Why Event-Free Visits Change the Data
In a longitudinal study, a biomarker may be measured at scheduled visits only while a participant is alive and has not yet experienced the event of interest. A hospitalization, relapse, or other terminal event can therefore stop the sequence of measurements. At a later visit, the recorded biomarker values do not represent everyone who entered the study: they represent those who remained event-free long enough to be measured.
This distinction matters even when every scheduled measurement is obtained from every eligible participant. The eligible group changes over time as events occur. Its average biomarker value can change because individuals' biomarkers change, because the people remaining in the group differ from those who experienced an event, or both. A comparison that ignores this changing group can describe the observed survivors while being mistaken for a trajectory in the original cohort.
The value \(T_i\ge t\) means the participant has had no event before time \(t\); a study must specify how it handles an event occurring exactly at a scheduled measurement time. For simplicity, the examples below use visits at which event status is determined before the biomarker measurement. The central point is unchanged: the distribution measured at time \(t\) is conditional on eligibility at that time.
The Conditional Distribution Among Those Still Event-Free
Write \(f(y)\) for the biomarker distribution in the original cohort at a given time, if the biomarker is meaningfully defined for the target population, and let \(p(y)=P(R(t)=1\mid Y(t)=y)\). The distribution among event-free participants is weighted by the chance of being event-free at each biomarker value:
The denominator is the overall probability of remaining event-free. Unless event-free probability is constant across biomarker values, this conditional distribution need not match the original distribution. The same point applies when event-free status is related to other participant characteristics associated with the biomarker: the observed group may have a different mix of people, even if the biomarker is not itself the reason an event occurs.
A direct consequence is that the average biomarker among event-free participants is generally a weighted average, not the average in the original cohort:
This expression follows by taking the expectation of \(Y(t)\) under the conditional distribution above. It also shows why the direction of the change is not fixed: if higher biomarker values are less likely to remain in the observed group, the event-free mean tends to be lower; if they are more likely to remain, it can be higher. No direction can be concluded from the fact of selection alone.
Worked Example: A Shift in the Event-Free Mean
Hypothetical cohort. At entry, 100 participants have a biomarker value of 2 units and 100 have a value of 8 units. Before a scheduled visit, 20 of the first group and 60 of the second group experience the event. Assume there are no other missed measurements.
At entry, the cohort mean is
At the visit, 80 participants with value 2 and 40 with value 8 remain event-free. The mean among those measured is
The observed mean is 1.00 unit lower than the entry mean. In this example, the difference is entirely due to the changed composition of the measured group; no within-person biomarker change was specified. The event-free mean is a valid description of those measured at the visit, but it is not the entry-cohort mean at that time.
Conditional Event Associations Have a Specific Target
A biomarker recorded at a visit can be used to describe or predict events occurring after that visit among participants who are event-free then. Such an analysis has a defined starting population: the participants who reached the visit without the event and had a biomarker measurement. It does not, by itself, describe the risk from study entry for everyone enrolled. Participants whose events occurred before the visit are absent from that analysis, and their visit biomarker values are unavailable under the measurement rule.
The distinction is between different questions, not simply between a correct and an incorrect calculation. A post-visit risk comparison among event-free participants may be useful for decisions made at that visit. A whole-cohort cumulative event risk from entry is a different quantity. Calling the former an estimate of the latter, without accounting for the different time origin and eligible group, changes the interpretation.
Worked Example: Post-Visit Risk Versus Risk From Entry
Hypothetical data. A cohort has 100 participants in each of two baseline biomarker categories, high and low. Before the 6-month visit, 70 high-category and 30 low-category participants experience the event. Among those event-free at 6 months, 30 high-category and 70 low-category participants have a measured biomarker. During the next 6 months, 12 of the high-category group and 7 of the low-category group experience the event.
Among participants measured at 6 months, the post-visit event risks are \(12/30=0.400\) in the high category and \(7/70=0.100\) in the low category. The conditional risk ratio is
Thus, in these hypothetical data, the observed post-visit risk over the next 6 months is four times as high in the high category as in the low category among participants event-free at 6 months. This is not the same comparison as cumulative risk from entry. From entry, the event counts by 12 months are \(70+12=82\) of 100 in the high category and \(30+7=37\) of 100 in the low category. The corresponding cumulative risk ratio is
The two ratios differ because they use different periods and different populations at risk. The post-visit ratio excludes those with events before 6 months; its denominator is the group that reached the visit event-free. Neither ratio should be substituted for the other. In an actual analysis, the biomarker category used at the visit would need to be observed for the eligible participants; the baseline categories here are supplied to make the arithmetic and target-population distinction explicit.
How Survivor Composition Can Mask Within-Person Change
A sequence of observed means at successive visits can combine two processes: change in biomarker values within people and change in which people contribute measurements. The following example makes both contributions visible. It does not require the biomarker to cause the event or the event to cause a biomarker change; it is an illustration of who is included in each mean.
Worked Example: A Falling Mean Despite Rising Group Values
Hypothetical cohort. At entry, 40 participants are in a lower-biomarker group and 40 in a higher-biomarker group. Their group-average values are 2 and 8 units. At 6 months, the corresponding group averages have risen to 3 and 9 units. By then, 4 lower-group and 24 higher-group participants have had the event, leaving 36 and 16 measured participants. At 12 months, the group averages are 4 and 10 units; a further 6 lower-group and 12 higher-group participants have had the event, leaving 30 and 4 measured participants.
At entry, the full-cohort mean is \(\{40(2)+40(8)\}/80=400/80=5.00\) units. At 6 months, the observed mean among event-free participants is
At 12 months, it is
Both group averages rose over time, but the overall observed mean fell from 5.00 to 4.846 to 4.706 units because the higher-biomarker group became a smaller share of the event-free sample. The visit means therefore do not show that individuals' biomarkers declined. The group averages provided here rise; the changing mix of people more than offsets those increases in the aggregate.
Assumptions, Diagnostics, and Alternatives
The calculations above assume that the stated counts and biomarker values are measured correctly, and that the only reason a scheduled measurement is unavailable is an event before that visit. In practice, some event-free participants may also miss visits, withdraw, or have an unusable specimen. Then the measured sample is selected both by event-free status and by attendance or measurement availability. Interpreting its mean as the mean for all event-free participants requires additional assumptions about those other forms of missingness.
Useful checks begin with the observation process itself. At every scheduled time, report how many participants were enrolled, how many experienced the event before the visit, how many remained event-free, and how many actually supplied a biomarker. Plot visit means together with the number measured and, when relevant, summaries by baseline characteristics. A sharp decline in sample size or a changing mix of measured participants is a warning that the observed mean may not represent a stable cohort. These checks reveal the extent of selection; they cannot establish what the unobserved biomarker values would have been.
The main alternatives answer different questions. A survivor average deliberately summarizes participants who remain event-free at each time. A landmark analysis starts at a chosen visit and studies subsequent outcomes among those event-free and measured at that landmark. A whole-cohort trajectory targets change in the original cohort, but cannot be obtained simply by averaging the available values when event-related termination changes who is observed. Joint modeling provides a framework for analyzing longitudinal biomarker and event processes together; it does not make the distinction between these targets disappear.
A common mistake is to say, “The mean among those measured at 12 months is the cohort’s 12-month mean because the study began with a cohort.” That reasoning treats the people contributing to the 12-month mean as if they were still the original group. The correction is to state the conditioning explicitly: this is the mean among participants event-free and measured at 12 months. Whether that is the desired summary depends on the scientific question.
Check Your Understanding
Answer each question, then compare your reasoning with the solutions.
- At a scheduled visit, 50 participants with biomarker value 1 and 50 with value 5 were enrolled. Before the visit, 10 in the first group and 30 in the second group experienced the event. What is the mean among those measured, assuming no other missed visits?
- In one sentence, distinguish a post-visit event risk among event-free participants from cumulative event risk from study entry.
- If the probability of remaining event-free is the same at every biomarker value, what does the conditional-distribution formula imply about the biomarker distribution among event-free participants?
- Name two counts that should be reported at each scheduled visit to help readers understand event-free conditioning.
Solutions. (1) There are 40 participants with value 1 and 20 with value 5. The mean is \(\{40(1)+20(5)\}/60=140/60=2.333\) units. (2) A post-visit risk applies to participants who reached that visit event-free and concerns a later period; cumulative risk from entry applies to the original cohort over time from study entry. (3) If \(P(R(t)=1\mid Y(t)=y)\) is constant in \(y\), that factor cancels in the formula, so the conditional and original biomarker distributions are the same. (4) Suitable counts include the number experiencing the event before the visit and the number remaining event-free; reporting the number actually measured also reveals additional missing visits.