 1.103, with a 95% confidence interval from 0.663 to 1.834 and p = 0.706. For macitentan 10mg, the estimate was 1.268, with a 95% confidence interval from 0.763 to 2.106 and p = 0.360. These are the sponsor-reported model comparisons for new digital ulcers per participant.

Both confidence intervals include 1, the value corresponding to equal estimated rates in the compared groups when the result is expressed as a rate ratio. The estimates and intervals therefore do not provide clear evidence of a difference in either dose comparison under the reported analysis. The intervals are also compatible with effects in either direction: their lower limits are below 1 and their upper limits above 1. The estimates should not be read as proof of equivalence or as proof that any possible effect is absent. A wide interval can leave substantial uncertainty even when a test does not cross a conventional significance threshold.

The arm-level incidence figures are 0.908 for macitentan 3mg, 0.957 for macitentan 10mg, and 0.811 for placebo. The registry describes these as incidence adjusted for 16 weeks of observation. The regression estimates are separate model-based comparisons, rather than simple arithmetic contrasts of those arm-level figures. The registry record does not provide enough model detail to reproduce the reported regression results independently.

The interpretation is limited to the trial’s defined outcome and time window. It concerns recorded new ulcers under the specified assessment rules, not all ulcer-related experiences or all aspects of systemic sclerosis. The primary endpoint is for the full analysis set, but the registry record does not define that set in detail or explain how missing observations were handled. The available record also does not report a multiplicity strategy for the two dose comparisons and the additional outcomes. Consequently, the nominal p-values should be read as reported comparisons, not as a complete account of error control across all analyses.

Overall, the primary results do not establish a clear difference between either macitentan dose and placebo for the incidence rate of new digital ulcers through Week 16. They also do not establish that the groups are equivalent. The confidence intervals, endpoint definition, analysis assumptions, and unreported details all matter when judging how much certainty the results support.

9. Statistical Methods Explained

Why use a count model?

The primary outcome is based on counts of new digital ulcers, with observation time incorporated into the incidence rate. Count models are designed for outcomes that take nonnegative integer values and can accommodate repeated events within a participant. A model can compare groups while accounting for the distribution of counts rather than reducing each participant’s experience to a simple yes-or-no indicator.

The reported method is negative binomial-2 regression, abbreviated NB-2 in the registry record. In general, a negative binomial model is useful when count data vary more than a basic Poisson model would expect. This is called over-dispersion: the observed variability is greater than the mean-variance relationship assumed by the Poisson model. Allowing extra variability can avoid overly narrow uncertainty estimates when that assumption is appropriate. The registry does not report the estimated dispersion parameter, diagnostics, covariates, or full model specification, so the adequacy of the model cannot be assessed from the record alone.

How should the estimate and interval be read?

The registry reports an NB-2 estimate of new ulcers per participant for each macitentan-versus-placebo comparison, along with a 95% confidence interval and p-value. In general, a confidence interval represents a range of values compatible with the observed data and the model’s assumptions at a stated confidence level. It describes estimation uncertainty; it is not a range containing a known proportion of individual participant outcomes. The reported intervals, 0.663 to 1.834 for macitentan 3mg and 0.763 to 2.106 for macitentan 10mg, include 1. For a relative rate comparison, 1 represents equal estimated rates. The intervals therefore do not isolate a difference in one direction.

A p-value summarizes how unusual data at least as incompatible with a null hypothesis would be under that hypothesis and the model assumptions. It is not the probability that the null hypothesis is true, nor a measure of clinical importance. The reported p-values are 0.706 and 0.360. They do not by themselves show equivalence, and they should be interpreted alongside the estimates and intervals. The registry record does not identify a significance threshold or explain whether these tests were adjusted for multiple comparisons.

How does the primary measure differ from a binary outcome?

An incidence rate retains information about repeated new events and observation time. A binary endpoint, such as whether a participant had no new ulcer, treats each participant as having one of two classifications and does not distinguish one event from multiple events. The registry reports both kinds of outcomes: the count-based primary endpoint and binary secondary measures. They answer related but different questions, so their estimates need not agree exactly. The primary outcome’s rules for ulcers occurring and healing between visits also mean that its result depends on the specified ascertainment process.

What do the recalculations represent?

Some additional comparisons are simple, unadjusted recalculations from posted summary statistics. For binary outcomes, a risk difference describes the contrast in observed proportions between groups; a confidence interval expresses uncertainty around that contrast. These calculations do not reproduce the sponsor’s chi-squared analyses or adjust for other variables. They are useful as an independent descriptive view of the posted counts, but should not be treated as replacements for the sponsor’s stated analyses. For the primary count endpoint, the posted record does not include the participant-level information needed to rebuild the NB-2 model.

Planning illustrations based on observed effects are not observed power. In general, a sample-size illustration asks how many participants per arm might be needed to detect an assumed effect under specified design assumptions. Such figures depend on the assumed effect and statistical method; they do not change what the completed trial observed. The registry record does not report that these illustrations were the trial’s original design rationale.

What information is needed for a fuller statistical review?

A fuller review would require the prespecified analysis plan, the model specification and diagnostics, the treatment of missing outcome data, and details on how the full analysis set was defined. It would also require the planned approach to multiplicity and the handling of any protocol deviations. These items are not reported in the registry record. Without them, the posted estimates can be described and interpreted, but some assumptions and analysis choices cannot be independently checked.

10. Analyses Reported by the Sponsor

MethodEstimate95% CIP-value
negative binomial-2 regression (NB-2)NB-2 estimate of new DUs per patient 1.1030.663 to 1.8340.706
negative binomial-2 regression (NB-2)NB-2 estimate of new DUs per patient 1.2680.763 to 2.1060.360

The registry reports sponsor analyses for the two primary comparisons using negative binomial-2 regression. The reported estimates are 1.103 for macitentan 3mg versus placebo and 1.268 for macitentan 10mg versus placebo, with 95% confidence intervals of 0.663 to 1.834 and 0.763 to 2.106, respectively. The p-values are 0.706 and 0.360. These are the principal reported inferential results for the primary count outcome.

The posted arm-level incidence figures are descriptive summaries, and they are not the same quantity as a model-based comparison. Simple unadjusted recalculations based on summary statistics can offer a check on basic contrasts for outcomes where the relevant counts are posted, but they cannot reproduce the sponsor’s primary regression model. The record does not contain the participant-level outcome data or full model specification required to do so.

For the binary secondary outcomes, the sponsor reports chi-squared analyses as odds ratios, while the simple recalculations express contrasts as risk differences. Those measures use different scales and methods, so their numerical estimates and p-values are not expected to be identical. The registry does not flag a discrepancy between the posted analyses and the recalculations. The sponsor’s analyses remain the reported trial analyses; the recalculations are supplementary descriptive checks, not an alternative prespecified analysis.

11. Multiplicity, Missing Data and Analysis Populations

The registry record does not report how multiplicity was handled. The trial included two dose comparisons for the primary outcome and lists multiple secondary outcomes, with additional analyses reported for some of them. When many hypotheses are tested, the chance of at least one nominally significant result can rise. A prespecified multiplicity strategy can control that risk, but without a reported strategy it is not possible to tell whether the stated p-values were adjusted or how they were intended to support confirmatory claims.

The registry identifies the primary analysis population as the full analysis set, but does not define the population’s inclusion rules in detail. It does not report how missing primary endpoint observations were handled, whether any imputation or sensitivity analyses were used, or how participants with incomplete follow-up contributed to the incidence calculation. Because the primary rate uses observation days, details about follow-up time and missing visits could matter to interpretation. Those details are not reported in the registry record.

The record also does not report an interim-analysis plan, a sample-size justification, or the full statistical analysis plan. The absence of those details does not establish that such procedures were absent; it means they are not documented in the registry record. In particular, the posted sample-size illustrations based on observed effects are planning illustrations, not evidence of the trial’s original assumptions or observed power.

These omissions place limits on a registry-based assessment. The posted point estimates, intervals, and p-values can be described, but the record does not support a complete review of prespecification, analysis-population construction, missing-data assumptions, or family-wise error control. Those questions would require the study protocol, statistical analysis plan, and fuller trial reporting.

12. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
Macitentan 3mg179418.1%
Macitentan 10mg149714.4%
Placebo139713.4%
Participants with at least one serious adverse event
Serious adverse events by armMacitentan 3mg18.1%Macitentan 10mg14.4%Placebo13.4%% of participants with at least one serious adverse event

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 5% reporting threshold.

ArmParticipants affected of at risk
Macitentan 3mg61 of 94
Macitentan 10mg73 of 97
Placebo69 of 97

Most frequent serious adverse event terms

Event termOrgan systemMacitentan 3mgMacitentan 10mgPlacebo
SKIN ULCERSkin and subcutaneous tissue disorders3 of 942 of 973 of 97
INFECTED SKIN ULCERInfections and infestations0 of 943 of 971 of 97
PNEUMONIAInfections and infestations2 of 941 of 970 of 97
GANGRENEInfections and infestations3 of 940 of 970 of 97
VENTRICULAR EXTRASYSTOLESCardiac disorders2 of 940 of 970 of 97
INTERVERTEBRAL DISC PROTRUSIONMusculoskeletal and connective tissue disorders1 of 941 of 970 of 97
PAIN IN EXTREMITYMusculoskeletal and connective tissue disorders0 of 941 of 971 of 97
RAYNAUD'S PHENOMENONVascular disorders1 of 940 of 971 of 97
BACTERIAL SEPSISInfections and infestations0 of 941 of 970 of 97
CLOSTRIDIUM DIFFICILE COLITISInfections and infestations0 of 941 of 970 of 97

Most frequent non-serious adverse event terms

Event termOrgan systemMacitentan 3mgMacitentan 10mgPlacebo
HEADACHENervous system disorders14 of 9419 of 9712 of 97
INFECTED SKIN ULCERInfections and infestations7 of 9412 of 9711 of 97
OEDEMA PERIPHERALGeneral disorders7 of 9412 of 976 of 97
SKIN ULCERSkin and subcutaneous tissue disorders6 of 948 of 979 of 97
ANAEMIABlood and lymphatic system disorders4 of 948 of 977 of 97
DIARRHOEAGastrointestinal disorders6 of 945 of 977 of 97
ARTHRALGIAMusculoskeletal and connective tissue disorders6 of 944 of 977 of 97
NAUSEAGastrointestinal disorders5 of 944 of 976 of 97
UPPER RESPIRATORY TRACT INFECTIONInfections and infestations3 of 947 of 974 of 97
PAIN IN EXTREMITYMusculoskeletal and connective tissue disorders4 of 944 of 976 of 97

Serious events with the highest arm-level rate: gangrene (3.2%), skin ulcer (3.2%), infected skin ulcer (3.1%), pneumonia (2.1%), ventricular extrasystoles (2.1%).

Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

The registry reports serious adverse events for participants at risk in each group. The serious-event counts were 17 in the macitentan 3mg group, 14 in the macitentan 10mg group, and 13 in the placebo group. Other adverse-event counts were 61, 73, and 69, respectively. These are reported counts and should be read alongside their listed at-risk group counts: 94, 97, and 97. They are not, by themselves, adjusted comparisons or evidence that one group had a greater underlying risk.

Serious-event terms listed in the record include GANGRENE and SKIN ULCER at 3.2%, INFECTED SKIN ULCER at 3.1%, PNEUMONIA and VENTRICULAR EXTRASYSTOLES at 2.1%, and BRONCHOPNEUMONIA at 1.1%. A listed term does not establish that the event was caused by treatment. The registry record does not provide a causal assessment for these terms.

Deaths are not reported in the registry record. They should not be interpreted as zero. The available adverse-event summary does not provide the detailed timing, duration, severity gradations, or participant-level context needed for a complete safety assessment. These figures describe reported events during the trial and are not medical advice.

13. What the Result Does, and Does Not, Mean

The primary result answers a focused statistical question: how the modeled incidence of newly recorded digital ulcers through Week 16 compared between each macitentan dose and placebo in the study population. The reported estimates and confidence intervals do not establish a clear difference in either comparison. They also do not demonstrate that the groups were equivalent, because the intervals include values on both sides of the equal-rate reference.

The findings apply to the endpoint as defined in the registry, the assessment procedures used, the study period, and the participants included in the analysis. The endpoint counts only ulcers meeting the stated location and recording rules. It is not a complete measure of every aspect of ulcer burden, hand function, systemic sclerosis, or a participant’s overall experience. The outcomes concerning hand functionality and disability are separate measures, and their numerical results are not reported in the registry record.

A lack of a statistically clear difference is not proof that there is no effect. Conversely, an estimate or a point estimate favoring one direction would not alone establish a meaningful or reliable effect. The confidence intervals express uncertainty under the analysis assumptions, while the p-values summarize compatibility with a null hypothesis under those same assumptions. Neither replaces consideration of the model, outcome definition, missing-data handling, or the broader set of analyses.

The registry record also does not provide the full statistical plan, missing-data methods, or multiplicity approach. As a result, conclusions should remain limited to the reported comparisons. The results do not establish effects beyond the studied population or period, nor do the safety counts establish causation. They are a record of observed and analyzed outcomes, not a recommendation about treatment.

14. Why This Trial Matters Statistically

This trial illustrates why endpoint choice matters. A rate of newly recorded ulcers captures repeated events in relation to observation time, whereas a binary outcome records whether a participant crossed a yes-or-no threshold. These measures describe different aspects of the same clinical problem and can produce different patterns without being mathematically inconsistent.

It also shows why estimates should be read together with uncertainty. A point estimate gives a compact summary of a comparison, but its confidence interval indicates how much precision the data and model support. In the primary analyses, the intervals span values below and above the equal-rate reference. That limits the strength of any directional conclusion, even though the reported estimates are specific numerical results.

The registry’s use of negative binomial-2 regression highlights a common feature of clinical count outcomes: repeated events may vary substantially across participants. A model that allows over-dispersion can be more suitable than a model with a restrictive mean-variance assumption, provided its assumptions fit the data. Yet the registry record does not report the model diagnostics or full specification, so the appropriateness of those choices cannot be independently judged from the posted summary.

Finally, the record demonstrates the distinction between a primary analysis and supporting outcomes. Secondary measures can add context, but multiplicity and incomplete reporting constrain how strongly they can support claims. For statistical readers, the key issues are not only which estimates were reported, but also how endpoints were defined, how observation time and missingness were treated, and whether the analysis plan was prespecified. Several of these details are not reported in the registry record.

15. Limitations

The registry record gives a concise account but lacks details needed to audit the primary analysis fully. It identifies NB-2 regression without reporting the complete model specification, covariates, dispersion estimate, or model diagnostics. It also does not provide participant-level event data or observation times, limiting independent reconstruction of the count analysis.

The primary endpoint relies on a particular ulcer-assessment process. Ulcers occurring and healing between visits, when reported by participants, were not recorded as new; ulcers over a previously healed ulcer were counted as new. These rules define the estimand represented by the result, but the record does not quantify the potential effect of ascertainment differences or describe inter-rater assessment in detail. It notes that the same rater was used whenever possible, not that this was achieved for every assessment.

The full analysis set is named but not defined, and missing-data handling is not reported in the registry record. The analysis population and incomplete follow-up could affect how much information contributed to the incidence rates. The record also does not report the multiplicity strategy, the original sample-size justification, interim analyses, or the complete statistical analysis plan.

Only some secondary outcomes have numerical results in the record. The listed hand-function and disability outcomes therefore cannot be assessed numerically from this information. The safety summary gives counts and selected serious-event terms, but not detailed participant-level context or a causal assessment. These limitations do not invalidate the reported results; they restrict how comprehensively they can be evaluated.

16. Related Tutorials

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18. Sources

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19. Record Summary

NCT01474109 is a completed Phase 3 randomized, triple-masked, parallel-group study of macitentan for digital ulcers in systemic sclerosis. The registry describes 289 enrolled participants assigned to macitentan 3mg, macitentan 10mg, or matching placebo, each taken once daily. The primary endpoint was the incidence rate of new digital ulcers from baseline to Week 16.

The reported NB-2 estimates versus placebo were 1.103 for macitentan 3mg and 1.268 for macitentan 10mg. Their 95% confidence intervals included 1, and the reported p-values were 0.706 and 0.360. The primary results do not establish a clear difference between either dose and placebo, and they do not establish equivalence. Important details on multiplicity, missing data, and model specification are not reported in the registry record.

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