Why a Power Number Needs a Definition
A statement such as “the trial has 80% power” is incomplete when a trial compares several treatments. It might mean an 80% chance of detecting a benefit for one particular treatment, an 80% chance of detecting a benefit for at least one treatment, or an 80% chance of detecting benefits for all treatments in a specified set. These are different events and can have different probabilities under the same design.
A useful report makes the probability being calculated reconstructible. It identifies the success event, the arms that count toward success, the treatment effects assumed for each arm, the test-level powers under that configuration, and how dependence among the tests was handled. The result is then a probability of a stated event under a stated configuration, not a free-standing property of the design.
The event must follow the planned decision rule. For example, if success means rejecting the treatment-control null hypothesis using a prespecified one-sided test at a stated threshold, say so. If a treatment can be declared successful only after satisfying a sequential rule across stages, describe that rule as part of the event. A power result is only as clear as its definition of \(R_i\).
The effect configuration matters just as much. It specifies the assumed effect for each arm, including arms assumed to have no effect or an effect smaller than the target effect. If an analysis uses direction-specific tests, the assumed direction must be clear too. Test-level powers are conditional on these assumptions; they are not fixed characteristics of the arms.
A Reproducible Reporting Framework
A concise report can be organized around six questions. The answers need not appear in a rigid template, but each should be available to someone interpreting or reproducing the calculation.
Write the event in terms of the arm-specific rejection indicators: for example, at least one rejection, all specified rejections, or at least two rejections among a named set.
Name the target arms and say whether any other arms are excluded from the success criterion. If the criterion concerns effective arms, state how effectiveness is defined under the assumed configuration.
Give the assumed effect for each relevant treatment arm, including any arms assumed to be ineffective. State the outcome scale and direction where needed.
Specify the test, direction, significance threshold or other decision boundary, and any multiplicity adjustment or sequential decision rule that affects rejection.
Report \(P(R_i=1\mid\boldsymbol{\theta})\) for the arms in the criterion. Marginal powers describe individual events; they do not, by themselves, determine the probability of their union or intersection.
State whether independence was assumed or give the joint model or probability information used. Report the resulting joint probability and its units as a probability or percentage.
This framework separates the target probability from the numerical method used to obtain it. A calculation might use a complement rule, a multivariate distribution, or another valid approach; the report still needs to identify the same event and assumptions. If dependence is left unstated, a reader cannot tell whether the joint value follows from independence or from a specified dependent model.
Worked Examples
Worked Example: Reporting Disjunctive Power Under Independence
Suppose a hypothetical trial has three treatment arms, and success means that at least one of the three specified treatment tests rejects. Under the assumed effect configuration, the marginal test-level powers are 0.80, 0.70, and 0.60. Assume the three rejection indicators are independent under that configuration. Calculate and report disjunctive power.
Let \(R_i=1\) denote rejection for arm \(i\). The success event is \(R_1=1\) or \(R_2=1\) or \(R_3=1\). Its complement is that all three tests fail to reject. Independence gives:
The arithmetic is \(1-(0.20)(0.30)(0.40)=1-0.024=0.976\). The disjunctive power is therefore 0.976, or 97.6%, under the stated effects, test rules, and independence assumption.
A complete report would also name the assumed effects for all three arms and specify the test and rejection thresholds that produced the marginal powers. The three marginal values and independence assumption alone explain the arithmetic, but not the scientific scenario or the decision rule.
Worked Example: Reporting Conjunctive Power for Target Arms
Consider a hypothetical trial with three treatment arms. The prespecified target is to demonstrate benefit for both arms 1 and 2; arm 3 is not part of this success criterion. Under the assumed effect configuration, the marginal powers for arms 1 and 2 are 0.80 and 0.75. A specified dependent joint model gives \(P(R_1=1,R_2=1\mid\boldsymbol{\theta})=0.62\). Find and report the relevant power.
The event is \(R_1=1\) and \(R_2=1\). Thus the desired conjunctive power is the joint probability supplied by the model, 0.62, or 62.0%. The third arm is not included merely because it appears in the trial; it does not alter this success event.
For comparison, multiplying the marginal powers would give \((0.80)(0.75)=0.600\), but that product is the joint probability only under independence of the two rejection indicators. Here the specified joint model gives 0.62, so reporting 60.0% would silently replace the stated dependence assumption with independence. The value is internally feasible: the probability of both successes must be no greater than the smaller marginal probability, 0.75, and no less than \(0.80+0.75-1=0.55\); 0.62 lies within those bounds.
An unambiguous summary is: “Under the stated effect configuration and arm-specific test rules, the probability of rejecting for both target arms 1 and 2 is 62.0% under the specified dependent joint model; arm 3 is excluded from the success criterion.” A full report would name the actual assumed effects and test thresholds rather than leaving them implicit.
Worked Example: At-Least-Two Success With Dependent Tests
In a hypothetical three-arm trial, success means that at least two of the three treatment tests reject. Under a stated effect configuration, suppose the marginal success probabilities are 0.80, 0.70, and 0.60. A specified joint model gives pairwise joint probabilities \(P(R_1=1,R_2=1)=0.60\), \(P(R_1=1,R_3=1)=0.50\), and \(P(R_2=1,R_3=1)=0.45\), and the probability of all three successes is 0.40. Find the at-least-two power.
Let \(N=R_1+R_2+R_3\), the number of successful tests. The sum of the three pairwise indicators counts an outcome with exactly two successes once, but counts an outcome with three successes three times. Subtracting twice the all-three event therefore counts each outcome with at least two successes exactly once:
Substitution gives \(0.60+0.50+0.45-2(0.40)=1.55-0.80=0.75\). The at-least-two power is 0.750, or 75.0%, under the stated configuration and joint model.
The overlap probabilities are needed because the marginal powers alone do not determine how often two or more tests succeed together. This calculation also illustrates why the report should state the full success event: a 75.0% chance of at least two successes does not mean a 75.0% chance of at least one success or of all three successes.
Justifying the Event-Based Calculation
The reporting principle follows directly from probability. Once the success event \(A\) and effect configuration \(\boldsymbol{\theta}\) have been defined, power is \(P(A\mid\boldsymbol{\theta})\). For disjunctive success across a target set \(S\), the event is \(\bigcup_{i\in S}\{R_i=1\}\); its complement is that every target test fails. Therefore:
This identity does not assume independence. Independence is required only if the probability of the intersection on the right is replaced by the product of individual failure probabilities. Similarly, conjunctive power is \(P(\bigcap_{i\in S}\{R_i=1\}\mid\boldsymbol{\theta})\); it equals the product of marginal powers only under independence. Naming the event first prevents an unjustified product or complement calculation from being mistaken for a general result.
Diagnostics, Alternatives, and Limitations
A report can be checked for completeness before its numerical result is trusted. Ask whether the target set and success event agree; whether the effects assumed for each arm are explicit; whether the rejection rule is stated; and whether the dependence assumption matches the calculation. Also check that the reported joint probability is compatible with its marginal probabilities. For example, a probability of both successes cannot exceed either marginal probability.
Common warning signs include a single “power” percentage with no event, a power profile without a declared target criterion, and a product of marginal powers without an independence assumption. Another failure is to define a target set by arm labels while assuming an effect configuration that makes some of those arms ineffective, without explaining whether they still count toward success. If the event concerns only a subset, state that explicitly.
Reporting marginal powers separately is useful when readers need to compare arms, but it answers a different question from reporting joint power. A disjunctive criterion is appropriate when success requires evidence for at least one target treatment; a conjunctive criterion requires evidence for every target treatment; an at-least-\(k\) criterion requires a specified number of successes. None is universally preferable: the appropriate event follows from the trial objective.
A joint power calculation remains conditional on its assumptions. It does not guarantee that the assumed effects will occur, and it does not describe performance under effect configurations that were not evaluated. A transparent report therefore presents joint power alongside the effect configuration and enough detail about tests and dependence to show what the result means. In a multi-stage setting, the event must reflect the actual stagewise decision rule; a terminal rejection probability cannot automatically stand in for a different rule.
Common Mistake
Wrong reasoning: “Each of three arms has about 80% power, so the trial has 80% power.” This treats three marginal probabilities as though they identified one joint probability, without saying what event defines trial success.
Correction: State whether success means any, all, or a specified number of rejections among named arms. Then specify the effect configuration, the arm-specific decision rules, and the dependence assumption before calculating the joint probability. If the intended measure is simply a particular arm’s power, identify that arm rather than calling it the power of the whole multi-arm trial.
Check Your Understanding
Answer each question by identifying the event and the assumptions needed for the calculation.
- Two target arms have marginal powers 0.70 and 0.80, and their rejection indicators are independent. What is the probability of at least one success?
- For a three-arm trial, the success criterion requires all three target tests to reject. What information beyond the three marginal powers is needed to calculate conjunctive power in general?
- A report gives 82% power but does not say which arms count as successes. Name two distinct success events that could produce different interpretations of that number.
- For three arms, the three pairwise joint success probabilities are 0.55, 0.48, and 0.42, and the probability of all three successes is 0.35. Calculate the probability of at least two successes.
- Why is multiplying two marginal powers not generally a valid way to calculate conjunctive power?
Solutions. (1) The complement is failure on both arms. Under independence, \(1-(1-0.70)(1-0.80)=1-(0.30)(0.20)=0.94\), or 94.0%. (2) The joint dependence information is needed, unless independence is explicitly assumed; the marginal powers alone do not determine the probability that all three reject. (3) For example, success could mean at least one specified treatment rejects, or all specified treatments reject. The target arms and assumed effects should also be stated. (4) Apply the at-least-two identity: \(0.55+0.48+0.42-2(0.35)=1.45-0.70=0.75\), or 75.0%. (5) The product equals the joint probability only when the two rejection indicators are independent. Without that assumption, their dependence changes the probability of both successes.