From Screening to Matched Treatment
A molecularly matched platform can offer several investigational treatments, but an offer is not the same as access. A patient must first have usable tissue and an interpretable genomic result; the result must correspond to an open treatment option; the patient must meet that option’s clinical criteria; and the patient must proceed to enrollment. Each step can reduce the number who reach treatment. Separating these steps shows where the losses occur and prevents a single percentage from hiding distinct barriers.
The earlier material on Lung-MAP’s screening protocol and biomarker matching establishes the basic idea: patients with advanced squamous lung cancer undergo molecular screening, and treatment assignment depends on matching clinical and biomarker criteria to a substudy. Here the focus is the screening cascade: what fraction of those screened can actually reach a matched investigational treatment, and how should that fraction be measured?
For a simple cascade, let \(N_0\) be the number screened, \(N_1\) the number with adequate tissue, \(N_2\) the number with reportable genomic results, \(N_3\) the number with a target alteration matched to an available treatment, \(N_4\) the number meeting that treatment’s clinical eligibility criteria, and \(N_5\) the number enrolled. Then \(N_5/N_0\) is the overall enrollment yield among screened patients. The stage-specific proportions use the preceding stage as their denominator.
This is a telescoping identity when the stages are nested and counts refer to the same screened cohort. Each factor describes a conditional transition, such as the proportion with reportable results among those with adequate tissue. The identity does not assume that the stages are independent. In practice, the pathway can branch: a patient might have more than one relevant finding, a treatment option may close, or enrollment may occur through a route not captured by a single linear chain. The definitions and counts must then reflect that structure rather than force it into a misleading sequence.
Worked Examples of Yield and Access
Worked Example: Decomposing the Overall Yield
Hypothetical data only: Suppose 500 patients are screened. Tissue is adequate for 420; 390 of those have reportable genomic results; 120 of the 390 have a target alteration matched to an available treatment; 90 of those 120 meet the matched treatment’s clinical eligibility criteria; and 72 of the 90 eligible patients enroll. Calculate the stage-specific yields and the overall enrollment yield.
The stage-specific proportions are:
Thus, 84.0% had adequate tissue, 92.9% of those had reportable results, 30.8% of those with reportable results had a matched target, 75.0% of matched patients met clinical criteria, and 80.0% of eligible patients enrolled. The overall yield is \(72/500=0.144\), or 14.4% of all screened patients.
Multiplying the conditional yields gives \(0.840\times0.929\times0.308\times0.750\times0.800\approx0.144\), apart from rounding. The result means that 14.4% of this hypothetical screened cohort enrolled in a matched treatment. It does not mean that 14.4% responded to treatment or benefited from it.
Worked Example: Separating Matching From Clinical Eligibility
Hypothetical data only: Among 80 patients whose genomic findings match an open treatment option, 52 meet its clinical criteria. Of the 28 who do not, the screening team records one primary reason for each: 15 fail an organ-function threshold, 8 fail a performance-status threshold, and 5 fail a prior-treatment requirement. Calculate the eligibility proportion and describe the losses.
The eligibility proportion among biomarker-matched patients is \(52/80=0.650\), or 65.0%. The non-eligibility proportion is \(28/80=0.350\), or 35.0%. The recorded primary reasons account for all 28 exclusions because \(15+8+5=28\). As proportions of the 80 matched patients, these are \(15/80=18.8\%\), \(8/80=10.0\%\), and \(5/80=6.25\%\), respectively.
The denominator matters: 65.0% is not the eligibility rate among all screened patients, nor is it the proportion of all screened patients who enroll. It describes eligibility conditional on having a matched option. The reasons are mutually exclusive here because the example specifies one primary reason per patient. In real screening records, a patient may fail several criteria; counting each reason separately can therefore produce a sum greater than the number of ineligible patients.
Worked Example: Quantifying Uncertainty in Overall Yield
Hypothetical data only: In a defined screening cohort, 72 of 500 patients enroll in a matched treatment. Treat each patient’s enrollment indicator as an independent Bernoulli outcome with a common probability \(p\). Estimate the yield and calculate a simple approximate 95% confidence interval.
The estimate is \(\hat{p}=72/500=0.144\). Under the stated binomial assumptions, its estimated standard error is:
Using the normal approximation, the interval is \(\hat{p}\pm1.96SE(\hat{p})\):
The approximate 95% interval is 11.3% to 17.5%. Under repeated sampling from the same target process and the model assumptions, intervals constructed this way would cover the underlying enrollment probability about 95% of the time. This calculation does not account for changes in treatment availability, screening practices, or patient mix over time; it is not a forecast for every future cohort.
What the Cascade Can—and Cannot—Show
The cascade is useful because the overall yield alone does not locate where access is limited. A low overall enrollment proportion could reflect inadequate tissue, nonreportable assays, few patients with a target alteration, restrictive clinical criteria, lack of an open matched option, or decisions not to enroll. These mechanisms suggest different operational responses, so reporting only \(N_5/N_0\) is rarely enough for evaluation.
The product decomposition is exact for nested counts, but it does not establish why a transition occurred. For instance, an association between a patient characteristic and lower enrollment does not show that the characteristic caused reduced access. Differences may reflect disease severity, tissue collection, site practices, timing, treatment availability, or other factors. The relevant comparisons and adjustment strategy depend on the question; a descriptive cascade is not itself a causal analysis.
A screening report should state the cohort and time period, define each stage, and make denominators explicit. It should distinguish at least:
- patients not successfully screened because tissue was unavailable or inadequate;
- patients with tissue but no reportable genomic result;
- patients with reportable results but no match to an open treatment;
- matched patients who do not meet clinical eligibility criteria; and
- eligible patients who do not enroll, while distinguishing non-consent, logistical barriers, and other recorded reasons where possible.
The distinction between “no match” and “no available matched treatment” is especially important. A genomic alteration can be detected without there being an open substudy that targets it at that time. Likewise, meeting biomarker criteria does not ensure clinical eligibility. Operational definitions should specify whether the endpoint is a potential match, an eligibility determination, consent, enrollment, or treatment initiation; these are not interchangeable.
Diagnostics, Alternatives, and Limitations
Several checks help detect a cascade that is incomplete or misclassified. First, verify that the stage counts are nested when the calculation assumes nesting: \(N_0\geq N_1\geq \cdots \geq N_5\). Second, reconcile losses: the number entering a stage should equal those progressing plus those with a documented reason for not progressing, with unresolved status shown separately. Third, check whether tissue failure, missing results, and no genomic match have been kept distinct. Fourth, review whether treatment openings and eligibility rules changed during the reporting period; a single pooled rate can conceal these changes.
A common alternative is to report only the fraction of patients with a target alteration among those with reportable genomic results. That answers a biomarker-frequency question, not the practical access question among everyone screened. Conversely, using all screened patients as the denominator for every transition obscures where losses occur. The cascade approach reports both the overall yield and conditional stage-specific proportions. A cohort flow diagram can communicate the same counts visually, while a table is often clearer for comparing stages or groups.
Stratifying the cascade by site, time period, or patient group can reveal variation in tissue success or enrollment. Such comparisons require consistent definitions and adequate counts. Small subgroups yield imprecise estimates, and repeated subgroup comparisons can invite chance findings. Moreover, rates may differ because the groups have different clinical or genomic profiles; a raw difference is descriptive and should not automatically be interpreted as an inequity or a causal effect.
Finally, a yield is tied to its target population and operational setting. A cohort with a different case mix, tissue-collection process, set of open treatments, or eligibility rules may have a different yield even if screening is carried out consistently. Enrollment is also not synonymous with receiving a dose, completing treatment, or achieving a clinical outcome. These endpoints answer distinct questions and should be counted separately when they are of interest.
Check Your Understanding
Work through the questions, then compare your reasoning with the solutions.
- In a cohort of 600 screened patients, 480 have adequate tissue, 432 have reportable results, 108 have a match to an open treatment, 81 meet clinical criteria, and 54 enroll. What is the overall enrollment yield? What is the eligibility proportion among matched patients?
- Why is the proportion with a target alteration among reportable genomic results not the same as the overall proportion of screened patients who enroll in a matched treatment?
- If patients can fail more than one eligibility criterion, why might the sum of counts for individual failure reasons exceed the number of ineligible patients?
- State two assumptions used in the approximate confidence interval example and give one reason its interval might not describe future screening cohorts well.
Solutions. (1) The overall yield is \(54/600=0.090\), or 9.0%; the eligibility proportion among matched patients is \(81/108=0.750\), or 75.0%. (2) The alteration proportion conditions on having a reportable result and stops at matching; overall enrollment also reflects tissue and assay success, clinical eligibility, and enrollment. (3) One patient can contribute to multiple criterion-specific counts, so these counts overlap even though the patient is counted once as ineligible. (4) The calculation assumes independent Bernoulli outcomes with a common enrollment probability and uses a normal approximation for the estimate. Future cohorts may differ in patient mix, treatment availability, or screening procedures, so the underlying probability may change.