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Prostate Cancer Phase 2 Binary Endpoint NCT04176497

PSMA-PET/MRI Unfavorable-Risk Target Volume Pilot Study: Complete Statistical Analysis

This analysis examines a terminated, single-group phase 2 pilot of PSMA-PET/MRI for defining radiation targets in unfavorable-risk prostate cancer. The registry record includes serious adverse-event counts, but does not report a result for the primary toxicity endpoint.

Trial start: 2020-07-16  ·  Enrollment: 8  ·  Sponsor: UNC Lineberger Comprehensive Cancer Center
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for PSMA-PET/MRI Unfavorable-Risk Target Volume Pilot Study (NCT04176497), a na phase 2 study. The primary outcome is Early Genitourinary and Gastrointestinal Toxicity.

8
Enrollment
Phase 2
n/a
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT04176497
PhasePhase 2
ConditionProstate Cancer
AllocationNot applicable (single group)
Design modelSingle Group
MaskingNone (open label)
Enrollment8
Arms in the primary outcomen/a
Lead sponsorUNC Lineberger Comprehensive Cancer Center
Results postedYes

2. Clinical Question

Population

Participants with prostate cancer who started study treatment. The study enrolled 8 participants and focused on patients described as having unfavorable-risk prostate cancer.

Intervention

PSMA-PET/MRI imaging was added to a standard-of-care CT scan before treatment, with the aim of using PET and multiparametric MRI information to define radiation target volumes. The registry lists 68Ga-HBED-CC-PSMA as the intervention.

Comparator

There was no concurrent comparison group. This was a single-group study, not a randomized comparison, so its results cannot provide a like-for-like treatment contrast.

Primary question

The study asked whether image-adapted radiation target definition using PSMA-PET/MRI was feasible while meeting planning criteria, and assessed early grade 3 or higher genitourinary and gastrointestinal toxicity. The primary endpoint counts participants with those toxicities; its result is not reported in the registry record.

The clinical question is therefore about the feasibility and safety profile of an imaging-guided planning approach in a small pilot cohort, rather than whether it outperforms another strategy. The registry describes a secondary focus on late genitourinary toxicity, biochemical control using PSA levels, and patient-reported quality-of-life domains. Results for those secondary outcomes are not reported in the registry record. Because there is no control group, any events recorded during follow-up cannot by themselves establish whether the imaging strategy caused them or how outcomes would compare under another planning approach.

3. Trial Design

This was a phase 2, single-group pilot study sponsored by UNC Lineberger Comprehensive Cancer Center. The registry describes the study as testing the feasibility and toxicity of using PSMA-PET and multiparametric MRI with PET-MR technology to define radiotherapy targets while meeting current planning criteria. The study enrolled 8 participants. Its status is terminated; the registry lists a start date of 2020-07-16 and a primary completion date of 2024-02-07.

Participants were scheduled to receive a PSMA-PET/MRI scan in addition to a standard-of-care CT scan before treatment. The intervention entry names 68Ga-HBED-CC-PSMA, while the arm description focuses on imaging. The record does not report further details of the radiation regimen or the operational criteria used to judge whether planning criteria were met. The allocation is listed as not applicable, masking as none, and the model as single group. There was no randomized or concurrent control arm.

The primary outcome is a count of participants with early grade 3 or higher genitourinary and gastrointestinal toxicities, defined using CTCAE version 5.0. Its listed timeframe is “Up to 22 weeks (3 months after completion of radiation therapy).” The endpoint description separately defines eligible events as developing within three months after starting radiation therapy. The registry wording therefore gives two different reference points for the three-month period; it does not explain how that distinction was handled.

The registry lists 10 outcome measures and 0 analyses. It names secondary outcomes including late genitourinary toxicity, biochemical control using PSA levels, and patient-reported quality-of-life measures. The status, small enrollment, and absence of reported primary endpoint results limit what can be concluded about the study’s feasibility question from the registry record alone.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Before assignment: Eight subjects were screened, enrolled, and started treatment at one center in the United States between 7/16/2020 and 2/7/2024.

Overall Study

StagePMSA-PET/MRI
STARTED8
COMPLETED8
NOT COMPLETED0

Analysis population for the primary outcome, as defined in the registry: Participants started study treatment

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

Population: All participants who started to study treatment were included.

CharacteristicUnitPMSA-PET/MRI
Participants analysed8
Age, Continuousyears67.38 (59 to 77)
Sex: Female, Male: FemaleParticipants0
Sex: Female, Male: MaleParticipants8
Ethnicity (NIH/OMB): Hispanic or LatinoParticipants1
Ethnicity (NIH/OMB): Not Hispanic or LatinoParticipants7
Ethnicity (NIH/OMB): Unknown or Not ReportedParticipants0
Race (NIH/OMB): American Indian or Alaska NativeParticipants0
Race (NIH/OMB): AsianParticipants0
Race (NIH/OMB): Native Hawaiian or Other Pacific IslanderParticipants0
Race (NIH/OMB): Black or African AmericanParticipants4
Race (NIH/OMB): WhiteParticipants4
Race (NIH/OMB): More than one raceParticipants0
Race (NIH/OMB): Unknown or Not ReportedParticipants0
Region of Enrollment: United Statesparticipants8

6. Primary Endpoint

The registry lists the primary outcome as Early Genitourinary and Gastrointestinal Toxicity, measured over Up to 22 weeks (3 months after completion of radiation therapy).

ElementRegistry entry
Result typeCount Of Participants
Measure of spreadnot applicable
UnitParticipants
Endpoint classificationBinary Endpoint

The primary endpoint counts participants who experienced grade 3 or higher early genitourinary or gastrointestinal toxicity. The record defines these events using CTCAE version 5.0 and describes grade 3 as severe or medically significant, potentially requiring hospitalization or limiting self-care activities. Grades 4 and 5 are also described in the grading definitions, but the endpoint is specifically stated as grade 3 or higher. The event window is described as up to 22 weeks, with the timeframe label referring to three months after radiation completion. The endpoint definition refers instead to events arising within three months after radiation starts.

A participant count is a straightforward way to describe how many people in the treated cohort met the endpoint definition. It does not convey how many separate events each person experienced, how long toxicity lasted, or the timing and severity of events within the qualifying range. The registry record does not report the primary endpoint count, a confidence interval, or an analysis of this outcome.

This endpoint is relevant to a pilot whose stated aims include evaluating toxicity alongside the feasibility of imaging-adapted target definition. It captures clinically important early toxicity, but it does not by itself establish whether the imaging approach changes toxicity relative to another planning method. The single-group design has no concurrent comparator, and the primary endpoint result is not reported in the registry record.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Not a randomized comparison (allocation: NA); arms are not a like-for-like control comparison. A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The registry records 8 participants in the single-group study. For the serious adverse-event summary, 8 participants were at risk and 2 were recorded as affected. The summary also records 8 participants at risk and 8 affected for other adverse events. These are descriptive counts from the registry record, not a comparison between treatment strategies. The record lists 2 deaths, but does not report their causes or whether they were considered related to study treatment or radiation.

The listed serious adverse-event terms are Proctitis, Rectal ulcer, Rectal fistula, Kidney infection, Acidosis, and Hyperglycemia, each shown with 12.5%. These entries describe reported terms, not a complete account of each participant’s clinical course. The registry does not explain whether people could appear under multiple terms, the duration or severity of each event, or how event attribution was determined. The terms should not be read as evidence that the imaging intervention caused the events.

Crucially, the serious adverse-event summary is not the reported result for the primary endpoint. The primary endpoint concerns grade 3 or higher early genitourinary and gastrointestinal toxicity within a defined window. A separate result for that endpoint is not reported in the registry record. Serious adverse events and the primary toxicity endpoint are not interchangeable categories: the primary endpoint is defined by organ-system categories, grade, and timing, while the safety summary is presented using serious-event status and event terms. The record does not provide enough detail to reconcile these summaries.

The trial was terminated, and its enrollment was 8. With a small cohort and no control group, the event counts are limited descriptive evidence. They cannot establish how frequent these events would be in a broader population, determine whether risk differs under another planning strategy, or isolate the contribution of imaging from other aspects of care. The registry record does not report an uncertainty interval for the event counts, nor does it provide a comparative estimate.

The study’s stated feasibility aim also cannot be judged from toxicity counts alone. The record says the approach was intended to define target volumes while meeting planning criteria, but does not report a feasibility result or the criteria’s operational details. The listed secondary outcomes likewise have no results reported in the registry record. Accordingly, the posted safety counts provide only a partial view of the study’s intended questions.

9. Statistical Methods Explained

The registry characterizes the study as a single-group phase 2 pilot with 8 enrolled participants and no masking. In a single-group study, outcomes are observed in participants receiving the study approach, without a concurrent group serving as a direct control. This design can describe what happened in the enrolled cohort, but it does not separate the intervention’s effects from other influences such as participants’ baseline characteristics, routine care, or the course of their disease. The registry does not report a randomized comparison.

What a participant count represents

The primary endpoint is a count of participants who experienced grade 3 or higher early genitourinary or gastrointestinal toxicity. A count focuses on people meeting the endpoint definition, rather than on the number of events. If one participant experienced more than one qualifying event, a participant-count endpoint would still count that person as a participant with the endpoint. The registry does not report the primary count or clarify any further event-counting rules.

The safety summary separately reports how many participants were at risk and how many were affected by serious or other adverse events. These summaries should be interpreted according to their own definitions. “Serious” adverse events and grade 3 or higher toxicity are not automatically the same grouping: seriousness and severity describe different aspects of an adverse event, and the registry does not provide a cross-tabulation linking the serious-event entries to the primary endpoint.

Why uncertainty matters

An estimate from a small cohort can be sensitive to the outcome of each participant. A confidence interval, when reported, describes the range of values compatible with the data under the assumptions of the analysis; it communicates uncertainty rather than a guarantee about the true value. The registry does not report a confidence interval for the primary endpoint or the serious-event counts. The absence of an interval makes it difficult to judge the precision of the descriptive counts beyond their denominators.

General statistical context: in a study with no comparison group, an observed event count is not a treatment-effect estimate. A treatment-effect estimate needs a defined contrast, such as a comparison between groups or another explicitly modeled reference. Here, no concurrent comparator is described. Therefore, no relative effect of PSMA-PET/MRI planning can be inferred from the registry’s group-level counts.

Endpoint timing and definitions

Time windows are part of an endpoint’s definition because they determine which events qualify. The primary outcome timeframe is labeled “Up to 22 weeks (3 months after completion of radiation therapy),” while its description refers to events developing within three months after starting radiation therapy. These statements use different starting points. The registry does not explain how the window was applied or whether the wording reflects a correction or a protocol distinction. This ambiguity limits precise interpretation of which events would count toward the primary endpoint.

CTCAE version 5.0 is named as the framework for grading toxicity. The registry describes grade 3 as severe or medically significant, grade 4 as having life-threatening consequences, and grade 5 as death related to an adverse event. These definitions provide a severity framework, but a registry description alone does not show how events were assessed in practice, who graded them, or whether grading was independently reviewed. Those procedures are not reported in the registry record.

Multiplicity and outcome reporting

The registry lists 10 outcome measures, including several secondary measures of late toxicity, PSA-based biochemical control, and patient-reported quality of life. When a study examines multiple outcomes, there can be more than one opportunity for an apparently notable finding. A statistical plan may address this through a hierarchy, adjusted testing, or an explicitly exploratory interpretation. Such a plan is not reported in the registry record. The record lists 0 analyses, so it does not provide analysis-specific estimates or explain how the listed outcomes were handled statistically.

General statistical context: over-dispersion is relevant when counts vary more than a chosen statistical model expects. It may affect uncertainty estimates and model fit, especially when repeated event counts or clustered observations are analyzed. The primary endpoint is described as a participant count, and the registry provides no fitted count model or dispersion estimate. There is consequently no basis in the record to assess over-dispersion or to claim it was addressed.

The record includes planning assumptions for sample-size illustrations: a two-sided significance level of 0.05, equal allocation between two arms, and a normal approximation, with the target effect defined as a fraction of an observed effect. Those are generic illustration assumptions, not a description of this single-group pilot’s own design. The registry does not report a sample-size justification for the trial, and the primary endpoint result needed to define an observed effect is not reported in the registry record. Any planning illustration should be understood as planning, not as observed power or evidence about the study’s outcome.

10. Exact Estimates for Each Arm

No two-arm comparison is shown for this trial, but each arm's result can still be summarized with exact interval estimates computed from the posted counts. The Clopper-Pearson interval is exact and conservative; the Wilson interval is a common closer-to-nominal alternative; the Bayesian credible interval uses a uniform Beta(1, 1) prior. For small groups the three can differ noticeably.

ArmParticipantsEventsObserved %Clopper-Pearson 95% CIWilson 95% CIBayesian 95% credible interval
PMSA-PET/MRI800.0%0.0% to 36.9%0.0% to 32.4%0.3% to 33.6%

R code and output

arm    <- c("PMSA-PET/MRI")
n      <- c(8)
events <- c(0)
for (i in seq_along(n)) {
  ci <- binom.test(events[i], n[i])$conf.int          # Clopper-Pearson exact interval
  cr <- qbeta(c(0.025, 0.975), 1 + events[i], 1 + n[i] - events[i])   # Bayesian, uniform Beta(1,1) prior
  wi <- (function(x, n) { p <- x / n; z <- qnorm(0.975); d <- 1 + z^2 / n
    c((p + z^2 / (2 * n) - z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d, (p + z^2 / (2 * n) + z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d) })(events[i], n[i])
  cat(sprintf("ARM|%s|%d|%d|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f\n", arm[i], n[i], events[i], 100 * events[i] / n[i],
              100 * ci[1], 100 * ci[2], 100 * wi[1], 100 * wi[2], 100 * cr[1], 100 * cr[2]))
}
ARM  PMSA-PET/MRI  8  0  0.0  0.0  36.9  0.0  32.4  0.3  33.6

11. Multiplicity, Missing Data and Analysis Populations

The registry lists 10 outcome measures, including the primary early genitourinary and gastrointestinal toxicity endpoint and secondary measures covering late genitourinary toxicity, PSA-based biochemical control, and several patient-reported quality-of-life domains. Considering multiple outcomes can complicate interpretation because different analyses may produce different patterns of results. The registry record does not report a prespecified outcome hierarchy, a multiplicity adjustment, or a strategy for distinguishing confirmatory from exploratory analyses. It also lists 0 analyses, so analysis-specific results and methods are not available in the record.

The primary endpoint result is not reported in the registry record. Results for the listed secondary outcomes are also not reported. The record does not describe missing observations, participant-level follow-up completeness, reasons for missing data, or methods for handling missing outcomes. It is therefore not possible to assess whether the reported safety summaries include all participants over the intended observation period or how missingness may have affected any outcome estimate.

The primary outcome population is described as participants who started study treatment. The record does not specify additional analysis populations, such as a separate population for feasibility assessments, or explain how participants who did not complete treatment or follow-up were handled. The registry lists 8 enrolled participants, but does not give outcome-specific denominators beyond the at-risk counts in the adverse-event summary.

These omissions do not establish that analyses, missing-data procedures, or multiplicity considerations were absent from the study conduct. They mean only that they are not reported in the registry record. Without outcome results and analysis details, the listed endpoints cannot support a complete assessment of precision, bias from missing data, or the interpretation of multiple outcome tests.

12. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
PMSA-PET/MRI2825.0%

Deaths

ArmDeaths (participants affected of at risk)
PMSA-PET/MRI2 of 8

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 0% reporting threshold.

ArmParticipants affected of at risk
PMSA-PET/MRI8 of 8

Most frequent serious adverse event terms

Event termOrgan systemPMSA-PET/MRI
ProctitisGastrointestinal disorders1 of 8
Rectal ulcerGastrointestinal disorders1 of 8
Rectal fistulaGastrointestinal disorders1 of 8
Kidney infectionInfections and infestations1 of 8
AcidosisMetabolism and nutrition disorders1 of 8
HyperglycemiaMetabolism and nutrition disorders1 of 8

Most frequent non-serious adverse event terms

Event termOrgan systemPMSA-PET/MRI
Urinary frequencyRenal and urinary disorders7 of 8
Hot flashesVascular disorders6 of 8
FatigueGeneral disorders3 of 8
ProctitisGastrointestinal disorders2 of 8
DysuriaRenal and urinary disorders2 of 8
Urinary retentionRenal and urinary disorders2 of 8
Urinary incontinenceRenal and urinary disorders2 of 8
ConstipationGastrointestinal disorders1 of 8
DiarrheaGastrointestinal disorders1 of 8
Rectal painGastrointestinal disorders1 of 8

Serious events with the highest arm-level rate: proctitis (12.5%), rectal ulcer (12.5%), rectal fistula (12.5%), kidney infection (12.5%), acidosis (12.5%).

Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

The registry’s adverse-event summary reports 8 participants at risk for serious adverse events, with 2 affected. For other adverse events, it reports 8 at risk and 8 affected. It also records 2 deaths. The record does not report the causes of death or whether the deaths were judged related to the intervention, radiation, or another cause; no causal conclusion should be drawn from the count alone.

The serious-event terms listed are Proctitis, Rectal ulcer, Rectal fistula, Kidney infection, Acidosis, and Hyperglycemia, each with 12.5%. These term-level entries do not explain whether a participant experienced more than one term, whether all events occurred in the primary endpoint window, or how severity and relationship to treatment were assessed. The primary endpoint specifically concerns grade 3 or higher early genitourinary and gastrointestinal toxicity, whereas the safety summary is organized around serious adverse events and terms. The registry does not report a direct mapping between the two.

Because the cohort was a single group with 8 participants, these figures are descriptive. They do not estimate a comparative risk against another planning strategy. The primary endpoint result and fuller event details are not reported in the registry record, so the safety summary should not be treated as a complete account of the endpoint or as evidence of causation.

13. What the Result Does, and Does Not, Mean

The record documents a pilot study of PSMA-PET/MRI imaging added to standard-of-care CT before radiation treatment. It describes an intent to investigate feasibility and toxicity while defining radiation target volumes under planning criteria. The study enrolled 8 participants and is listed as terminated. The registry provides adverse-event summaries, including serious adverse events affecting 2 of 8 participants and other adverse events affecting 8 of 8. It also records 2 deaths, without reporting causes or attribution.

Those observations describe the enrolled cohort. They do not establish that the imaging strategy caused an adverse event, altered toxicity, or improved target definition. The study has no concurrent control group, and the registry does not report a primary endpoint result or a feasibility result. It also does not report results for the listed secondary outcomes. As a result, the main questions in the study’s stated aims cannot be answered from the registry record’s posted results.

The record’s status as terminated and its enrollment of 8 participants are important context for interpreting the available counts, but the reason for termination is not reported in the registry record. The record also does not explain whether enrollment or follow-up ended as planned. Without that context and without endpoint-specific results, it is not possible to determine whether the study met its intended objectives.

The findings should not be generalized beyond the enrolled cohort as a precise estimate of event frequency. They also should not be read as evidence for or against the imaging approach relative to another planning strategy. A single-group pilot can contribute descriptive information, but a comparative claim requires a suitable comparator and interpretable outcome estimates. Neither is reported for the primary endpoint.

14. Why This Trial Matters Statistically

This trial raises a useful statistical distinction between a study’s intended question and the results that can be interpreted from its registry record. The stated aims concern feasibility and toxicity of using imaging to define radiation targets. Yet the registry record does not report the primary toxicity count or a feasibility outcome. The available safety figures are therefore not a substitute for the study’s stated primary endpoint.

The single-group design also matters. Without a concurrent comparison group, event counts describe the cohort but cannot quantify how outcomes differ under another planning strategy. This remains true even when counts appear clear: a denominator and an affected-participant count do not create a treatment contrast. For researchers, this is a reminder to distinguish descriptive safety monitoring from an estimate of comparative effectiveness or harm.

The small enrollment of 8 makes precise interpretation especially dependent on complete outcome reporting and careful attention to uncertainty. However, the registry does not report a confidence interval for the primary endpoint or a primary result to which an interval could be attached. The listed planning assumptions are not a sample-size justification for this trial. The record does not report the trial’s own sample-size rationale or statistical analysis plan.

Finally, the record describes 10 outcome measures and lists 0 analyses. Without analysis details, results, and information about missing data or multiplicity, readers cannot assess how the many outcome domains were prioritized or how robust any outcome pattern would be. These gaps illustrate why registry completeness is part of statistical interpretability: design, endpoint definitions, analysis populations, and results must align before a pilot’s observations can answer its intended questions.

15. Limitations

The study is a single-group pilot with 8 enrolled participants and no concurrent comparator. Its descriptive event counts cannot estimate a comparative effect or separate outcomes associated with imaging from outcomes associated with radiation or other care. The registry lists the study as terminated, but the reason for termination is not reported in the registry record.

The primary endpoint result is not reported in the registry record, nor is a feasibility result for meeting planning criteria. The record does not provide outcome-specific results for the listed secondary measures. Although the adverse-event summary gives participant counts and serious-event terms, it does not provide enough detail to determine how those summaries relate to the primary toxicity definition, what caused the recorded deaths, or how event attribution was assessed.

The timing language for the primary endpoint is not fully consistent: the timeframe label refers to three months after radiation completion, while the description refers to events developing within three months after radiation starts. The registry does not clarify which reference point governed endpoint ascertainment. The record also does not report the sample-size justification, analysis plan, outcome-specific denominators, missing-data methods, or confidence intervals. These limitations constrain both interpretation of the available safety counts and assessment of the study’s original feasibility and toxicity questions.

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19. Record Summary

NCT04176497 is a phase 2, single-group pilot sponsored by UNC Lineberger Comprehensive Cancer Center. It enrolled 8 participants with prostate cancer and evaluated PSMA-PET/MRI imaging in addition to standard-of-care CT before radiation treatment. The registry lists the status as terminated, with dates of 2020-07-16 and 2024-02-07 for study start and primary completion.

The primary endpoint concerns grade 3 or higher early genitourinary and gastrointestinal toxicity, but its result is not reported in the registry record. The adverse-event summary records serious adverse events affecting 2 of 8 participants, other adverse events affecting 8 of 8, and 2 deaths. The record does not report causes or attribution for the deaths. It lists 10 outcome measures and 0 analyses; results for the secondary outcomes are not reported. No randomized or concurrent comparison is described.

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