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Taylor Polynomials · Tutorial 813 of 998

Taylor Polynomials for Real Powers

Use falling factorials to build and check Taylor polynomials for real powers at positive centers and at zero.

Beginner 9 min read

What You'll Learn

  • Define the falling factorial used in the coefficients for real powers.
  • Find Taylor polynomials for \(x^r\) about any positive center.
  • Find Maclaurin polynomials for \((1+x)^r\), including noninteger exponents.
  • Check polynomial coefficients by matching derivatives at the center.
  • Identify common errors involving signs, factorials, and the domain of a real power.

Why Real Powers Have a Taylor Pattern

Taylor polynomials for powers are not limited to integer exponents. Near any positive center, the function \(x^r\) is differentiable as often as needed for every real number \(r\). Its successive derivatives follow a predictable pattern: each differentiation reduces the exponent by one and multiplies by the exponent that was present.

The same pattern gives Maclaurin polynomials for \((1+x)^r\). The center \(x=0\) is valid for every real \(r\), because \(1+x\) remains positive for all \(x\) sufficiently close to zero. These formulas provide a direct way to find coefficients without separately simplifying every derivative.

Falling Factorials and the Taylor Polynomial

For a real number \(r\) and a nonnegative integer \(k\), define the falling factorial by

$$ r^{\underline{k}}= \begin{cases} 1, & k=0,\\ r(r-1)(r-2)\cdots(r-k+1), & k\ge 1. \end{cases} $$

For instance, \(r^{\underline{1}}=r\), \(r^{\underline{2}}=r(r-1)\), and \(r^{\underline{3}}=r(r-1)(r-2)\). The exponent \(r\) need not be an integer.

Definition: If \(f\) has derivatives through order \(n\) at \(a\), its degree-\(n\) Taylor polynomial centered at \(a\) is $$ T_n(x)=\sum_{k=0}^{n}\frac{f^{(k)}(a)}{k!}(x-a)^k, $$ where \(f^{(0)}=f\) and \(0!=1\). Its coefficients are chosen so that \(T_n^{(k)}(a)=f^{(k)}(a)\) for \(0\le k\le n\).

For real powers, write \(x^r=\exp(r\ln x)\) when \(x>0\). This definition makes \(x^r\) differentiable to every order on the positive real axis. In particular, the formula below applies at every center \(a>0\). A real power \(x^r\) with arbitrary real \(r\) is not generally defined as a real-valued function for negative \(x\), so the positive-center condition matters.

The Derivative Pattern

The first derivative is \(\frac{d}{dx}x^r=rx^{r-1}\) for \(x>0\). Repeating this rule gives

$$ \frac{d^k}{dx^k}x^r = r(r-1)\cdots(r-k+1)x^{r-k} = r^{\underline{k}}x^{r-k}. $$

This remains valid when one of the factors is zero. For example, if \(r\) is a nonnegative integer and \(k>r\), then \(r^{\underline{k}}=0\), as expected when differentiating a polynomial too many times.

Theorem: For \(r\in\mathbb R\), \(a>0\), and a nonnegative integer \(n\), the degree-\(n\) Taylor polynomial of \(x^r\) centered at \(a\) is $$ T_n(x)=\sum_{k=0}^{n}\frac{r^{\underline{k}}a^{r-k}}{k!}(x-a)^k. $$ For \(r\in\mathbb R\), the degree-\(n\) Maclaurin polynomial of \((1+x)^r\) is $$ T_n(x)=\sum_{k=0}^{n}\frac{r^{\underline{k}}}{k!}x^k. $$

The second formula follows from the first derivative pattern applied to \(1+x\), or directly by differentiating: the \(k\)th derivative of \((1+x)^r\) is \(r^{\underline{k}}(1+x)^{r-k}\), which at zero equals \(r^{\underline{k}}\). The function is real-valued on the interval \(x>-1\), which includes a neighborhood of the center zero.

Why the Formula Works

Here is a derivation of the pattern and the Taylor coefficients. The derivative formula is true for \(k=0\), since \(r^{\underline{0}}x^r=x^r\). Suppose it holds for some \(k\). Differentiating that expression once gives

$$ \frac{d}{dx}\left(r^{\underline{k}}x^{r-k}\right) = r^{\underline{k}}(r-k)x^{r-k-1} = r^{\underline{k+1}}x^{r-(k+1)}. $$

The last equality holds because the next falling-factorial product appends the factor \(r-k\). Thus induction proves the derivative formula for every nonnegative integer \(k\). Evaluating at \(a>0\) gives \(f^{(k)}(a)=r^{\underline{k}}a^{r-k}\). Substituting these derivative values into the definition of the Taylor polynomial gives the stated formula. For \((1+x)^r\), evaluating the corresponding derivative at zero replaces \((1+0)^{r-k}\) by \(1\), giving its Maclaurin coefficients.

This derivation also explains why the factorial \(k!\) must remain in the denominator: it is part of the Taylor-polynomial definition, not part of the repeated differentiation.

Worked Examples

Worked Example: A Fractional Power at a Positive Center

Find the degree-three Taylor polynomial of \(f(x)=x^{3/2}\) centered at \(a=4\). Since \(a>0\), the function and all the derivatives needed here are defined at the center. Use \(h=x-4\) to keep the powers of the displacement visible.

The falling-factorial values through order three are \(1\), \(3/2\), \((3/2)(1/2)=3/4\), and \((3/2)(1/2)(-1/2)=-3/8\). The derivatives are therefore

$$ \begin{aligned} f(4)&=4^{3/2}=8,\\ f'(4)&=\frac32\,4^{1/2}=3,\\ f''(4)&=\frac34\,4^{-1/2}=\frac38,\\ f'''(4)&=-\frac38\,4^{-3/2}=-\frac{3}{64}. \end{aligned} $$

The degree-three polynomial is

$$ \begin{aligned} T_3(x) &=f(4)+f'(4)h+\frac{f''(4)}{2!}h^2+\frac{f'''(4)}{3!}h^3\\ &=8+3h+\frac{3/8}{2}h^2+\frac{-3/64}{6}h^3\\ &=8+3(x-4)+\frac{3}{16}(x-4)^2-\frac{1}{128}(x-4)^3. \end{aligned} $$

Check by differentiating the polynomial: \(T_3(4)=8\), \(T_3'(x)=3+\frac38(x-4)-\frac{3}{128}(x-4)^2\), so \(T_3'(4)=3\); \(T_3''(x)=\frac38-\frac{3}{64}(x-4)\), so \(T_3''(4)=3/8\); and \(T_3'''(x)=-3/64\), so \(T_3'''(4)=-3/64\). These are exactly the four derivative values used to construct it.

Worked Example: A Maclaurin Polynomial with a Fractional Exponent

Find the degree-three Maclaurin polynomial for \(g(x)=(1+x)^{5/2}\). Its real-valued domain includes \(x=0\) and an interval around it, since \(1+x>0\) when \(x>-1\).

The falling-factorial values are \(1\), \(5/2\), \((5/2)(3/2)=15/4\), and \((5/2)(3/2)(1/2)=15/8\). Hence

$$ \begin{aligned} g(0)&=1,\\ g'(0)&=\frac52,\\ g''(0)&=\frac{15}{4},\\ g'''(0)&=\frac{15}{8}. \end{aligned} $$

Divide each derivative value by the factorial for its degree:

$$ \begin{aligned} T_3(x) &=1+\frac52x+\frac{15/4}{2!}x^2+\frac{15/8}{3!}x^3\\ &=1+\frac52x+\frac{15}{8}x^2+\frac{5}{16}x^3. \end{aligned} $$

To check, differentiate: \(T_3'(x)=\frac52+\frac{15}{4}x+\frac{15}{16}x^2\), \(T_3''(x)=\frac{15}{4}+\frac{15}{8}x\), and \(T_3'''(x)=\frac{15}{8}\). At zero these give \(1\) for \(T_3(0)\), \(5/2\), \(15/4\), and \(15/8\) for the first three derivatives. They match the corresponding derivatives of \(g\).

Worked Example: A Negative Exponent at Zero

Find the degree-three Maclaurin polynomial for \(q(x)=(1+x)^{-3/2}\). The function is defined and differentiable near zero because \(1+x>0\) whenever \(x>-1\).

The falling-factorial values are

$$ \begin{aligned} (-3/2)^{\underline{0}}&=1,\\ (-3/2)^{\underline{1}}&=-\frac32,\\ (-3/2)^{\underline{2}}&=\left(-\frac32\right)\left(-\frac52\right)=\frac{15}{4},\\ (-3/2)^{\underline{3}}&=\left(-\frac32\right)\left(-\frac52\right)\left(-\frac72\right)=-\frac{105}{8}. \end{aligned} $$

The coefficients are these values divided by \(k!\). Thus

$$ \begin{aligned} T_3(x) &=1-\frac32x+\frac{15/4}{2!}x^2+\frac{-105/8}{3!}x^3\\ &=1-\frac32x+\frac{15}{8}x^2-\frac{35}{16}x^3. \end{aligned} $$

Check the derivative data: \(T_3(0)=1\); \(T_3'(x)=-\frac32+\frac{15}{4}x-\frac{105}{16}x^2\), so \(T_3'(0)=-3/2\); \(T_3''(x)=\frac{15}{4}-\frac{105}{8}x\), so \(T_3''(0)=15/4\); and \(T_3'''(x)=-105/8\), so \(T_3'''(0)=-105/8\). These agree with the derivatives of \(q\) at zero.

Using the Formula at a Positive Center

At a general positive center \(a\), the coefficient of \((x-a)^k\) contains \(a^{r-k}\):

$$ \text{coefficient of }(x-a)^k = \frac{r^{\underline{k}}a^{r-k}}{k!}. $$

This factor matters. The Maclaurin formula for \((1+x)^r\) has coefficients \(r^{\underline{k}}/k!\) because the base \(1+x\) equals \(1\) at its center. It is not the general coefficient formula for \(x^r\) centered at an arbitrary positive \(a\). One can also write the positive-center polynomial using \(h=x-a\), which makes each term's degree and coefficient especially clear.

A useful practical sequence is to identify the center and degree, list the falling-factorial factors through that degree, evaluate the required powers at the center, and then divide the \(k\)th derivative value by \(k!\). Checking the derivatives of the resulting polynomial at the center catches arithmetic errors in the coefficients.

A Common Factorial Error

A frequent mistake is to use the \(k\)th derivative value itself as the coefficient of \((x-a)^k\). For example, for \(g(x)=(1+x)^{5/2}\), the second derivative at zero is \(15/4\). Writing the quadratic term as \((15/4)x^2\) is wrong: differentiating that term twice gives \(15/2\), not the required \(15/4\).

$$ \frac{15}{4}x^2 \quad\Longrightarrow\quad \frac{d^2}{dx^2}\left(\frac{15}{4}x^2\right)=\frac{15}{2}. $$

The correction is to divide by \(2!\):

$$ \frac{g''(0)}{2!}x^2 = \frac{15/4}{2}x^2 = \frac{15}{8}x^2, \qquad \frac{d^2}{dx^2}\left(\frac{15}{8}x^2\right)=\frac{15}{4}. $$

The factorial is what converts derivative data into polynomial coefficients. Also keep the domain condition in view: the general real power \(x^r\) uses a positive center, while \((1+x)^r\) at zero is valid because its base is positive in a neighborhood of zero.

What These Polynomials Tell Us

A Taylor polynomial is designed to match a function's value and a specified number of derivatives at one center. For a degree-\(n\) polynomial, the matching conditions are \(T_n^{(k)}(a)=f^{(k)}(a)\) for every \(k\) from zero through \(n\). This is the precise reason the falling-factorial formulas produce the desired coefficients.

The polynomial is a local model, not automatically an identity for the function. A noninteger power such as \((1+x)^{5/2}\) is generally not equal to its degree-three polynomial at every nearby \(x\). The formula here constructs the Taylor polynomial from derivative data; by itself, it does not claim how large the approximation error is or where an infinite Taylor series converges.

Check Your Understanding

Use the falling-factorial pattern and the Taylor-polynomial definition to answer these questions.

  1. Write \(r^{\underline{4}}\) as a product, and state the value of \(r^{\underline{0}}\).
  2. What is the degree-two Taylor polynomial of \(x^{1/2}\) centered at \(a=1\)?
  3. Find the coefficient of \(x^3\) in the degree-three Maclaurin polynomial for \((1+x)^{1/3}\).
  4. Why is zero a valid center for \((1+x)^r\) for every real \(r\), but not generally a valid center for \(x^r\) when \(r\) is noninteger?
  5. For a Taylor polynomial centered at \(a\), what derivative condition can you use to check its coefficient of \((x-a)^k\)?