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Translational Modeling and Uncertainty · Tutorial 115 of 596

Propagating Physiological Scaling Uncertainty

Use a mechanistic hepatic clearance model to trace physiological input uncertainty into human clearance predictions and recognize when a local approximation is inadequate.

Advanced 12 min read

What You'll Learn

  • Express scaled intrinsic clearance using liver size, enzyme abundance, and microsomal binding correction.
  • Propagate independent input uncertainty with local sensitivities on the log scale.
  • Interpret how hepatic extraction changes the influence of blood flow and intrinsic clearance.
  • Quantify the effect of uncertainty in a binding fraction using calculations and scenarios.
  • Diagnose double-counting, unsupported independence assumptions, and unreliable local approximations.

Why Physiological Scaling Uncertainty Matters

A physiology-based prediction of human hepatic clearance can combine measurements made in vitro with estimates of human liver size, hepatic blood flow, enzyme abundance, and drug binding. Each input is uncertain, and its effect on predicted clearance depends on how it enters the model. In particular, a percentage uncertainty in blood flow does not generally have the same effect as the same percentage uncertainty in enzyme abundance: the difference depends on hepatic extraction.

The aim here is to quantify that propagation for a specified hepatic clearance model. The result is conditional on the model and the uncertainty assigned to its inputs; it does not establish that the model structure itself is correct. The earlier material on decomposing uncertainty in cross-species predictions distinguishes sources of predictive uncertainty; here the focus is the effect of uncertain physiological scaling inputs within a clearance calculation.

Set Up the Clearance Model

Consider a well-stirred liver model. Let \(Q_h\) be hepatic blood flow in L/h, \(f_{u,p}\) the unbound fraction in plasma, and \(CL_{int,u,h}\) the unbound intrinsic hepatic clearance in L/h. The predicted hepatic clearance is

$$ CL_h = \frac{Q_h f_{u,p} CL_{int,u,h}}{Q_h + f_{u,p} CL_{int,u,h}}. $$

For the scaling calculation, suppose unbound intrinsic clearance is represented as

$$ CL_{int,u,h} = \frac{I \, MPPGL \, W_L \, R_E}{f_{u,inc}}. $$

Here \(I\) is the measured apparent in vitro intrinsic clearance per milligram of microsomal protein, \(MPPGL\) is microsomal protein per gram of liver, \(W_L\) is liver mass, and \(R_E\) is a dimensionless enzyme-abundance scaling ratio relative to the system used to obtain \(I\). The in vitro unbound fraction \(f_{u,inc}\) corrects the apparent in vitro clearance for binding in the incubation. Units must be consistent: if \(I\) is L/h/mg and \(MPPGL\) is mg/g, then multiplying by \(W_L\) in g gives L/h; the abundance ratio and binding fractions are dimensionless.

Model assumptions: The well-stirred model treats the liver as a single, well-mixed compartment with steady hepatic flow. The scaling equation assumes the measured in vitro clearance is appropriate for the specified enzyme system, that the abundance ratio adjusts it multiplicatively, and that the in vitro binding correction is represented by division by \(f_{u,inc}\). Inputs are positive, and \(0 < f_{u,p}, f_{u,inc} \leq 1\). Do not apply an abundance ratio if the in vitro clearance has already been adjusted for that same abundance difference.

Define \(Z=f_{u,p}CL_{int,u,h}\), the product of plasma unbound fraction and unbound intrinsic clearance. Then \(CL_h=Q_hZ/(Q_h+Z)\). The hepatic extraction ratio in this model is \(E_h=Z/(Q_h+Z)\), so \(CL_h=Q_hE_h\) and \(1-E_h=Q_h/(Q_h+Z)\). Both \(E_h\) and \(1-E_h\) lie between zero and one.

Local Sensitivities and Uncertainty

A useful first approximation is to examine how a small proportional change in each input changes clearance. The elasticity of clearance with respect to an input is its proportional change in clearance divided by the input’s proportional change. Differentiating the log of the well-stirred equation gives

$$ d\log(CL_h) = E_h\,d\log(Q_h) + (1-E_h)\,d\log(Z). $$

Because \(Z\) is proportional to \(W_L\), \(R_E\), and \(f_{u,p}\), and inversely proportional to \(f_{u,inc}\), the corresponding elasticities are \(1-E_h\) for liver mass, enzyme abundance, and plasma unbound fraction, and \(-(1-E_h)\) for the in vitro unbound fraction. The negative sign means that a higher \(f_{u,inc}\) reduces the binding-corrected intrinsic clearance in this model.

For small uncertainties, a first-order approximation on the log scale propagates input variances through these sensitivities. If the inputs are treated as independent and their relative standard deviations are modest, the approximate variance of log clearance is

$$ \begin{aligned} \operatorname{Var}[\log(CL_h)] \approx {}& E_h^2 CV_{Q_h}^2 +(1-E_h)^2\left( CV_{W_L}^2 + CV_{R_E}^2 +CV_{f_{u,p}}^2 + CV_{f_{u,inc}}^2 \right), \end{aligned} $$

where \(CV_X=SD(X)/E(X)\) is the coefficient of variation of input \(X\). This expression uses the approximation that the standard deviation of \(\log(X)\) is close to \(CV_X\), which is most reasonable for modest relative uncertainty. It also assumes the stated inputs are independent. In applications where input distributions are materially skewed, bounded, or dependent, this approximation may not adequately represent predictive uncertainty.

Worked Example: Propagating Uncertainty at Moderate Extraction

Suppose a hypothetical prediction uses \(I=0.00400\) L/h/mg, \(MPPGL=40.0\) mg/g, \(W_L=1800\) g, \(R_E=1.20\), and \(f_{u,inc}=0.400\). Let \(f_{u,p}=0.0800\) and \(Q_h=90.0\) L/h. Assume, for this calculation, that the inputs are independent and have the following coefficients of variation: 10% for liver mass, 25% for enzyme abundance, 20% for plasma unbound fraction, 15% for in vitro unbound fraction, and 8% for hepatic flow.

First calculate scaled intrinsic clearance:

$$ CL_{int,u,h} = \frac{(0.00400)(40.0)(1800)(1.20)}{0.400} = 864\ \text{L/h}. $$

Then \(Z=(0.0800)(864)=69.12\) L/h. The predicted hepatic clearance and extraction ratio are

$$ CL_h = \frac{(90.0)(69.12)}{90.0+69.12} = 39.09\ \text{L/h}, \qquad E_h = \frac{69.12}{159.12}=0.4344. $$

Thus the flow elasticity is 0.4344 and the elasticity magnitude for each of the other four uncertain inputs is \(1-0.4344=0.5656\). Applying the independent-input approximation,

$$ \begin{aligned} SD[\log(CL_h)] \approx \big[& (0.4344 \times 0.08)^2 +(0.5656 \times 0.10)^2 +(0.5656 \times 0.25)^2 \\ &+(0.5656 \times 0.20)^2 +(0.5656 \times 0.15)^2 \big]^{1/2} =0.2107. \end{aligned} $$

If log clearance is approximated as normal with this standard deviation and centered at the calculated prediction, an approximate 90% range is obtained by multiplying the prediction by \(\exp(\pm 1.645 \times 0.2107)\). This gives approximately 27.6 to 55.3 L/h. This is an uncertainty range conditional on the assigned input distributions and the model, not a confidence interval for a population mean. It is also an approximation, not a guarantee that the full nonlinear model produces a lognormal clearance distribution.

Why Extraction Changes the Uncertainty Contributions

The sensitivity result follows directly by differentiating \(CL_h=Q_hZ/(Q_h+Z)\). For flow,

$$ \frac{\partial\log(CL_h)}{\partial\log(Q_h)} = \frac{Q_h}{CL_h}\frac{\partial CL_h}{\partial Q_h} = \frac{Z}{Q_h+Z} = E_h. $$

Similarly, differentiating with respect to \(Z\) gives

$$ \frac{\partial\log(CL_h)}{\partial\log(Z)} = \frac{Z}{CL_h}\frac{\partial CL_h}{\partial Z} = \frac{Q_h}{Q_h+Z} = 1-E_h. $$

When extraction is low, \(Z\) is small relative to flow, so \(E_h\) is small and clearance is more sensitive to intrinsic-clearance inputs than to flow. When extraction is high, the clearance approaches flow: uncertainty in flow matters more, while proportional changes in intrinsic clearance have a smaller effect on total clearance.

Worked Example: High Extraction Changes the Dominant Input

Keep \(Q_h=90.0\) L/h but suppose \(Z=360\) L/h. The predicted clearance is

$$ CL_h = \frac{(90.0)(360)}{90.0+360}=72.0\ \text{L/h}, \qquad E_h=\frac{360}{450}=0.800. $$

The flow elasticity is now 0.800, while the magnitude of each elasticity for liver mass, enzyme abundance, and the two binding fractions is \(1-0.800=0.200\). Using the same input coefficients of variation as in the first example, the approximate log-scale variance is

$$ \begin{aligned} \operatorname{Var}[\log(CL_h)] \approx {}& (0.800 \times 0.08)^2 +(0.200 \times 0.10)^2 +(0.200 \times 0.25)^2\\ &+(0.200 \times 0.20)^2 +(0.200 \times 0.15)^2\\ ={}&0.009496, \qquad SD[\log(CL_h)]\approx 0.09745. \end{aligned} $$

Under these assumptions, the approximate relative uncertainty is much more influenced by flow than by enzyme abundance. This does not mean enzyme abundance is known more precisely; it means its effect on total clearance is attenuated by the high-extraction model.

Binding Fractions, Diagnostics, and Alternatives

Binding fractions deserve particular care because they are bounded and can enter in opposite directions. In the specified model, \(f_{u,p}\) increases \(Z\), whereas \(f_{u,inc}\) appears in the denominator of intrinsic clearance. A mistake in the direction of the in vitro correction can therefore reverse the predicted response. Also check the measured quantity: if an in vitro value is already unbound intrinsic clearance, dividing by \(f_{u,inc}\) again would double-correct it.

Worked Example: Checking a Binding-Fraction Scenario

Use the first example’s values, but vary \(f_{u,inc}\) by 20% in either direction, from 0.400 to 0.320 or 0.480, holding all other inputs fixed. At \(f_{u,inc}=0.320\),

$$ CL_{int,u,h}=\frac{(0.00400)(40.0)(1800)(1.20)}{0.320} =1080\ \text{L/h}, \qquad CL_h=\frac{(90.0)(0.0800 \times 1080)} {90.0+(0.0800 \times 1080)} =44.08\ \text{L/h}. $$

At \(f_{u,inc}=0.480\),

$$ CL_{int,u,h}=\frac{(0.00400)(40.0)(1800)(1.20)}{0.480} =720\ \text{L/h}, \qquad CL_h=\frac{(90.0)(0.0800 \times 720)} {90.0+(0.0800 \times 720)} =35.12\ \text{L/h}. $$

The clearance changes are not symmetric around 39.09 L/h: the two scenario values are about 12.8% above and 10.2% below it. This illustrates why a one-at-a-time scenario is useful for checking direction and nonlinearity, but is not itself a probability interval.

Useful diagnostics include checking units at every scaling step, confirming that each input is on the scale assumed by the formula, and recomputing predictions at plausible low and high input values. Compare the local approximation with such scenarios: large asymmetry or a major change in extraction ratio signals that a first-order approximation may be inadequate. Inputs near zero, very broad uncertainty, or fractions close to their bounds can also make a normal approximation on the raw scale implausible.

A local sensitivity calculation is efficient and shows which inputs matter near the nominal prediction. Deterministic scenario analysis is transparent about chosen combinations of inputs but does not assign probabilities to them. A full distribution-based calculation can represent nonlinear responses and bounded input distributions more directly, but requires defensible distributions and dependence assumptions. Independence should not be used merely for convenience: physiological quantities and assay-derived scaling inputs may share sources of information. If dependencies matter, use a joint representation rather than interpreting the independent-input result as complete.

Common mistake: “Enzyme abundance has the largest coefficient of variation, so it must dominate clearance uncertainty.” A large input CV alone does not determine its contribution. In the local approximation, its contribution also depends on its elasticity; for this model that elasticity is \(1-E_h\). Compare sensitivity-weighted uncertainty, and check whether the local approximation is credible.

Check Your Understanding

Answer each question, then compare with the brief solutions.

  1. If the hepatic extraction ratio is 0.600, what are the local elasticities of clearance with respect to hepatic flow and enzyme abundance?
  2. At extraction ratio 0.300, approximately what is the proportional clearance change for a small 10% increase in \(f_{u,inc}\), with other inputs held fixed?
  3. An in vitro assay reports unbound intrinsic clearance. Should the scaling equation divide that value by \(f_{u,inc}\) again? Explain.
  4. In the first worked example, what does the approximate 90% range of 27.6 to 55.3 L/h mean, and what does it not mean?

Solutions. (1) The flow elasticity is \(E_h=0.600\); the enzyme-abundance elasticity is \(1-E_h=0.400\). (2) The elasticity with respect to \(f_{u,inc}\) is \(-(1-E_h)=-0.700\), so the local approximation predicts about a 7% decrease in clearance. (3) No. The stated equation corrects an apparent value for incubation binding; applying the correction again to a value already reported as unbound would double-correct it. (4) It is an approximate range conditional on the specified input uncertainty assumptions and clearance model. It is not a confidence interval for a mean, nor a statement that the model itself is correct.