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Shells and Integral Applications · Tutorial 701 of 999

Shells Around an Axis Crossing the Region

Find nonnegative shell radii and account for slices on both sides of a crossing axis without double-counting the resulting solid.

Advanced 10 min read

What You'll Learn

  • Express shell radius as the distance from a slice to the rotation axis.
  • Split the radius interval at the axis when the original coordinate changes sides.
  • Explain why integrating signed radii is incorrect.
  • Identify when reflected slices create overlapping shells.
  • Use the union of slice heights to avoid counting the same shell twice.
  • Set up vertical or horizontal shell integrals for a crossing axis.

Why a Crossing Axis Needs Care

A shell’s radius is a distance, so it cannot be negative. When the rotation axis lies outside a region, slices on one side of the axis have radii that change consistently as the slice moves across the region. When the axis passes through the region, slices can lie on either side, and their radii must be measured using absolute distance.

There is a second issue: a slice on one side of the axis and its reflected partner on the other side may generate the same cylindrical shell when rotated. Adding both contributions as if they were separate shells can count some volume twice. A correct setup uses each radius once and determines the shell’s height from the union of the slice segments at that radius.

Key idea: For rotation about the vertical line \(x=a\), a vertical slice at \(x\) has radius \(\lvert x-a\rvert\). For rotation about the horizontal line \(y=b\), a horizontal slice at \(y\) has radius \(\lvert y-b\rvert\). If slices on both sides generate shells at the same radius, combine their heights rather than automatically adding them.

Radius as Distance

Suppose a region is rotated about the vertical line \(x=a\). A vertical slice at coordinate \(x\) is at distance \(\lvert x-a\rvert\) from that axis. Its shell radius is therefore \(r=\lvert x-a\rvert\), not \(x-a\). The same principle applies to a horizontal slice rotated about \(y=b\): its radius is \(r=\lvert y-b\rvert\).

Definition: The shell radius is the perpendicular distance from the slice to the axis of rotation. A shell radius is always nonnegative. If a region crosses the axis, the distance formula contains an absolute value, and the coordinate interval may need to be split where the coordinate equals the axis location.

For example, if \(x<a\), then \(\lvert x-a\rvert=a-x\); if \(x>a\), then \(\lvert x-a\rvert=x-a\). Splitting at \(x=a\) expresses the distance correctly on each side. However, splitting the integral alone does not necessarily prevent double-counting: the shells formed at radius \(r\) by \(x=a-r\) and \(x=a+r\) are at the same distance from the axis.

Shell Height When Both Sides Contribute

For a vertical axis \(x=a\), consider a fixed radius \(r\ge 0\). The points in the original region that can generate a shell at that radius lie on the vertical lines \(x=a-r\) and \(x=a+r\), when those lines intersect the region. Each intersection gives one or more vertical segments. After rotation, segments at the same radius occupy the same cylindrical surface.

Thus the shell’s axial height is the total length of the union of those vertical segments, not necessarily the sum of their lengths. If both segments are identical, count their common length once. If they overlap only partly, count the overlap once and include any nonoverlapping parts. The shell formula is \(2\pi r\) times this height, multiplied by the thickness \(dr\).

$$ V=2\pi\int r\,H(r)\,dr, $$

where \(H(r)\) is the length of the union of the region’s slice segments at distance \(r\) from the axis. The integral is taken over radii that actually occur in the rotated region. For a horizontal axis, use horizontal slices and the corresponding union of horizontal segments.

Why the Radius and Union Rules Work

A thin slice at distance \(r\) from an axis sweeps out a cylindrical shell whose circumference is \(2\pi r\). If the slice has height \(H(r)\) and thickness \(dr\), the shell’s approximate volume is its circumference times its height times its thickness:

$$ dV\approx 2\pi rH(r)\,dr. $$

Adding these shell volumes over the radii gives the integral \(V=2\pi\int rH(r)\,dr\), under the usual conditions for the shell method: the region has well-defined slice lengths on the intervals being integrated, and the resulting height function is integrable. The distance \(r\) follows from the geometry: a radius is a length from the axis, so it is nonnegative. The union rule follows from the solid itself: when two slices create the same cylindrical surface, their common points are part of one solid, not two separate volumes. Integrating their heights as a sum would count those points twice.

Worked Example: A Rectangle Crossing a Vertical Axis

Worked Example: A Rectangle Crossing a Vertical Axis

Rotate the rectangle \(-2\le x\le 1\), \(0\le y\le 3\) about the \(y\)-axis. Find its volume using shells.

At radius \(r\), the possible vertical slice locations are \(x=-r\) and \(x=r\). For \(0\le r\le 1\), both are in the rectangle, and both give the same segment \(0\le y\le 3\). For \(1<r\le 2\), only \(x=-r\) lies in the rectangle, and it gives that same segment. Therefore the union has height \(H(r)=3\) throughout \(0\le r\le 2\).

The radius is nonnegative, and the shell integral is:

$$ V=2\pi\int_0^2 r(3)\,dr =6\pi\left[\frac{r^2}{2}\right]_0^2 =3\pi(4-0) =12\pi. $$

As a check, the rotation produces a cylinder of radius \(2\) and height \(3\), whose volume is \(\pi(2)^2(3)=12\pi\). This agrees with the shell integral.

Worked Example: Unequal Slice Segments on Opposite Sides

Worked Example: Unequal Slice Segments on Opposite Sides

Rotate the region \(-1\le x\le 1\), \(x\le y\le 2\) about the \(y\)-axis. Find its volume with vertical shells.

For \(0\le r\le 1\), the slice at \(x=r\) extends from \(y=r\) to \(y=2\), so its segment is \([r,2]\). The slice at \(x=-r\) extends from \(y=-r\) to \(y=2\), so its segment is \([-r,2]\). The first segment lies inside the second. Their union is \([-r,2]\), which has height \(H(r)=2-(-r)=2+r\). Counting the two heights separately would count their overlap twice.

The volume is:

$$ \begin{aligned} V &=2\pi\int_0^1 r(2+r)\,dr\\ &=2\pi\int_0^1 (2r+r^2)\,dr\\ &=2\pi\left[r^2+\frac{r^3}{3}\right]_0^1\\ &=2\pi\left(1+\frac{1}{3}\right) =\frac{8\pi}{3}. \end{aligned} $$

To check the result independently, use horizontal slices. For \(-1\le y\le 0\), the original region has \(-1\le x\le y\); rotation gives an annulus with outer radius \(1\) and inner radius \(-y\). For \(0\le y\le 2\), the region includes \(x=0\) and reaches \(x=-1\), so rotation gives a disk of radius \(1\). The resulting volume is:

$$ \begin{aligned} V &=\pi\int_{-1}^{0}\bigl(1-y^2\bigr)\,dy +\pi\int_0^2 1\,dy\\ &=\pi\left[y-\frac{y^3}{3}\right]_{-1}^{0} +\pi[y]_0^2\\ &=\frac{2\pi}{3}+2\pi =\frac{8\pi}{3}. \end{aligned} $$

The independent calculation matches the shell result.

Worked Example: Horizontal Shells Across the \(x\)-Axis

Worked Example: Horizontal Shells Across the \(x\)-Axis

Rotate the rectangle \(0\le x\le 2\), \(-1\le y\le 2\) about the \(x\)-axis. Use horizontal shells.

A horizontal slice at \(y\) has radius \(\lvert y\rvert\). At radius \(r\), the possible slice locations are \(y=-r\) and \(y=r\). For \(0\le r\le 1\), both locations lie in the rectangle and both produce the same horizontal segment \(0\le x\le 2\). For \(1<r\le 2\), only \(y=r\) lies in the rectangle and it produces that same segment. Thus \(H(r)=2\) for \(0\le r\le 2\).

Integrate over the nonnegative radii:

$$ \begin{aligned} V &=2\pi\int_0^2 r(2)\,dr\\ &=4\pi\left[\frac{r^2}{2}\right]_0^2\\ &=2\pi(4-0) =8\pi. \end{aligned} $$

The rotation is a cylinder with radius \(2\) and length \(2\). Its volume is \(\pi(2)^2(2)=8\pi\), confirming the result.

A Common Mistake: Signed Radii and Duplicate Shells

For the first rectangle, a tempting but incorrect setup is to use \(x\) as the radius and integrate over the original \(x\)-interval:

$$ 2\pi\int_{-2}^{1}3x\,dx =3\pi\left[x^2\right]_{-2}^{1} =3\pi(1-4) =-9\pi. $$

A negative volume is impossible. The error is using the signed coordinate \(x\) instead of the distance \(\lvert x\rvert\). Replacing \(x\) by \(\lvert x\rvert\) and integrating across the full interval does not, by itself, fix the setup:

$$ 2\pi\int_{-2}^{1}3\lvert x\rvert\,dx =2\pi\left(3\int_{-2}^{0}(-x)\,dx +3\int_0^1x\,dx\right) =15\pi. $$

This is still incorrect: the radii from \(x=-r\) and \(x=r\), where both slices exist, generate the same shells. The correct approach uses each radius once with its actual union height. In this example, that gives \(2\pi\int_0^2 3r\,dr=12\pi\).

Practical check: After setting up a shell integral, verify that every radius is nonnegative, that the bounds describe radii rather than signed coordinates, and that opposite-side slices have not caused any shell height to be counted twice.

Setting Up a Crossing-Axis Shell Integral

For a vertical axis \(x=a\), use vertical slices and proceed carefully from the axis outward. For a horizontal axis \(y=b\), use horizontal slices in the same way.

1
Locate the axis and choose parallel slices.
Vertical slices are parallel to a vertical axis; horizontal slices are parallel to a horizontal axis.
2
Measure distance from the axis.
Use \(r=\lvert x-a\rvert\) for a vertical axis or \(r=\lvert y-b\rvert\) for a horizontal axis.
3
Describe slices at each radius.
Check which locations on either side of the axis are in the region. Split the radius range wherever their presence or segment boundaries change.
4
Find the union height.
Combine the segments generated at the same radius, counting overlapping portions only once.
5
Integrate and check.
Evaluate \(2\pi\int rH(r)\,dr\), then check that the radius bounds and volume are geometrically reasonable.

The key distinction is between the original coordinate and the shell radius. The coordinate can be negative; the radius cannot. And when both sides of an axis create shells at a given radius, the shell height describes the combined solid at that radius—not a sum of duplicate slices.

Check Your Understanding

For each question, pay attention to which radius values occur and whether opposite-side slices overlap.

  1. For rotation about \(x=3\), what is the shell radius of a vertical slice at \(x=1\)?
  2. A region crosses the \(y\)-axis. At radius \(r\), both vertical slices produce the same segment from \(y=0\) to \(y=4\). What shell height should be used?
  3. Why can integrating \(2\pi\lvert x\rvert\) across an entire region on both sides of the \(y\)-axis overcount volume?
  4. For rotation about the \(x\)-axis, which horizontal slice locations can contribute to radius \(r>0\)?
  5. What geometric quantity does \(H(r)\) represent when opposite-side slice segments overlap only partly?

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