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Papillomavirus Infections Phase 3 Binary Endpoint NCT00380367

Safety, Tolerability and Immunogenicity of HPV (Human Papilloma Virus) Vaccine in Healthy Females 9 to 15 Years of Age in India (V501-029): Complete Statistical Analysis

This analysis concerns a single-group Phase 3 study of quadrivalent HPV vaccine in healthy females aged 9 to 15 years in India. It focuses on the Month 7 seroconversion endpoint, the reported safety counts, and what the registry record does and does not establish.

Trial start: 2007-05-03  ·  Enrollment: 110  ·  Sponsor: Merck Sharp & Dohme LLC
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for Safety, Tolerability and Immunogenicity of HPV (Human Papilloma Virus) Vaccine in Healthy Females 9 to 15 Years of Age in India (V501-029) (NCT00380367), a na phase 3 study. The primary outcome is Percentage of Participants Who Seroconvert to Each HPV Serotype (Types 6, 11, 16, 18) at Month 7.

110
Enrollment
Phase 3
n/a
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT00380367
PhasePhase 3
ConditionPapillomavirus Infections
AllocationNot applicable (single group)
Design modelSingle Group
MaskingNone (open label)
Enrollment110
Arms in the primary outcomen/a
Lead sponsorMerck Sharp & Dohme LLC
Results postedYes

2. Clinical Question

Population

Healthy females aged 9 to 15 years in India were enrolled. The primary immunogenicity analysis population was per protocol: participants had to avoid general protocol violations, receive all 3 vaccinations within acceptable day ranges, be seronegative at Day 1 for the relevant HPV type or types, and have a Month 7 serum sample collected within an acceptable day range. The safety counts are reported for 108 participants at risk.

Intervention

Participants received quadrivalent HPV VLP vaccine covering types 6, 11, 16, and 18. The regimen consisted of 3 intramuscular injections on Day 1, Month 2, and Month 6. The study examined safety and tolerability as well as the antibody response after vaccination.

Comparator

There was no separate comparator group. This was a single-group study, and the registry record does not identify a randomized allocation or masking. Consequently, the results describe the enrolled vaccine group; they do not estimate a contrast against an untreated, placebo, or alternative-vaccine group.

Primary question

The primary endpoint asks what percentage of participants seroconverted to each of the four HPV types by Month 7, one month after dose 3. The endpoint is based on antibody detection by type-specific competitive Luminex Immunoassays. The registry record describes the endpoint and analysis population, but the seroconversion percentages and their confidence intervals are not reported in the registry record.

3. Trial Design

This was a Phase 3, completed, single-group study identified as NCT00380367. The registry lists enrollment of 110 participants and describes the population as healthy females aged 9 to 15 years in India. The study began on 2007-05-03, and primary completion was recorded as 2008-02-04. The intervention was the quadrivalent HPV vaccine containing VLPs for HPV types 6, 11, 16, and 18.

Each participant was scheduled to receive 3 intramuscular injections: on Day 1, Month 2, and Month 6. The principal immunogenicity assessment was at Month 7, one month after dose 3. The primary endpoint concerns seroconversion separately for each of the four types. The registry also lists safety and tolerability as study aims. It reports 2 outcome measures, but the endpoint estimates and related analyses are not reported in the registry record.

The design has no concurrent control group: allocation is listed as not applicable, masking as none, and the model as single group. The study can therefore describe outcomes among participants who received the vaccine, but it cannot by itself establish how those outcomes compare with another intervention or with no vaccination. There is no randomized, like-for-like contrast in the record.

The immunogenicity endpoint uses a per-protocol population with eligibility conditions tied to protocol adherence, baseline serostatus, vaccination timing, and availability of a Month 7 sample. This makes the stated endpoint population narrower than all enrolled participants. The registry record does not report a statistical analysis plan, a sample-size justification, or details of interim analyses. Those design features should not be inferred from the Phase 3 label or from the enrollment count.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Before assignment: Open-label, single-arm, nonrandomized study. Females \>9 to 15 years of age, who have not had coitarche and did not plan on becoming sexually active through the course of the study, who did not have a feverish feeling within 24 hours prior to the first injection, were included in the study.

Overall Study

StageQuadrivalent HPV VLP Vaccine (Types 6, 11, 16, 18)
STARTED110
COMPLETED108
NOT COMPLETED2

Reasons for not completing this period:

ReasonQuadrivalent HPV VLP Vaccine (Types 6, 11, 16, 18)
Lost to Follow-up1
Withdrawal by Subject1

Analysis population for the primary outcome, as defined in the registry: Per-Protocol (P-P) immunogenicity population: All participants who were not general protocol violators, received all 3 vaccinations within acceptable day ranges, were sero-negative at Day 1 for the relevant HPV type(s), and had a Month 7 serum sample collected within an acceptable day range.

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

CharacteristicUnitQuadrivalent HPV VLP Vaccine (Types 6, 11, 16, 18)
Participants analysed110
Age, Continuousyears11.54 (SD 1.67)
Sex: Female, Male: FemaleParticipants110
Sex: Female, Male: MaleParticipants0
Body Mass Index (BMI)Kg/m216.76 (SD 2.79)
HeightCm143.32 (SD 9.58)
WeightKg34.90 (SD 8.81)

6. Primary Endpoint

The registry lists the primary outcome as Percentage of Participants Who Seroconvert to Each HPV Serotype (Types 6, 11, 16, 18) at Month 7, measured over One month post-dose 3 (Month 7).

ElementRegistry entry
Result typeNumber
Measure of spread95% Confidence Interval
Unitpercentage of participants
Endpoint classificationBinary Endpoint

The primary endpoint is the percentage of participants who seroconverted to each of HPV types 6, 11, 16, and 18 at Month 7, one month after dose 3. It uses the quadrivalent HPV competitive Luminex Immunoassay, version 2.0, to detect antibodies to the corresponding VLPs. The registry describes type-specific seropositivity cutoffs: 20 mMU/mL for HPV 6, 16 mMU/mL for HPV 11, 20 mMU/mL for HPV 16, and 24 mMU/mL for HPV 18. Samples below the relevant cutoff were classified as serostatus negative; samples equal to or above it were classified as serostatus positive.

In general, an antibody-response endpoint can provide evidence that the immune system produced a measurable response to an antigen. A percentage expresses how common the defined response was among the participants included in the analysis. Here, the endpoint is assessed separately by HPV type, so a result for one type would not automatically describe the response to the others. The endpoint is not a direct measure of clinical disease prevention.

The stated analysis population includes participants who were seronegative at Day 1 for the relevant type or types and who had an eligible Month 7 sample, in addition to meeting protocol and vaccination-timing requirements. The registry record does not report the observed percentages or confidence intervals. Therefore, the endpoint definition is available, but the magnitude and precision of the Month 7 responses cannot be evaluated from the figures reported in the registry record.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Not a randomized comparison (allocation: NA); arms are not a like-for-like control comparison. A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The registry record describes the trial as a single-group evaluation of quadrivalent HPV vaccine in healthy females aged 9 to 15 years in India. The reported immunogenicity question is type-specific seroconversion at Month 7, after the scheduled 3-dose regimen. That endpoint and its per-protocol population are described, but the actual seroconversion estimates and their 95% confidence intervals are not reported in the registry record. Without those values, the registry entry does not support a quantitative interpretation of the antibody response or its precision.

The safety summary reports 108 participants at risk for serious adverse events and 0 affected, and 108 participants at risk for other adverse events and 63 affected. These are descriptive counts for the recorded categories. The record does not report the observation period or provide event-level detail for the other adverse events. The death count is not reported in the registry record. An empty list of top serious terms supplies no additional event descriptions.

In general, a confidence interval conveys uncertainty around an estimated quantity: narrower intervals indicate greater precision under the assumptions used to construct them, while wider intervals indicate less precision. No endpoint interval values are available in the record, so that uncertainty cannot be characterized for the seroconversion percentages. Nor should the enrollment count be treated as a substitute for the number in the per-protocol immunogenicity population; the latter population depends on eligibility and sample availability, and its size is not reported in the registry record.

The absence of a control arm is central to interpretation. The single-group results can describe outcomes among those studied, but they do not estimate a between-group treatment effect. They also cannot separate vaccine-associated changes from other influences over the study period through a randomized comparison. This is a design limitation, not a conclusion about the direction or size of any vaccine effect.

The record identifies 2 outcome measures and 0 analyses. It does not report the endpoint results needed to compare the observed seroconversion rate across HPV types, assess precision, or examine whether reported outcomes align with a prespecified statistical plan. The registry record also does not report a multiplicity strategy, missing-data methods, or a sample-size justification. Accordingly, interpretation should stay with the design, endpoint definitions, and safety counts actually recorded, without inferring unreported efficacy, comparative effects, or analysis decisions.

9. Statistical Methods Explained

The primary outcome is binary at the participant level for each HPV type: a participant is classified according to whether the relevant seroconversion criterion is met. In general, binary outcomes are often summarized as counts and percentages. The percentage gives the share of the analysis population with the specified response, while the count indicates how many participants contributed a response. The registry record states that the outcome is expressed as a percentage of participants, but it does not report the type-specific estimates or their underlying response counts.

What does the assay classification mean?

The registry describes use of a competitive Luminex Immunoassay, version 2.0, to detect antibodies to VLPs for HPV types 6, 11, 16, and 18. The assay uses a separate cutoff for each type. A measured value below the applicable cutoff is classified as serostatus negative; a value equal to or above the cutoff is classified as serostatus positive. The stated cutoffs are 20 mMU/mL for HPV 6, 16 mMU/mL for HPV 11, 20 mMU/mL for HPV 16, and 24 mMU/mL for HPV 18. These are assay classification thresholds, not estimates of the percentage of participants who responded.

The Month 7 endpoint is framed as seroconversion among participants who were seronegative at Day 1 for the relevant type or types. The registry description also specifies the per-protocol requirements, including all 3 vaccinations within acceptable day ranges and a Month 7 sample within an acceptable day range. The exact size of that analysis population is not reported in the registry record. The existence of an endpoint definition does not reveal the observed response rate.

How should a confidence interval be read?

In general, a confidence interval gives a range of values compatible with an estimate under the method’s assumptions and sampling variability. It communicates precision, not a guarantee that the true value lies within the interval. For a percentage, its width depends in part on the number of participants contributing data and the distribution of responses. A comparatively small analysis population may yield less precise estimates than a larger one, especially when responses are uncommon or common near the boundaries of the percentage scale. These are general statistical principles; the registry record does not report interval values or the analysis population size needed to assess the precision of this endpoint.

The record identifies 95% confidence intervals as the dispersion measure for the primary outcome. It does not report the exact interval construction method. Different interval procedures can behave differently, particularly when sample sizes are limited or percentages are near zero or one hundred. Without the reported estimates, counts, and method details, no further assessment of the interval calculation is possible.

Why does the analysis population matter?

The per-protocol immunogenicity population excludes participants who do not meet the stated conditions: no general protocol violations, all 3 vaccinations within acceptable day ranges, seronegativity at Day 1 for the relevant type or types, and a Month 7 sample collected within an acceptable day range. In general, this kind of population focuses the analysis on participants with the scheduled vaccine exposure and the required measurements. However, because it is defined by post-enrollment adherence and sample availability, its results may not describe every enrolled participant. The registry record does not report how many participants met each condition or why any participant might have been excluded.

Missing endpoint data can affect an estimate if participants without measurements differ from those with measurements. In general, the extent and direction of such effects depend on the amount and pattern of missingness and on the assumptions used to handle it. No missing-data method, imputation procedure, or sensitivity analysis is reported in the registry record. It is therefore not possible to determine how missing Month 7 measurements were treated.

What does the single-group design allow?

In general, a single-group study estimates outcomes within the participants studied rather than a contrast between randomized groups. It can describe the frequency of an endpoint or adverse events in that group, but without a concurrent comparator it cannot directly estimate a relative effect. The registry lists allocation as not applicable, masking as none, and a single-group model. This makes descriptive interpretation more appropriate than a comparative treatment-effect interpretation.

The registry record reports 2 outcome measures and 0 analyses. It does not state the statistical analysis plan, any adjustment for multiple endpoint tests, or interim-analysis procedures. The primary endpoint covers four HPV types, which creates multiple type-specific results to interpret. In general, multiplicity refers to the increased chance of at least one misleading finding when multiple hypotheses are tested; procedures for controlling it depend on the planned inferential goal. No such procedure is reported, so no adjustment or testing framework should be assumed.

The registry record also does not report a sample-size justification. General planning calculations can illustrate how sample size relates to a chosen effect, significance level, power, and allocation, but they are not observed power and do not establish the rationale used to design a completed study. No design rationale can be inferred from the enrollment figure alone.

10. Multiplicity, Missing Data and Analysis Populations

The primary immunogenicity outcome is assessed separately for HPV types 6, 11, 16, and 18. In general, making several statistical assessments raises a multiplicity question: the chance of at least one apparently notable result can increase as the number of tests grows. Whether and how to adjust depends on the study’s objectives and prespecified analysis plan. The registry record does not report a multiplicity strategy, a hierarchy among the type-specific outcomes, or whether confidence intervals or tests were adjusted. No particular procedure should be presumed.

The immunogenicity population is defined per protocol and requires baseline seronegativity for the relevant type or types, receipt of all 3 vaccinations within acceptable day ranges, no general protocol violations, and a Month 7 sample within an acceptable day range. The record does not report the number meeting those requirements. It also does not describe missing-data handling, reasons for missing samples, imputation, or sensitivity analyses. In general, excluding participants without endpoint measurements can affect interpretation if missingness is related to response or other participant characteristics; whether that occurred in this study is not reported in the registry record.

The registry lists 2 outcome measures and 0 analyses. It does not report a statistical analysis plan, interim analyses, or a sample-size justification. These omissions limit the ability to assess whether the reported endpoint definitions, analysis population, and any unreported tests followed prespecified methods. They do not establish that a particular method was or was not used; those details are simply not reported in the registry record.

11. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
Quadrivalent HPV VLP Vaccine (Types 6, 11, 16, 18)01080.0%

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 0% reporting threshold.

ArmParticipants affected of at risk
Quadrivalent HPV VLP Vaccine (Types 6, 11, 16, 18)63 of 108

Most frequent non-serious adverse event terms

Event termOrgan systemQuadrivalent HPV VLP Vaccine (Types 6, 11, 16, 18)
Injection site painGeneral disorders46 of 108
PyrexiaGeneral disorders25 of 108
Injection site tendernessGeneral disorders25 of 108
Injection site erythemaGeneral disorders13 of 108
Injection site swellingGeneral disorders10 of 108
NasopharyngitisInfections and infestations8 of 108
HeadacheNervous system disorders5 of 108
CoughRespiratory, thoracic and mediastinal disorders4 of 108
DiarrhoeaGastrointestinal disorders2 of 108
VomitingGastrointestinal disorders2 of 108
Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

The safety summary reports 108 participants at risk for serious adverse events, with 0 affected. For other adverse events, it reports 108 participants at risk and 63 affected. These are counts for the recorded categories; the registry record does not provide a time window, event-level descriptions for the other adverse events, or a definition of the categories in this entry. The list of top serious-event terms is empty. The death count is not reported in the registry record.

In general, a count of participants affected is not necessarily the same as a count of individual events: one participant could experience more than one event, depending on how the outcome is defined. The registry summary does not give enough detail to establish the event-counting rules or timing. It also does not report confidence intervals for these safety counts, so their statistical precision cannot be assessed from this record.

The 0 count describes the recorded number of participants affected by a serious adverse event in the safety summary; it should not be expanded into claims about risks outside the observed study group or observation period. Likewise, the count for other adverse events does not, by itself, indicate severity, causality, or comparison with another intervention. No concurrent control group is reported.

12. What the Result Does, and Does Not, Mean

The registry record documents a study of quadrivalent HPV vaccine in healthy females aged 9 to 15 years in India, using 3 intramuscular injections on Day 1, Month 2, and Month 6. Its primary immunogenicity endpoint is the percentage who seroconverted to each of HPV types 6, 11, 16, and 18 at Month 7. The endpoint definition, assay approach, and per-protocol population are described. However, the seroconversion percentages and 95% confidence intervals are not reported in the registry record. The magnitude and precision of the antibody responses therefore cannot be stated from the recorded results.

The safety summary reports 0 participants affected by serious adverse events among 108 at risk and 63 participants affected by other adverse events among 108 at risk. The registry record does not give the safety observation period or details sufficient to interpret the other-adverse-event count by event type or timing. The death count is not reported in the registry record. These limitations mean the counts are descriptive, not a complete account of all safety questions.

The single-group design means there is no randomized comparison with another treatment or with no intervention. Results from such a design do not quantify a comparative effect. They also do not establish the extent to which an outcome would differ under another care condition. The study record should not be read as a direct estimate of clinical disease prevention: the primary endpoint is an antibody response, not a clinical disease endpoint.

In general, a trial result is most informative when the outcome estimate, uncertainty, population, and analysis methods can all be evaluated. Here, the registry record gives the endpoint and analysis-population definition but not the primary numerical results, the analysis-population size, or key analysis details such as missing-data handling and multiplicity procedures. The available information therefore supports a description of the design and the recorded safety counts, but not a complete quantitative judgment about the primary immunogenicity outcome.

13. Why This Trial Matters Statistically

This study illustrates the distinction between an endpoint definition and an endpoint result. The registry record gives a clear description of the Month 7 seroconversion question, the four HPV types assessed, the assay cutoffs, and the per-protocol conditions. Yet the observed percentages and confidence intervals are not reported in the registry record. Without those estimates, readers cannot assess the response magnitude or precision, even though the outcome itself is specified.

It also highlights why analysis populations matter. The per-protocol group is defined by vaccination timing, baseline serostatus, protocol adherence, and availability of a Month 7 sample. In general, those conditions determine whose data contribute to the endpoint and can make the analysis group different from the full enrolled cohort. The group size and participant flow are not reported, limiting assessment of how much the endpoint represents the enrolled population.

The single-group design is another important statistical feature. It supports description of outcomes within the vaccine group, but it does not create a randomized contrast. This distinction prevents a within-group percentage from being interpreted as a comparative treatment effect. The registry record also provides safety counts, which are useful descriptive information, while leaving the observation window and detailed event information unreported.

Finally, examining seroconversion across four types raises general questions about multiplicity and precision. The record does not state whether the type-specific assessments were adjusted or how the sample size was justified. These omissions do not imply a particular analytical choice, but they restrict independent evaluation of the inferential framework. The case demonstrates why design, endpoint definition, analysis population, numerical estimates, and uncertainty all need to be considered together.

14. Limitations

The available registry entries leave important questions unanswered for this specific study. Although the primary endpoint is described for each of HPV types 6, 11, 16, and 18, the observed seroconversion percentages and 95% confidence intervals are not reported in the registry record. The number of participants in the per-protocol immunogenicity population is also not reported. As a result, neither the size nor the precision of the primary endpoint estimates can be evaluated.

The trial is single group, with no randomized comparator. That prevents a direct estimate of differences between the vaccine regimen and another intervention or control condition. The record does not report masking, which is listed as none, and does not provide further operational details that would clarify how outcome assessment was conducted. It does not report a statistical analysis plan, multiplicity procedure, missing-data method, or interim-analysis details.

The per-protocol population depends on adherence, baseline serostatus, and availability of a Month 7 sample. The registry record does not report how many participants were excluded at each step, the reasons for missing samples, or whether any sensitivity analyses addressed these issues. Those omissions limit assessment of possible selection or missing-data effects; they do not establish that such effects occurred.

For safety, the record provides counts of participants affected but does not report the observation period, detailed event terms for other adverse events, or the death count. The reported safety counts therefore cannot be placed in a fuller time-based or event-specific context from the registry entry alone. A sample-size justification is also not reported, so enrollment cannot be interpreted as evidence that the study was sized for a particular precision or statistical objective.

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18. Record Summary

NCT00380367 is a completed Phase 3, single-group study of quadrivalent HPV vaccine in healthy females aged 9 to 15 years in India. The registry lists enrollment of 110 participants, a start date of 2007-05-03, and primary completion on 2008-02-04. Participants received 3 intramuscular injections on Day 1, Month 2, and Month 6.

The primary outcome concerns seroconversion to HPV types 6, 11, 16, and 18 at Month 7. The record describes assay cutoffs and a per-protocol immunogenicity population, but the observed percentages, confidence intervals, and analysis-population size are not reported in the registry record. Safety counts include 0 participants with serious adverse events and 63 with other adverse events among 108 at risk in each category. The death count is not reported in the registry record. No comparator group is listed.

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