Tutorials › Calculus III › Designing Substitutions from Curved Boundaries

Jacobians and General Substitutions · Tutorial 690 of 999

Designing Substitutions from Curved Boundaries

Learn to normalize a curved boundary into a rectangular coordinate range, then transform the integrand and area factor safely.

Advanced 10 min read

What You'll Learn

  • Identify a coordinate that measures position as a fraction of the distance to a curved boundary.
  • Map the region bounded by \(y=0\) and \(y=x^2\) to a unit square.
  • Find the inverse transformation and its Jacobian determinant.
  • Account for the collapsed boundary where the Jacobian vanishes.
  • Transform and evaluate integrals, then check results in the original coordinates.

Why Build Coordinates Around a Boundary?

A useful substitution is often suggested by the way a region is bounded. When the upper boundary is a curve, ordinary rectangular coordinates may leave one variable with a bound that depends on the other. A carefully chosen coordinate can convert that curved limit into a constant one.

Consider the planar region

$$ D=\{(x,y):0\le x\le 1,\;0\le y\le x^2\}. $$

For each fixed \(x\), the coordinate \(y\) runs from the lower boundary \(0\) to the upper boundary \(x^2\). When \(x>0\), the ratio \(y/x^2\) measures the fraction of the way from the lower boundary to the upper boundary. This suggests using that fraction as a new coordinate.

Boundary-adapted idea: Keep \(x\) as one coordinate and express the position between the two \(y\)-boundaries as a fraction between \(0\) and \(1\). This turns the curved upper boundary into a constant coordinate bound.

Constructing the Substitution

Set \(u=x\), and define \(v=y/x^2\) when \(x>0\). Solving for \(x\) and \(y\) gives the map from the new coordinates to the original ones:

$$ x=u,\qquad y=u^2v. $$

The bounds follow directly from the original region. Since \(0\le x\le1\), we need \(0\le u\le1\). For \(x>0\), the condition \(0\le y\le x^2\) becomes \(0\le y/x^2\le1\), so \(0\le v\le1\). Thus the parameter rectangle is the unit square.

Definition: The boundary-adapted map is \(F(u,v)=(u,u^2v)\), with parameter rectangle \(R=[0,1]\times[0,1]\). For \(u>0\), its inverse is \(u=x,\;v=y/x^2\).

There is a boundary detail worth stating precisely. The rectangle \(0<u\le1,\;0\le v\le1\) maps onto the part of \(D\) with \(x>0\); the open interior of the unit square maps onto the corresponding interior of that region. At \(u=0\), every value of \(v\) maps to the single point \((0,0)\). Consequently, the map is not one-to-one on the entire closed square, and its inverse formula involving division by \(x^2\) is not defined at that point.

This collapse occurs only on the boundary. The interior map is one-to-one, and the omitted boundary has area zero. For continuous integrands on this bounded region, the change-of-variables theorem can be applied on the nonsingular interior; including or excluding its boundary does not alter the integral.

Deriving and Checking the Jacobian

The Jacobian determinant measures the local area-scaling factor for the map from \((u,v)\) to \((x,y)\). Differentiate each component of \(F\) with respect to both new coordinates:

$$ \frac{\partial(x,y)}{\partial(u,v)} = \begin{vmatrix} \frac{\partial x}{\partial u} & \frac{\partial x}{\partial v}\\[4pt] \frac{\partial y}{\partial u} & \frac{\partial y}{\partial v} \end{vmatrix} = \begin{vmatrix} 1 & 0\\ 2uv & u^2 \end{vmatrix} =u^2. $$

For \(u>0\), the determinant is positive, so the absolute Jacobian is also \(u^2\). At \(u=0\), it is zero, in agreement with the collapse of that edge to one point. Therefore the area element transforms as \(dA=dx\,dy=u^2\,du\,dv\) on the nonsingular part of the map.

The inverse also verifies the determinant. For \(x>0\), \(u=x\) and \(v=y/x^2\). Its Jacobian is

$$ \frac{\partial(u,v)}{\partial(x,y)} = \begin{vmatrix} 1 & 0\\[4pt] -\frac{2y}{x^3} & \frac{1}{x^2} \end{vmatrix} =\frac{1}{x^2}. $$

On corresponding points, \(x=u\), so the inverse determinant is \(1/u^2\), the reciprocal of the forward determinant \(u^2\). This reciprocal check is available wherever the map is nonsingular, namely when \(u>0\).

Area transformation: For an integrable function \(f\) on \(D\), this substitution gives $$ \iint_D f(x,y)\,dA = \int_0^1\int_0^1 f(u,u^2v)\,u^2\,dv\,du. $$ The factor \(u^2\) is the absolute Jacobian. The collapsed edge \(u=0\) does not contribute area.

Why the Bounds Become a Rectangle

The construction can be justified by checking the inequalities in both directions. If \((x,y)\in D\) and \(x>0\), then \(u=x\) satisfies \(0<u\le1\), and \(v=y/x^2\) satisfies \(0\le v\le1\). Substitution back gives \(x=u\) and \(y=u^2v\), so the point is reached by the map.

Conversely, if \(0<u\le1\) and \(0\le v\le1\), then \(x=u\) satisfies \(0<x\le1\), while \(y=u^2v\) satisfies \(0\le y\le u^2=x^2\). Hence \((x,y)\in D\). These two implications show that the rectangle covers exactly the portion with \(x>0\), with a unique parameter pair for each point there: \(u=x\) and \(v=y/x^2\).

The same reasoning explains the usefulness of the substitution. In the original coordinates, the height of the vertical slice depends on \(x\). In the new coordinates, \(v\) always traverses the same interval, from the lower boundary at \(v=0\) to the upper boundary at \(v=1\). The variation in slice height is instead represented by the Jacobian factor \(u^2\).

Worked Examples

Worked Example: Find the Area of the Curved Region

The area is \(\iint_D 1\,dA\). Under the substitution, the integrand remains \(1\), while the area factor is \(u^2\):

$$ \begin{aligned} \operatorname{Area}(D) &=\int_0^1\int_0^1 u^2\,dv\,du\\ &=\int_0^1\left[u^2v\right]_{v=0}^{v=1}\,du\\ &=\int_0^1 u^2\,du\\ &=\left[\frac{u^3}{3}\right]_{u=0}^{u=1}\\ &=\frac13. \end{aligned} $$

Check in the original coordinates by integrating the vertical slice heights:

$$ \operatorname{Area}(D) =\int_0^1\int_0^{x^2}1\,dy\,dx =\int_0^1 x^2\,dx =\left[\frac{x^3}{3}\right]_0^1 =\frac13. $$

Both calculations give area \(1/3\).

Worked Example: Integrate a Function Involving Both Coordinates

Evaluate \(\iint_D (x^2+y)\,dA\). First replace \(x\) and \(y\) by their expressions in \(u,v\):

$$ x^2+y=u^2+u^2v=u^2(1+v). $$

Multiplying by the Jacobian \(u^2\), the transformed integrand is \(u^4(1+v)\). Therefore

$$ \begin{aligned} \iint_D (x^2+y)\,dA &=\int_0^1\int_0^1 u^4(1+v)\,dv\,du\\ &=\int_0^1 u^4\left[v+\frac{v^2}{2}\right]_{0}^{1}\,du\\ &=\int_0^1 u^4\left(1+\frac12\right)\,du\\ &=\frac32\left[\frac{u^5}{5}\right]_{0}^{1}\\ &=\frac{3}{10}. \end{aligned} $$

Check directly using the original bounds:

$$ \begin{aligned} \iint_D (x^2+y)\,dA &=\int_0^1\int_0^{x^2}(x^2+y)\,dy\,dx\\ &=\int_0^1\left[x^2y+\frac{y^2}{2}\right]_{0}^{x^2}\,dx\\ &=\int_0^1\left(x^4+\frac{x^4}{2}\right)\,dx\\ &=\frac32\left[\frac{x^5}{5}\right]_{0}^{1} =\frac{3}{10}. \end{aligned} $$

The direct and transformed integrals agree.

Worked Example: Integrate the Vertical Coordinate

Evaluate \(\iint_D y\,dA\). Since \(y=u^2v\), multiplication by the Jacobian \(u^2\) gives \(u^4v\):

$$ \begin{aligned} \iint_D y\,dA &=\int_0^1\int_0^1 u^4v\,dv\,du\\ &=\int_0^1 u^4\left[\frac{v^2}{2}\right]_{0}^{1}\,du\\ &=\frac12\int_0^1u^4\,du\\ &=\frac12\left[\frac{u^5}{5}\right]_{0}^{1}\\ &=\frac{1}{10}. \end{aligned} $$

To check, integrate directly in \(y\) first:

$$ \begin{aligned} \iint_D y\,dA &=\int_0^1\int_0^{x^2}y\,dy\,dx\\ &=\int_0^1\left[\frac{y^2}{2}\right]_{0}^{x^2}\,dx\\ &=\frac12\int_0^1x^4\,dx\\ &=\frac12\left[\frac{x^5}{5}\right]_{0}^{1} =\frac{1}{10}. \end{aligned} $$

Again, the result is unchanged by the substitution.

A Common Mistake: Forgetting the Area Factor

A substitution changes more than the symbols in the integrand. It also changes the area element. For example, in the area calculation, a tempting but incorrect step is to replace \(D\) by the unit square and integrate \(1\) without including the Jacobian:

$$ \text{Incorrect:}\qquad \iint_D 1\,dA \overset{\text{wrong}}{=} \int_0^1\int_0^1 1\,dv\,du =1. $$

This answer is wrong because the map does not preserve area: a small parameter rectangle near \(u=0\) is compressed more strongly than one near \(u=1\). The determinant calculates that local scaling. The corrected calculation is

$$ \iint_D 1\,dA = \int_0^1\int_0^1 u^2\,dv\,du =\frac13. $$

A second check is geometric: the region lies inside the unit square, so its area cannot be \(1\). The Jacobian both corrects the calculation and reflects the narrowing of the region near \(x=0\).

A Reliable Construction Checklist

1
Read the boundary inequalities.
Here, \(y\) lies between \(0\) and the positive boundary height \(x^2\), with \(x\) between \(0\) and \(1\).
2
Normalize the position between the boundaries.
Use \(v=y/x^2\) where \(x>0\), so the two \(y\)-boundaries become \(v=0\) and \(v=1\).
3
Write the forward map and bounds.
With \(u=x\), use \(x=u,\;y=u^2v\), where \(0\le u,v\le1\).
4
Compute and inspect the Jacobian.
The determinant is \(u^2\); it is nonzero for \(u>0\) and vanishes on the collapsed edge \(u=0\).
5
Transform every part of the integral.
Substitute into the integrand and multiply by the absolute Jacobian before integrating over the rectangle.

When This Design Is Useful

The method applies whenever a region is bounded vertically by a lower curve \(y=g(x)\) and an upper curve \(y=h(x)\), with \(h(x)>g(x)\) over the relevant \(x\)-interval. For points where the two curves differ, the normalized coordinate

$$ v=\frac{y-g(x)}{h(x)-g(x)} $$

ranges from \(0\) on the lower boundary to \(1\) on the upper boundary. Solving gives \(y=g(x)+v\bigl(h(x)-g(x)\bigr)\). The particular region here has \(g(x)=0\) and \(h(x)=x^2\), producing \(y=u^2v\) after setting \(u=x\).

This general observation is a way to design a candidate substitution, not a guarantee that every resulting map is usable everywhere. The boundary gap must be positive where the inverse ratio is used, and the Jacobian and one-to-one behavior must still be checked. In this example, the gap vanishes at \(x=0\), which is why the inverse fails there and the edge collapses. Explicitly identifying such a set is part of a correct change-of-variables setup.

Check Your Understanding

Use the map \(x=u,\;y=u^2v\) and its domain carefully in each question.

  1. Why does \(v=y/x^2\) range from \(0\) to \(1\) when \(x>0\) and \((x,y)\in D\)?
  2. What point does the entire edge \(u=0\) map to, and why does this prevent a one-to-one inverse on the closed square?
  3. Compute the Jacobian determinant of \(F(u,v)=(u,u^2v)\), and state where it vanishes.
  4. Set up, but do not evaluate, the transformed integral for \(\iint_D x\,dA\).
  5. Explain why integrating \(1\) over the unit square without a Jacobian gives the wrong area of \(D\).