Tutorials › Calculus II › Direct Comparison for Convergence

Integral and Direct Comparison · Tutorial 608 of 998

Direct Comparison for Convergence

Use a convergent series as an upper bound to prove that a nonnegative series converges.

Intermediate 10 min read

What You'll Learn

  • State the direct comparison theorem and its eventual-inequality condition
  • Use p-series, geometric-series, and telescoping bounds
  • Show why finitely many exceptional terms do not affect convergence
  • Verify termwise inequalities before drawing a conclusion
  • Recognize why a convergent lower bound does not prove convergence

Why Compare Series?

A series can be difficult to sum exactly while still being possible to classify. Direct comparison gives a way to do that: if the terms of a nonnegative series are eventually no larger than the terms of a series already known to converge, then the original series converges as well.

The key work is finding and verifying the inequality. A comparison is useful only when its direction is correct, the terms satisfy the required nonnegativity condition, and the bounding series really does converge.

Central idea: An upper bound on every sufficiently late term gives an upper bound on the corresponding partial sums. If those partial sums are bounded above by a convergent series, they cannot grow without limit.

The Direct Comparison Theorem

For a sequence of terms \((a_n)\), the series \(\sum_{n=1}^{\infty} a_n\) converges when its sequence of partial sums converges to a finite real number. An inequality holds eventually if there is an integer \(N\) such that it holds for every \(n\ge N\).

Theorem: Direct comparison for convergence. Suppose there are sequences \((a_n)\) and \((b_n)\) and an integer \(N\) such that \(0\le a_n\le b_n\) for every \(n\ge N\). If \(\sum_{n=1}^{\infty} b_n\) converges, then \(\sum_{n=1}^{\infty} a_n\) converges.

The theorem does not require the inequality to hold for every term. A finite number of initial terms contributes only a fixed finite amount to the partial sums, so it cannot change whether a series converges. In applications, however, the terms in the tail must be nonnegative, and the comparison must be made in the direction \(a_n\le b_n\).

Why the Comparison Works

Here is a proof that makes the partial-sum mechanism explicit. Choose \(N\) so that \(0\le a_n\le b_n\) for all \(n\ge N\). For \(m\ge N\), define the partial sum of the \(a_n\) tail by \(A_m=\sum_{n=N}^{m}a_n\). Term-by-term comparison gives

$$ 0\le A_m=\sum_{n=N}^{m}a_n \le \sum_{n=N}^{m}b_n \le \sum_{n=N}^{\infty}b_n. $$

The final upper bound is finite because \(\sum b_n\) converges. Also, \(A_m\) is nondecreasing: increasing \(m\) adds a nonnegative term. A nondecreasing sequence of real numbers that is bounded above converges. Thus the partial sums of the \(a_n\) tail converge. Adding the fixed finite sum of the terms before \(N\) shows that the full partial sums of \(\sum a_n\) converge too. This proves the theorem.

Why the condition \(a_n\ge0\) matters: It ensures that the partial sums of the tail do not decrease as terms are added. Without that condition, termwise size bounds alone do not give the same monotone-partial-sum argument.

Choosing a Comparison Series

In many problems, a suitable comparison series is a familiar one. For example, a constant multiple of a p-series \(\sum 1/n^p\) converges when \(p>1\), and a geometric series with ratio whose absolute value is less than \(1\) converges. A telescoping series can also provide a useful bound when its partial sums have a finite limit. The comparison need not be the closest possible bound; it only needs to be valid and have a known convergent sum.

1
Check the tail.
Identify where the terms are nonnegative and where the proposed inequality will hold.
2
Bound the terms above.
Find a sequence \(b_n\) with \(a_n\le b_n\) for every sufficiently large \(n\).
3
Classify the upper bound.
Give a reason that \(\sum b_n\) converges, such as a p-series or geometric-series result.
4
State the conclusion.
Apply the theorem to conclude that \(\sum a_n\) converges.

Worked Examples

Worked Example: A Rational Term Compared with a p-Series

Show that \(\sum_{n=1}^{\infty}\frac{3n+1}{n^3+2n}\) converges.

For \(n\ge1\), \(3n+1\le4n\), since \(4n-(3n+1)=n-1\ge0\). Also \(n^3+2n\ge n^3>0\). Therefore, using positive denominators,

$$ 0<\frac{3n+1}{n^3+2n} \le\frac{4n}{n^3} =\frac{4}{n^2}. $$

The comparison series \(\sum_{n=1}^{\infty}4/n^2=4\sum_{n=1}^{\infty}1/n^2\) converges because it is a constant multiple of a p-series with exponent \(2>1\). The direct comparison theorem therefore gives convergence of the original series.

Check: The original terms are positive, the displayed inequality holds for every \(n\ge1\), and the upper-bound series converges. All the theorem’s conditions are met.

Worked Example: An Inequality That Holds Only Eventually

Define \(a_1=5\), and for \(n\ge2\) define \(a_n=\frac{1}{n(n-1)}\). Show that \(\sum_{n=1}^{\infty}a_n\) converges.

The first term is a finite exception. For \(n\ge2\), \(n-1\ge n/2\), because \(n-2\ge0\). Multiplying by \(n>0\) gives \(n(n-1)\ge n^2/2>0\), so

$$ 0<a_n=\frac{1}{n(n-1)} \le\frac{2}{n^2} \qquad(n\ge2). $$

The series \(\sum_{n=2}^{\infty}2/n^2\) converges by the p-series test. The comparison is valid for every \(n\ge2\), so the direct comparison theorem proves convergence of the tail \(\sum_{n=2}^{\infty}a_n\). Including \(a_1=5\) adds just one finite term and does not change convergence.

Check: At \(n=2\), \(a_2=1/2\) and \(2/n^2=1/2\), so the boundary case satisfies the inequality with equality. The exceptional first term is finite, and the comparison series converges.

Worked Example: Comparison with a Geometric Series

Show that \(\sum_{n=1}^{\infty}\frac{n+1}{4^n}\) converges.

First, \(n+1\le2^n\) for all positive integers \(n\). This holds with equality at \(n=1\). If it holds for \(n\), then \(n+2\le2(n+1)\le2\cdot2^n=2^{n+1}\), so induction establishes the inequality for all \(n\ge1\). Since \(4^n>0\), it follows that

$$ 0<\frac{n+1}{4^n} \le\frac{2^n}{4^n} =\left(\frac12\right)^n. $$

The comparison series \(\sum_{n=1}^{\infty}(1/2)^n\) is geometric with ratio \(1/2\), whose absolute value is less than \(1\). Its sum is \((1/2)/(1-1/2)=1\), so it converges. Direct comparison proves that the given series converges.

Check: The numerator bound holds for every positive integer, and dividing it by the positive quantity \(4^n\) preserves the inequality. The resulting upper bound is a convergent geometric series.

Worked Example: Comparison with a Telescoping Series

Show that \(\sum_{n=1}^{\infty}\frac{1}{n(n+2)}\) converges.

For every \(n\ge1\), \(n+2\ge n+1>0\), so \(n(n+2)\ge n(n+1)>0\). Taking reciprocals reverses the denominator inequality:

$$ 0<\frac{1}{n(n+2)} \le\frac{1}{n(n+1)}. $$

The comparison series telescopes because \(1/[n(n+1)]=1/n-1/(n+1)\). Its \(m\)-th partial sum is

$$ \sum_{n=1}^{m}\frac{1}{n(n+1)} =\sum_{n=1}^{m}\left(\frac1n-\frac1{n+1}\right) =1-\frac{1}{m+1}. $$

As \(m\) tends to infinity, \(1/(m+1)\) tends to zero, so these partial sums tend to \(1\). The comparison series converges, and the direct comparison theorem proves convergence of the original series.

Check: The inequality holds for every \(n\ge1\), and the upper-bound partial sums tend to the finite value \(1\). Thus the original series satisfies the theorem’s conditions.

Common Mistake: Reversing the Comparison

For convergence, the series being tested must be bounded above by a convergent series. A convergent lower bound does not establish convergence. For a concrete example, \(1/n\ge1/n^2\) for every \(n\ge1\), and \(\sum 1/n^2\) converges. It would be incorrect to infer that \(\sum 1/n\) converges from this inequality; the inequality points in the wrong direction. In fact, the harmonic series \(\sum 1/n\) diverges.

Correction: To use direct comparison for convergence, establish \(0\le a_n\le b_n\) eventually and prove that the series with terms \(b_n\) converges. A convergent series below \(a_n\), or an upper-bound series whose convergence is unknown, does not meet the theorem’s requirements.

What the Conclusion Does—and Does Not—Say

The theorem establishes convergence from a valid upper bound. It does not provide the exact sum of \(\sum a_n\), and it does not require the comparison to be sharp. It also does not say that \(\sum a_n\) and \(\sum b_n\) have equal sums. Their terms may differ substantially while the upper bound still suffices to prove convergence.

When writing a comparison argument, include the inequality, the range of indices on which it holds, the reason the comparison series converges, and the conclusion. This makes clear both how the terms are bounded and why the theorem applies.

Check Your Understanding

For each question, identify the comparison inequality and verify that the theorem’s conditions are satisfied.

  1. For \(n\ge1\), show that \(\frac{1}{n^2+3n}\le\frac{1}{n^2}\). What does this imply about the series with terms \(1/(n^2+3n)\)?
  2. Suppose \(0\le a_n\le 5/n^3\) for all \(n\ge4\). What fact about the comparison series lets you conclude that \(\sum a_n\) converges?
  3. Why can a finite number of terms before the comparison becomes valid be ignored when deciding convergence?
  4. What is wrong with trying to prove convergence of \(\sum a_n\) from \(1/n^2\le a_n\) and the convergence of \(\sum 1/n^2\)?
  5. In the geometric-series example, what inequality bounds \(n+1\), and why does dividing by \(4^n\) preserve its direction?

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