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Cardiovascular Phase 3 Factorial Design NCT01467466

PRESERVE: Complete Statistical Analysis of Sodium Bicarbonate and N-Acetylcysteine in Acute Kidney Injury Prevention

A detailed statistical review of the randomized phase 3 PRESERVE trial evaluating intravenous sodium bicarbonate versus intravenous sodium chloride and oral N-acetylcysteine versus oral placebo for serious patient-centered events within 90 days following angiography.

Trial status: Completed  ·  Enrollment: 5177  ·  Primary completion: September 29, 2017
ClinicalTrials.gov record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record.

1. Trial at a Glance

PRESERVE was a randomized, double-blind, phase 3 factorial trial evaluating two separate interventions in participants undergoing angiography: intravenous sodium bicarbonate versus intravenous sodium chloride, and oral N-acetylcysteine versus oral placebo. The primary outcomes were serious, adverse, patient-centered events within 90 days following angiography.

5177
Enrolled
Phase 3
4
Arms
Factorial design
0.95
Bicarbonate OR
95% CI 0.73–1.24
1.02
NAC OR
95% CI 0.78–1.34
FeaturePRESERVE
PhasePhase 3
Therapeutic areaCardiovascular
ConditionsAcute Renal Failure; Kidney Disease; Coronary Artery Disease
DesignRandomized, double-blind, factorial
Primary purposePrevention
Enrollment5177
Primary endpoints2 binary endpoints
Primary comparisonsIntravenous sodium bicarbonate vs intravenous sodium chloride; oral N-acetylcysteine vs oral placebo
Primary analysisWald's Chi-Square; odds ratio
Registry statusCompleted
Lead sponsorVA Office of Research and Development

2. Clinical Question

The trial addressed two related prevention questions following angiography. First, does intravenous sodium bicarbonate differ from intravenous sodium chloride with respect to serious, adverse, patient-centered events within 90 days? Second, does oral N-acetylcysteine differ from oral placebo for the same endpoint?

Population

Participants enrolled in the phase 3 PRESERVE trial in the setting of angiography, with conditions including acute renal failure, kidney disease, and coronary artery disease.

Intravenous intervention

IV isotonic bicarbonate, compared with IV isotonic saline.

Oral intervention

N-acetylcysteine, compared with oral placebo.

Primary questions

Whether either intervention changed the odds of the registered serious, adverse, patient-centered composite endpoint within 90 days following angiography.

3. Trial Design

01
Randomize5177 participants
02
Factorial allocationFour treatment combinations
03
Double blindBlinded treatment assignment
04
AngiographyStudy interventions in the angiography setting
05
90-day assessmentPrimary binary endpoint

The factorial structure is central to the statistical interpretation. The four arms combine two levels of the intravenous intervention with two levels of the oral intervention. This allows the registry to report a sodium bicarbonate-versus-saline comparison and a N-acetylcysteine-versus-placebo comparison within the same overall trial population.

ARM 1

IV isotonic saline + oral placebo

  • IV isotonic saline
  • Oral placebo
ARM 2

IV isotonic saline + oral N-acetylcysteine

  • IV isotonic saline
  • Oral N-acetylcysteine
ARM 3

IV isotonic bicarbonate + oral placebo

  • IV isotonic bicarbonate
  • Oral placebo
ARM 4

IV isotonic bicarbonate + oral N-acetylcysteine

  • IV isotonic bicarbonate
  • Oral N-acetylcysteine

4. Why the Factorial Design Matters

A factorial trial evaluates more than one intervention simultaneously. Here, the intravenous factor has two levels—sodium bicarbonate and sodium chloride—and the oral factor has two levels—N-acetylcysteine and placebo. Their combination produces four treatment cells.

Factorial structure
2 intravenous treatments × 2 oral treatments = 4 randomized treatment combinations

The primary registry analyses then address the two principal intervention contrasts separately: sodium bicarbonate versus saline and N-acetylcysteine versus placebo.

The factorial structure is statistically efficient because two intervention questions can be addressed in one randomized trial. It also creates an important interpretive question: whether the effect of one intervention depends on the level of the other intervention. The registry information in the ClinicalTrials.gov record does not report an interaction analysis, so the two primary comparisons are the documented statistical results.

5. Primary Endpoints

EndpointTime frameDefinitionAnalysis
Serious, adverse, patient-centered events comparing IV sodium bicarbonate with IV sodium chloride Within 90 days following angiography Death, need for acute dialysis, or persistent decline in kidney function Wald's Chi-Square; odds ratio
Serious, adverse, patient-centered events comparing oral N-acetylcysteine with oral placebo Within 90 days following angiography Death, need for acute dialysis, or persistent decline in kidney function Wald's Chi-Square; odds ratio

Endpoint components

The registry defines death using medical record and/or vital status registry documentation. Need for acute dialysis is defined as initiation of any modality of renal replacement, including intermittent hemodialysis, peritoneal dialysis, continuous renal replacement therapy, or sustained low-efficiency dialysis.

Persistent decline in kidney function is defined as an increase in serum creatinine of at least 50% from the baseline value collected before angiography to the measurement taken 90 days following angiography.

Binary endpoint: each primary outcome classifies participants according to whether the registered serious, adverse, patient-centered event occurred within the specified 90-day period. The statistical analysis therefore compares the odds of an event between the randomized intervention groups.

6. Statistical Methodology

Wald's Chi-Square test

The registry reports Wald's Chi-Square as the formal method for both primary endpoint comparisons. This is a hypothesis-testing framework for assessing the treatment contrast represented by the fitted odds-ratio estimate.

Conceptual relationship
OR = odds of event in intervention group ÷ odds of event in comparator group

An odds ratio of 1 represents equal odds between the compared groups. Values below 1 indicate lower estimated odds in the numerator group, while values above 1 indicate higher estimated odds.

Odds ratio

The effect measure reported for both primary endpoints is the odds ratio. Unlike a risk ratio, an odds ratio compares odds rather than probabilities directly. For relatively uncommon events, odds ratios and risk ratios can be numerically similar, but they are not the same quantity.

Two-sided 95% confidence intervals

Both primary analyses report two-sided 95% confidence intervals. The interval describes statistical uncertainty around the estimated odds ratio under the analysis framework. It does not describe the range of effects experienced by individual participants.

Superiority hypothesis

The registry identifies both primary analyses as superiority analyses. The inferential question is therefore whether the randomized intervention comparison provides evidence of a difference rather than whether two treatments satisfy a prespecified non-inferiority margin.

7. Primary Results: Sodium Bicarbonate vs Sodium Chloride

The first primary endpoint compared intravenous sodium bicarbonate with intravenous sodium chloride for serious, adverse, patient-centered events within 90 days following angiography.

Odds ratio for the primary endpoint

0.95

95% CI: 0.73–1.24   ·   P = 0.70

Wald's Chi-Square; superiority analysis; two-sided 95% confidence interval

Clinical Biostats interpretation

An odds ratio of 0.95 means that the estimated odds of the composite primary endpoint were 0.95 times the odds in the sodium chloride comparison group under the reported analysis. Expressed descriptively, this estimate is close to 1.

The estimate does not mean that the two interventions are proven equivalent. A superiority analysis with a confidence interval that includes 1 does not establish equivalence or non-inferiority; it indicates that the data are compatible with a range of effects that includes no difference on the odds-ratio scale.

The 95% CI of 0.73–1.24 communicates the precision of the estimated odds ratio. The interval extends below and above 1, so the uncertainty around the estimate includes both a possible reduction and a possible increase in odds.

The P = 0.70 value addresses the statistical evidence against the null hypothesis represented by the analysis. It is not a measure of effect size, clinical importance, or the probability that the treatment works. The odds ratio and its confidence interval are needed to understand the magnitude and precision of the estimated treatment difference.

Primary comparisonEffect measureEstimate95% CIP-value
Sodium bicarbonate vs saline Odds ratio 0.95 0.73–1.24 0.70

8. Primary Results: N-Acetylcysteine vs Placebo

The second primary endpoint compared oral N-acetylcysteine with oral placebo for serious, adverse, patient-centered events within 90 days following angiography.

Odds ratio for the primary endpoint

1.02

95% CI: 0.78–1.34   ·   P = 0.86

Wald's Chi-Square; superiority analysis; two-sided 95% confidence interval

Clinical Biostats interpretation

An odds ratio of 1.02 means that the estimated odds of the primary endpoint were 1.02 times the odds in the placebo comparison group under the reported analysis. The point estimate is therefore very close to the null value of 1.

The 95% CI of 0.78–1.34 indicates uncertainty around the point estimate. It includes 1 and extends in both directions, meaning the confidence interval is compatible with a range of lower and higher odds relative to placebo.

The P = 0.86 value is evidence from the specified superiority test, not a measure of how large or clinically meaningful an effect is. A high P-value does not establish that the intervention and comparator have identical effects, just as a low P-value by itself would not describe the size of an effect.

Because this was a superiority analysis rather than a non-inferiority or equivalence analysis, the absence of statistically significant evidence of superiority should not be rephrased as proof that the two interventions are equivalent.

Primary comparisonEffect measureEstimate95% CIP-value
N-acetylcysteine vs placebo Odds ratio 1.02 0.78–1.34 0.86

9. Comparing the Two Primary Analyses

FeatureSodium bicarbonate vs salineN-acetylcysteine vs placebo
EndpointSerious, adverse, patient-centered eventsSerious, adverse, patient-centered events
Time frameWithin 90 days following angiographyWithin 90 days following angiography
AnalysisWald's Chi-SquareWald's Chi-Square
Effect measureOdds ratioOdds ratio
Estimate0.951.02
95% CI0.73–1.240.78–1.34
P-value0.700.86
HypothesisSuperioritySuperiority

The two estimates are close to the null value of 1, but they represent separate randomized comparisons. The sodium bicarbonate analysis estimates an odds ratio below 1, whereas the N-acetylcysteine analysis estimates an odds ratio slightly above 1. Neither confidence interval excludes 1.

It is important not to interpret the numerical difference between 0.95 and 1.02 as evidence that one intervention has a different effect from the other. They are different treatment contrasts, and the registry information does not report a formal statistical comparison of those two treatment effects.

10. Safety: Serious Adverse Events by Arm

The registry reports serious adverse events by the four factorial treatment combinations. These figures are presented separately from the two primary efficacy analyses because the primary endpoint is a specific patient-centered composite, whereas the safety information summarizes serious adverse events by randomized arm.

Randomized armAffectedAt risk
IV isotonic saline & oral placebo9411300
IV isotonic saline & oral N-acetylcysteine10401292
IV isotonic bicarbonate & oral placebo10831294
IV isotonic bicarbonate & oral N-acetylcysteine9411291

The four-arm presentation is useful for understanding the factorial structure. It preserves the individual treatment combinations rather than collapsing the trial into only two groups. The registry figures should not be substituted for the primary composite endpoint results because serious adverse events and the registered patient-centered composite are distinct outcome definitions.

11. Statistical Methods Explained

Why was a factorial design used?

A factorial design permits two intervention questions to be investigated within one randomized trial. In PRESERVE, the intravenous intervention and oral intervention each had two levels, creating four combinations. The design therefore supports separate comparisons of sodium bicarbonate versus saline and N-acetylcysteine versus placebo.

What does an odds ratio of 0.95 mean?

An odds ratio of 0.95 means the estimated odds in the sodium bicarbonate group were 0.95 times those in the saline group. Because the odds ratio is close to 1, the point estimate represents only a small relative difference on the odds scale. The confidence interval is essential because it shows that the point estimate is uncertain.

What does an odds ratio of 1.02 mean?

An odds ratio of 1.02 means the estimated odds in the N-acetylcysteine group were 1.02 times those in the placebo group. Again, the estimate is close to the null value of 1. The corresponding confidence interval extends from 0.78 to 1.34, so the uncertainty is substantially broader than the point estimate alone suggests.

Why use a Chi-squared test for a binary endpoint?

The primary endpoints are binary: participants either experienced the registered serious, adverse, patient-centered event within the 90-day window or they did not. A Chi-squared framework is therefore appropriate for testing a treatment comparison involving categorical outcome information. The registry specifically reports Wald's Chi-Square for both primary analyses.

Why is the confidence interval more informative than the P-value alone?

The P-value addresses evidence against the null hypothesis under the specified test. The confidence interval additionally shows the range of odds-ratio values compatible with the statistical uncertainty. For PRESERVE, the intervals of 0.73–1.24 and 0.78–1.34 provide information about the possible magnitude and direction of the treatment contrast that a P-value alone cannot convey.

Does a confidence interval containing 1 prove equivalence?

No. A confidence interval containing 1 means that no difference on the odds-ratio scale is among the values compatible with the analysis. It does not demonstrate equivalence or non-inferiority. Those conclusions require prespecified equivalence or non-inferiority criteria and margins.

Why does the four-arm structure matter when the reported results are two comparisons?

The four arms represent every combination of the two intravenous levels and the two oral levels. The primary results then summarize the two intervention contrasts. Keeping the four-arm structure visible is important because it shows how the randomized treatment combinations were constructed and prevents the factorial design from being mistaken for a simple two-arm trial.

12. Confidence Intervals and Statistical Precision

Sodium bicarbonate

The estimated odds ratio was 0.95, with a two-sided 95% CI of 0.73–1.24. The interval includes the null value of 1 and therefore does not establish superiority under the reported test.

N-acetylcysteine

The estimated odds ratio was 1.02, with a two-sided 95% CI of 0.78–1.34. The interval also includes 1 and therefore does not establish superiority under the reported test.

Confidence intervals should be read together with the point estimates. The point estimate is the single best estimate produced by the reported analysis, while the confidence interval communicates the uncertainty surrounding that estimate. Neither should be interpreted as an individual-level prediction.

Null values for the reported effect measure
OR = 1   →   equal odds between the compared groups

For both primary analyses, the two-sided 95% confidence interval contains 1. The corresponding P-values are 0.70 and 0.86.

13. P-values and Superiority Testing

The registry identifies both primary analyses as superiority tests. The sodium bicarbonate comparison has a P-value of 0.70, while the N-acetylcysteine comparison has a P-value of 0.86.

ComparisonP-valueWhat the P-value addresses
Sodium bicarbonate vs saline 0.70 Evidence against the null hypothesis in the reported superiority analysis
N-acetylcysteine vs placebo 0.86 Evidence against the null hypothesis in the reported superiority analysis

A P-value is not the probability that the null hypothesis is true. It is also not the probability that the observed effect occurred by chance, and it does not quantify the clinical importance of the treatment difference. The odds ratio and confidence interval provide the complementary information needed to describe the estimated magnitude and uncertainty.

14. Multiplicity and the Factorial Structure

Two primary endpoints were registered, corresponding to two principal intervention comparisons. The registry reports formal analyses for both endpoints but does not provide additional multiplicity-adjustment details in the information summarized here.

That distinction matters because a trial with more than one confirmatory question requires an explicit statistical framework for interpreting the collection of hypothesis tests. Without additional documented information, the two reported P-values should be described as the results of their respective registered analyses rather than assigning an unreported multiplicity procedure to the trial.

Interpretive caution: the existence of two primary comparisons does not by itself establish that a particular multiplicity adjustment was used. The registry information identifies both endpoints as superiority analyses and reports their individual Wald's Chi-Square results, but it does not report an alpha-allocation or multiplicity procedure for these analyses.

15. Interaction in a Factorial Trial

Factorial designs create an additional statistical concept: interaction. An interaction would mean that the effect of one intervention depends on which level of the other intervention is present.

Conceptual question
Does the effect of sodium bicarbonate differ according to N-acetylcysteine assignment?

The reciprocal question is whether the effect of N-acetylcysteine differs according to sodium bicarbonate assignment. The registry information for this record does not report a formal interaction analysis.

This is an important distinction between a factorial design and two completely separate randomized trials. The four treatment combinations create an opportunity to examine whether the two interventions interact. A formal interaction test, however, is required before concluding that the effect of one intervention differs according to the other intervention.

16. Endpoint Definition and Clinical Meaning

The primary endpoint is intentionally broader than a single renal laboratory measurement. It combines serious, patient-centered outcomes: death, need for acute dialysis, or persistent decline in kidney function.

ComponentRegistry definition
Death Based on medical record and/or vital status registry documentation
Need for acute dialysis Initiation of any modality of renal replacement, including intermittent hemodialysis, peritoneal dialysis, continuous renal replacement therapy, or sustained low-efficiency dialysis
Persistent decline in kidney function Increase in serum creatinine of at least 50% from the baseline value collected pre-angiography to the measurement taken 90 days following angiography

Composite endpoints require careful interpretation because an overall treatment comparison combines potentially different clinical events. A participant meeting any registered component contributes to the binary endpoint, but the statistical result does not by itself reveal which component drove the overall comparison.

17. Trial Timeline

October 7, 2013

Trial start

The registry lists October 7, 2013 as the study start date.

September 29, 2017

Primary completion

The registry lists September 29, 2017 as the primary completion date.

Completed

Registry status

The study is listed as completed, with 5177 participants enrolled.

18. Safety Results in the Four Randomized Arms

The reported serious adverse-event counts provide a four-cell view of the factorial treatment structure.

Serious adverse events: affected participants
Saline + placebo
941
Saline + NAC
1040
Bicarbonate + placebo
1083
Bicarbonate + NAC
941

The affected counts should be read alongside their respective at-risk denominators. The registry reports 941/1300 for saline plus placebo, 1040/1292 for saline plus N-acetylcysteine, 1083/1294 for bicarbonate plus placebo, and 941/1291 for bicarbonate plus N-acetylcysteine.

19. What the Odds Ratio Does — and Does Not — Mean

Statistical interpretation

An odds ratio of 0.95 for sodium bicarbonate versus saline means that the estimated odds of the registered primary endpoint were 0.95 times the comparator odds under the reported analysis.

An odds ratio of 1.02 for N-acetylcysteine versus placebo means that the estimated odds were 1.02 times the comparator odds.

What it does not mean

Neither odds ratio is a percentage of participants who benefited, a probability that treatment works, or a direct estimate of relative risk. An odds ratio should not be described as though it were automatically a risk ratio.

Why the confidence intervals matter

The 95% confidence intervals of 0.73–1.24 and 0.78–1.34 show the statistical uncertainty around the two point estimates. Both intervals contain 1, the null value for an odds ratio.

Why the P-values do not measure effect size

The P-values of 0.70 and 0.86 address the statistical tests associated with the two superiority analyses. They do not tell the reader how large an effect is. Effect size is described by the odds ratio, while precision is described by the confidence interval.

20. Limitations and Interpretation Issues

21. Why This Trial Matters Statistically

PRESERVE is a useful teaching example because its statistical structure is different from a conventional two-arm trial. Two independent intervention questions are embedded within a four-arm factorial design, and both primary outcomes are binary composite endpoints analyzed with odds ratios and Wald's Chi-Square tests.

ConceptHow it appears in PRESERVE
RandomizationRandomized phase 3 trial with four factorial treatment combinations
BlindingDouble-blind design
Factorial designTwo intravenous levels crossed with two oral levels
Binary endpointPrimary outcomes classify serious patient-centered events within 90 days
Composite endpointDeath, acute dialysis, or persistent decline in kidney function
Chi-squared testingWald's Chi-Square used for both primary comparisons
Odds ratioReported effect measure for both primary endpoints
Confidence intervalTwo-sided 95% intervals accompany both odds-ratio estimates
Superiority testingBoth primary analyses are identified as superiority hypotheses
InteractionFactorial structure creates an interaction question between the two interventions

22. Statistical Methods in Practice

The statistical story can be summarized as a sequence from trial architecture to estimand and inference.

01
Factorial designTwo intervention factors
02
Binary outcome90-day composite
03
Odds ratioRelative odds
04
Wald testHypothesis test
05
95% CIEffect uncertainty

This structure illustrates why statistical interpretation should not stop at the P-value. The design determines the comparisons, the endpoint determines the appropriate outcome scale, the odds ratio describes the estimated contrast, and the confidence interval provides the corresponding measure of precision.

23. Related Tutorials

Learn more about the methods used in this trial:

24. Related Statistical Calculators

25. Sources

Continue through Clinical Biostats

Explore statistical tutorials, calculators, and additional clinical-trial analyses covering study design, endpoints, effect measures, and statistical inference.

26. Record Summary

PRESERVE provides a clear example of how a factorial randomized trial can address two intervention questions within one four-arm design. The two registered primary endpoints were binary serious, adverse, patient-centered outcomes assessed within 90 days following angiography. Both were analyzed using Wald's Chi-Square tests with odds ratios and two-sided 95% confidence intervals.

The reported sodium bicarbonate comparison produced an odds ratio of 0.95 with a 95% CI of 0.73–1.24 and P = 0.70. The N-acetylcysteine comparison produced an odds ratio of 1.02 with a 95% CI of 0.78–1.34 and P = 0.86. Both confidence intervals include the null odds ratio of 1. These results should be interpreted as the reported superiority analyses rather than as equivalence or non-inferiority demonstrations.

Statistical perspective: the central lesson from PRESERVE is the importance of matching interpretation to design and endpoint. A factorial structure determines the intervention contrasts, a binary composite endpoint determines the categorical-data framework, the odds ratio describes the relative odds, and the confidence interval and P-value provide complementary information about uncertainty and statistical evidence.