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The Fivefold Covering Lemma in R^n

Learn how to select disjoint balls at successive radius scales and use their fivefold dilations to cover the original family.

Advanced 11 min read

What You'll Learn

  • State the fivefold covering lemma for balls in Euclidean space.
  • Organize a bounded-radius family into dyadic radius classes.
  • Prove that the selected balls are pairwise disjoint and countable.
  • Show why intersecting balls from the selection satisfy the required radius comparison.
  • Apply the lemma to finite collections and derive a Lebesgue-measure bound.
  • Identify the error in using an intersecting ball without controlling its radius.

Why a Geometric Selection Is Useful

In covering arguments, a family of balls may overlap too much to estimate its union directly. A useful remedy is to retain a disjoint subfamily and enlarge its members by a fixed factor. The fivefold covering lemma provides exactly this: the selected balls do not overlap, while their fivefold dilations cover every ball in the original family. The key is to select in order of radius scale, so that a ball discarded because it intersects a selected ball cannot be much larger than that selected ball.

Throughout, \(n\ge1\), and \(B(c,r)=\{x\in\mathbb{R}^n:|x-c|<r\}\) denotes the open Euclidean ball with center \(c\in\mathbb{R}^n\) and radius \(r>0\). Its fivefold dilation is \(5B(c,r)=B(c,5r)\), with the same center. We assume the family has uniformly bounded radii: there is a finite \(R>0\) such that \(r\le R\) for every ball in the family. No bound on the centers is required. The balls are Borel sets in \(\mathbb{R}^n\); when measure is used below, it is Lebesgue measure \(m\) on \((\mathbb{R}^n,\mathcal{L},m)\), a complete, sigma-finite measure space.

Theorem (Fivefold Covering Lemma): Let \(\mathcal{F}\) be a family of open balls in \(\mathbb{R}^n\) whose radii are bounded above by a finite \(R>0\). There is a finite or countable pairwise disjoint subfamily \(\mathcal{G}\subseteq\mathcal{F}\) such that $$ \bigcup_{B\in\mathcal{F}}B\ \subseteq\ \bigcup_{B\in\mathcal{G}}5B. $$ If \(\mathcal{F}\) is empty, take \(\mathcal{G}\) to be empty.

Selection by Radius Scales

Divide the radii into the classes \((2^{-(k+1)}R,2^{-k}R]\), for integers \(k\ge0\). Process these classes in order from largest to smallest. In each class, discard any ball that intersects a ball selected in an earlier class. From the balls remaining in the current class, choose an inclusion-maximal pairwise disjoint subfamily. “Maximal” here means that no additional remaining ball can be added while preserving pairwise disjointness; it does not mean that the subfamily has the largest possible cardinality.

Such a maximal subfamily exists: order the pairwise disjoint subfamilies by inclusion. The union of any chain of them is again pairwise disjoint, so Zorn’s lemma gives a maximal element. This selection also works when a class contains uncountably many balls. The maximal subfamily is countable: each nonempty open ball contains a point of \(\mathbb{Q}^n\), and distinct disjoint balls contain distinct rational points. More explicitly, enumerate \(\mathbb{Q}^n\) and assign each ball the first point in the enumeration that it contains; disjoint balls cannot receive the same point. The union of the selected subfamilies over the countably many classes is therefore countable.

1
Process one class.
Remove balls meeting an earlier selection, then choose a maximal pairwise disjoint subfamily of those left.
2
Check disjointness across classes.
A ball selected in a later class was not allowed to meet an earlier selection. Within each class the selected balls are pairwise disjoint by construction.
3
Compare radii whenever a ball is discarded.
If \(B(c,r)\) meets a selected ball \(B(c',r')\), then \(r\le2r'\).

For the radius comparison, suppose first that \(B(c,r)\) and \(B(c',r')\) are in the same class \((2^{-(k+1)}R,2^{-k}R]\). Then \(r\le2^{-k}R\) and \(r'>2^{-(k+1)}R\), so \(r<2r'\). If \(B(c,r)\) is in a later class than \(B(c',r')\), the earlier class has index \(j<k\), and \(r\le2^{-k}R\le2^{-(j+1)}R<r'\). Thus \(r\le2r'\) in either case. Each original ball is either selected itself or was discarded because it met a selected ball in its own or an earlier class.

Proof. Let \(B(c,r)\) be an original ball that is not selected, and let \(B(c',r')\) be a selected ball that it meets, as guaranteed by the selection procedure. Choose \(q\in B(c,r)\cap B(c',r')\). The triangle inequality gives \(|c-c'|\le |c-q|+|q-c'|<r+r'\). For every \(x\in B(c,r)\), another application of the triangle inequality gives $$ |x-c'|\le |x-c|+|c-q|+|q-c'|<2r+r'\le5r'. $$ The last inequality follows from \(r\le2r'\). Hence \(B(c,r)\subseteq B(c',5r')\). A selected ball is also contained in its own fivefold dilation, so every original ball is covered. The selected balls are pairwise disjoint by construction, and their family is countable by the rational-point argument. If the original family is empty, the asserted containment holds for the empty selection. \(\square\)

Worked Applications

Worked Example: Checking the Fivefold Inclusion Directly

In \(\mathbb{R}\), consider \(B(2.9,2)\) and \(B(0,1)\). Their centers are \(2.9\) apart, while the sum of their radii is \(2+1=3\). Since \(2.9<3\), the open intervals intersect. The radius comparison is also satisfied: \(2\le2(1)\).

For any \(x\in B(2.9,2)\), the triangle inequality and the intersection imply $$ |x|<2(2)+1=5=5(1). $$ Thus \(B(2.9,2)\subseteq B(0,5)\), as the lemma’s estimate predicts. For a numerical point check, \(x=4.89\) belongs to \(B(2.9,2)\) because \(|4.89-2.9|=1.99<2\), and it belongs to \(B(0,5)\) because \(|4.89|=4.89<5\).

Check: The radius of the dilated ball is \(5\cdot1=5\), and the bound from the triangle inequality is \(2\cdot2+1=5\). The strict inequality for points in the open balls gives the required containment even when these two upper bounds are equal.

Worked Example: Selecting from a Finite Collection of Intervals

In \(\mathbb{R}\), take \(B_1=B(0,3)\), \(B_2=B(5,2)\), \(B_3=B(2,1)\), and \(B_4=B(9,1)\). Process the balls in decreasing order of radius, taking \(B_3\) before \(B_4\) to break their tie. Select \(B_1\) first. The intervals \(B_1=(-3,3)\) and \(B_2=(3,7)\) are disjoint: the point \(3\) belongs to neither open interval. So \(B_2\) is selected next. The ball \(B_3=(1,3)\) intersects \(B_1\), since their intersection is \((1,3)\), so discard \(B_3\). Finally, \(B_4=(8,10)\) is disjoint from both selected intervals and is selected.

The selected intervals \(B_1,B_2,B_4\) are pairwise disjoint. Their fivefold dilations are $$ 5B_1=(-15,15),\qquad 5B_2=(-5,15),\qquad 5B_4=(4,14). $$ In particular, the discarded interval \(B_3=(1,3)\) lies in \(5B_1\), and every selected interval lies in its own dilation. Therefore the union of all four original intervals is covered.

There is also a direct measure check. The original intervals \(B_1\) and \(B_2\) are disjoint and have lengths \(6\) and \(4\), respectively. The interval \(B_3\) is contained in \(B_1\), and \(B_4\) has length \(2\) and is disjoint from \(B_1\cup B_2\). Thus the measure of the original union is \(6+4+2=12\). The selected intervals have total length \(6+4+2=12\) as well. These exact values confirm the selection and the endpoint convention.

Worked Example: A Lebesgue-Measure Bound in the Plane

In \(\mathbb{R}^2\), consider \(B_1=B((0,0),1)\), \(B_2=B((3,0),1)\), and \(B_3=B((1.5,0),0.6)\). The first two balls are disjoint because the distance between their centers is \(3\), greater than the sum of their radii \(1+1=2\). The third ball intersects each: its center is \(1.5\) from each of their centers, and \(1.5<1+0.6=1.6\). Selecting the radius-\(1\) balls first gives the disjoint subfamily \(\{B_1,B_2\}\); \(B_3\) is discarded.

For \(B_3\), the radius comparison is \(0.6\le2(1)\). For any \(x\in B_3\), its distance to the center of either radius-\(1\) ball it meets is less than \(2(0.6)+1=2.2\), which is less than \(5\). Thus \(B_3\) lies in the fivefold dilation of either such selected ball. The selected balls’ fivefold dilations both have radius \(5\).

Writing \(\pi r^2\) for the Lebesgue measure of a planar ball of radius \(r\), each selected ball has measure \(\pi\), and each fivefold dilation has measure \(25\pi\). Countable subadditivity of Lebesgue measure, applied here to the finite cover, gives $$ m(B_1\cup B_2\cup B_3)\le m(5B_1)+m(5B_2)=25\pi+25\pi=50\pi. $$ The calculation uses the dilation factor \(5^2=25\), as appropriate in dimension \(2\).

Check: The selected balls are disjoint, so their total measure is \(\pi+\pi=2\pi\). Multiplying by \(5^2=25\) gives \(25(2\pi)=50\pi\), the same upper bound.

Finite Families and a Common Pitfall

Corollary: For a finite family \(\mathcal{F}\) of open balls in \(\mathbb{R}^n\), there is a pairwise disjoint subfamily \(\mathcal{G}\) such that $$ m\!\left(\bigcup_{B\in\mathcal{F}}B\right) \le 5^n\sum_{B\in\mathcal{G}}m(B) \le 5^n\sum_{B\in\mathcal{F}}m(B). $$

Proof. A finite family has bounded radii, so the fivefold covering lemma supplies a finite disjoint subfamily \(\mathcal{G}\) whose fivefold dilations cover the original union. The original union is a finite union of open, hence Lebesgue measurable, sets. Subadditivity gives \(m(\bigcup_{B\in\mathcal{F}}B)\le\sum_{B\in\mathcal{G}}m(5B)\). For a ball \(B=B(c,r)\), the scaling formula for Lebesgue measure gives \(m(5B)=5^n m(B)\). The selected balls belong to \(\mathcal{F}\), so their measures sum to no more than the sum over \(\mathcal{F}\), since all terms are nonnegative. Combining these inequalities proves both bounds. If \(\mathcal{F}\) is empty, both sums and the measure of its union are zero. \(\square\)

A common mistake is to infer fivefold coverage merely from intersection. Intersection alone does not ensure that the ball being covered is small enough. For instance, \(B(1,100)\) intersects \(B(0,1)\), because the centers are distance \(1<101\) apart. But \(100\in B(1,100)\), while \(100\notin B(0,5)\). Thus \(B(1,100)\) is not contained in the fivefold dilation of \(B(0,1)\). The selection argument avoids this failure: a ball discarded because it intersects a selected ball satisfies \(r\le2r'\). This radius control, not intersection by itself, is what makes the triangle-inequality estimate work.

The lemma is useful whenever a later estimate is easier for disjoint balls than for overlapping ones. In the finite measure bound, disjointness keeps the selected balls’ measures additive, while dilation transfers their coverage to the original family at the cost of the fixed factor \(5^n\). The proof depends on Euclidean geometry and the scale ordering; it does not claim that arbitrary overlapping balls can be replaced by disjoint balls without enlargement.

Check Your Understanding

Use the radius comparison and the definition of an open ball when checking each claim.

  1. For radii in the same class \((2^{-(k+1)}R,2^{-k}R]\), explain why any two radii \(r,r'\) satisfy \(r<2r'\).
  2. If two open balls intersect and \(r\le2r'\), derive the bound \(|x-c'|<5r'\) for \(x\in B(c,r)\).
  3. Why does the selected subfamily remain countable even if the original family is uncountable?
  4. In \(\mathbb{R}^3\), what factor replaces \(5^n\) in the finite-family measure bound, and why?
  5. Give an example showing that intersection alone does not imply containment in the fivefold dilation of the other ball.