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Herpes Zoster Phase 4 Binary Endpoint NCT01911065

T Cell Responses to Varicella Zoster Virus (VZV) Vaccine SLVP020: Complete Statistical Analysis

This record describes a non-randomized, parallel study of Zostavax vaccination in participants over 50 years and naturally acquired VZV immunity in participants aged 40–49. The posted information identifies the primary endpoint and adverse-event counts, but does not report immune-response results or statistical analyses.

Trial start: 2010-09  ·  Enrollment: 54  ·  Sponsor: Stanford University
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for T Cell Responses to Varicella Zoster Virus (VZV) Vaccine SLVP020 (NCT01911065), a non-randomized phase 4 study. The primary outcome is Number of Participants Who Received Zostavax Immunization or Had Natural Exposure to VZV.

54
Enrollment
Phase 4
n/a
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT01911065
PhasePhase 4
ConditionHerpes Zoster
AllocationNon-Randomized
Design modelParallel
MaskingNone (open label)
Enrollment54
Arms in the primary outcomen/a
Lead sponsorStanford University
Results postedYes

2. Clinical Question

Population

The study included participants in two age-defined groups: people over 50 years assigned to the Zostavax™ vaccine group and people aged 40–49 with naturally acquired VZV immunity. The latter group had a prior history of chicken pox, according to the arm description. The registry lists herpes zoster as the condition.

Intervention

Participants in the vaccine group were to receive a single 0.65 ml dose of live, attenuated Zostavax™ by subcutaneous injection. The registry describes the intervention as a biological product.

Comparator

The other arm was not a randomized control group. It comprised participants aged 40–49 with naturally acquired VZV immunity, who received no intervention. The arms therefore differ in age range and in whether vaccination was given.

Primary question

The primary endpoint is titled as the number of participants who received Zostavax immunization or had natural exposure to VZV, over Day 0 to Day 35. The broader study aim was to identify immune signatures associated with effective or poor responses to naturally acquired herpes zoster virus and the zoster vaccine. The registry record does not report immune-response results or a statistical comparison addressing that broader aim.

3. Trial Design

This is a Phase 4, non-randomized, parallel study sponsored by Stanford University. The registry lists an enrollment of 54 and a completed status. The recorded start was 2010-09, and primary completion was 2011-12. These dates describe the registry record; they do not supply details about when individual participants were assessed or when analyses were conducted.

The two arms represent different groups rather than alternative treatments allocated under a like-for-like comparison. Participants over 50 years were assigned to the Zostavax™ vaccine group. Participants aged 40–49 with naturally acquired VZV immunity received no intervention, with the stated objective of examining age and inherited factors in VZV-specific immune response. Allocation was non-randomized, masking was none, and the model was parallel.

Because age and intervention status differ between arms, a contrast between them cannot isolate a vaccine effect. The comparison may reflect differences associated with age, prior infection, or other characteristics, as well as the presence or absence of vaccination. The registry record does not report procedures for balancing or adjusting for such differences.

The primary outcome is recorded as a participant count covering immunization or natural VZV exposure during Day 0 to Day 35. The record lists three outcome measures, but does not provide primary endpoint results or analysis details. It also does not report a randomized allocation procedure, masking, a protocol rationale for the enrollment, or an analysis plan.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Overall Study

StageZostavax™ Vaccine GroupNaturally-acquired VZV Immunity
STARTED459
COMPLETED459
NOT COMPLETED00

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

CharacteristicUnitZostavax™ Vaccine GroupNaturally-acquired VZV ImmunityTotal
Participants analysed45954
Age, Customized: Age – 40-49 Years OldParticipants099
Age, Customized: Age – 50 and aboveParticipants45045
Sex: Female, Male: FemaleParticipants21728
Sex: Female, Male: MaleParticipants24226
Ethnicity (NIH/OMB): Hispanic or LatinoParticipants303
Ethnicity (NIH/OMB): Not Hispanic or LatinoParticipants40949
Ethnicity (NIH/OMB): Unknown or Not ReportedParticipants202
Race (NIH/OMB): American Indian or Alaska NativeParticipants000
Race (NIH/OMB): AsianParticipants022
Race (NIH/OMB): Native Hawaiian or Other Pacific IslanderParticipants000
Race (NIH/OMB): Black or African AmericanParticipants000
Race (NIH/OMB): WhiteParticipants43750
Race (NIH/OMB): More than one raceParticipants000
Race (NIH/OMB): Unknown or Not ReportedParticipants202
Region of Enrollment: United Statesparticipants45954

6. Primary Endpoint

The registry lists the primary outcome as Number of Participants Who Received Zostavax Immunization or Had Natural Exposure to VZV, measured over Day 0 to Day 35.

ElementRegistry entry
Result typeCount Of Participants
Measure of spreadnot applicable
UnitParticipants
Endpoint classificationBinary Endpoint

The primary endpoint is titled as the number of participants who received Zostavax immunization or had natural exposure to VZV. Its timeframe is Day 0 to Day 35, and its unit is participants. In this record, the measure is a count, not a stated measure of the magnitude, quality, or persistence of a T-cell response.

Participant counts can describe how many people in a defined group met an event or exposure definition. Such a measure can be useful for documenting who received the study intervention or had the specified exposure during the stated period. It does not, by itself, show whether an immune response was strong, whether it was associated with clinical protection, or how responses differed between people.

The registry does not provide a fuller endpoint definition, a participant-level result, a group-specific result for this primary measure, or a statistical comparison. The broader study description focuses on immune signatures associated with effective or poor responses, but the primary endpoint title alone does not specify how those signatures were measured or classified. Those details are not reported in the registry record.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Not a randomized comparison (allocation: non-randomized); arms are not a like-for-like control comparison. A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The record supports a descriptive account of the study structure and a limited account of related adverse events. It does not report a result for the primary endpoint, an estimate of an immune-response contrast, or a statistical analysis. As a result, there is no posted primary-effect estimate or precision measure to interpret. The study aim should not be mistaken for a reported finding: a stated intention to identify immune signatures is not evidence that a particular signature was identified.

The two groups are not directly comparable as treatment and control arms. The vaccine group consisted of participants over 50 years who received Zostavax™, while the natural-immunity group consisted of participants aged 40–49 who received no intervention. Since allocation was non-randomized, the group contrast is entangled with age and prior exposure status. A difference between groups, if one were reported, could not automatically be attributed to vaccination. The registry record does not report an adjusted analysis that addresses these differences.

The primary outcome is a count of participants who received immunization or had natural exposure during Day 0 to Day 35. Without reported group-specific primary counts or an analysis, the endpoint cannot establish the distribution of responses or a relationship between immune markers and clinical outcomes. The posted record lists three outcome measures and zero analyses. It does not include estimates, confidence intervals, or hypothesis-test results for the primary endpoint.

For adverse events, the registry lists zero related serious adverse events among 45 participants at risk in the vaccine group and zero among 9 at risk in the naturally acquired immunity group. It separately lists 3 affected participants for other related adverse events in the vaccine group and 0 in the natural-immunity group. These are descriptive counts. They do not establish that the groups have equivalent safety profiles, particularly because the arms are non-randomized and differ in age and intervention status.

In general, a confidence interval communicates the range of effect values compatible with an estimate under the analysis assumptions; narrower intervals indicate greater precision. No interval for the primary endpoint or an immune-response comparison is reported in the registry record, so precision for those questions cannot be assessed from the posted information.

9. Statistical Methods Explained

What does a participant count describe?

The primary endpoint is expressed as a count of participants, with the unit listed as participants and the timeframe listed as Day 0 to Day 35. A count records how many people meet a stated event or exposure condition. It is different from a continuous measurement, such as a laboratory concentration, and different from a time-to-event measure, which uses the timing of an event. The registry title combines receipt of immunization and natural exposure to VZV. The record does not give a more detailed operational definition of that endpoint or provide its observed group counts.

For a count to be interpretable, its event definition and population at risk need to be clear. The adverse-event information includes group-specific at-risk counts and affected-participant counts. The primary endpoint entry does not include corresponding results. The record therefore does not allow a reader to assess the primary event frequency or compare it across groups. No rate, risk difference, relative effect, or uncertainty interval should be inferred from the endpoint title alone.

Why does the design matter for comparisons?

In a randomized comparison, assignment is intended to make treatment groups comparable, on average, with respect to factors that may affect outcomes. This study is explicitly non-randomized. Its parallel arms also have different age ranges and different intervention status: the vaccine arm received Zostavax™, while the natural-immunity arm received no intervention. The arm descriptions additionally distinguish vaccination from a prior history of chicken pox and natural VZV immunity.

As a general statistical principle, when groups differ in factors that may be related to the outcome, a group contrast can reflect those differences as well as the intervention. This is a concern for interpretation, not a claim that any particular factor changed an outcome in this study. The registry record does not report an adjustment strategy, matching procedure, or other method for addressing differences between arms. The absence of masking is also recorded, but the record does not describe how outcome assessment was conducted.

What can an analysis estimate?

For binary outcomes, analyses commonly compare the proportion of participants with an event between groups. For counts, methods depend on what is counted, the amount of variation, and whether the count represents events or people with an event. These are general statistical options, not methods documented for this study. The registry labels the primary outcome as a participant count and provides no analysis results. It would therefore be inappropriate to attribute a particular model or effect measure to the investigators.

A confidence interval is a general way to express uncertainty around an estimate. It gives a range of values compatible with the observed data under the model and assumptions used. A point estimate without an interval gives less information about precision; a p-value alone, if reported, would not communicate the size of an effect or its precision. The registry lists zero analyses and does not report a primary endpoint estimate, confidence interval, or p-value. No precision judgment about the immune-response question can be made from the posted results.

What do the adverse-event counts convey?

The adverse-event record distinguishes participants at risk from participants affected. These are descriptive quantities, not an adjusted comparison. For serious related adverse events, the record reports zero affected participants in each arm. For other related adverse events, it reports 3 affected participants in the vaccine group and 0 in the natural-immunity group. The record does not report an inferential analysis for these figures.

In general, zero observed events do not prove that an event is impossible or that two groups have identical risks. The interpretation of a zero count depends on the amount and type of observation, the event definition, and the completeness of reporting. Nor does a difference in raw counts by itself establish a treatment effect. In this study, the groups are not randomized and are different in age and intervention, so direct causal interpretation is especially limited.

Are planning calculations trial results?

General planning calculations use assumptions about an effect to be detected, the statistical error threshold, allocation, and the analysis method. The registry describes its sample-size assumptions as a planning illustration computed from an observed effect, rather than as the trial’s own design. Such calculations are not observed power and should not be read as evidence that the study was designed around a particular effect. The registry record does not report a sample-size justification from the investigators or a prospective statistical plan. Any planning illustration does not replace missing outcome estimates or analyses.

10. Exact Estimates for Each Arm

No two-arm comparison is shown for this trial, but each arm's result can still be summarized with exact interval estimates computed from the posted counts. The Clopper-Pearson interval is exact and conservative; the Wilson interval is a common closer-to-nominal alternative; the Bayesian credible interval uses a uniform Beta(1, 1) prior. For small groups the three can differ noticeably.

ArmParticipantsEventsObserved %Clopper-Pearson 95% CIWilson 95% CIBayesian 95% credible interval
Zostavax™ Vaccine Group4545100.0%92.1% to 100.0%92.1% to 100.0%92.3% to 99.9%
Naturally-acquired VZV Immunity99100.0%66.4% to 100.0%70.1% to 100.0%69.2% to 99.7%

R code and output

arm    <- c("Zostavax™ Vaccine Group", "Naturally-acquired VZV Immunity")
n      <- c(45, 9)
events <- c(45, 9)
for (i in seq_along(n)) {
  ci <- binom.test(events[i], n[i])$conf.int          # Clopper-Pearson exact interval
  cr <- qbeta(c(0.025, 0.975), 1 + events[i], 1 + n[i] - events[i])   # Bayesian, uniform Beta(1,1) prior
  wi <- (function(x, n) { p <- x / n; z <- qnorm(0.975); d <- 1 + z^2 / n
    c((p + z^2 / (2 * n) - z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d, (p + z^2 / (2 * n) + z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d) })(events[i], n[i])
  cat(sprintf("ARM|%s|%d|%d|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f\n", arm[i], n[i], events[i], 100 * events[i] / n[i],
              100 * ci[1], 100 * ci[2], 100 * wi[1], 100 * wi[2], 100 * cr[1], 100 * cr[2]))
}
ARM  Zostavax™ Vaccine Group  45  45  100.0  92.1  100.0  92.1  100.0  92.3  99.9
ARM  Naturally-acquired VZV Immunity  9  9  100.0  66.4  100.0  70.1  100.0  69.2  99.7

11. Multiplicity, Missing Data and Analysis Populations

The registry lists three outcome measures and zero analyses. It does not report a multiplicity strategy, such as a prespecified hierarchy of outcomes or an adjustment for testing multiple hypotheses. Without the analysis details and results, it is not possible to determine whether multiple outcome questions were tested, how they were prioritized, or how any testing affected interpretation. The study aim of identifying immune signatures does not itself establish a formal hypothesis-testing plan.

Missing-data handling is not reported in the registry record. The record does not describe how unavailable measurements, withdrawals, or incomplete follow-up were handled, nor does it provide the amount or pattern of missing outcome data. No assumption about complete follow-up or imputation can be made.

Analysis populations are also not described. The record does not say whether primary analyses included all enrolled participants, only participants who received the intervention, or a different defined group. The arm descriptions identify who was intended for each group, while the adverse-event entry lists participants at risk; these details do not establish the population used for any primary analysis.

The record does not provide an analysis plan, endpoint-specific results, or a report of protocol deviations. Consequently, it is not possible to assess whether analyses followed a prespecified plan or whether outcome reporting was selective. These absences limit interpretation independently of the non-randomized design.

12. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
Zostavax™ Vaccine Group0450.0%
Naturally-acquired VZV Immunity090.0%

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 0% reporting threshold.

ArmParticipants affected of at risk
Zostavax™ Vaccine Group3 of 45
Naturally-acquired VZV Immunity0 of 9

Most frequent non-serious adverse event terms

Event termOrgan systemZostavax™ Vaccine GroupNaturally-acquired VZV Immunity
Upper respiratory infectionRespiratory, thoracic and mediastinal disorders2 of 450 of 9
Herpes zosterSkin and subcutaneous tissue disorders1 of 450 of 9
Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

The registry reports zero related serious adverse events among 45 participants at risk in the Zostavax™ vaccine group, and zero among 9 participants at risk in the naturally acquired VZV immunity group. The record separately lists other related adverse events: 3 affected participants in the vaccine group and 0 in the natural-immunity group. These figures are counts of affected participants, not a statistical comparison.

The groups were not randomized and differ in age range and intervention status, so their raw adverse-event counts should not be treated as a like-for-like estimate of vaccine-associated risk. The registry does not report inferential analyses, confidence intervals, or further event details that would establish the precision or comparability of these counts. A zero recorded count means no affected participants were listed for that category in the record; it does not prove that the event cannot occur.

Death figures are not reported in the registry record. The posted safety information should therefore be read as limited descriptive reporting, rather than as a complete assessment of comparative safety.

13. What the Result Does, and Does Not, Mean

The posted record documents a Phase 4 study intended to examine VZV-specific immune responses in a vaccinated group and a group with naturally acquired VZV immunity. It gives the intervention, age descriptions, primary endpoint title and timeframe, and selected adverse-event counts. It does not report immune-response findings or primary endpoint results. Thus, it does not establish which immune signatures were associated with better or poorer responses.

The study design also limits causal interpretation. The comparison was non-randomized, and the arms differ in age range as well as exposure to vaccination. A contrast between the groups would not isolate the effect of vaccination from other differences. The record does not report an adjusted analysis that would resolve this limitation.

The adverse-event figures describe what the registry lists for the stated categories and at-risk groups. They do not establish equivalence between the arms or quantify comparative risk with reported uncertainty. The lack of reported analyses and missing-data information further limits the strength of conclusions that can be drawn from the registry record.

In general, a study’s stated objective, design, endpoint, and posted results answer different questions. An objective describes what investigators sought to learn; an endpoint defines a measurement; and an analysis estimates a result from data. Here, the record states an immune-signature objective and names a participant-count endpoint, but does not report analyses addressing the main immune-response question. The results should not be extended beyond the descriptive information that is actually reported.

14. Why This Trial Matters Statistically

This study illustrates why a control group must be evaluated in light of how it was formed. The natural-immunity arm is not a randomized control for the vaccine arm: it represents participants aged 40–49 with prior chicken pox, while the vaccine group comprises participants over 50 years who received Zostavax™. The design may be relevant for examining age and inherited factors in VZV-specific immune response, as stated in the arm description, but a simple between-arm contrast would not isolate vaccination.

It also illustrates the difference between an interesting research objective and a reported statistical result. The study aimed to identify immune signatures associated with effective or poor responses. The primary endpoint title, however, describes a count of participants who received immunization or had natural VZV exposure during Day 0 to Day 35. The registry does not report immune measurements or analyses that connect a signature with response quality. Readers need endpoint definitions and results, not only a broad objective, to evaluate the evidence.

Finally, adverse-event counts are informative as descriptive registry entries but cannot substitute for a comparative analysis. The record reports at-risk and affected counts, while leaving the analysis methods and uncertainty unreported. This makes the study a useful example of how design, endpoint choice, and reporting completeness jointly determine what can be concluded from clinical data.

15. Limitations

The registry record does not report primary endpoint results, immune-response measurements, or analyses. The stated aim concerns immune signatures, but the posted information does not show how such signatures were defined, measured, or related to response. The primary endpoint is described as a participant count over Day 0 to Day 35, without a fuller operational definition or group-specific result.

The non-randomized design and dissimilar arms limit direct comparison. The vaccine group included participants over 50 years who received Zostavax™, whereas the natural-immunity group included participants aged 40–49 who received no intervention. Age, prior exposure status, and intervention therefore vary together. The record does not report statistical adjustment or another approach to account for these differences.

Masking was none. The registry does not report further detail about outcome assessment, missing data, analysis populations, protocol deviations, or a prespecified statistical analysis plan. It lists three outcome measures and zero analyses, and does not provide estimates or precision measures for the primary question. The safety information is limited to the listed related adverse-event counts; death figures are not reported in the registry record.

These limitations concern the information available in the registry record. They do not establish what may have been measured or analyzed outside that record.

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19. Record Summary

NCT01911065 is a completed, non-randomized, parallel Phase 4 study sponsored by Stanford University. The record lists enrollment of 54, a start of 2010-09, and primary completion in 2011-12. Participants over 50 years were assigned to receive Zostavax™; participants aged 40–49 with naturally acquired VZV immunity received no intervention.

The primary endpoint is titled as the number of participants who received Zostavax immunization or had natural exposure to VZV from Day 0 to Day 35. The record lists three outcome measures and zero analyses, but does not report primary endpoint results or immune-response findings. Related serious adverse events were listed for zero participants among 45 at risk in the vaccine group and zero among 9 at risk in the natural-immunity group. Other related adverse events were listed for 3 participants in the vaccine group and 0 in the natural-immunity group. The design does not support a like-for-like randomized comparison.

Clinical Biostats