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Benign Prostatic Hyperplasia (BPH) NA Registry Results NCT03052049

Prostatic Artery Embolization (PAE) for Treatment of Signs and Symptoms of Benign Prostatic Hyperplasia (BPH) Using Bead Block Microspheres: Complete Statistical Analysis

This record describes a single-group feasibility study of prostate artery embolization for lower urinary tract symptoms attributed to benign prostatic hyperplasia. The registry lists adverse-event counts, but does not report the primary endpoint results or results for the symptom and functional outcomes.

Trial start: 2017-09-06  ·  Enrollment: 28  ·  Sponsor: Northwestern University
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for Prostatic Artery Embolization (PAE) for Treatment of Signs and Symptoms of Benign Prostatic Hyperplasia (BPH) Using Bead Block Microspheres (NCT03052049), a na na study. The primary outcome is Number of Reported Treatment-related Adverse Events (AE) as Assessed by NCI CTCAE Grading Scale ..

28
Enrollment
NA
n/a
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT03052049
PhaseNA
ConditionBenign Prostatic Hyperplasia (BPH)
AllocationNot applicable (single group)
Design modelSingle Group
MaskingNone (open label)
Enrollment28
Arms in the primary outcomen/a
Lead sponsorNorthwestern University
Results postedYes

2. Clinical Question

Population

The study concerns patients with benign prostatic hyperplasia (BPH) and lower urinary tract symptoms attributed to BPH. The registry describes an enrollment of 28. The adverse-event summary reports 26 participants at risk for the listed safety counts; further eligibility details and reasons for the difference between enrollment and that safety count are not reported in the registry record.

Intervention

The intervention was prostate artery embolization (PAE), listed as a device intervention. The registry describes one study arm in which patients received PAE. The study was open-label and non-randomized.

Comparator

There was no separate comparator arm. The record describes a single-group study, so it does not provide a concurrent control group against which to compare outcomes. Any change observed after the procedure cannot, on this design alone, be separated from changes over time or other influences.

Primary question

The primary safety question was how many treatment-related adverse events were reported and graded using the NCI CTCAE scale during the 1 year timeframe. The registry says grading was assessed at 1, 3, 6, and 12 months after the procedure. Although the registry lists the endpoint, it does not report the endpoint result itself. The posted safety summary separately lists serious and other adverse-event affected counts, but does not establish that those counts are the treatment-related, graded event total specified by the primary endpoint.

3. Trial Design

This was an open-label, non-randomized feasibility study of prostate artery embolization for signs and symptoms of benign prostatic hyperplasia. It had a single group: patients received PAE. The registry lists the study as completed and reports an enrollment of 28. The study began on 2017-09-06, with primary completion on 2022-09-26.

Because there was no random allocation and no separate control arm, the design is not a treatment-versus-control comparison. The record does not support attributing observed changes to the procedure by comparing them with outcomes in a concurrent untreated or alternative-treatment group. The stated purpose was to evaluate safety, while the registry also lists symptom, quality-of-life, impact-index, and urine-flow outcomes.

The primary endpoint concerns the number of reported treatment-related adverse events, graded using the NCI CTCAE scale over a 1 year timeframe. The description says events were graded at 1, 3, 6, and 12 months after the procedure. Secondary outcomes are changes in the International Prostate Symptom Score, Quality of Life Bother Score, Benign Prostatic Hyperplasia Impact Index Score, and peak urine flow (Qmax).

The registry record does not report the detailed protocol, eligibility criteria, recruitment process, sample-size justification, or a fuller statistical analysis plan. It also does not explain why the safety summary lists 26 participants at risk while enrollment is 28. These omissions limit assessment of who contributed to each analysis and how the study was intended to handle incomplete observations.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Overall Study

StageProstate Artery Embolization
STARTED28
COMPLETED26
NOT COMPLETED2

Reasons for not completing this period:

ReasonProstate Artery Embolization
Withdrawal by Subject2

Analysis population for the primary outcome, as defined in the registry: Events

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

CharacteristicUnitProstate Artery Embolization
Participants analysed26
Age, Categorical: <=18 yearsParticipants0
Age, Categorical: Between 18 and 65 yearsParticipants12
Age, Categorical: >=65 yearsParticipants14
Age, Continuousyears66 (52 to 78)
Sex: Female, Male: FemaleParticipants0
Sex: Female, Male: MaleParticipants26
Ethnicity (NIH/OMB): Hispanic or LatinoParticipants1
Ethnicity (NIH/OMB): Not Hispanic or LatinoParticipants25
Ethnicity (NIH/OMB): Unknown or Not ReportedParticipants0
Race (NIH/OMB): American Indian or Alaska NativeParticipants0
Race (NIH/OMB): AsianParticipants2
Race (NIH/OMB): Native Hawaiian or Other Pacific IslanderParticipants0
Race (NIH/OMB): Black or African AmericanParticipants1
Race (NIH/OMB): WhiteParticipants23
Race (NIH/OMB): More than one raceParticipants0
Race (NIH/OMB): Unknown or Not ReportedParticipants0
Region of Enrollment: United Statesparticipants26
Urinary Retention Requiring an Indwelling CatheterParticipants1
Length of BPH symptoms (years)years6 (0.5 to 20)
Total Prostate Volumecm^381.0 (26.1 to 196.0)
Blood urea Nitrogen (BUN)mg/dl17.5 (8.0 to 41)
Creatinine (mg/dl)mg/dl1.0 (0.6 to 1.71)
International Normalized ratio (INR)ratio1.0 (0.9 to 1.20)
PSA (ng/ml)ng/ml4.6 (0.2 to 17.4)
percentage of Free PSApercentage21.0 (9.2 to 27.0)

6. Primary Endpoint

The registry lists the primary outcome as Number of Reported Treatment-related Adverse Events (AE) as Assessed by NCI CTCAE Grading Scale ., measured over 1 year.

ElementRegistry entry
Result typeNumber
Measure of spreadnot applicable
Unitevents
Endpoint classificationnot reduced to a single comparison

The primary endpoint is the number of reported treatment-related adverse events assessed using the NCI CTCAE grading scale. It is a count endpoint: the intended quantity is how many events were recorded, rather than a change in a symptom score or a comparison between treatment groups. The registry describes grades from mild (grade 1) through fatal (grade 5), based on the event's impact on daily activities and clinical status, and states that grading was assessed at 1, 3, 6, and 12 months after the procedure.

Safety event counts are used to describe the kinds and burden of adverse events observed during a specified follow-up period. Grading adds information about severity, while the treatment-related designation is intended to distinguish events considered related to the intervention from other events. However, the registry does not report the primary endpoint's event count or grade-specific results. The adverse-event summary lists affected counts for serious and other events, but it does not state that these values are the primary endpoint's treatment-related, CTCAE-graded event count. They should therefore be read as a separate safety summary, not as a substitute for the unreported primary endpoint result.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Not a randomized comparison (allocation: NA); arms are not a like-for-like control comparison. A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The registry identifies this as a feasibility and safety study, not a randomized comparative trial. The core statistical limitation is therefore not merely the size of the study: there is no separate control group to provide a benchmark for what might have happened without PAE or under another approach. A single-group follow-up can describe outcomes among participants, but it cannot by itself distinguish an intervention effect from natural change, differences in follow-up, or other influences.

The posted adverse-event summary lists 26 participants at risk, 0 with serious adverse events, 10 with other adverse events, and 0 deaths. These are descriptive counts. The record does not give uncertainty intervals for these counts, detailed event terms for the serious events, or enough information to determine whether the other-event count refers to events, participants with events, or the primary endpoint definition. The serious-event terms list is empty. These safety figures should not be interpreted as the treatment-related adverse-event total, because the primary endpoint is explicitly defined as reported treatment-related events graded with NCI CTCAE, and its result is not reported in the registry record.

The registry lists four secondary outcomes: changes in IPSS, QOL Bother Score, BPH Impact Index Score, and Qmax. It does not report their observed values, changes, variability, or analysis results. Consequently, the posted record does not establish the direction, magnitude, or precision of change in any of these measures. It also does not provide a basis for judging whether any observed change would be clinically important.

For a count outcome, interpretation depends on a clear definition of what is counted and the period over which events are collected. Repeated assessments at 1, 3, 6, and 12 months can record events over follow-up, but the registry does not explain whether the endpoint is a cumulative count, how recurrent events are handled, or how an event spanning multiple assessments is counted. Those details are not reported in the registry record.

Overall, the record supplies a study design and selected safety counts, but not the primary endpoint result or the secondary outcome results. The reported counts provide a limited descriptive safety snapshot for participants listed as at risk. They do not establish comparative safety or efficacy, and the missing endpoint and outcome results prevent a fuller assessment of the study's findings.

9. Statistical Methods Explained

Statistical methods determine how study observations are turned into estimates and how much uncertainty should accompany those estimates. For this study, the registry provides the endpoint definitions and design description, but does not report a detailed statistical analysis plan or the methods used to produce the posted outcome results. The following concepts explain what would matter when interpreting a single-group safety study; they do not assert that any particular unreported method was used.

What does a single-group design allow?

A single-group study can describe outcomes among participants who received the intervention. If measurements are made before and after treatment, a within-participant change can also be described. But without a comparator group, that change is not an estimate of the difference between PAE and an alternative. It may reflect the procedure, natural history, concurrent care, measurement variation, or other factors. Randomization, when used in a comparative design, helps balance known and unknown influences across groups; this study is listed as non-randomized and single-group.

Open-label means the study was not masked. The registry lists masking as none. In general, awareness of treatment can affect reporting, clinical decisions, and outcome assessment, especially for subjective symptom or quality-of-life measures. The registry does not describe safeguards against such influences or whether outcome assessors were independent.

How should a count endpoint be understood?

The primary endpoint is a number of reported treatment-related adverse events, with severity graded under NCI CTCAE. A count describes event frequency, but its interpretation requires a defined observation period, a rule for recurrent events, and clarity about whether the unit is events or participants experiencing events. The timeframe is 1 year, and assessments are described at 1, 3, 6, and 12 months. The registry does not report how repeated or ongoing events were counted, nor the endpoint's observed total.

Count outcomes can have a skewed distribution: many participants may have few or no events, while a smaller number may have more. If event counts vary more than a simple count model expects, over-dispersion can matter because methods that assume less variability may understate uncertainty. This is a general statistical consideration, not a claim about this study. The registry does not report the model or other method used for the endpoint, so it is not possible to assess whether over-dispersion was evaluated.

What does a confidence interval convey?

In general, a confidence interval describes the precision of an estimate under the assumptions of the method used. A narrow interval indicates greater statistical precision than a wide one, while neither guarantees that the design is free from bias. For a single-group study, an interval around an event rate or a change score would still not supply the missing control-group comparison. The registry record does not report confidence intervals for the listed safety counts or outcome measures.

Why do analysis populations matter?

In general, an analysis population specifies which participants are included in a particular result. The number enrolled can differ from the number analyzed because of non-enrollment in a final analysis, missing measurements, or other reasons. Here, the registry reports enrollment of 28 and an adverse-event summary at-risk count of 26. It does not explain the difference or identify analysis populations for the primary or secondary outcomes. The at-risk count should therefore not be treated as the analysis denominator for every outcome.

What can planning calculations show?

Sample-size calculations are planning tools that describe what a design might be able to detect under stated assumptions. They are not observed results or evidence that a study had a particular probability of finding an effect. Any planning illustration based on an observed effect is especially dependent on that estimated effect and the specified assumptions. The registry record does not report the study's own sample-size justification. The assumptions described for planning illustrations include a two-sided significance level of 0.05, equal allocation between two arms, and a normal approximation; such two-arm assumptions do not describe this single-group study's actual design.

These distinctions matter because a design, an endpoint definition, and an analysis result answer different questions. The record establishes the intended safety measure and the single-group structure, but does not report the primary endpoint result or the methods needed to evaluate its precision. No inferential conclusion can be drawn from an unreported result.

10. Multiplicity, Missing Data and Analysis Populations

The registry lists one primary safety endpoint and four secondary outcomes: changes in IPSS, QOL Bother Score, BPH Impact Index Score, and Qmax. When several outcomes are examined, the chance of at least one apparently notable result can increase if each is tested separately without adjustment. In general, multiplicity procedures can control that issue, but the appropriate approach depends on the study's objectives and analysis plan.

The registry record does not report whether multiplicity was addressed, how outcomes were prioritized beyond the primary and secondary labels, or whether any analyses were exploratory. It also does not report the statistical tests, models, significance thresholds, or confidence intervals used for the outcomes. The existence of a primary endpoint does not, on its own, establish how secondary analyses were interpreted.

Missing-data methods and analysis populations are also not reported in the registry record. The enrollment is 28, while the adverse-event summary lists 26 at risk. The record does not explain this difference, describe completeness of follow-up, give outcome-specific denominators, or state whether missing observations were imputed, excluded, or handled by another method. It also does not report whether all enrolled participants were included in any analysis. Without those details, readers cannot assess whether outcome summaries represent the full enrolled group or a subset, and cannot determine how missing observations may affect interpretation.

11. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
Prostate Artery Embolization0260.0%

Deaths

ArmDeaths (participants affected of at risk)
Prostate Artery Embolization0 of 26

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 0% reporting threshold.

ArmParticipants affected of at risk
Prostate Artery Embolization10 of 26

Most frequent non-serious adverse event terms

Event termOrgan systemProstate Artery Embolization
Renal and Urinary Adverse EventsRenal and urinary disorders10 of 26
Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

The registry's adverse-event summary lists the PAE group with 26 participants at risk, 0 serious adverse-event affected participants, 10 other adverse-event affected participants, and 0 deaths. These are descriptive safety counts in the registry summary. The serious-event terms list is empty.

These figures should not be conflated with the primary endpoint result. The primary endpoint is defined as the number of reported treatment-related adverse events graded using NCI CTCAE over a 1 year timeframe. The adverse-event summary does not state that its affected counts are treatment-related, does not provide CTCAE grades, and does not give the endpoint's event total. A count of affected participants also need not equal a count of events if one participant can experience more than one event.

The at-risk count is not the enrollment count, and the registry does not explain the difference. The summary does not provide event-level descriptions for the other adverse events, timing, duration, or attribution. Thus, it is a limited descriptive record rather than a complete account of the endpoint or a comparison against another group.

12. What the Result Does, and Does Not, Mean

The posted information establishes that this was a completed, open-label, non-randomized, single-group feasibility study of PAE, with a stated focus on safety. The registry lists 28 enrolled participants and reports an adverse-event summary for 26 participants at risk. That summary records 0 serious adverse-event affected participants, 10 with other adverse events, and 0 deaths. These counts describe the registry's listed safety summary and should not be treated as a comparative estimate.

The primary endpoint result is not reported in the registry record. In particular, the record does not give the total number of treatment-related events graded under NCI CTCAE, the distribution of grades, or details needed to reconcile the endpoint definition with the separate adverse-event summary. The four secondary measures are named, but their results are not reported. There is therefore no posted estimate of change in symptom scores, quality of life, BPH impact, or peak urine flow to interpret.

Even if outcome changes were available, a single-group design would not show what would have happened to similar participants without PAE or under another treatment. An observed change after treatment is not equivalent to a causal treatment effect. No randomized control comparison is listed, and no precision estimates are reported for the summary counts.

Accordingly, the record does not establish that PAE caused a particular level of benefit or harm, nor does it establish comparative safety or efficacy. It provides the design, intended endpoints, and selected safety counts, while leaving the main endpoint findings, secondary outcome findings, analysis methods, and important follow-up details unreported. The most defensible reading is limited to those descriptive details and the uncertainty created by the missing results and methods.

13. Why This Trial Matters Statistically

This study is statistically informative as an example of the distinction between feasibility evidence and comparative evidence. A single-group feasibility study can document that participants received an intervention and can collect safety and outcome measures. It can also help identify what should be measured in later work. But it cannot supply the same causal comparison as a design with a suitable control group, because there is no concurrent estimate of outcomes in the absence of the intervention.

The endpoint also illustrates why definitions matter. A total count of treatment-related, graded adverse events is not interchangeable with a summary of participants affected by serious or other adverse events. Event counts and participant counts answer different questions, and attribution and severity grading add further distinctions. Here, the registry states the intended primary endpoint but does not report its result, while separately listing affected counts in a safety summary.

Another statistical lesson is the importance of denominators and analysis populations. Enrollment is listed as 28, but the adverse-event summary lists 26 at risk. Without an explanation or outcome-specific denominators, readers cannot determine which participants contributed to each result. Similarly, naming secondary outcomes does not make their results available; estimates and uncertainty are required to assess their magnitude and precision.

The registry record therefore makes clear both what the study set out to measure and where interpretation is constrained. Its single-group structure, unreported primary and secondary results, and limited information on analysis methods prevent strong conclusions about comparative effects. Those limitations are central to the statistical reading, rather than details that can be repaired by interpreting the safety counts more broadly.

14. Limitations

Several limitations specific to this record restrict interpretation. The primary endpoint is defined as treatment-related adverse events graded using NCI CTCAE, but its result is not reported in the registry record. The adverse-event summary gives affected counts without event descriptions or grades, so it cannot fill that gap. The summary reports 26 participants at risk, while enrollment is 28; the reason for this difference and the outcome-specific analysis denominators are not reported.

The registry identifies the design as open-label, non-randomized, and single-group. There is no separate comparator arm, so the study cannot provide a direct comparison with an alternative or estimate outcomes that would have occurred without the intervention. Awareness of treatment may also influence symptom reporting and assessments, and the record does not describe masking of outcome assessors or other steps to limit this possibility.

Although four secondary outcomes are listed, their results, variability, and follow-up details are not reported. The registry also does not report the statistical methods, missing-data procedures, analysis populations, multiplicity approach, or sample-size justification. For the event endpoint, rules for counting recurrent events and handling events across follow-up assessments are not specified. These omissions prevent assessment of precision, completeness, and the consistency between the endpoint definition and the posted safety summary.

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18. Record Summary

The registry describes a completed, open-label, non-randomized, single-group feasibility study of prostate artery embolization for lower urinary tract symptoms attributed to BPH. Enrollment was 28. The primary safety endpoint was the number of reported treatment-related adverse events graded using NCI CTCAE over a 1 year timeframe, with assessments described at 1, 3, 6, and 12 months.

The listed adverse-event summary reports 26 participants at risk, 0 serious adverse-event affected participants, 10 with other adverse events, and 0 deaths. The primary endpoint result and results for the four secondary outcomes are not reported in the registry record. The record does not provide a control-group comparison or enough analysis detail to assess precision, missing data, or the reason for the difference between enrollment and the safety at-risk count. Interpretation is therefore limited to the study design and the descriptive safety counts.

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