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Counterexamples in Topology · Tutorial 778 of 799

Why The Long Line Is Not Metrizable

See how disjoint open intervals obstruct second countability, and why countable compactness turns that obstruction into a proof that the long line is not metrizable.

Intermediate 10 min read

What You'll Learn

  • Define the long line using the lexicographic order and its order topology
  • Prove that a second-countable space has at most countably many pairwise disjoint nonempty open sets
  • Construct uncountably many pairwise disjoint open intervals in the long line
  • Prove that every countably compact metric space is second countable
  • Explain why the long line’s countable compactness and failure of second countability imply it is not metrizable

Two Obstacles to Metrizability

The long line looks locally like the real line, but its global order has a feature that the real line does not: it contains uncountably many pairwise disjoint nonempty open intervals. This prevents it from having a countable basis. That fact alone does not rule out a metric, because metric spaces can have uncountably many disjoint open sets. The second ingredient is countable compactness: a countably compact metric space must be second countable. Together, these facts show that the long line is not metrizable.

We use the following model. Let \(\omega_1\) be the first uncountable ordinal, so its elements are precisely the countable ordinals. Order \(\omega_1\times[0,1)\) lexicographically: \((\alpha,s)<(\beta,t)\) if either \(\alpha<\beta\), or \(\alpha=\beta\) and \(s<t\). Give this set its order topology, whose basic open sets are open intervals in the order, together with the appropriate open rays at any endpoints.

The long line \(\mathbb L\) is obtained by placing a reversed copy of this long ray to the left of a copy of it, with their initial points identified. We give \(\mathbb L\) the resulting order topology. The proof of non-second-countability will use only intervals lying in the positive copy. We also use the standard countable-compactness theorem for the long line, established in earlier material on countably compact long lines: every countable open cover of \(\mathbb L\) has a finite subcover. Countable compactness is weaker than compactness, which requires a finite subcover for every open cover, including uncountable ones.

Disjoint Open Sets and Countable Bases

Theorem 1: If a space \(X\) has a countable basis, then every family of pairwise disjoint, nonempty open subsets of \(X\) is at most countable.

Proof. Let \(\mathcal B\) be a countable basis and let \(\mathcal U\) be a family of pairwise disjoint, nonempty open subsets of \(X\). For each \(U\in\mathcal U\), choose a point \(x_U\in U\). Since \(\mathcal B\) is a basis and \(U\) is open, there is some \(B_U\in\mathcal B\) with \(x_U\in B_U\subseteq U\). If \(U,V\in\mathcal U\) are different, then \(U\cap V=\varnothing\). Thus \(B_U\ne B_V\), since a nonempty basis element contained in both would meet both \(U\) and \(V\). The assignment \(U\mapsto B_U\) is injective from \(\mathcal U\) into the countable set \(\mathcal B\), so \(\mathcal U\) is at most countable. \(\square\)

Worked Example: Disjoint Intervals in the Long Line

For each \(\alpha\in\omega_1\), consider the interval in the positive copy of the long ray \[ U_\alpha=((\alpha,1/4),(\alpha,3/4)). \] These are open intervals in the order topology, and each is nonempty: the point \((\alpha,1/2)\) lies strictly between its endpoints because \(1/4<1/2<3/4\).

If \(\alpha<\beta\), every point in the \(\alpha\)-block precedes every point in the \(\beta\)-block in lexicographic order. In particular, every point of \(U_\alpha\) precedes \((\alpha,3/4)\), which precedes \((\beta,1/4)\), which precedes every point of \(U_\beta\). Hence \(U_\alpha\cap U_\beta=\varnothing\). Since \(\omega_1\) is uncountable, this gives an uncountable family of pairwise disjoint nonempty open sets.

Check: the family has one interval for each countable ordinal \(\alpha\), not one for each real number in a single block. The indexing set \(\omega_1\) is uncountable, and the intervals for distinct indices have just been shown to be disjoint. By Theorem 1, \(\mathbb L\) cannot have a countable basis.

Worked Example: What the Basis Argument Looks Like in \(\mathbb R\)

Give \(\mathbb R\) its standard topology. A countable basis is the family of intervals \((a,b)\) with \(a,b\in\mathbb Q\) and \(a<b\). Consider the particular family \(J_n=(n,n+1/2)\), for \(n\in\mathbb N\). Each is nonempty, and if \(m>n\), then \(m\ge n+1\), so every point of \(J_n\) is less than \(n+1/2<n+1\le m\), and every point of \(J_m\) is greater than \(m\). Thus the intervals are pairwise disjoint.

For each \(n\), the rational interval \(B_n=(n+1/8,n+3/8)\) contains the point \(n+1/4\) and satisfies \(B_n\subseteq J_n\). These basis elements are distinct: their left endpoints differ when the integer \(n\) differs. This illustrates the injection from disjoint open sets into basis elements. Theorem 1 applies to any pairwise disjoint family of nonempty open sets in \(\mathbb R\), not just this example, so such a family must be at most countable.

Why Countable Compactness Matters for Metric Spaces

The preceding argument does not say that a space with uncountably many disjoint open sets cannot be metrizable. Instead, we need the additional hypothesis of countable compactness. Here is the result that connects that hypothesis to the basis obstruction.

Theorem 2: Every countably compact metric space is second countable.

Proof. Let \((X,d)\) be a countably compact metric space. If \(X=\varnothing\), the empty family is a countable basis, so assume \(X\ne\varnothing\). First we prove that every sequence in \(X\) has a convergent subsequence.

Take a sequence \((x_n)\). If some point occurs infinitely often, those terms give a constant, hence convergent, subsequence. Otherwise the sequence has a subsequence of distinct terms; write its set of values as \(A=\{a_1,a_2,\ldots\}\). If \(A\) has no limit point, then for each \(x\in X\) there is an open neighborhood meeting \(A\) in no point other than possibly \(x\). For \(x\notin A\), this neighborhood misses \(A\), so \(A\) is closed. For each \(j\), choose an open neighborhood \(V_j\) of \(a_j\) with \(V_j\cap A=\{a_j\}\). The countable family consisting of \(X\setminus A\) and all the \(V_j\) covers \(X\). A finite subfamily covers only finitely many points of \(A\), since \(X\setminus A\) contains none and each \(V_j\) contains only \(a_j\) from \(A\). This contradicts countable compactness. Therefore \(A\) has a limit point \(p\).

Every ball about \(p\) contains infinitely many points of \(A\) other than \(p\): if some ball contained only finitely many, a smaller ball could exclude those finitely many points, contradicting that \(p\) is a limit point. We can therefore choose distinct terms of the subsequence, with increasing original indices, whose distances from \(p\) are less than \(1,1/2,1/3,\ldots\), respectively. These terms converge to \(p\). This proves sequential compactness.

Next, for each \(n\in\mathbb N\), there is a finite set \(F_n\subseteq X\) such that the balls \(B_d(x,1/n)\), for \(x\in F_n\), cover \(X\). Otherwise we could choose \(x_1,x_2,\ldots\) recursively so that each new point lies outside the balls of radius \(1/n\) around all earlier choices. Then \(d(x_i,x_j)\ge 1/n\) whenever \(i\ne j\). No subsequence could converge, contradicting sequential compactness.

Set \(D=\bigcup_{n\in\mathbb N}F_n\). It is countable, being a countable union of finite sets, and dense: given \(x\in X\) and \(\varepsilon>0\), choose \(n\) with \(1/n<\varepsilon\). Some \(q\in F_n\) satisfies \(d(x,q)<1/n<\varepsilon\).

Consider all balls \(B_d(q,r)\) with \(q\in D\) and positive rational \(r\). This is a countable family. To verify it is a basis, let \(U\) be open and \(x\in U\). Choose \(\varepsilon>0\) with \(B_d(x,\varepsilon)\subseteq U\), and choose \(q\in D\) with \(d(x,q)<\varepsilon/3\). There is a positive rational \(r\) satisfying \(d(x,q)<r<\varepsilon-d(x,q)\). Then \(x\in B_d(q,r)\). If \(y\in B_d(q,r)\), the triangle inequality gives \[ d(y,x)\le d(y,q)+d(q,x)<r+d(q,x)<\varepsilon, \] so \(B_d(q,r)\subseteq U\). The countable family is a basis, proving the theorem. \(\square\)

Worked Example: Why Uncountably Many Disjoint Open Sets Are Not Enough

Let \(X\) be an uncountable set with the discrete topology, in which every subset is open. Give \(X\) the discrete metric \(d(x,y)=0\) if \(x=y\), and \(d(x,y)=1\) if \(x\ne y\). This metric induces the discrete topology: for any \(x\in X\), the ball \(B_d(x,1/2)\) is exactly \(\{x\}\). Thus the open singletons form an uncountable pairwise disjoint family in a metrizable space.

This space is not countably compact. Choose distinct points \(x_n\in X\) and let \(A=\{x_n:n\in\mathbb N\}\). The sets \(X\setminus A\) and \(\{x_n\}\), for \(n\in\mathbb N\), are open and cover \(X\). A finite subfamily covers only finitely many points of \(A\), because \(X\setminus A\) misses all of \(A\) and each chosen singleton covers only one point. So this countable open cover has no finite subcover.

Correction to a tempting claim: “A metrizable space cannot contain uncountably many disjoint nonempty open sets” is false, as this example shows. The valid argument for the long line needs both its uncountable disjoint intervals and its countable compactness.

The Nonmetrizability Conclusion

Theorem 3: The long line \(\mathbb L\) is not metrizable.

Proof. Suppose, for contradiction, that \(\mathbb L\) has a topology induced by a metric. Countable compactness is a property of the topology, so the metric space \(\mathbb L\) is countably compact. Theorem 2 then implies that \(\mathbb L\) is second countable. But the intervals \(U_\alpha\) constructed above form an uncountable family of pairwise disjoint nonempty open sets, and Theorem 1 shows that a second-countable space cannot have such a family. This contradiction proves that \(\mathbb L\) is not metrizable. \(\square\)

The roles of the two ingredients are distinct. The long intervals rule out second countability directly. Countable compactness supplies the bridge from a hypothetical metric to second countability. Without that bridge, the existence of many disjoint open sets is not a metrizability obstruction by itself.

Check Your Understanding

Use the definitions and arguments in this tutorial to answer the following.

  1. Why is each interval \(U_\alpha\) nonempty, and why are \(U_\alpha\) and \(U_\beta\) disjoint when \(\alpha<\beta\)?
  2. In the proof about a countable basis, why must basis elements chosen inside distinct disjoint open sets be distinct?
  3. Which step in Theorem 2 uses countable compactness rather than only the metric structure?
  4. Why does a countable dense subset, together with positive rational radii, give a countable basis in a metric space?
  5. Which hypothesis fails for the uncountable discrete metric space in the nonmetrizability argument?