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Local Connectedness · Tutorial 443 of 799

Connected Neighborhood Bases

Learn how local connectedness is characterized by connected open neighborhood bases and how to test the criterion in familiar subspaces.

Advanced 10 min read

What You'll Learn

  • State local connectedness using connected open subsets
  • Prove the equivalence with having a connected open neighborhood basis at each point
  • Check the criterion at endpoints of intervals with the subspace topology
  • Construct connected open neighborhoods in convex Euclidean subspaces
  • Show why the rational numbers fail the criterion
  • Avoid confusing ambient open sets with open sets in a subspace

Local Connectedness as a Neighborhood-Basis Condition

Connectedness is a global property: it asks whether a space can be separated into two disjoint nonempty open pieces. Local connectedness asks a different question at each point: inside every open neighborhood, can we find a smaller connected open neighborhood? The neighborhood-basis formulation makes this local requirement precise and gives a practical test, especially for subspaces of Euclidean space.

Throughout, a neighborhood means an open set containing the point in question. A subset \(C\) of a space is connected if it cannot be written as the union of two disjoint, nonempty sets that are open in the subspace topology on \(C\). In particular, when testing connectedness or openness in a subspace, we use that subspace's topology.

Definition: A family \(\mathcal{B}_x\) of open sets containing \(x\) is a neighborhood basis at \(x\) if, for every open neighborhood \(U\) of \(x\), some \(V\in\mathcal{B}_x\) satisfies \(x\in V\subseteq U\). A space \(X\) is locally connected if every open set in \(X\) is a union of connected open subsets of \(X\).

The connected open subsets in this definition must be open in \(X\), not merely in a larger space containing \(X\). The pointwise criterion below says exactly how to find them: given \(x\) and an open neighborhood \(U\), find a connected open set between \(x\) and \(U\).

Theorem (Connected neighborhood-basis criterion): A space \(X\) is locally connected if and only if, for every \(x\in X\), there is a neighborhood basis at \(x\) consisting of connected open sets.

Proof. Suppose first that \(X\) is locally connected. Fix \(x\in X\), and let \(U\) be any open neighborhood of \(x\). By the definition of local connectedness, \(U\) is a union of connected open subsets of \(X\). Since \(x\in U\), at least one of those subsets, say \(V\), contains \(x\). It is connected and open, and \(x\in V\subseteq U\). Thus the family of all connected open neighborhoods of \(x\) is a neighborhood basis at \(x\).

Conversely, suppose every \(x\in X\) has a neighborhood basis of connected open sets. Let \(U\subseteq X\) be open. For each \(x\in U\), the basis condition gives a connected open set \(V_x\) with \(x\in V_x\subseteq U\). Consequently \(U=\bigcup_{x\in U}V_x\): every \(V_x\) lies in \(U\), and every point \(x\in U\) lies in its corresponding \(V_x\). If \(U=\varnothing\), it is the union of the empty family. Hence every open set is a union of connected open subsets, and \(X\) is locally connected. \(\square\)

This proof also explains the strength of the criterion. It is not enough that a point lie in some connected neighborhood; there must be a connected open neighborhood inside each prescribed open neighborhood. That containment is what makes the sets a basis.

Intervals with the Subspace Topology

An interval \(J\subseteq\mathbb{R}\) is given the subspace topology inherited from the standard topology on \(\mathbb{R}\). Thus its open sets have the form \(J\cap O\), where \(O\) is open in \(\mathbb{R}\). An interval is locally connected: around any point, intersect a sufficiently small open interval in \(\mathbb{R}\) with \(J\). Such intersections are open in \(J\), and the interval property ensures they are intervals, hence connected.

Worked Example: A Neighborhood at an Endpoint

Let \(J=[0,1]\) with its subspace topology, and consider the open neighborhood \(U=[0,\tfrac12)\) of \(0\) in \(J\). It is open in \(J\) because \(U=J\cap(-1,\tfrac12)\), and \((-1,\tfrac12)\) is open in \(\mathbb{R}\).

For any \(r\) with \(0<r\leq\tfrac12\), take \(V=J\cap(-r,r)=[0,r)\). The first equality shows that \(V\) is open in \(J\); the second follows by intersecting \([0,1]\) with \((-r,r)\). We have \(0\in V\subseteq U\). The set \(V\) is an interval in the subspace \(J\), so it is connected. For example, choosing \(r=\tfrac14\) gives \(V=[0,\tfrac14)\), which supplies a connected open neighborhood inside \(U\).

Check: \(J\cap(-\tfrac14,\tfrac14)=[0,\tfrac14)\), and every point of this set is at least \(0\) and less than \(\tfrac14\), so the displayed containment in \([0,\tfrac12)\) holds. The openness being used is relative to \(J\); \([0,\tfrac14)\) is not open in \(\mathbb{R}\).

The same reasoning works at every point of any interval, including its endpoints. Given a relatively open neighborhood \(U=J\cap O\) of \(x\), choose \(\varepsilon>0\) such that \((x-\varepsilon,x+\varepsilon)\subseteq O\). Then \(J\cap(x-\varepsilon,x+\varepsilon)\) is a relatively open interval containing \(x\) and contained in \(U\). The connectedness of intervals in \(\mathbb{R}\) is the standard connectedness result from the earlier material on connectedness.

Convex Subspaces of Euclidean Space

A subset \(A\subseteq\mathbb{R}^n\) is convex if, whenever \(a,b\in A\) and \(t\in[0,1]\), the point \((1-t)a+tb\) belongs to \(A\). Give \(A\) the subspace topology from the Euclidean topology on \(\mathbb{R}^n\). Convexity lets us build connected neighborhoods by intersecting \(A\) with small Euclidean balls.

Proposition: Every convex subset \(A\) of \(\mathbb{R}^n\), with its subspace topology, is locally connected.

Proof. If \(A=\varnothing\), its only open subset is empty, which is the union of the empty family of connected open sets. Now suppose \(A\ne\varnothing\). Fix \(x\in A\), and let \(U\) be an open neighborhood of \(x\) in \(A\). By the definition of the subspace topology, \(U=A\cap O\) for some open \(O\subseteq\mathbb{R}^n\). Since \(x\in O\), there is \(r>0\) with \(B(x,r)\subseteq O\), where \(B(x,r)=\{y\in\mathbb{R}^n:\|y-x\|<r\}\). Set \(V=A\cap B(x,r)\). Then \(V\) is open in \(A\), \(x\in V\), and \(V\subseteq U\).

It remains to prove that \(V\) is connected. If \(a,b\in V\) and \(t\in[0,1]\), convexity of \(A\) gives \((1-t)a+tb\in A\). Also, the triangle inequality gives \(\|(1-t)a+tb-x\|\leq(1-t)\|a-x\|+t\|b-x\|<(1-t)r+tr=r\). Thus the whole line segment from \(a\) to \(b\) lies in \(V\). The map \(\gamma:[0,1]\to V\) defined by \(\gamma(t)=(1-t)a+tb\) is continuous and joins \(a\) to \(b\); if \(a=b\), the constant map does so. Hence \(V\) is path-connected. The standard result that path-connected spaces are connected, established in the earlier material on path-connectedness, now gives that \(V\) is connected. We have found a connected open neighborhood inside every \(U\), so the criterion proves that \(A\) is locally connected. \(\square\)

Worked Example: The Closed Disk

Let \(D=\{y\in\mathbb{R}^2:\|y\|\leq1\}\), with the subspace topology. We verify the neighborhood-basis test at the boundary point \(x=(1,0)\). Consider the relatively open neighborhood \(U=D\cap B(x,\tfrac12)\). Choose \(r=\tfrac14\) and set \(V=D\cap B(x,\tfrac14)\).

Because \(B(x,\tfrac14)\) is open in \(\mathbb{R}^2\), \(V\) is open in \(D\). The center \(x\) belongs to \(V\), and \(B(x,\tfrac14)\subseteq B(x,\tfrac12)\), so \(V\subseteq U\). The disk \(D\) is convex: if \(a,b\in D\) and \(t\in[0,1]\), then \(\|(1-t)a+tb\|\leq(1-t)\|a\|+t\|b\|\leq(1-t)+t=1\). The proposition therefore shows that \(V\) is connected. This gives a connected open neighborhood at a boundary point, where the open set is understood relative to the disk.

Check: the radii satisfy \(0<\tfrac14<\tfrac12\), so \(x\in V\subseteq U\). The boundary point causes no exception: \(D\cap B(x,\tfrac14)\) is open in \(D\) even though \(D\) itself is not open in \(\mathbb{R}^2\).

Why the Subspace Topology Matters

Not every subspace of Euclidean space is locally connected. The criterion detects this by asking whether connected open neighborhoods can be made arbitrarily small. In \(\mathbb{Q}\subseteq\mathbb{R}\), the topology is the subspace topology, so a basic open neighborhood of \(q\in\mathbb{Q}\) is \(\mathbb{Q}\cap(a,b)\), where \(a<q<b\).

Worked Example: The Rational Numbers Are Not Locally Connected

First, every connected subset \(C\subseteq\mathbb{Q}\) has at most one point. Suppose instead that \(a,b\in C\) with \(a<b\). Choose an irrational number \(s\) with \(a<s<b\). Then \(C_1=C\cap(-\infty,s)\) and \(C_2=C\cap(s,\infty)\) are disjoint, nonempty, and open in \(C\). They cover \(C\), since every element of \(C\) is rational and therefore is not \(s\). This is a separation of \(C\), contradicting connectedness.

Now fix any \(q\in\mathbb{Q}\) and any open neighborhood \(U\) of \(q\) in \(\mathbb{Q}\). There are real numbers \(a<q<b\) with \(\mathbb{Q}\cap(a,b)\subseteq U\). The density of \(\mathbb{Q}\) in \(\mathbb{R}\) supplies a rational number \(q_1\ne q\) in \((a,b)\), so \(U\) contains at least two points. Every connected subset of \(\mathbb{Q}\) is either empty or a singleton, as just proved. No singleton containing \(q\) is open in \(\mathbb{Q}\): every relative open neighborhood of \(q\) contains another rational. Therefore \(U\) contains no connected open neighborhood of \(q\). Since this holds for every \(U\), the basis criterion fails, and \(\mathbb{Q}\) is not locally connected.

Check: the separation argument uses the strict inequalities \(a<s<b\), so both \(C_1\) and \(C_2\) are nonempty. It also uses that \(s\notin\mathbb{Q}\), so no point of \(C\) is omitted from their union.

Common pitfall. One might try to conclude that a set is open in a subspace because it looks open in the ambient space, or reject it because it is not ambient-open. Neither test is correct. For instance, \([0,\tfrac14)\) is not open in \(\mathbb{R}\), but it is open in \([0,1]\) because \([0,\tfrac14)=[0,1]\cap(-1,\tfrac14)\). The relevant question is always whether the set is the intersection of the subspace with an ambient open set.

The basis criterion is useful because it turns local connectedness into a neighborhood-by-neighborhood task. In intervals and convex subsets, intersections with small open intervals or balls give the required connected open sets. In \(\mathbb{Q}\), the connected subsets are too small to be open, so the same test proves failure.

Check Your Understanding

Use the connected open neighborhood-basis criterion to organize each argument.

  1. In the subspace \(J=(0,2]\subseteq\mathbb{R}\), describe a connected open neighborhood of \(2\) contained in \(J\cap(\tfrac32,3)\).
  2. Explain why every open interval \(J\subseteq\mathbb{R}\), with its subspace topology, is locally connected at each of its points.
  3. Which part of the convex-subspace proof ensures that \(A\cap B(x,r)\) is open in \(A\)?
  4. Why does a connected subset of \(\mathbb{Q}\) containing two distinct points admit a separation?
  5. Give an example of a set open in a subspace of \(\mathbb{R}\) but not open in \(\mathbb{R}\), and verify its relative openness.