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Nicotine Addiction NA Continuous Endpoint NCT02837510

Neural Mechanisms Associated With Risk of Smoking Relapse: Complete Statistical Analysis

This analysis examines a single-group smoking-cessation study focused on days to relapse and abstinence-related brain changes. The registry record describes the study design and endpoint but does not report a primary outcome estimate or analysis.

Trial start: 2016-05  ·  Enrollment: 119  ·  Sponsor: University of Pennsylvania
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for Neural Mechanisms Associated With Risk of Smoking Relapse (NCT02837510), a na na study. The primary outcome is Days to Relapse.

119
Enrollment
NA
n/a
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT02837510
PhaseNA
ConditionNicotine Addiction
AllocationNot applicable (single group)
Design modelSingle Group
MaskingNone (open label)
Enrollment119
Arms in the primary outcomen/a
Lead sponsorUniversity of Pennsylvania
Results postedYes

2. Clinical Question

Population

The study concerned treatment-seeking smokers with nicotine addiction. The primary analysis population was defined as participants who completed both fMRI sessions, one during smoking and one during abstinence, and started the quit period. The registry record reports enrollment of 119, but does not report how many participants met that analysis-population definition.

Intervention

Participants received standard smoking cessation counseling. The registry describes a standard treatment program consisting of counseling; further details about its content, delivery, or intensity are not reported in the registry record.

Comparator

The study is listed as a single-group design, with no randomized allocation and no like-for-like control comparison. It therefore does not set up a randomized comparison between counseling and a separate control treatment.

Primary question

The primary endpoint was days from the target quit date to relapse, assessed over the six months after that date. The broader study question was how brain changes associated with abstinence relate to smoking-cessation outcomes in treatment-seeking smokers. The registry record does not report a numerical result linking brain activation to relapse timing.

In statistical terms, the design can describe outcomes among the participants who entered the quit period and met the specified fMRI completion criteria. Without a randomized comparison group, it cannot isolate the effect of counseling from other influences on relapse timing. Nor does the registry record describe a comparison that would establish whether measured brain changes predict or explain relapse. The endpoint definition and study objective identify what the investigators intended to examine; they do not, by themselves, establish the size or direction of any association.

3. Trial Design

The registry lists this study as completed, with enrollment of 119 and a single-group model. Allocation is recorded as NA and masking as none; the phase is also listed as NA. The sponsor is the University of Pennsylvania. The study start is recorded as 2016-05, and primary completion as 2023-06-01. These registry fields describe administrative and design features, but do not supply a detailed protocol or statistical analysis plan.

Participants received standard smoking cessation counseling. The study included a pre-treatment fMRI session during abstinence and another during smoking, with a washout period identified as two weeks between sessions. Participants then entered a quit attempt followed for six months. The registry description says the study examines how abstinence-induced brain changes contribute to cessation outcomes. Brain activation measured as BOLD percent signal change is listed as a secondary outcome. The record identifies two outcome measures but reports no analyses.

The primary outcome population was restricted to participants who completed both fMRI sessions and started the quit period. The number meeting those criteria is not reported in the registry record. The study’s single-group structure means that its outcomes are not a randomized contrast between counseling and an untreated or alternative-treatment group. The registry record also does not report a protocol-level explanation for the absence of a comparator, details of counseling delivery, or a sample-size justification.

Planning illustrations based on an observed effect are not the study’s actual design. Their stated assumptions include a two-sided significance level of 0.05, equal allocation between two hypothetical arms, and a normal approximation. Those assumptions do not turn this single-group study into a two-arm comparison, and the illustrations are not observed power. The outcome estimate on which such illustrations depend is not reported in the registry record.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Before assignment: After study intake participants were randomized to one of two scan order: Abstinent then Smoking, Smoking then Abstinent.

1st Pretreatment fMRI Session

StageAbstinent Then SmokingSmoking Then Abstinent
STARTED6158
COMPLETED6057
NOT COMPLETED11

Reasons for not completing this period:

ReasonAbstinent Then SmokingSmoking Then Abstinent
Lost to Follow-up11

Washout (2 Weeks)

StageAbstinent Then SmokingSmoking Then Abstinent
STARTED6057
COMPLETED5956
NOT COMPLETED11

Reasons for not completing this period:

ReasonAbstinent Then SmokingSmoking Then Abstinent
Adverse Event01
Lost to Follow-up10

2nd Pretreatment fMRI Session

StageAbstinent Then SmokingSmoking Then Abstinent
STARTED5956
COMPLETED5855
NOT COMPLETED11

Reasons for not completing this period:

ReasonAbstinent Then SmokingSmoking Then Abstinent
Adverse Event10
Lost to Follow-up01

Quit Attempt (6 Months)

StageAbstinent Then SmokingSmoking Then Abstinent
STARTED5855
COMPLETED5653
NOT COMPLETED22

Reasons for not completing this period:

ReasonAbstinent Then SmokingSmoking Then Abstinent
Adverse Event22

Analysis population for the primary outcome, as defined in the registry: Participants completing both fMRI sessions (smoking, abstinent) and starting the quit period were included in the analysis.

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

CharacteristicUnitStandard Smoking Cessation Counseling
Participants analysed119
Age, Continuousyears44.6 (SD 12.7)
Sex: Female, Male: FemaleParticipants59
Sex: Female, Male: MaleParticipants60
Ethnicity (NIH/OMB): Hispanic or LatinoParticipants8
Ethnicity (NIH/OMB): Not Hispanic or LatinoParticipants111
Ethnicity (NIH/OMB): Unknown or Not ReportedParticipants0
Race (NIH/OMB): American Indian or Alaska NativeParticipants1
Race (NIH/OMB): AsianParticipants3
Race (NIH/OMB): Native Hawaiian or Other Pacific IslanderParticipants0
Race (NIH/OMB): Black or African AmericanParticipants72
Race (NIH/OMB): WhiteParticipants35
Race (NIH/OMB): More than one raceParticipants5
Race (NIH/OMB): Unknown or Not ReportedParticipants3
Region of Enrollment: United Statesparticipants119
Fagerstrom Test For Nicotine Dependenceunits on a scale4.72 (SD 1.79)

6. Primary Endpoint

The registry lists the primary outcome as Days to Relapse, measured over 6 months after target quit date.

ElementRegistry entry
Result typeMean
Measure of spreadStandard Deviation
Unitdays
Endpoint classificationContinuous Endpoint

The primary endpoint is the number of days from the target quit date to the first day of a relapse period, with the outcome assessed over the six months after the target quit date. Relapse was defined using either biochemical verification of smoking or seven consecutive days of smoking based on self-report. Daily smoking reports were collected using a validated timeline follow-back method. The registry description also states that abstinence was checked weekly using urine cotinine and a carbon monoxide reading.

The endpoint is expressed as a mean with a standard deviation. In general, days to relapse represents the timing of an event, while a mean and standard deviation describe the average observed timing and the spread of values around that average. This can provide an interpretable summary of when relapse occurred in the analyzed group, but it does not by itself describe the full pattern of event timing or account for differences between groups.

The registry’s endpoint rule treats drop-outs as relapsers following the last date for which abstinence data were provided. This rule makes follow-up loss part of how the endpoint is defined, rather than simply removing those participants from the outcome description. The record does not report the resulting mean, standard deviation, number of relapses, or analysis population count. Accordingly, the endpoint definition is available, but its observed value and precision are not reported in the registry record.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Not a randomized comparison (allocation: NA); arms are not a like-for-like control comparison. A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The registry record identifies days to relapse as the primary outcome and describes how relapse was defined, but it does not report the primary outcome estimate. No mean, standard deviation, confidence interval, test statistic, or p-value for days to relapse is reported in the registry record. The record lists zero analyses. As a result, the posted information establishes the planned measure and its operational definition, not the magnitude or precision of an observed outcome.

The study’s stated purpose concerns the relationship between abstinence-related brain changes and smoking-cessation outcomes. Brain activation measured as BOLD percent signal change is listed as a secondary outcome, but no numerical brain-activation results or association analyses are reported. The registry record therefore does not show whether brain activation varied with relapse timing, nor how precisely any such relationship was estimated.

The single-group design is important to interpretation. A description of relapse timing among participants receiving counseling can characterize outcomes in that group, but it does not provide a randomized estimate of counseling’s effect compared with another treatment or control. Other influences on smoking behavior and relapse cannot be separated from counseling through a between-group randomized contrast in this design. This is a design limitation, not a conclusion about whether counseling had an effect.

The primary analysis population also differs from the full enrollment: it includes only participants completing both fMRI sessions and starting the quit period. The number included under that definition is not reported in the registry record. Without that count and the outcome summary, readers cannot assess the analyzed sample size or the precision of the primary estimate. The endpoint definition classifies drop-outs as relapsers after the last reported abstinence date, but the number of drop-outs and the effect of this rule on results are not reported.

General statistical interpretation: an estimate summarizes the observed data, while a confidence interval describes the range of values compatible with the data under the analysis assumptions. Neither can be interpreted without the actual estimate and interval. Since those primary results are not reported in the registry record, no conclusion about the direction, size, or precision of the primary outcome is supported by the registry entries. Likewise, the planning illustrations described for hypothetical two-arm comparisons should not be read as observed evidence or as proof of adequate power for this single-group study.

9. Statistical Methods Explained

The registry identifies the primary outcome as a continuous measure summarized by a mean and standard deviation. The listed outcome is days to relapse, with the interval beginning at the target quit date. The endpoint description supplies a relapse rule and a follow-up window, but the record does not report the statistical procedure used to estimate the mean or standard deviation. It also does not report any model used to account for participant characteristics, repeated observations, or incomplete follow-up.

What do the mean and standard deviation describe?

General explanation: a mean is an average of measured values. A standard deviation describes how dispersed those values are around the mean. For days to relapse, the mean would describe average time to the defined relapse event among the analyzed participants, while the standard deviation would describe variation in those times. These summaries do not show the shape of the data distribution or whether some participants had substantially different follow-up experiences. The registry record does not give either summary statistic.

The endpoint concerns time until an event, but the registry lists its parameter as a mean and dispersion as a standard deviation. Some time-to-event methods can incorporate participants whose event time is not observed during follow-up, rather than treating every such observation as a fully observed event time. Whether such methods were used is not reported in the registry record. The specified drop-out rule instead states that participants are considered relapsers following the last date of abstinence data provided. The record does not describe a sensitivity analysis to assess alternative assumptions for missing outcome information.

How is relapse defined?

The registry description defines relapse as either a positive biochemical verification of smoking or seven consecutive days of smoking based on self-report. Time to relapse is measured from the target quit date to the first day of the relapse period. Daily self-reported smoking data were collected using a validated timeline follow-back method, and abstinence was to be verified weekly using urine cotinine and a carbon monoxide reading. These details specify how the endpoint was intended to be determined. They do not report how many participants relapsed, when events occurred, or whether verification data were complete.

What do the planning assumptions mean?

General explanation: a sample-size calculation estimates how many observations might be needed to detect a chosen effect under stated assumptions. The registry’s planning description specifies a two-sided significance level of 0.05, equal allocation between two arms, and a normal approximation. It also describes detecting a stated fraction of an observed effect. These are assumptions for a planning illustration, not a report of the study’s actual allocation or an observed power calculation. The actual trial is listed as single-group with allocation NA. The registry record does not report the observed effect value or the numerical planning results.

For a two-arm comparison, a planning result may be expressed as participants per arm for 80% power, or participants per arm for 90% power. Such figures depend on the effect size and other assumptions; they do not indicate how much power the completed study actually had. In this study, a hypothetical two-arm calculation cannot establish the precision of a single-group outcome or supply a missing randomized comparator. The registry record does not report the primary outcome estimate needed to interpret an effect-based planning illustration.

Why does over-dispersion matter in general?

General explanation: over-dispersion occurs when data vary more than a statistical model expects. If a model assumes less variability than is present, uncertainty may be understated and inferential results may appear more precise than warranted. Conversely, a model that accommodates variability appropriately can better reflect uncertainty. This is a general statistical consideration, not a feature established for this study: the registry record does not report a model for count data or an assessment of over-dispersion. Because the primary outcome is described as continuous, the record does not provide grounds to say that over-dispersion was assessed or relevant to the reported analysis.

The registry record lists two outcome measures and zero analyses. It does not report methods for confidence intervals, hypothesis testing, covariate adjustment, handling of multiple outcomes, interim monitoring, or the choice of a primary analysis model. These elements are necessary to understand how an estimate would be derived and how uncertainty would be quantified, so their absence limits independent statistical interpretation.

10. Confidence Intervals for Each Arm

No two-arm comparison is shown for this trial, but each arm's mean can be given with a t-based 95% confidence interval computed from the posted mean, spread and number of participants.

ArmParticipantsMeanStandard deviation95% CI for the mean
Abstinent Then Smoking583.9502.6703.248 to 4.652
Smoking Then Abstinent553.7802.6903.053 to 4.507

R code and output

arm <- c("Abstinent Then Smoking", "Smoking Then Abstinent")
n   <- c(58, 55)
m   <- c(3.95, 3.78)
sp  <- c(2.67, 2.69)
sd  <- sp      # posted standard deviations
for (i in seq_along(n)) {
  se <- sd[i] / sqrt(n[i]); h <- qt(0.975, n[i] - 1) * se
  cat(sprintf("CARM|%s|%d|%.3f|%.3f|%.3f|%.3f\n", arm[i], n[i], m[i], sd[i], m[i] - h, m[i] + h))
}
CARM  Abstinent Then Smoking  58  3.950  2.670  3.248  4.652
CARM  Smoking Then Abstinent  55  3.780  2.690  3.053  4.507

11. Multiplicity, Missing Data and Analysis Populations

The record lists two outcome measures: days to relapse as the primary outcome and brain activation measured as BOLD percent signal change as a secondary outcome. It does not report the number of statistical tests performed for these measures, any testing hierarchy, or a procedure for controlling multiplicity. Although zero analyses are listed, the registry record does not describe whether analyses were conducted outside the posted registry results.

General explanation: when several outcomes or comparisons are tested, the chance of at least one apparently notable result can increase if each test is interpreted without regard to the others. A prespecified hierarchy or adjustment can address that issue, but neither is reported in the registry record. The record also does not report interim analyses or stopping rules; their use should not be inferred from their absence.

The primary analysis population was defined as people completing both fMRI sessions and starting the quit period. Its size is not reported. Enrollment is listed as 119, but this total does not establish how many participants were included in the primary analysis. The registry describes drop-outs as relapsers after their last date of abstinence data, but does not report the number of participants with missing data, the amount of follow-up available, or sensitivity analyses using other missing-data assumptions.

The registry record does not report a statistical analysis plan, details of exclusions, the handling of other incomplete measurements, or whether all enrolled participants were analyzed as intended. Those omissions prevent assessment of how missingness and multiplicity may have affected the reported evidence.

12. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
Pre-treatment fMRI Abstinent Session01170.0%
Washout (2 Weeks)01170.0%
Pre-treatment fMRI Smoking Session01150.0%
Quit Attempt (6 Months)41133.5%
Participants with at least one serious adverse event
Serious adverse events by armPre-treatment fMRI Abstinent …0.0%Washout (2 Weeks)0.0%Pre-treatment fMRI Smoking Se…0.0%Quit Attempt (6 Months)3.5%% of participants with at least one serious adverse event

Deaths

ArmDeaths (participants affected of at risk)
Pre-treatment fMRI Abstinent Session0 of 117
Washout (2 Weeks)0 of 117
Pre-treatment fMRI Smoking Session0 of 115
Quit Attempt (6 Months)0 of 113

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 0% reporting threshold.

ArmParticipants affected of at risk
Pre-treatment fMRI Abstinent Session0 of 117
Washout (2 Weeks)1 of 117
Pre-treatment fMRI Smoking Session1 of 115
Quit Attempt (6 Months)0 of 113

Most frequent serious adverse event terms

Event termOrgan systemPre-treatment fMRI Abstinent SessionWashout (2 Weeks)Pre-treatment fMRI Smoking SessionQuit Attempt (6 Months)
HospitalizationPsychiatric disorders0 of 1170 of 1170 of 1151 of 113
Hypoglycemic eventGeneral disorders0 of 1170 of 1170 of 1151 of 113
hospitalizationSurgical and medical procedures0 of 1170 of 1170 of 1151 of 113
hospitalizationRespiratory, thoracic and mediastinal disorders0 of 1170 of 1170 of 1151 of 113

Most frequent non-serious adverse event terms

Event termOrgan systemPre-treatment fMRI Abstinent SessionWashout (2 Weeks)Pre-treatment fMRI Smoking SessionQuit Attempt (6 Months)
vertigoGeneral disorders0 of 1171 of 1170 of 1150 of 113
AccidentGeneral disorders0 of 1170 of 1171 of 1150 of 113

Serious events with the highest arm-level rate: hospitalization (0.9%), hypoglycemic event (0.9%), hospitalization (0.9%).

Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

The registry lists serious adverse event information by study stage. The pre-treatment fMRI abstinent session records 117 at risk, zero serious events, zero other events, and zero deaths. The two-week washout records 117 at risk, zero serious events, one other event, and zero deaths. The pre-treatment fMRI smoking session records 115 at risk, zero serious events, one other event, and zero deaths. The six-month quit attempt records 113 at risk, four serious events, zero other events, and zero deaths.

The listed top serious-event terms are Hospitalization at 0.9%, Hypoglycemic event at 0.9%, and hospitalization at 0.9%. The capitalization of the hospitalization terms differs in the registry listing; the record does not explain whether they represent distinct categories or duplicate descriptions. These terms should therefore be read as recorded, without combining or reclassifying them.

General explanation: counts at risk identify the group denominator for a stage, while event counts describe recorded events within that stage. The registry record does not provide further detail about event timing, duration, relationship to study procedures, or participant-level overlap. These safety figures describe reported events and are not, on their own, a comparative assessment, especially given the single-group design.

13. What the Result Does, and Does Not, Mean

The registry record supports a description of the study’s aims, design, endpoint definition, and recorded safety counts. It does not report the primary outcome estimate or any analysis results. Thus, it cannot establish the average number of days to relapse in the analyzed population, the spread of relapse times, or the precision of an estimate. It also does not report numerical results for the secondary brain-activation outcome.

The study’s objective is to examine how abstinence-induced brain changes relate to smoking-cessation outcomes. An objective is not a result. Without reported brain-activation estimates and an analysis of their relationship to relapse, the registry does not show whether such a relationship was observed, its direction, or its size. Nor does it establish that brain changes caused any difference in relapse timing.

The single-group design permits description of participants who received counseling, but it does not provide a randomized comparison with another treatment or control group. The posted record therefore cannot estimate a causal treatment contrast from random allocation. This does not show that counseling had no effect; it means the registry’s design and reported results do not provide that kind of comparative evidence.

General explanation: statistical uncertainty is usually conveyed through an interval or another measure of precision, interpreted alongside the estimate and assumptions of the analysis. Those outcome summaries are not reported in the registry record. Planning illustrations are distinct from results: they use assumptions to explore hypothetical sample-size needs and are not observed power or evidence of an effect. A reader should not treat such calculations as a substitute for outcome estimates, uncertainty intervals, or a control comparison.

The safety entries document serious events during the listed stages, including four serious events in the six-month quit attempt stage and no deaths in the listed groups. These counts do not, by themselves, establish whether events were caused by study participation or how rates would compare with another group. Overall, the record describes what investigators planned to measure and some safety reporting, but does not provide the results needed to judge the primary scientific question.

14. Why This Trial Matters Statistically

This study raises a statistical question at the intersection of repeated measurement and clinical follow-up: whether brain activity measured during smoking and abstinence is associated with a later cessation outcome. The registry identifies both the fMRI sessions and days to relapse, making the intended connection between a biological measure and a clinical event clear. The statistical challenge is not simply to report measurements separately, but to specify how their relationship is estimated and how uncertainty is handled.

The study also illustrates why an endpoint’s operational definition matters. Relapse can be identified through biochemical verification or a sustained period of self-reported smoking, and the event date is defined as the first day of the relapse period. Drop-outs are assigned a relapse time after the last date of abstinence data. Such rules shape the outcome being summarized and affect how incomplete follow-up is represented.

At the same time, the single-group structure places an important boundary on interpretation. Outcomes within a counseling group can be described, but a randomized treatment contrast is not available from this design. For clinical researchers, distinguishing a group’s observed outcome from a comparative treatment effect is essential. Neither the study objective nor an effect-based planning illustration changes that distinction.

Finally, a registry record that states an endpoint but does not report its estimate illustrates the difference between design information and evidence about outcomes. Without the outcome summary, analysis population count, and uncertainty measures, the central statistical result cannot be evaluated. The value of the registry entry is therefore in documenting the question and methods that were intended, while its missing analysis results limit conclusions about what the study found.

15. Limitations

The most consequential limitation for interpreting this record is that it reports no analyses and no primary outcome estimate. The record identifies days to relapse as the primary endpoint but provides no mean, standard deviation, confidence interval, or test result. It also does not report the numerical results for the secondary brain-activation outcome or any analysis connecting that measure with relapse.

The study is listed as single-group, with allocation NA and masking none. There is no randomized comparison group in the registry record, so the listed design cannot furnish a randomized contrast between counseling and another condition. This limits causal interpretation of outcomes observed among participants receiving counseling.

The analyzed population is defined by completion of both fMRI sessions and initiation of the quit period, but its size is not reported. Although enrollment is listed as 119, the number included in the primary analysis cannot be determined from that total. The registry describes a rule for drop-outs but does not give the number of drop-outs or show how alternative missing-data assumptions might change the outcome summary.

The record does not report a statistical analysis plan, sample-size justification, analysis model, interim analysis procedures, multiplicity approach, or confidence-interval method. It also does not report detailed counseling delivery or further context for the serious adverse events. These absences limit assessment of analysis choices and generalizability; they should not be replaced by assumptions about what the protocol may have specified.

16. Related Tutorials

17. Related Statistical Calculators

18. Sources

Continue through the Clinical Biostats statistical pathway

Use this trial's endpoint as a starting point for deeper study of effect measures, confidence intervals, and sample-size planning.

19. Record Summary

The completed study enrolled 119 participants and is listed as a single-group study of standard smoking cessation counseling, with masking none and allocation NA. The primary endpoint was days from the target quit date to relapse, assessed over six months. The primary analysis population was defined as participants completing both smoking and abstinent fMRI sessions and starting the quit period.

Brain activation measured as BOLD percent signal change was listed as a secondary outcome. The registry reports stage-specific safety counts, including four serious events during the six-month quit attempt and zero deaths in the listed groups. It lists zero analyses and does not report a primary outcome estimate, a numerical brain-activation result, or the size of the primary analysis population. The record therefore documents the study question and endpoint definitions, but not the results needed to quantify the primary outcome or its precision.

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