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Influenza Phase 1, Phase 2 Binary Endpoint NCT00867139

TCAD vs. Monotherapy for Influenza A in Immunocompromised Patients: Complete Statistical Analysis

This analysis examines a randomized, open-label study of triple combination antiviral therapy versus neuraminidase inhibitor monotherapy in immunocompromised patients with influenza A. The posted primary results count participants with adverse events; the registry record does not report an estimable two-arm comparison.

Trial start: 2009-03  ·  Enrollment: 7  ·  Sponsor: Fred Hutchinson Cancer Center
Scope of this record

This page provides an independent statistical analysis and educational interpretation of publicly reported results. ClinicalTrials.gov provides the official trial registry record. Numerical trial results on this page are restricted to the results posted in the ClinicalTrials.gov record; calculations added by Clinical Biostats are labelled as such.

1. Trial at a Glance

This page covers the registry results for TCAD vs. Monotherapy for Influenza A in Immunocompromised Patients (NCT00867139), a randomized phase 1, phase 2 study. The primary outcome is Number of Participants With Adverse Events (AEs), Drug Specific AEs or AEs Resulting in Treatment Interruption.

7
Enrollment
Phase 1, Phase 2
3
Arms
In the primary outcome
n/a
Effect
No re-analysis shown
n/a
95% CI
See limitations
FeatureRegistry value
ClinicalTrials.gov identifierNCT00867139
PhasePhase 1, Phase 2
ConditionInfluenza
AllocationRandomized
Design modelParallel
MaskingNone (open label)
Enrollment7
Arms in the primary outcome3
Lead sponsorFred Hutchinson Cancer Center
Results postedYes

2. Clinical Question

Population

Immunocompromised patients infected with influenza A. The registry record describes the study population in those terms but does not report further eligibility details or a fuller demographic profile.

Intervention

Triple combination antiviral drug therapy (TCAD), comprising amantadine, ribavirin and oseltamivir. An open-label TCAD arm was also listed for subjects who could not tolerate or were ineligible to receive zanamivir.

Comparator

Neuraminidase inhibitor monotherapy with zanamivir or oseltamivir. The record does not describe how the choice between those drugs was made.

Primary question

How many participants experienced adverse events, drug-specific adverse events, or adverse events resulting in treatment interruption during the stated follow-up? The posted endpoint is a participant count, not an estimate of comparative treatment effect.

The study was designed to assess safety and tolerability of TCAD and to gain data on its effectiveness in this population. Its registry title identifies it as a pilot randomized study, and the listed primary outcome concerns adverse events through 30 days after the final dose of study drug. The secondary outcomes include measures of viral shedding and viral resistance, symptoms, pneumonia, hospitalization, supplemental oxygen, and ICU admissions.

The clinical question is therefore broader than whether one regimen is better than another. It includes whether the combination can be used and tolerated, alongside exploratory measures related to infection and clinical course. The registry record does not report a primary effectiveness outcome or an estimable comparison between the randomized groups.

3. Trial Design

This was a randomized, parallel-group, open-label study listed in Phase 1 and Phase 2. The record gives an enrollment of 7 and identifies influenza as the condition. The study start was 2009-03, primary completion was 2009-08, and its status is completed. Fred Hutchinson Cancer Center is listed as the sponsor.

The randomized arms were TCAD and neuraminidase inhibitor monotherapy. TCAD consisted of amantadine hydrochloride, ribavirin and oseltamivir phosphate; the monotherapy option was zanamivir or oseltamivir. The registry also lists an open-label TCAD arm for subjects who could not tolerate or were ineligible to receive zanamivir. That arm is distinct from the randomized TCAD arm in the posted results.

Open-label means the record does not describe masking of treatment assignment. The allocation is recorded as randomized, but the sequence-generation process, concealment procedures, and any stratification are not reported in the registry record. The record also does not explain how patients were assigned to the open-label arm, or how use of zanamivir versus oseltamivir was determined.

The small enrollment and multiple listed arms mean that the posted counts are descriptive, with very little information for comparing groups. The registry record does not report a sample-size justification, a recruitment flow, or details about withdrawals and treatment exposure. It also does not report protocol deviations or the number of participants contributing to each secondary outcome.

4. Participant Flow and Accounting

The registry reports how participants moved through each stage of the study. All counts below are exactly as posted; missing counts are not inferred from other stages.

Overall Study

StageTCADNeuraminidase Inhibitor MonotherapyOpen-labeled TCAD
STARTED214
COMPLETED213
NOT COMPLETED001

5. Baseline Characteristics

The table reproduces the baseline characteristics posted in the registry, which describe the participants analysed at baseline and help show whether the randomized groups were comparable.

CharacteristicUnitTCADNeuraminidase Inhibitor MonotheraphyOpen-Labeled TCADTotal
Participants analysed2147
Age, Categorical: <=18 yearsParticipants0123
Age, Categorical: Between 18 and 65 yearsParticipants1023
Age, Categorical: >=65 yearsParticipants1001
Age Continuousyears59.5 (SD 17.7)17 (SD 0)29.5 (SD 26.0)36.3 (SD 25.7)
Sex: Female, Male: FemaleParticipants1124
Sex: Female, Male: MaleParticipants1023
Region of Enrollment: United Statesparticipants2147

6. Primary Endpoint

The registry lists the primary outcome as Number of Participants With Adverse Events (AEs), Drug Specific AEs or AEs Resulting in Treatment Interruption, measured over 30 days after the final dose of study drug.

ElementRegistry entry
Result typeNumber
Measure of spreadnot applicable
Unitnumber of participants with AEs
Endpoint classificationBinary Endpoint

The primary endpoint counts participants with adverse events (AEs), drug-specific AEs, or AEs resulting in treatment interruption. Its timeframe is 30 days after the final dose of study drug. The endpoint description says abnormal laboratory data or newly appeared symptoms and signs were considered AEs. The record lists laboratory monitoring across blood cell counts, chemistry, renal function, and liver function.

This kind of safety endpoint is used to describe whether adverse events were observed during a defined period after treatment. Counting participants with at least one event can summarize how many people were affected, but it does not by itself describe how many events each person experienced, their severity, or their duration. Nor does a count alone establish whether events were caused by a study drug.

The posted endpoint is expressed as a number of participants with AEs. The arm results list 1 participant in the TCAD arm, 1 in the neuraminidase inhibitor monotherapy arm, and 1 in the open-labeled TCAD arm. Those counts need to be read alongside the arm sizes and the fact that one arm was open-label rather than part of the randomized comparison. The registry record does not report further endpoint definitions, such as a detailed grading system or rules for attributing events to treatment.

7. Why No Re-analysis Is Shown

Reported as posted, not recalculated. Values missing or not estimable for a two-arm comparison (binary endpoint). A result is recalculated only when the posted data support a clean two-arm comparison, so no result is shown beyond what the sponsor posted.

8. Statistical Interpretation

Clinical Biostats interpretation

The posted primary outcome counts are 1 participant with an AE in the TCAD arm, 1 in the neuraminidase inhibitor monotherapy arm, and 1 in the open-labeled TCAD arm. The corresponding arm sizes are 2, 1 and 4. These are descriptive counts from a small study; they are not a precise estimate of the relative safety of the treatments.

The record states that values were missing or not estimable for a two-arm comparison of this binary endpoint. Consequently, it does not provide an inferential estimate of a difference between the randomized arms. No confidence interval or p-value for that comparison is posted. The observed counts alone cannot establish whether the regimens differ, and the open-label TCAD arm should not be treated as another randomized comparator.

General statistical interpretation: a confidence interval, when reported, describes the uncertainty around an estimated effect under the method used to construct it. With sparse event counts and very small groups, such intervals can be wide and estimates can be unstable. In this record, there is no posted two-arm interval to interpret. A lack of an estimable comparison is not evidence that the groups are equivalent; it means the registry results do not quantify a comparative effect.

The primary outcome combines participants with any AE, drug-specific AEs, or AEs leading to treatment interruption. The posted count does not separate those categories. It also does not show the number or types of non-serious events by participant. The registry record therefore supports a narrow description of the recorded participant counts, not a detailed account of the nature, timing, or attribution of all adverse events.

The record lists 11 secondary outcomes, including viral-load change over time, viral shedding at specified assessment days, viral resistance in relation to drug exposure, duration of symptoms, confirmed pneumonia, hospitalization, supplemental oxygen, and ICU admissions. The posted record includes 12 outcome measures, but the analyses count is 0. No secondary outcome analysis estimates or results are reported in the registry record in the registry record described for this analysis. These outcomes should not be treated as evidence of benefit or harm based on the primary safety counts.

Overall, the numerical results are best read as early descriptive safety information from a pilot study, not as a confirmatory assessment of comparative effectiveness or safety. The number of participants available in each arm limits precision, and the registry record does not report a full statistical analysis plan, analysis populations, missing-data methods, or adjusted comparisons. Any stronger interpretation would go beyond what the posted results establish.

9. Statistical Methods Explained

The main endpoint is binary at the participant level: a participant either contributes to the count of those with the specified AE endpoint or does not. The results are posted as participant counts for each arm. A count is straightforward to understand, but the information it carries depends on how many participants were observed and how completely outcomes were collected. The arm sizes are especially important in this study because they are small and unequal.

What does an unestimable comparison mean?

The registry record says values were missing or not estimable for a two-arm comparison of this binary endpoint. In practical terms, the posted results do not yield a reported comparative estimate for the randomized arms. The record does not give the precise statistical reason that the comparison could not be estimated. It would therefore be speculative to attribute this to a particular model, continuity correction, or analysis rule.

General explanation: comparing binary outcomes usually involves estimating how event occurrence differs between groups, with uncertainty around that estimate. When group sizes and event counts are sparse, some methods may not produce a stable or finite estimate. The choice of method matters, and the registry record does not state which comparison method was planned or attempted. No numerical inferential result should be reconstructed from the participant counts alone.

Why do sparse counts matter?

General explanation: a small amount of observed data can make an estimate sensitive to each participant's outcome. A single event can have a large influence on a group summary when the group is small. Confidence intervals are used, when available, to show the range of effect estimates compatible with the data and the analysis assumptions. They do not remove uncertainty, and their interpretation depends on the method and design. No interval for the primary comparison is reported in the registry results.

The study has three reported arms, but only two are described as randomized treatment arms. The third is open-label TCAD for subjects who could not tolerate or were ineligible to receive zanamivir. A randomized comparison is intended to use the allocation process to support a fair comparison of assigned groups. The open-label arm has a different stated eligibility pathway, so combining it with either randomized arm would change the question and is not justified by the record.

What does the endpoint count capture?

The endpoint counts participants with AEs, drug-specific AEs, or AEs resulting in treatment interruption. It is a participant count, rather than a count of all AE episodes. A participant with several events may still appear once in a participant-level count. The record does not report a breakdown of the primary count by the endpoint's component categories, and it does not provide detailed event-level timing or severity information in the primary result.

The endpoint timeframe is 30 days after the final dose. This defines the stated period for collecting the primary safety outcome, but the record does not report how follow-up completion was assessed or how missing observations were handled. It also does not report whether event attribution was adjudicated or what criteria were used to identify drug-specific events.

What can the other analyses tell us?

The listed secondary outcomes cover virologic measures and clinical course, including viral-load change, viral shedding, resistance, symptoms, pneumonia, hospitalization, oxygen use, and ICU admission. These outcomes would address different questions and may have different measurement scales and analysis requirements. For example, a count of participants not shedding virus at a specified assessment differs from a duration outcome. The registry record does not report analysis methods or results for these outcomes in the data summarized for this analysis.

General explanation: when many outcomes are examined, the chance of finding an apparently unusual result by chance can rise if each is tested separately without accounting for the set of tests. Multiplicity methods can control or describe that issue, but the record does not report a multiplicity strategy. It is not possible to determine from the listed outcome names alone whether any adjustments were planned.

Sample-size calculations, when presented as planning illustrations, answer a different question from the observed trial results. They describe the group size that would be needed under stated assumptions to detect an effect of a specified size. They are not observed power and do not change the precision of the results already collected. The registry record's design assumptions for such illustrations do not establish that the trial itself used those calculations; the trial's own sample-size justification is not reported in the registry record.

More broadly, no full statistical analysis plan, model specification, interim analysis plan, or definition of analysis populations is reported in the registry record. These omissions limit the ability to assess whether the posted outcome summaries follow prespecified procedures. Interpretation should therefore remain with the descriptive participant counts and the registry's explicit note that a two-arm comparison was not estimable.

10. Exact Estimates for Each Arm

No two-arm comparison is shown for this trial, but each arm's result can still be summarized with exact interval estimates computed from the posted counts. The Clopper-Pearson interval is exact and conservative; the Wilson interval is a common closer-to-nominal alternative; the Bayesian credible interval uses a uniform Beta(1, 1) prior. For small groups the three can differ noticeably.

ArmParticipantsEventsObserved %Clopper-Pearson 95% CIWilson 95% CIBayesian 95% credible interval
TCAD2150.0%1.3% to 98.7%9.5% to 90.5%9.4% to 90.6%
Neuraminidase Inihibitor Monotherapy11100.0%2.5% to 100.0%20.7% to 100.0%15.8% to 98.7%
Open-labeled TCAD4125.0%0.6% to 80.6%4.6% to 69.9%5.3% to 71.6%

R code and output

arm    <- c("TCAD", "Neuraminidase Inihibitor Monotherapy", "Open-labeled TCAD")
n      <- c(2, 1, 4)
events <- c(1, 1, 1)
for (i in seq_along(n)) {
  ci <- binom.test(events[i], n[i])$conf.int          # Clopper-Pearson exact interval
  cr <- qbeta(c(0.025, 0.975), 1 + events[i], 1 + n[i] - events[i])   # Bayesian, uniform Beta(1,1) prior
  wi <- (function(x, n) { p <- x / n; z <- qnorm(0.975); d <- 1 + z^2 / n
    c((p + z^2 / (2 * n) - z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d, (p + z^2 / (2 * n) + z * sqrt(p * (1 - p) / n + z^2 / (4 * n^2))) / d) })(events[i], n[i])
  cat(sprintf("ARM|%s|%d|%d|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f|%.1f\n", arm[i], n[i], events[i], 100 * events[i] / n[i],
              100 * ci[1], 100 * ci[2], 100 * wi[1], 100 * wi[2], 100 * cr[1], 100 * cr[2]))
}
ARM  TCAD  2  1  50.0  1.3  98.7  9.5  90.5  9.4  90.6
ARM  Neuraminidase Inihibitor Monotherapy  1  1  100.0  2.5  100.0  20.7  100.0  15.8  98.7
ARM  Open-labeled TCAD  4  1  25.0  0.6  80.6  4.6  69.9  5.3  71.6

11. Multiplicity, Missing Data and Analysis Populations

The registry record lists 12 outcome measures, including the primary AE endpoint and 11 secondary outcomes. The secondary outcomes span virologic outcomes, symptoms, pneumonia, hospitalization, supplemental oxygen, and ICU admissions. With multiple outcomes, separate statistical tests can create a multiplicity issue: general statistical practice recognizes that testing many questions can increase the chance of an apparently notable result arising by chance. The registry record does not report whether any multiplicity adjustment or hierarchy of outcomes was planned.

The analysis count is recorded as 0. The record does not provide a statistical analysis plan, identify which secondary outcomes were analyzed, or state whether analyses were prespecified. No outcome-specific missing-data rules, imputation method, or sensitivity analysis is reported in the registry record. The registry record also does not describe the handling of participants who stopped treatment, were lost to follow-up, or had incomplete outcome measurements.

The analysis population is not reported in the registry record. In particular, it does not specify whether the primary summary includes all randomized participants, only participants who received treatment, or another defined group. The registry record does not provide a participant flow or enough detail to determine how the listed arm sizes relate to completion of each assessment.

These gaps matter because missing observations and analysis-population choices can affect what a participant count represents. The posted results should be treated as registry summaries, not as a complete account of the analysis process. No assumption about intention-to-treat analysis, per-protocol analysis, or other population definitions is warranted.

12. Safety Results

The registry reports serious adverse events as affected participants divided by participants at risk.

ArmParticipants with serious adverse eventsParticipants at riskPercentage
TCAD1250.0%
Neuraminidase Inihibitor Monotherapy11100.0%
Open-labeled TCAD1425.0%
Participants with at least one serious adverse event
Serious adverse events by armTCAD50.0%Neuraminidase Inihibitor Mono…100.0%Open-labeled TCAD25.0%% of participants with at least one serious adverse event

Other (non-serious) adverse events

Participants with at least one non-serious event at or above the registry's 5% reporting threshold.

ArmParticipants affected of at risk
TCAD1 of 2
Neuraminidase Inihibitor Monotherapy0 of 1
Open-labeled TCAD0 of 4

Most frequent serious adverse event terms

Event termOrgan systemTCADNeuraminidase Inihibitor MonotherapyOpen-labeled TCAD
Acute GVHDGastrointestinal disorders1 of 21 of 10 of 4
ARDSRespiratory, thoracic and mediastinal disorders0 of 20 of 11 of 4

Most frequent non-serious adverse event terms

Event termOrgan systemTCADNeuraminidase Inihibitor MonotherapyOpen-labeled TCAD
acute GVHDSkin and subcutaneous tissue disorders1 of 20 of 10 of 4
acute GVHDGastrointestinal disorders1 of 20 of 10 of 4
tachycardiaCardiac disorders1 of 20 of 10 of 4
increased ALP and GGTHepatobiliary disorders1 of 20 of 10 of 4

Serious events with the highest arm-level rate: acute gvhd (100.0%), ards (25.0%).

Do not overextend the safety comparison. Serious-adverse-event counts are safety observations, not efficacy outcomes, and should not be combined with the primary result into a single benefit-risk number.

The serious adverse event summaries list 1 affected participant among 2 at risk in the TCAD arm, 1 among 1 in the neuraminidase inhibitor monotherapy arm, and 1 among 4 in the open-labeled TCAD arm. The record also lists other adverse events for 1 participant among 2 at risk in the TCAD arm, 0 among 1 in monotherapy, and 0 among 4 in open-labeled TCAD. These counts are descriptive and do not establish that a treatment caused an event.

The listed top serious-event terms are Acute GVHD at 100.0% and ARDS at 25.0%. The denominator and the precise basis for these percentages are not reported in the registry record. They should not be interpreted as percentages of all participants in a treatment arm without that information. The record does not provide enough detail to determine whether terms overlap or how events were distributed across arms.

Deaths are not reported in the registry record. Serious adverse events, other adverse events, and deaths are distinct safety summaries; one should not infer one category from another. The small arm sizes and limited event detail mean these figures are best read as a record of reported events, not as comparative risk estimates.

13. What the Result Does, and Does Not, Mean

The posted primary outcome indicates that participants with AEs were recorded in each of the three arms. The values are participant counts, and the results include a randomized TCAD arm, a randomized neuraminidase inhibitor monotherapy arm, and a separate open-labeled TCAD arm. The registry record reports that values for a two-arm comparison were missing or not estimable, so the primary results do not quantify a comparative difference.

This does not establish equivalence between TCAD and monotherapy, nor does it show that one regimen has more or fewer AEs in a way that can be generalized. The small groups leave substantial uncertainty, and the comparison is not reported as an inferential estimate. The open-labeled arm also has a different stated eligibility pathway, so it is not interchangeable with either randomized arm.

The results do not establish effectiveness. Although the study purpose included gaining data on TCAD effectiveness and the secondary outcomes included virologic and clinical measures, those outcomes do not have analysis results reported in the information. No conclusion about viral clearance, symptom duration, pneumonia, hospitalization, oxygen use, ICU admission, or resistance can be drawn from the posted primary safety counts.

General explanation: an absence of a reported statistical difference is not the same as evidence that treatments have the same effects. Equivalence or non-inferiority requires a defined question and analysis, including a prespecified margin. Such a margin and analysis are not reported in the registry record. Similarly, a participant-level AE count does not show causality, severity, or the balance of potential benefits and harms.

The appropriate interpretation is limited: these are pilot-study registry results describing participant counts and selected serious-event summaries. The lack of a reported comparative estimate, the limited scale of the groups, and missing analysis details prevent a reliable claim about comparative safety or effectiveness.

14. Why This Trial Matters Statistically

This trial is statistically informative as an example of the difference between collecting an outcome and being able to estimate a treatment contrast. The registry record has an explicit primary safety endpoint and arm-level participant counts, but it does not report an estimable two-arm comparison. A defined endpoint alone does not guarantee a precise or interpretable comparative result, particularly when groups are very small.

The design also illustrates why arm structure matters. Two groups are identified as randomized, while the open-labeled TCAD arm was for subjects who could not tolerate or were ineligible to receive zanamivir. Those groups address different comparisons. Treating all arms as if they arose from the same random assignment would ignore the pathway described in the record.

The trial's pilot status and its combination of safety, tolerability, pharmacokinetic, virologic, and clinical outcomes make careful separation of questions important. The primary endpoint is about recorded adverse events, whereas the secondary outcomes address other aspects of infection and clinical course. Without posted analyses for those outcomes, the existence of a measure should not be confused with evidence of a result.

For biostatisticians and clinical researchers, the record underscores the value of reporting analysis populations, missing-data procedures, endpoint definitions, and estimates with uncertainty. These details help readers distinguish a descriptive count from a comparative conclusion and understand what the data can support. In this case, the main statistical message is the limited precision and the absence of an estimable primary two-arm result, rather than a definitive ranking of treatments.

15. Limitations

The registry record gives limited detail about the study population beyond immunocompromised patients with influenza A. Eligibility criteria, baseline characteristics, disease severity, and other clinical descriptors are not reported in the registry record. This makes it difficult to assess how broadly the participants represent the intended population.

Although allocation is recorded as randomized, randomization methods, allocation concealment, and the process for selecting zanamivir or oseltamivir are not reported. The open-label arm had a stated eligibility condition that differs from the randomized comparison. The record does not explain assignment procedures for that arm or provide enough detail to assess potential differences between those participants and the randomized groups.

The endpoint description identifies abnormal laboratory data and newly appeared symptoms and signs as AEs and lists categories of laboratory tests. It does not report detailed grading criteria, event attribution procedures, or a breakdown of the primary participant count by event type. Follow-up is stated as 30 days after the final dose, but completeness of follow-up and handling of missing observations are not reported in the registry record.

The record does not report a sample-size justification, statistical analysis plan, analysis populations, or multiplicity strategy. It also does not provide analysis results for the listed secondary outcomes in the information. The primary comparison is explicitly not estimable in the registry results. Together, these limitations restrict interpretation to descriptive safety counts and preclude firm comparative conclusions.

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18. Sources

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19. Record Summary

NCT00867139 is a completed Phase 1 and Phase 2 randomized, parallel, open-label pilot study sponsored by Fred Hutchinson Cancer Center. It enrolled 7 immunocompromised patients with influenza A, with a study start of 2009-03 and primary completion in 2009-08.

The study compared TCAD (amantadine, ribavirin and oseltamivir) with neuraminidase inhibitor monotherapy (zanamivir or oseltamivir) and also listed an open-label TCAD arm for subjects unable to tolerate or ineligible for zanamivir. The primary outcome counted participants with AEs, drug-specific AEs, or AEs resulting in treatment interruption through 30 days after the final dose.

Posted primary counts were 1 participant in the TCAD arm, 1 in monotherapy, and 1 in open-labeled TCAD. The registry record states that a two-arm comparison was not estimable. It lists 11 secondary outcomes, but no analyses are recorded. The results support descriptive reading only and do not establish comparative safety or effectiveness.

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