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Counterexamples in Topology · Tutorial 774 of 799

The Topologist’s Sine Curve As A Connected Closure

See how oscillation at one boundary point adds a vertical segment to a graph’s closure, and use that description to prove the resulting set is compact and connected.

Intermediate 10 min read

What You'll Learn

  • Define the oscillating graph and its proposed closure in the Euclidean plane
  • Prove that the added vertical segment consists exactly of the graph’s new limit points
  • Construct graph points converging to each point of the vertical segment
  • Deduce compactness using closedness, boundedness, and the Heine–Borel theorem
  • Prove connectedness by relating the graph to its closure
  • Recognize why boundedness alone does not establish compactness

The Oscillating Graph and Its Added Segment

Consider the graph of \(y=\sin(1/x)\) for \(0<x\le1\), viewed as a subset of the Euclidean plane. As \(x\) approaches \(0\), the graph oscillates ever more rapidly. Its values remain between \(-1\) and \(1\), and, in fact, every value in that interval occurs arbitrarily close to \(x=0\). The closure therefore adds a whole vertical segment, not just a single endpoint.

All subsets of \(\mathbb{R}^2\) below use the standard Euclidean topology, and subsets such as the graph inherit the subspace topology. Define the graph \(G\), the vertical segment \(V\), and their union \(T\) by

$$ G=\{(x,\sin(1/x)):0<x\le1\},\qquad V=\{0\}\times[-1,1],\qquad T=G\cup V. $$
Definition: The set \(T\) is called the topologist’s sine curve. The closure \(\overline{G}\) is the smallest closed subset of \(\mathbb{R}^2\) containing \(G\). Equivalently, a point lies in \(\overline{G}\) exactly when every open neighborhood of it intersects \(G\).

We will show that \(\overline{G}=T\). To use sequences in this computation, recall the metric-space closure test: a point lies in the closure of a set if and only if it is the limit of a sequence from that set. Here is the reason. If a point \(p\) lies in the closure, each ball of radius \(1/n\) about \(p\) meets the set, so choose a point of the set in each ball; the resulting sequence converges to \(p\). Conversely, if points of the set converge to \(p\), every open neighborhood of \(p\) contains all sufficiently late terms and so meets the set.

Identifying the Closure

Theorem: In \(\mathbb{R}^2\) with its Euclidean topology, \(\overline{G}=G\cup(\{0\}\times[-1,1])=T\).

Proof. First take \((0,y)\in V\), so \(-1\le y\le1\). Let \(\arcsin y\in[-\pi/2,\pi/2]\) be the angle whose sine is \(y\). For \(n\in\mathbb{N}\), set \(x_n=1/(2\pi n+\arcsin y)\). Since \(n\ge1\), the denominator is at least \(3\pi/2>1\), so \(0<x_n\le1\). Also \(x_n\to0\), and \(\sin(1/x_n)=\sin(2\pi n+\arcsin y)=y\). Thus \((x_n,\sin(1/x_n))\in G\) and these points converge to \((0,y)\). Every point of \(G\) already lies in \(\overline{G}\), so \(T\subseteq\overline{G}\).

For the reverse inclusion, let \((x,y)\in\overline{G}\). By the metric-space closure test, there is a sequence \((x_n,\sin(1/x_n))\) in \(G\) converging to \((x,y)\). Each \(x_n\) lies in \((0,1]\), so \(x\in[0,1]\); also \(-1\le\sin(1/x_n)\le1\) for every \(n\), so the limit satisfies \(-1\le y\le1\). If \(x=0\), these facts give \((x,y)\in V\). If \(x>0\), continuity of \(t\mapsto\sin(1/t)\) at \(x\) gives \(y=\sin(1/x)\), so \((x,y)\in G\). Hence \(\overline{G}\subseteq T\), proving the equality. \(\square\)

Worked Example: Approaching the Middle of the Segment

We construct graph points converging to the midpoint \((0,0)\) of \(V\). For each \(n\in\mathbb{N}\), take \(x_n=1/(2\pi n)\). Since \(2\pi n\ge2\pi>1\), each \(x_n\) lies in \((0,1]\), and \(x_n\to0\). Substitution gives \(\sin(1/x_n)=\sin(2\pi n)=0\). Thus the graph points are exactly \((1/(2\pi n),0)\), and their limit is \((0,0)\).

Check: Their first coordinates tend to \(0\), because \(2\pi n\to\infty\); their second coordinates are all \(0\). So the limit is indeed \((0,0)\), a point of \(V\) that is not in \(G\), whose points all have positive first coordinate.

Worked Example: Reaching Both Ends of the Segment

For the upper endpoint, choose \(x_n=1/(2\pi n+\pi/2)\). The denominator is at least \(5\pi/2>1\), so \(0<x_n\le1\). Then \(\sin(1/x_n)=\sin(2\pi n+\pi/2)=1\). Since \(x_n\to0\), the corresponding graph points converge to \((0,1)\).

For the lower endpoint, choose \(u_n=1/(2\pi n+3\pi/2)\). The denominator is at least \(7\pi/2>1\), so \(0<u_n\le1\), and \(\sin(1/u_n)=\sin(2\pi n+3\pi/2)=-1\). As \(u_n\to0\), the graph points converge to \((0,-1)\).

Check: In each construction the sine value is exactly the stated endpoint value, while the positive first coordinate tends to \(0\). Both endpoint limits therefore belong to the vertical segment in \(\overline{G}\).

Worked Example: Oscillating Values Along a Sequence

Let \(x_n=1/(n\pi+\pi/2)\) for \(n\in\mathbb{N}\). Since \(n\pi+\pi/2\ge3\pi/2>1\), each \(x_n\) is in \((0,1]\), and \(x_n\to0\). But \(\sin(1/x_n)=\sin(n\pi+\pi/2)=(-1)^n\). Thus the graph points have second coordinate \(1\) when \(n\) is even and \(-1\) when \(n\) is odd. The even-indexed points converge to \((0,1)\); the odd-indexed points converge to \((0,-1)\).

Check: These two subsequences have different limits, so the full sequence does not converge. In particular, knowing only that the first coordinates tend to \(0\) does not determine a single limit for the graph points.

Compactness

A space is compact if every open cover has a finite subcover. The Heine–Borel theorem is the standard result that a subset of Euclidean space is compact if and only if it is closed and bounded. We use this theorem here; its proof is part of the standard earlier material on compactness in Euclidean space.

Proposition: The topologist’s sine curve \(T\), with the subspace topology from \(\mathbb{R}^2\), is compact.

Proof. The closure of any set is closed: by definition it is an intersection of closed sets, and an intersection of closed sets is closed. The closure calculation gives \(T=\overline{G}\), so \(T\) is closed in \(\mathbb{R}^2\). Every \((x,y)\in T\) has \(0\le x\le1\) and \(-1\le y\le1\). Consequently \(T\subseteq[0,1]\times[-1,1]\), which is bounded in the Euclidean metric. By the Heine–Borel theorem, \(T\) is compact. \(\square\)

Compactness is a property of the topology, not just of a drawing or of the fact that the oscillating values stay in a bounded interval. The closure calculation supplies the closedness required for the compactness argument.

Connectedness

A space is connected if it cannot be written as the union of two disjoint, nonempty open subsets. A standard interval-connectedness theorem says that every interval in \(\mathbb{R}\) with its usual topology is connected. In particular, \((0,1]\) is connected. We will use that theorem and prove the other connectedness facts needed here.

Lemma: If \(A\) is a connected subset of a topological space \(X\), then its closure \(\overline{A}\) is connected.

Proof. Suppose instead that \(\overline{A}=P\cup Q\), where \(P\) and \(Q\) are disjoint, nonempty sets open in the subspace topology on \(\overline{A}\). Since \(P\) is relatively open, there is an open set \(U\subseteq X\) with \(P=U\cap\overline{A}\). Choose \(p\in P\). Because \(p\in\overline{A}\), the open neighborhood \(U\) of \(p\) meets \(A\). As \(A\subseteq\overline{A}\), every point of \(U\cap A\) lies in \(P\). Therefore \(A\cap P\ne\varnothing\). The same argument, starting with a point of \(Q\), gives \(A\cap Q\ne\varnothing\). Moreover, \(A\cap P\) and \(A\cap Q\) are disjoint, cover \(A\), and are open in the subspace topology on \(A\), since \(P\) and \(Q\) are open in \(\overline{A}\). They would separate \(A\), contradicting its connectedness. Hence \(\overline{A}\) is connected. \(\square\)

Proposition: The topologist’s sine curve \(T\) is connected.

Proof. Define \(f:(0,1]\to\mathbb{R}^2\) by \(f(t)=(t,\sin(1/t))\). The map is continuous because both coordinate functions are continuous on \((0,1]\), and its image is \(G\). A continuous image of a connected space is connected: if the image had a separation into disjoint, nonempty relatively open sets, their preimages would be disjoint, nonempty open sets covering the domain, contradicting connectedness of the domain. The interval-connectedness theorem therefore implies that \(G\) is connected. By the closure calculation, \(T=\overline{G}\); the lemma now implies that \(T\) is connected. \(\square\)

A Common Pitfall: Bounded Does Not Mean Compact

A tempting but incorrect argument is: “The graph is bounded because \(0<x\le1\) and \(-1\le\sin(1/x)\le1\), so it is compact.” Boundedness alone does not imply compactness in \(\mathbb{R}^2\). In this case the graph is not even closed: the points \((1/(2\pi n),0)\) lie in \(G\) and converge to \((0,0)\), which is not in \(G\). The correction is to compute the closure, include the missing segment, and then apply Heine–Borel to the closed and bounded set \(T\).

The distinction also clarifies why the vertical segment is essential. It records all possible limiting sine values as the first coordinate tends to \(0\). The graph alone omits those boundary limits; its closure includes them, and that closure is the compact connected set proved above.

Check Your Understanding

Use the closure construction and the proofs above to answer the following.

  1. For a fixed \(y\in[-1,1]\), verify that \(x_n=1/(2\pi n+\arcsin y)\) lies in \((0,1]\) and that the associated graph points converge to \((0,y)\).
  2. Why does a convergent sequence of graph points whose first coordinates tend to a positive number have its limit in \(G\)?
  3. Which part of the compactness argument would fail if one showed only that \(T\) is bounded?
  4. Explain why the closure of a connected set is connected using the contradiction argument in the lemma.
  5. Give a sequence in \(G\) that converges to a point not in \(G\), and state what this shows about \(G\).