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Applied Multivariable Optimization · Tutorial 492 of 999

Insulation Thickness Balancing Cost And Heat Loss

Model the competing costs of insulation and heat loss, prove that a unique optimal thickness exists, and determine how it changes when the operating and material-cost parameters change.

Advanced 10 min read

What You'll Learn

  • State the assumptions behind a cylindrical radial heat-loss model.
  • Construct a total-cost function from insulation volume and operating-period energy loss.
  • Derive the stationarity equation for the optimal insulation thickness.
  • Prove that the model has exactly one minimizing thickness.
  • Determine how conductivity, temperature difference, energy price, duration, material cost, tank length, and radius affect the optimum.

Why Insulation Thickness Is a Trade-Off

A thicker layer of insulation reduces heat loss, but it also requires more material. The design question is not simply how to minimize heat loss: under a fixed cost model, it is how to choose a thickness that balances the insulation’s purchase cost against the energy cost of heat escaping from the tank.

For a cylindrical tank, radial heat flow matters. The relevant heat-loss formula involves a logarithm of the ratio of the insulated and uninsulated radii, rather than just the insulation thickness. We will state the model and its assumptions first, then use it to find and analyze the cost-minimizing thickness.

Model assumptions: The tank has fixed inner radius \(r>0\) and length \(L>0\). Insulation of thickness \(x>0\) surrounds its curved side. Heat flows radially through a uniform insulation layer with constant thermal conductivity \(k>0\). The temperature difference \(\Delta T>0\) is fixed, heat flow is steady, and end losses are neglected. Material and energy prices are constant over the operating period \(\tau>0\).

From Heat Loss to Total Cost

Under steady radial conduction through a cylindrical layer, the heat-loss rate is

$$ \dot Q(x)=\frac{2\pi kL\Delta T}{\ln((r+x)/r)}. $$

Here \(\dot Q\) is measured in watts, \(k\) in watts per metre-kelvin, and \(\Delta T\) in kelvins. The outer radius of the insulation is \(r+x\). This formula applies when \(x>0\); its logarithm is the geometric feature of radial conduction that makes the cylindrical model different from a flat-layer model.

Let \(c_i>0\) be the insulation material cost per cubic metre, and let \(p>0\) be the energy price per joule. The insulation volume on the curved side is \(\pi L((r+x)^2-r^2)\), so its material cost is \(c_i\pi L((r+x)^2-r^2)\). If the tank operates for \(\tau\) seconds, the energy lost is \(\tau\dot Q(x)\), and its cost is \(p\tau\dot Q(x)\).

Definition: In this model, the total cost as a function of insulation thickness is $$ C(x)=B\big((r+x)^2-r^2\big)+\frac{A}{\ln((r+x)/r)},\qquad x>0, $$ where \(B=\pi Lc_i\) and \(A=2\pi kL\Delta T\,\tau p\). The coefficient \(B\) has units of cost per square metre, and \(A\) has units of cost.

The feasible design variable is \(x>0\). The model’s heat-loss term becomes unbounded as \(x\) approaches zero, so it does not assign a finite cost to a bare tank. This is a feature of the stated model, not a claim that a real bare tank loses infinite heat. The approximation is intended for positive insulation thickness.

Finding the Stationary Thickness

To find the minimum, differentiate the cost. Set \(s=r+x\) and \(y=\ln(s/r)\), so \(s>r\) and \(y>0\). Since \(ds/dx=1\) and \(dy/dx=1/s\), differentiating gives

$$ C'(x)=2Bs-\frac{A}{s y^2}. $$

A stationary point must satisfy \(C'(x)=0\). Multiplying that equation by the positive quantity \(sy^2\) gives an equivalent condition. Taking the positive square root is valid because \(s\) and \(y\) are positive.

$$ 2Bs^2y^2=A \quad\Longleftrightarrow\quad sy=\sqrt{\frac{A}{2B}}. $$

Write \(D=\sqrt{A/(2B)}\), which has units of length. Because \(s=re^y\), the stationarity condition becomes

$$ y e^y=\frac{D}{r} =\frac{1}{r}\sqrt{\frac{A}{2B}}. $$

The function \(y\mapsto ye^y\) is strictly increasing for \(y>0\), since its derivative is \(e^y(1+y)>0\). It starts at zero and increases without bound. Thus the last equation has exactly one positive solution. It can be solved numerically, or written using the Lambert \(W\) function, defined as the inverse of \(w\mapsto we^w\) on nonnegative inputs.

Optimal-thickness formula: If \(y_*>0\) is the unique solution of $$ y_*e^{y_*}=\frac{1}{r}\sqrt{\frac{A}{2B}}, $$ then the cost-minimizing thickness is $$ x_*=r(e^{y_*}-1). $$ Equivalently, \(y_*=W\!\left(\sqrt{A/(2B)}/r\right)\). The positive solution is required because a feasible insulated design has \(y=\ln((r+x)/r)>0\).

Why This Stationary Point Is the Global Minimum

A stationary point alone does not establish that a design minimizes cost. Here we can check the curvature over the entire feasible domain. Differentiating \(C'(x)\) again, using \(dy/dx=1/s\), gives

$$ C''(x)=2B+\frac{A}{s^2y^2}+\frac{2A}{s^2y^3}>0 \qquad (x>0). $$

Every term is positive. Therefore \(C'\) is strictly increasing, so it can cross zero at most once. As \(x\to0^+\), \(y\to0^+\), and \(C'(x)\to-\infty\). As \(x\to\infty\), \(s\to\infty\), and \(C'(x)\to\infty\). Continuity then ensures that \(C'\) crosses zero, and strict increase ensures the crossing is unique. Before the crossing \(C'<0\), so cost decreases; after it \(C'>0\), so cost increases. This proves that the stationary thickness is the unique global minimizer.

Worked Examples

Worked Example: An Exact Optimal Thickness

Suppose the cost model has \(r=1/e\) metres, \(B=1\) dollars per square metre, and \(A=2\) dollars. Then

$$ D=\sqrt{\frac{A}{2B}} =\sqrt{\frac{2\text{ dollars}}{2(1\text{ dollars per square metre})}} =1\text{ metre}. $$

The equation for \(y_*\) is \(y_*e^{y_*}=D/r=e\). Since \(1\cdot e^1=e\), its unique positive solution is \(y_*=1\). Hence

$$ x_*=r(e^{y_*}-1) =\frac{1}{e}(e-1)\text{ metres} =1-\frac{1}{e}\text{ metres} \approx 0.6321\text{ metres}. $$

Check the stationarity equation: the outer radius is \(s=r+x_*=1\) metre, and \(y_*=1\), so \(sy_*=1\) metre. Also \(\sqrt{A/(2B)}=1\) metre. The two sides agree. Directly, \(C'(x_*)=2Bs-A/(sy_*^2)=2-2=0\). The second-derivative result above confirms this is the unique minimum.

Worked Example: Quadrupling the Energy-Cost Coefficient

Keep \(r=1/e\) metres and \(B=1\) dollar per square metre, but increase \(A\) from \(2\) dollars to \(8\) dollars. Then \(D=\sqrt{8/2}=2\) metres, and \(y_*\) satisfies \(y_*e^{y_*}=2e\approx5.43656\). For a numerical solution, Newton’s method applied to \(f(y)=ye^y-2e\) uses \(f'(y)=e^y(1+y)\). Starting at \(y_0=1.375\), the first update is

$$ y_1 =1.375-\frac{1.375e^{1.375}-2e}{e^{1.375}(2.375)} \approx 1.37482. $$

Substitution gives \(1.37482e^{1.37482}\approx5.43656\), matching \(2e\) to the shown precision. Therefore \(e^{y_*}\approx3.95438\), and

$$ x_*=\frac{1}{e}(3.95438-1)\text{ metres} \approx1.0869\text{ metres}. $$

The stationarity check is \(sy_*\approx(1.4547\text{ metres})(1.37482)\approx2.000\text{ metres}\), which agrees with \(D=2\) metres. The optimal thickness has increased from about \(0.6321\) metres in the first example, as expected when heat-loss cost becomes more important.

Worked Example: Quadrupling the Material-Cost Coefficient

Return to \(r=1/e\) metres and \(A=2\) dollars, but increase \(B\) from \(1\) to \(4\) dollars per square metre. Now \(D=\sqrt{2/(2\cdot4)}=0.5\) metres, so \(y_*e^{y_*}=D/r=e/2\approx1.35914\). Newton’s method gives, from \(y_0=0.685\),

$$ y_1 =0.685-\frac{0.685e^{0.685}-e/2}{e^{0.685}(1.685)} \approx0.68508. $$

Indeed, \(0.68508e^{0.68508}\approx1.35914\). Thus \(e^{y_*}\approx1.98393\), and the optimal thickness is

$$ x_*=\frac{1}{e}(1.98393-1)\text{ metres} \approx0.3620\text{ metres}. $$

For a check, \(s=(1/e)e^{y_*}\approx0.7299\) metres, and \(sy_*\approx(0.7299)(0.68508)\text{ metres}\approx0.5000\) metres, which matches \(D=0.5\) metres. The thicker material is more expensive per unit volume, and the minimizing thickness is lower than in the first example.

How the Optimum Responds to Parameters

Substituting \(A=2\pi kL\Delta T\,\tau p\) and \(B=\pi Lc_i\) into \(D\) gives

$$ D=\sqrt{\frac{k\Delta T\,\tau p}{c_i}}, \qquad y_*e^{y_*}=\frac{1}{r}\sqrt{\frac{k\Delta T\,\tau p}{c_i}}. $$

Because \(ye^y\) increases with \(y>0\), a larger right-hand side means a larger \(y_*\). Since \(x_*=r(e^{y_*}-1)\) also increases with \(y_*\), this gives the following conclusions when the other parameters are held fixed:

  • Increasing conductivity \(k\), temperature difference \(\Delta T\), operating duration \(\tau\), or energy price \(p\) increases the optimal thickness.
  • Increasing insulation cost per volume \(c_i\) decreases the optimal thickness.
  • The tank length \(L\) cancels from the ratio \(A/(2B)\), so it does not change the optimal thickness in this model. A longer tank raises both costs in the same proportion.

The inner radius also affects the optimum. For fixed \(D\), the implicit equation is \(\ln y_*+y_*=\ln D-\ln r\). Differentiating with respect to \(r\) yields \(dy_*/dr=-y_*/(r(1+y_*))\). Since \(x_*=D/y_*-r\), it follows that

$$ \frac{dx_*}{dr} =\frac{e^{y_*}}{1+y_*}-1>0. $$

The inequality follows from \(e^y>1+y\) for \(y>0\). Thus, with \(D\) fixed, a larger tank radius increases the optimal insulation thickness under this model.

A Common Modeling and Differentiation Pitfall

A common error is to replace the cylindrical heat-loss term by a planar-layer expression proportional to \(1/x\), then optimize that different model while claiming to have solved the cylindrical problem. For example, differentiating \(A/x\) gives \(-A/x^2\), but the stated cylindrical model instead has \(A/y\), where \(y=\ln((r+x)/r)\). Its derivative is

$$ \frac{d}{dx}\left(\frac{A}{\ln((r+x)/r)}\right) =-\frac{A}{(r+x)\left(\ln((r+x)/r)\right)^2}. $$

The factor \(r+x\) and the squared logarithm are both essential. Dropping either changes the stationarity equation and generally gives a different thickness. A useful check is to differentiate the logarithm first: \(\frac{d}{dx}\ln((r+x)/r)=1/(r+x)\).

Takeaway: The optimal thickness balances the marginal material cost, \(2B(r+x)\), against the marginal reduction in energy cost, \(A/((r+x)y^2)\). The radial geometry determines the logarithmic factor in that balance.

Check Your Understanding

Use the stated cylindrical cost model and its assumptions to answer these questions.

  1. Why does the heat-loss cost term contain \(\ln((r+x)/r)\) rather than just \(x\)?
  2. Write the stationarity equation in terms of \(s=r+x\) and \(y=\ln(s/r)\).
  3. What properties of \(C'(x)\) establish that the stationary thickness is the unique global minimum?
  4. How does the optimal thickness respond when the energy price \(p\) increases, with other parameters fixed?
  5. Why does tank length \(L\) not affect the optimal thickness in this model?