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HER-2 Positive Breast Cancer Estrogen Receptor Positive Phase 3 Active, Not Recruiting NCT02947685

PATINA: Complete Statistical Analysis of Palbociclib in HER-2 Positive, Estrogen Receptor Positive Breast Cancer

An independent statistical review of the randomized phase 3 PATINA trial evaluating targeted therapy including palbociclib in HER-2 positive and estrogen receptor positive breast cancer, with the registered primary endpoint of investigator-assessed progression-free survival.

Trial start: 2017-06-21  ·  Primary completion: 2024-10-15  ·  Enrollment: 518
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. The registry indicates that results have been posted and 12 outcome measures are posted, but the ClinicalTrials.gov record contains no formal statistical analyses.

1. Trial at a Glance

PATINA is a phase 3, randomized, open-label, parallel-group clinical study of targeted therapy including palbociclib in patients with HER-2 positive and estrogen receptor positive breast cancer. The registry lists progression-free survival as the single primary endpoint, assessed by the investigator.

518
Enrollment
Randomized phase 3 study
2
Arms
Parallel design
1
Primary endpoint
Time-to-event
7 years 3 months
Primary endpoint frame
Investigator-assessed PFS
FeaturePATINA
Trial namePATINA
NCT identifierNCT02947685
PhasePhase 3
ConditionsHER-2 Positive Breast Cancer; Estrogen Receptor Positive Breast Cancer
AllocationRandomized
Design modelParallel
MaskingNone; open-label
Primary purposeTreatment
Enrollment518
Arms2
StatusActive, not recruiting
Lead sponsorAlliance Foundation Trials, LLC.
Sponsor typeOther

2. Clinical Question

The trial addresses a treatment question in patients with HER-2 positive and estrogen receptor positive breast cancer: how does a randomized treatment strategy involving palbociclib compare with the alternative randomized strategy in the trial, with the primary comparison defined through investigator-assessed progression-free survival?

Population

Patients with HER-2 positive breast cancer and estrogen receptor positive breast cancer enrolled in the phase 3 PATINA study.

Interventions

The registered interventions include palbociclib, trastuzumab, pertuzumab, letrozole, anastrozole, exemestane, and fulvestrant.

Comparator

The ClinicalTrials.gov record identifies two randomized arms but does not provide arm-specific treatment regimens or a formal statistical comparison.

Primary question

For the registered primary endpoint, what is the time from registration to disease progression or death under the randomized treatment strategies?

Important scope distinction: the ClinicalTrials.gov record identifies the interventions registered for PATINA, but does not provide enough arm-level information to reconstruct the exact regimen assigned to each arm. This page therefore does not infer an intervention-versus-control regimen from the intervention list.

3. Trial Design

01
RegisterParticipants enter the study
02
Randomize2 parallel treatment arms
03
TreatTargeted therapy study
04
AssessInvestigator-assessed PFS
05
FollowPrimary frame: 7 years 3 months
Allocation
Randomized allocation to 2 treatment arms.
Model
Parallel-group design rather than a crossover or factorial design.
Masking
None. The registry describes the study as open-label.
Purpose
Treatment.
ARM A · RANDOMIZED ARM

Treatment strategy

  • The ClinicalTrials.gov record identifies palbociclib and other registered interventions for the study.
  • The exact arm-specific regimen is not included in the ClinicalTrials.gov record.
ARM B · RANDOMIZED ARM

Comparator strategy

  • A second parallel randomized arm is registered.
  • The ClinicalTrials.gov record does not specify its complete regimen.

4. Trial Timeline and Status

2017-06-21

Study start

The ClinicalTrials.gov record gives 2017-06-21 as the trial start date.

2024-10-15

Primary completion

The ClinicalTrials.gov record gives 2024-10-15 as the primary completion date.

Current registry status

Active, not recruiting

The study is listed as ACTIVE_NOT_RECRUITING in the ClinicalTrials.gov record.

The distinction between study completion and availability of a formal statistical analysis is important. The ClinicalTrials.gov record says results have been posted, but the statistical-analysis field in the ClinicalTrials.gov record is empty. A posted outcome measure is therefore not the same thing as a posted treatment-effect analysis.

5. Primary Endpoint

EndpointRegistry definitionTime frameEndpoint type
Progression-free Survival (PFS) as Assessed by Investigator The time from registration to disease progression or death. 7 years 3 months Time-to-event

This is the only registered primary endpoint reported in the ClinicalTrials.gov record. The registry reports one primary endpoint, and its endpoint type is time-to-event.

Time-to-event structure
PFS = time from registration → disease progression or death

The endpoint combines two possible events. A participant who experiences disease progression reaches the endpoint at progression; a participant who dies before documented progression also reaches the endpoint through death.

6. Results Availability

Why there is no Results section: the ClinicalTrials.gov record states that results have been posted and that the primary endpoint has results posted for it, but no formal statistical analyses were posted. No hazard ratio, confidence interval, p-value, event count, median PFS, or treatment-group PFS estimate is reported. Those quantities are therefore not reproduced or inferred here.

This distinction is central to an independent statistical analysis. A registry can contain an outcome measure and associated posted information without supplying a formal comparative analysis object. A statistical review should not convert an endpoint definition into an assumed treatment effect.

7. Planned Analysis

Because the ClinicalTrials.gov record contains no formal statistical analysis for the primary endpoint, the appropriate approach is to distinguish what the registry actually specifies from the statistical framework normally used for a randomized time-to-event comparison.

Kaplan-Meier estimation

For a randomized trial with progression-free survival as the primary time-to-event endpoint, Kaplan-Meier methods would ordinarily be used to estimate the PFS distribution in each randomized arm. The method accommodates right-censored observations, allowing participants who have not experienced progression or death by their last evaluable follow-up to contribute information up to that point.

Conceptual Kaplan-Meier estimator
S(t) = ∏ti ≤ t (1 − di/ni)

Here, di represents the number of events at event time ti, while ni represents the number at risk immediately before that event time.

Hazard ratio framework

A randomized comparison of PFS would commonly be summarized with a hazard ratio from a Cox proportional-hazards model. A hazard ratio below 1 would indicate a lower estimated instantaneous rate of the event in one randomized group relative to the other, subject to the model and its assumptions.

Conceptual hazard-ratio interpretation
HR < 1  →  lower estimated instantaneous event rate in the treatment group

The hazard ratio is a relative time-to-event measure. It is not itself a median PFS, an absolute risk difference, or the proportion of participants who benefit.

Log-rank comparison

A conventional randomized time-to-event analysis would typically compare the survival experience between treatment groups using a log-rank test. The test evaluates evidence against equality of the event-time distributions; it does not measure the magnitude of the treatment effect.

Confidence intervals

A formal treatment-effect estimate should be accompanied by a confidence interval. The interval communicates statistical precision around the estimated effect and should be interpreted alongside the point estimate rather than replaced by a p-value alone.

Analysis population

For a randomized efficacy endpoint, an intention-to-treat framework is generally important because participants remain associated with their randomized assignment. The ClinicalTrials.gov record does not provide a formal analysis-population definition, so this page does not assert that a particular ITT, per-protocol, or modified population was used for the posted registry result.

Registry evidence versus statistical reconstruction: the methods above explain how a primary PFS comparison would ordinarily be analyzed. They are not presented as evidence that PATINA used every one of these methods. The registry-reported statistical-analysis field does not contain the trial's formal analysis specification.

8. How to Interpret Investigator-Assessed PFS

What the endpoint measures

Investigator-assessed PFS measures the elapsed time from registration until disease progression or death. It is therefore a time-to-event endpoint rather than a simple proportion of patients with progression.

What it does not measure

PFS does not directly measure overall survival. A participant can experience progression and subsequently remain alive, while another participant can die without a documented prior progression. The registered endpoint combines those two event pathways.

Why censoring matters

Participants who have not experienced progression or death by the relevant observation point may be censored rather than treated as if they had remained event-free indefinitely. Correct handling of censoring is therefore part of the validity of a Kaplan-Meier or Cox analysis.

Why a hazard ratio needs context

A hazard ratio summarizes relative event rates under a model. It should not be translated directly into an absolute increase in months of PFS, and it should not be interpreted as though every participant experienced the same proportional change in risk.

9. Statistical Methods Explained

Why is randomization important for PFS?

Randomization creates the basis for comparing outcomes between treatment groups while reducing systematic differences in measured and unmeasured baseline characteristics in expectation. The PATINA registry identifies the allocation as randomized and the design as parallel. That makes the randomized treatment comparison the central inferential framework for the primary endpoint.

Why is PFS analyzed as a time-to-event endpoint?

Participants can experience progression or death at different times, and not every participant necessarily has an event during the observation period. Time-to-event methods preserve information about when an event occurred and appropriately handle participants whose event status is censored at the end of available follow-up.

What would a hazard ratio mean for PATINA?

If a formal Cox analysis produced an HR below 1 for the palbociclib-containing randomized strategy relative to its comparator, the estimate would represent a lower modeled instantaneous event rate in that group. The numerical HR itself would still need a confidence interval and information about the analysis population and model assumptions for proper interpretation.

Why does the p-value not measure effect size?

A p-value describes the compatibility of the observed data with a specified null hypothesis under the statistical testing framework. It does not state how large the treatment effect is. Effect magnitude is conveyed by quantities such as a hazard ratio, median PFS difference, or absolute survival probability, while confidence intervals describe uncertainty around estimates.

Why does investigator assessment matter?

The registered endpoint is specifically defined as PFS as assessed by investigator. The source of endpoint assessment therefore forms part of the endpoint definition. An investigator-assessed endpoint should not automatically be described as an independently centrally reviewed endpoint when the ClinicalTrials.gov record does not say that such review occurred.

What does the 7 years 3 months time frame mean?

The registry gives 7 years 3 months as the time frame for the primary PFS endpoint. This is the registered time frame associated with the endpoint. It should not be converted into a median PFS or interpreted as an observed survival time for participants.

10. Safety Results

The ClinicalTrials.gov record includes serious adverse events by randomized arm. They provide the number affected and the number at risk, but no formal statistical comparison of serious adverse events is reported.

Randomized armSerious adverse events affectedAt risk
Arm A75261
Arm B54257

The arm-specific counts show that serious adverse events were reported in both randomized arms. Because the ClinicalTrials.gov record does not provide a formal safety analysis, these counts should be treated as descriptive rather than as evidence of a statistically significant difference.

Safety denominator matters: the ClinicalTrials.gov record explicitly provide affected and at-risk counts. A safety percentage can be calculated mathematically from those counts, but the ClinicalTrials.gov record does not provide a formal comparative safety analysis. The analysis should therefore not be presented as a tested treatment difference.

11. Statistical Interpretation of the Available Safety Data

Descriptive evidence

Arm A has 75 affected participants among 261 at risk, while Arm B has 54 affected participants among 257 at risk.

No formal comparison reported

The registry-reported statistical-analysis field is empty, so there is no reported risk ratio, odds ratio, confidence interval, or p-value for serious adverse events.

Different question from PFS

Serious adverse events and progression-free survival answer different clinical questions and should not be combined into a single efficacy statistic.

Denominators are explicit

The affected/at-risk format makes clear that the two arms have different numbers at risk, which should be retained when interpreting the descriptive safety data.

12. What Can and Cannot Be Concluded From the Posted Data

QuestionSupported by the ClinicalTrials.gov record?Reason
Was PATINA randomized?YesThe allocation is listed as randomized.
Was the study open-label?YesMasking is listed as none.
Was the design parallel?YesThe design model is listed as parallel.
What was the enrollment?YesEnrollment is 518.
What was the primary endpoint?YesInvestigator-assessed PFS.
What was the PFS hazard ratio?NoNo statistical analysis is reported.
What was median PFS?NoNo median PFS estimate is reported.
What was the PFS p-value?NoNo p-value is reported.
What was the PFS confidence interval?NoNo confidence interval is reported.
Were serious adverse events reported?YesAffected/at-risk counts are posted on ClinicalTrials.gov for both arms.
Was a formal serious-adverse-event comparison reported?NoThe registry-reported statistical-analysis field is empty.

13. Design Features That Affect Statistical Interpretation

Randomization

Randomization is one of the most important statistical features of PATINA. With 518 enrolled participants allocated across 2 parallel arms, the design establishes a framework for comparing outcomes according to assigned treatment strategy.

Open-label treatment

The study is listed as having no masking. This means treatment assignment was not blinded according to the ClinicalTrials.gov record. For an investigator-assessed endpoint, the open-label design is an important interpretive feature because assessment occurs in the context of known treatment assignment.

Parallel-group design

The parallel structure means participants are assigned to one of the randomized treatment arms rather than sequentially receiving multiple randomized treatment strategies. The primary comparison therefore concerns outcomes accumulated after assignment to the respective arms.

Time-to-event endpoint

The primary endpoint is not a binary response rate. It incorporates follow-up time and event timing. That makes censoring, event definitions, follow-up completeness, and the statistical model important parts of the analysis.

Absence of registry-reported formal analysis

The most important limitation of the available statistical information is that the ClinicalTrials.gov record contains no formal statistical analyses. That prevents a responsible reconstruction of the numerical treatment effect even though the registry says results have been posted.

14. Why This Trial Matters Statistically

PATINA is useful as a teaching example because its primary endpoint illustrates a central problem in clinical-trial statistics: the difference between having an endpoint and having a formal statistical estimate of treatment effect.

ConceptHow it appears in PATINA
RandomizationThe study uses randomized allocation.
Parallel designParticipants are allocated to 2 parallel arms.
Open-label designMasking is listed as none.
Time-to-event analysisThe primary endpoint is investigator-assessed PFS.
Kaplan-Meier estimationA standard framework for estimating PFS distributions in randomized groups.
Cox proportional-hazards modelingA standard framework for estimating a relative PFS hazard when appropriate.
Log-rank testingA standard method for comparing time-to-event distributions between randomized groups.
CensoringRelevant whenever participants do not experience progression or death during observed follow-up.
Open-label assessmentImportant because the primary endpoint is investigator-assessed.
Safety denominatorsSerious adverse events are reported as affected/at-risk counts by arm.
Registry interpretationPosted outcome measures do not necessarily provide a formal treatment-effect analysis.

15. Important Limitations and Interpretation Issues

16. Clinical Interpretation vs Statistical Interpretation

Statistical interpretation

The study is a randomized, parallel-group phase 3 trial with a single registered time-to-event primary endpoint. The ClinicalTrials.gov record does not provide the numerical comparative analysis required to quantify the treatment effect.

Clinical interpretation

The registry identifies a targeted-therapy study in HER-2 positive and estrogen receptor positive breast cancer and identifies investigator-assessed PFS as the primary outcome. No treatment recommendation follows from the registry-reported numerical information alone.

17. What a Complete PFS Analysis Would Normally Report

For educational purposes, a complete statistical presentation of the registered primary endpoint would ordinarily bring several complementary quantities together rather than relying on one number.

ComponentPurpose
Number randomizedDefines the population entering the randomized comparison.
Number of PFS eventsDescribes the amount of event information available for the time-to-event analysis.
Kaplan-Meier estimatesDescribe the estimated PFS experience over time.
Median PFSProvides a time-scale summary when the estimated survival curve reaches 0.50.
Hazard ratioSummarizes the relative instantaneous event rate under a Cox model.
95% confidence intervalDescribes statistical uncertainty around the estimated hazard ratio.
Log-rank p-valueTests the prespecified null comparison under the applicable testing framework.
Censoring informationShows how much follow-up information comes from participants without an observed event.

None of the numerical PFS results in this list should be inferred from the fact that results are posted. The ClinicalTrials.gov record provides the endpoint definition and time frame, but not these formal treatment-effect quantities.

18. Statistical Concepts in This Trial

Learn more about the methods relevant to this trial:

19. Related Statistical Calculators

20. Sources

Continue through Clinical Biostats

Explore the statistical concepts that underpin randomized clinical trials and their time-to-event endpoints.

21. Record Summary

PATINA is a phase 3, randomized, open-label, parallel-group study with 518 enrolled participants and 2 treatment arms. Its single registered primary endpoint is Progression-free Survival (PFS) as Assessed by Investigator, defined as the time from registration to disease progression or death over a registered time frame of 7 years 3 months.

The statistical lesson is equally important: the ClinicalTrials.gov record states that results have been posted, but they do not contain formal statistical analyses for the primary endpoint. Consequently, a responsible independent analysis can explain the appropriate time-to-event framework—Kaplan-Meier estimation, hazard-ratio modeling, confidence intervals, log-rank testing, and censoring—without fabricating a numerical treatment effect.

Clinical Biostats methodology: A trial-results page should distinguish clearly between what the registry reports and what statistical methods would ordinarily be used to analyze the endpoint. When a formal analysis is absent from the ClinicalTrials.gov record, preserving that distinction is more informative than supplying an unsupported estimate.