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HIV Infection Phase 3 Completed NCT00013611

SILCAAT: Complete Statistical Analysis of Interleukin-2 Plus Antiretroviral Therapy in HIV Infection

A detailed statistical review of the randomized phase 3 SILCAAT trial evaluating Proleukin plus antiretroviral therapy versus antiretroviral therapy alone in HIV-infected patients with low CD4+ counts, with emphasis on time-to-event outcomes and longitudinal CD4+ cell-count analysis.

Randomized phase 3  ·  Enrollment 1695  ·  Primary completion January 2007
Official registry record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record.

1. Trial at a Glance

SILCAAT was a randomized, parallel-group, phase 3 treatment trial in HIV infection comparing Proleukin plus antiretroviral therapy with antiretroviral therapy alone in patients with low CD4+ counts. The registry reports a primary time-to-event analysis using a stratified Cox proportional-hazards model and a longitudinal mixed-effects analysis for CD4+ cell count.

1695
Enrolled
Randomized trial
2
Arms
Parallel design
0.91
Primary HR
95% CI 0.70–1.18
53.0
CD4+ Mean Difference
95% CI 40.3–65.7
FeatureSILCAAT
PhasePhase 3
ConditionHIV Infection
Brief titleInterleukin-2 Plus Antiretroviral Therapy for HIV-Infected Patients With Low CD4+ Counts
DesignRandomized, parallel-group
MaskingNone
Primary purposeTreatment
Enrollment1695
InterventionProleukin
ComparatorAntiretroviral therapy only
Lead sponsorUniversity of Minnesota
Study startMarch 2001
Primary completionJanuary 2007
ClinicalTrials.govNCT00013611

2. Clinical Question

The central statistical question was whether adding Proleukin to antiretroviral therapy changed the time to a new or recurrent disease progression event or death compared with antiretroviral therapy alone in HIV-infected patients with low CD4+ counts.

Population

HIV-infected patients with low CD4+ counts participating in the randomized SILCAAT study.

Intervention

Proleukin plus antiretroviral therapy.

Comparator

Antiretroviral therapy only.

Primary question

Does the addition of Proleukin alter the occurrence of fatal or non-fatal AIDS-related opportunistic disease or death from any cause?

3. Trial Design

01
Randomize1695 participants
02
Two armsProleukin + ART or ART only
03
FollowEvents and survival status
04
AssessEvery 4 months for CD4+
05
AnalyzeCox and mixed-effects models
INTERVENTION

Proleukin Plus Antiretroviral Therapy

  • Proleukin
  • Antiretroviral therapy
COMPARATOR

Antiretroviral Therapy Only

  • Antiretroviral therapy
Allocation
Randomized allocation to parallel treatment groups.
Masking
None.
Primary purpose
Treatment.
Hypothesis type
Superiority.

4. Primary Endpoint

EndpointRegistry definitionTime frame
New or Recurrent Disease Progression Events, as Defined, or Death. Number of participants with fatal or non-fatal AIDS-related opportunistic disease or death from any cause. AIDS-related opportunistic disease includes the CDC Category C 1993 definition plus Aspergillosis, invasive; Bartonellosis; Chagas disease of the CNS; Herpes zoster, multidermal; Leishmaniasis, visceral; Lymphoma, Hodgkin's; Microsporidiosis (> 1 month's duration); Nocardiosis; Penicillium marneffti, disseminated; Pneumocystis carinii, extrapulmonary; and Rhodococcus equi disease. From randomization to date last known to be alive or November 15, 2008, whichever is earlier

The registry categorizes the registered primary endpoint as binary, because the outcome measure records whether participants experienced a qualifying event. The posted formal analysis, however, treats the endpoint as a time-to-event outcome and uses a Cox proportional-hazards model. That distinction matters: the analysis incorporates the timing of events and censoring rather than reducing follow-up to a simple event/no-event comparison.

5. Statistical Methodology

Cox proportional-hazards model

The primary analysis used a Cox proportional-hazards model to compare the rate of the primary event over follow-up. The registry reports the model as a stratified analysis, with stratification by CD4+ count stratum and country of randomization.

Primary model
h(t|X) = h0(t) exp(βX)

For a treatment indicator, the exponentiated coefficient, exp(β), is the estimated hazard ratio. The model compares the instantaneous event rate between randomized groups while accounting for the specified stratification.

Stratification

The primary analysis was stratified by CD4+ count stratum, defined as 50–199 or 200–299, and by country of randomization. Stratification allows the baseline hazard to differ across these strata while estimating a common treatment hazard ratio across the strata.

Mixed-effects model for CD4+ cell count

CD4+ cell count was measured every 4 months from randomization through the date last known to be alive or November 15, 2008, whichever was earliest. The registry reports a mixed models analysis with the effect measure expressed as a mean difference in final values.

Repeated measurements from the same participant are correlated, so a mixed-effects framework is appropriate for longitudinal data because it can represent within-participant dependence while estimating the treatment-group difference over repeated observations.

Superiority hypothesis

The registry identifies the hypothesis type as superiority. For the primary endpoint, the null hypothesis was that event rates in the two groups were equal. The study was designed with 80%, two-sided alpha=.05, assuming a 28% reduction in the hazard of opportunistic disease or death.

Primary time-to-event analysis

Cox proportional-hazards regression with stratification by CD4+ count stratum and country of randomization.

Longitudinal analysis

Mixed-effects modeling of CD4+ cell count measured every 4 months.

6. Primary Result: Disease Progression or Death

The primary analysis compared Proleukin plus antiretroviral therapy with antiretroviral therapy only from randomization through the date last known to be alive or November 15, 2008, whichever was earlier.

Hazard ratio for new or recurrent disease progression events or death

0.91

95% CI: 0.70–1.18   ·   P = 0.47

Stratified Cox proportional-hazards model

Primary endpointEffect measureEstimate95% CIP-value
New or Recurrent Disease Progression Events, as Defined, or Death. Hazard ratio 0.91 0.70–1.18 0.47
Clinical Biostats interpretation

The estimated hazard ratio of 0.91 corresponds to an estimated instantaneous event rate about 9% lower in the Proleukin-plus-antiretroviral-therapy group than in the antiretroviral-therapy-only group, under the Cox model and its proportional-hazards interpretation.

The hazard ratio does not mean that 9% fewer participants experienced the endpoint, nor does it describe an individual's probability of remaining event-free. It is a relative time-to-event measure comparing the modeled event rates between the randomized groups.

The 95% confidence interval of 0.70–1.18 describes statistical uncertainty around the estimated hazard ratio. Because the interval includes 1, the data are compatible with both a lower and a higher event hazard for the Proleukin group under the model.

The P = 0.47 value addresses the statistical evidence against the null hypothesis of equal event rates. It does not measure the magnitude or clinical importance of the estimated treatment effect. The effect size is described by the hazard ratio and its confidence interval.

Interpretation also depends on the Cox proportional-hazards framework, censoring, and the prespecified stratification. The registry does not provide enough additional information here to establish whether the proportional-hazards assumption was formally assessed.

7. Secondary Time-to-Event Results

All-Cause Mortality

Hazard ratio for all-cause mortality

1.06

95% CI: 0.77–1.44   ·   P = 0.73

Stratified Cox proportional-hazards model

Clinical Biostats interpretation

An estimated hazard ratio of 1.06 means that the modeled instantaneous rate of death was estimated to be 6% higher in the Proleukin-plus-antiretroviral-therapy group than in the antiretroviral-therapy-only group. This is a relative hazard estimate, not a statement that 6% more participants died.

The 95% confidence interval of 0.77–1.44 spans 1 and is sufficiently broad to include both lower and higher mortality hazards. The P = 0.73 value describes the evidence against equal hazards; it does not quantify the size of the mortality effect.

New or Recurrent Disease Progression Events

Hazard ratio for disease progression events

0.73

95% CI: 0.51–1.06   ·   P = 0.10

Stratified Cox proportional-hazards model

Clinical Biostats interpretation

An estimated hazard ratio of 0.73 corresponds to an estimated instantaneous progression-event rate about 27% lower in the Proleukin-plus-antiretroviral-therapy group under the fitted Cox model.

The 95% confidence interval of 0.51–1.06 indicates substantial uncertainty around that estimate and includes 1. The P = 0.10 value should not be interpreted as a measure of effect size; the hazard ratio and confidence interval provide the information about magnitude and precision.

Because this is a secondary analysis, it should also be interpreted in the context of the overall trial design rather than as an isolated numerical finding.

Grade 4 Clinical Events

Hazard ratio for grade 4 clinical events

1.10

95% CI: 0.90–1.34   ·   P = 0.35

Stratified Cox proportional-hazards model

The registry defines this outcome as the number of participants experiencing at least one grade 4 event and analyzes the time to such an event using Cox regression.

Clinical Biostats interpretation

The estimated hazard ratio of 1.10 corresponds to an estimated instantaneous rate of grade 4 events 10% higher in the Proleukin-plus-antiretroviral-therapy group. The 95% confidence interval of 0.90–1.34 includes 1, and the P = 0.35 value does not measure the size of the observed effect.

The endpoint is defined around participants experiencing at least one grade 4 event, so it should not be interpreted as a comparison of the total number of grade 4 events.

8. Secondary Longitudinal Result: CD4+ Cell Count

CD4+ cell count was assessed every 4 months from randomization through the date last known to be alive or November 15, 2008, whichever was earliest. The registry reports a mixed-effects model analysis using final values as the effect measure.

Mean difference in final CD4+ cell count

53.0

95% CI: 40.3–65.7   ·   P < 0.001

Outcome unit: cells per cubic mm

EndpointMethodEffect measureEstimate95% CIP-value
CD4+ Cell Count Mixed Models Analysis Mean Difference (Final Values) 53.0 cells per cubic mm 40.3–65.7 < 0.001
Clinical Biostats interpretation

The estimated mean difference of 53.0 cells per cubic mm indicates that the modeled final CD4+ cell count was higher by 53.0 cells per cubic mm in the Proleukin-plus-antiretroviral-therapy group compared with the antiretroviral-therapy-only group.

This is a difference in a continuous outcome, not a hazard ratio. It does not mean that every participant experienced an increase of exactly 53.0 cells per cubic mm.

The 95% confidence interval of 40.3–65.7 describes uncertainty around the estimated mean difference. The interval remains above zero, which is consistent with a positive between-group difference under the reported model.

The P < 0.001 value describes evidence against a null mean difference of zero. It does not indicate that the magnitude of the difference is necessarily large or clinically important; those are separate questions requiring clinical context.

9. Safety Results

The registry reports serious adverse events by randomized arm as affected participants over participants at risk.

Safety measureProleukin Plus Antiretroviral TherapyAntiretroviral Therapy Only
Serious adverse events203/849186/846

The reported denominators are different from the overall randomized enrollment of 1695. Accordingly, the serious-adverse-event counts should be interpreted using the affected/at-risk values reported by the registry rather than substituting the overall enrollment as the denominator.

Safety interpretation: Serious adverse events are reported as affected participants over participants at risk. This is a participant-level safety summary and should not be interpreted as a comparison of the total number of serious adverse-event episodes.

10. Statistical Methods Explained

Why was a Cox proportional-hazards model used for the primary endpoint?

The primary outcome concerns whether participants experience disease progression or death during follow-up, and the registry reports the endpoint's time frame from randomization through the date last known to be alive or November 15, 2008, whichever was earlier. A Cox model is designed for this type of time-to-event outcome because it uses both event occurrence and event timing while accommodating right-censored follow-up.

What does a hazard ratio of 0.91 mean?

A hazard ratio of 0.91 means that the fitted model estimates an instantaneous event rate approximately 9% lower in the Proleukin-plus-antiretroviral-therapy group than in the antiretroviral-therapy-only group. The interpretation is conditional on the Cox model and should not be converted into a percentage of participants who avoid the event.

Why is the confidence interval important?

The point estimate alone gives only one estimate of the treatment effect. The 95% confidence interval of 0.70–1.18 shows the uncertainty around the primary hazard-ratio estimate. Because it includes 1, the data are compatible with a range of treatment effects that includes no difference in hazard.

Why does the P-value not measure effect size?

The P-value evaluates the statistical evidence against a specified null hypothesis. It does not tell us how large the treatment effect is. In SILCAAT, the primary effect size is described by the hazard ratio of 0.91 and its 95% confidence interval of 0.70–1.18, while P = 0.47 summarizes the evidence against equal event rates.

Why was stratification used?

The primary analysis was stratified by CD4+ count stratum and country of randomization. Stratification permits the baseline event hazard to differ across these strata while estimating the treatment comparison within the stratified Cox framework.

Why use a mixed-effects model for CD4+ cell count?

CD4+ cell count was measured repeatedly every 4 months. Measurements from the same participant are related, so treating all observations as independent would not adequately represent the longitudinal structure. A mixed-effects model provides a framework for analyzing repeated measurements while accounting for within-participant correlation.

11. Understanding the Primary Analysis More Deeply

Primary hypothesis
H0: event rates in the two groups are equal

The registry reports a two-sided superiority analysis with alpha=.05 and a design assumption of a 28% reduction in the hazard of opportunistic disease or death.

Relative effect versus absolute outcome

The primary result is expressed as a hazard ratio rather than as an absolute difference in the proportion of participants experiencing the endpoint. A hazard ratio describes a relative difference in the modeled instantaneous event rate over time. An absolute risk difference would answer a different question and would require corresponding event-probability estimates.

The role of censoring

The primary time frame ends at the date last known to be alive or November 15, 2008, whichever is earlier. In a time-to-event analysis, participants who do not experience the event before their available follow-up can contribute information up to their censoring time. This is one reason a Cox model can use follow-up information from participants whose observation periods differ.

Why the primary endpoint description matters

The endpoint combines fatal and non-fatal AIDS-related opportunistic disease with death from any cause. Its interpretation therefore differs from an endpoint restricted to mortality alone. The secondary all-cause mortality analysis separates mortality from the broader primary composite outcome.

Primary endpoint versus secondary endpoints

The primary endpoint is the prespecified disease-progression-or-death outcome. All-cause mortality, new or recurrent disease progression events, grade 4 clinical events, and CD4+ cell count are reported as secondary outcomes. Their estimates answer related but distinct questions and should not be treated as interchangeable measures.

12. Stratification and the Cox Model

The registry specifies stratification by two variables: CD4+ count stratum and country of randomization. CD4+ count was divided into the 50–199 and 200–299 strata for this analysis.

Stratification factorReported categoriesRole in analysis
CD4+ count stratum50–199 or 200–299Stratification of Cox analysis
Country of randomizationCountry-specific strataStratification of Cox analysis

Stratification is different from simply adjusting for a covariate with a single regression coefficient. In a stratified Cox model, the baseline hazard can vary across strata while the treatment effect is estimated across the stratified comparison.

Why this matters

A hazard ratio from a stratified Cox model is not simply a crude ratio of overall event rates. It is a model-based summary of the treatment comparison within the specified survival-analysis framework.

13. Interpreting the Secondary Findings Together

EndpointEffect estimate95% CIP-valueAnalysis
New or recurrent disease progression events or deathHR 0.910.70–1.180.47Cox proportional-hazards model
All-cause mortalityHR 1.060.77–1.440.73Cox proportional-hazards model
New or recurrent disease progression eventsHR 0.730.51–1.060.10Cox proportional-hazards model
Grade 4 clinical eventsHR 1.100.90–1.340.35Cox proportional-hazards model
CD4+ cell countMean difference 53.040.3–65.7< 0.001Mixed-effects model

These outcomes illustrate why a clinical trial should not be reduced to a single P-value. The primary endpoint is a time-to-event outcome with an estimated hazard ratio of 0.91, while the CD4+ analysis is a continuous longitudinal outcome with a mean difference of 53.0 cells per cubic mm. They use different estimands and different statistical models.

The disease-progression secondary analysis has a lower hazard-ratio estimate of 0.73, whereas the all-cause mortality estimate is 1.06. These are distinct endpoints and should be interpreted according to their own definitions and confidence intervals rather than combined into a single treatment-effect summary.

14. Planned Statistical Logic and Trial Design

Design hypothesis
Superiority.
Type I error
Two-sided alpha=.05.
Power
80%.
Assumed effect
28% reduction in the hazard of opportunistic disease or death.

The registry's design description provides the statistical assumptions underlying the primary hypothesis test. The planned analysis was not framed as a non-inferiority comparison: the hypothesis type was superiority, and the null hypothesis was equal event rates between the groups.

Non-inferiority is therefore not the relevant framework here. There is no non-inferiority margin in the reported statistical analysis. The primary result is instead interpreted against the superiority null hypothesis of equal event rates.

15. What the Primary Result Does — and Does Not — Establish

What the HR describes

The relative difference in modeled instantaneous event rates between the two randomized groups under the stratified Cox model.

What the HR does not describe

It is not a percentage of participants benefiting, a relative risk, an absolute risk difference, or a probability for an individual participant.

What the CI describes

Statistical uncertainty around the estimated hazard ratio under the model and sampling framework.

What the P-value describes

Evidence against the specified null hypothesis; it does not measure clinical magnitude or importance.

16. Limitations and Interpretation Issues

17. Why This Trial Matters Statistically

SILCAAT is a useful statistical teaching case because it combines two fundamentally different analysis problems within the same randomized trial: time-to-event outcomes and repeated continuous measurements.

ConceptHow it appears in SILCAAT
RandomizationParticipants were randomly allocated to two parallel treatment groups.
Superiority testingThe registry specifies a superiority hypothesis with a two-sided alpha=.05.
Time-to-event endpointThe primary endpoint and several secondary endpoints were analyzed over follow-up.
Hazard ratioThe primary and secondary time-to-event analyses use hazard ratios.
Cox proportional-hazards modelThe registry reports Cox regression for the time-to-event analyses.
Stratified analysisThe Cox analyses were stratified by CD4+ count stratum and country of randomization.
Confidence interval95% two-sided confidence intervals accompany the reported effect estimates.
P-valueP-values quantify statistical evidence against the corresponding null hypotheses.
Mixed-effects modelRepeated CD4+ cell-count measurements were analyzed using mixed models.
Different estimandsHazard ratios for event outcomes and a mean difference for CD4+ cell count answer different statistical questions.

18. Related Tutorials

Learn more about the methods used in this trial:

19. Related Calculators

20. Sources

Continue with Clinical Biostats

Explore statistical tutorials and calculators that provide deeper explanations of the methods used in randomized clinical trials.

21. Record Summary

SILCAAT provides a clear example of how different clinical endpoints require different statistical estimands and models. The primary disease-progression-or-death endpoint was analyzed with a stratified Cox proportional-hazards model and produced a hazard ratio of 0.91 with a 95% confidence interval of 0.70–1.18 and P = 0.47. Secondary time-to-event analyses used the same general Cox framework, while repeated CD4+ cell-count measurements were analyzed using a mixed-effects model and produced a reported mean difference of 53.0 cells per cubic mm with a 95% confidence interval of 40.3–65.7 and P < 0.001.

Statistical perspective: The most informative reading of SILCAAT separates the endpoint definitions from the statistical estimands: hazard ratios summarize relative time-to-event differences, while the CD4+ mean difference summarizes a continuous longitudinal outcome. Confidence intervals provide the principal measure of precision around each reported estimate, and P-values describe evidence against their corresponding null hypotheses rather than effect magnitude.