Tutorials › Topology (Undergraduate) › Zariski Topology on the Affine Line as a Cofinite Example

T0, T1 and Hausdorff Spaces · Tutorial 301 of 799

Zariski Topology on the Affine Line as a Cofinite Example

Learn how polynomial zero sets produce the cofinite topology on an affine line over an infinite field, and why that topology separates points in the T1 sense but not in the Hausdorff sense.

Intermediate 9 min read

What You'll Learn

  • Define the Zariski topology on the affine line using polynomial zero sets.
  • Prove that a nonzero polynomial over a field has only finitely many roots.
  • Show that the Zariski-closed sets over an infinite field are exactly the finite sets and the whole line.
  • Describe the open sets and neighborhoods in this topology.
  • Verify directly that the affine line is T1 but not Hausdorff.
  • See why the infinite-field hypothesis matters by comparing with a finite field.

Polynomial Equations Define a Topology

On the affine line over a field, polynomial equations give a way to specify sets of points: a point belongs to the set when it makes the required polynomial equations vanish. Over an infinite field, this construction leads to a particularly simple topology. Its closed sets are just the finite subsets and the entire line. We will derive this description and use it to check two separation properties directly.

Fix an infinite field \(K\). We use the set \(K\) as the affine line of \(K\)-valued points, and give it the Zariski topology defined below. A polynomial is an element of the polynomial ring \(K[t]\).

Definition: For a set \(S\subseteq K[t]\), its common zero set is \(Z(S)=\{a\in K:f(a)=0\text{ for every }f\in S\}\). The Zariski-closed subsets of the affine line over \(K\) are the sets \(Z(S)\) as \(S\) ranges over subsets of \(K[t]\). The topology consisting of the complements of these closed sets is the Zariski topology.

The empty family of equations has zero set \(K\), while the equation \(1=0\) has zero set \(\varnothing\). Thus both \(K\) and \(\varnothing\) are Zariski-closed. To identify all the other closed sets, we need a basic fact about roots of polynomials.

Proposition: A nonzero polynomial of degree \(d\) over a field has at most \(d\) distinct roots.

Proof. We use induction on \(d\). A nonzero constant polynomial has no roots, so the result holds for \(d=0\). Suppose \(d\geq 1\), and let \(f\) be a nonzero polynomial of degree \(d\). If \(f\) has no roots, the assertion holds. Otherwise choose a root \(a\). The polynomial division algorithm gives \(f(t)=(t-a)g(t)+r\), where \(r\) is constant. Substituting \(t=a\) gives \(0=f(a)=r\), so \(f(t)=(t-a)g(t)\), with \(g\) of degree \(d-1\). If \(b\ne a\) is another root of \(f\), then \(0=(b-a)g(b)\). Since \(K\) is a field and \(b-a\ne0\), it follows that \(g(b)=0\). By induction, \(g\) has at most \(d-1\) distinct roots. Including \(a\), \(f\) has at most \(d\) distinct roots. \(\square\)

Classifying the Closed Sets

Theorem: If \(K\) is an infinite field, the Zariski-closed subsets of its affine line are exactly the finite subsets of \(K\) and \(K\) itself.

Proof. Let \(C=Z(S)\) be Zariski-closed. If every polynomial in \(S\) is the zero polynomial, every point satisfies every equation, so \(C=K\). Otherwise \(S\) contains a nonzero polynomial \(f\). Every point of \(C\) is a root of \(f\), so \(C\subseteq Z(\{f\})\). The proposition says that \(Z(\{f\})\) is finite; hence \(C\) is finite.

Conversely, let \(A\subseteq K\) be finite. If \(A\) is empty, then \(A=Z(\{1\})\). If \(A=\{a_1,\ldots,a_n\}\) is nonempty, form \(p(t)=\prod_{i=1}^{n}(t-a_i)\). For any \(x\in K\), the product \(p(x)\) is zero exactly when at least one factor \(x-a_i\) is zero, which holds exactly when \(x\in A\). Thus \(A=Z(\{p\})\) is closed. Finally, \(K=Z(\{0\})\) is closed. These cases give precisely the stated family. \(\square\)

This classification also verifies that the specified closed sets do form a topology. A finite union of finite sets is finite, and a union involving \(K\) is \(K\). For an arbitrary intersection, if every set being intersected is \(K\), the result is \(K\); if one of them is finite, the intersection is a subset of that finite set and is finite. Thus the family contains \(\varnothing\) and \(K\), is closed under finite unions, and is closed under arbitrary intersections, as required for closed sets of a topology.

Worked Example: Finding a Polynomial Zero Set over \(\mathbb{Q}\)

Take \(K=\mathbb{Q}\) and \(f(t)=(t-2)(t+1)^2\). Its Zariski zero set is \(Z(\{f\})=\{a\in\mathbb{Q}:(a-2)(a+1)^2=0\}\).

A product in a field is zero exactly when at least one factor is zero. Thus \(a-2=0\) gives \(a=2\), and \((a+1)^2=0\) gives \(a+1=0\), hence \(a=-1\). The repeated factor does not add another point to the zero set, so \(Z(\{f\})=\{-1,2\}\).

Check: At \(a=-1\), the factors are \(-1-2=-3\) and \(-1+1=0\), giving \(f(-1)=(-3)(0)^2=0\). At \(a=2\), the factors are \(2-2=0\) and \(2+1=3\), giving \(f(2)=(0)(3)^2=0\). At \(a=0\), they give \(f(0)=(-2)(1)^2=-2\ne0\). The theorem confirms that this finite zero set is closed.

Worked Example: Constructing a Closed Set over \(\mathbb{R}\)

In the affine line over \(\mathbb{R}\), construct a polynomial whose zero set is \(A=\{-2,0,5\}\). Use \(p(t)=(t+2)t(t-5)\).

For any \(x\in\mathbb{R}\), \(p(x)=0\) exactly when one of \(x+2\), \(x\), or \(x-5\) is zero. These equations give, respectively, \(x=-2\), \(x=0\), and \(x=5\). Therefore \(Z(\{p\})=A\), so \(A\) is Zariski-closed.

Check: At \(x=1\), the three factors are \(1+2=3\), \(1\), and \(1-5=-4\), so \(p(1)=3\cdot1\cdot(-4)=-12\ne0\). Thus \(1\notin A\), as required. The roots \(-2,0,5\) each make one factor zero, verifying that all three listed points are included.

Open Sets and Separation

The complement of a finite set is called cofinite. The classification says that the open sets in this topology are exactly \(\varnothing\) and the cofinite subsets of \(K\). In particular, every nonempty open set is cofinite. An open neighborhood of \(x\) is an open set containing \(x\), so every such neighborhood excludes at most finitely many points of \(K\).

Theorem: The affine line over an infinite field with the Zariski topology is \(T_1\), but it is not Hausdorff.

Proof. Recall that a space is \(T_1\) if, for any two distinct points \(x,y\), there is an open set containing \(x\) but not \(y\). Given \(x\ne y\), the set \(K\setminus\{y\}\) is open because its complement is finite. It contains \(x\) and excludes \(y\), so the space is \(T_1\).

A space is Hausdorff if every pair of distinct points has disjoint open neighborhoods. Let \(x,y\in K\) be distinct, and let \(U,V\) be any open neighborhoods of \(x,y\), respectively. Both are nonempty, so each has finite complement. The complement of their intersection is \(K\setminus(U\cap V)=(K\setminus U)\cup(K\setminus V)\), which is finite. Since \(K\) is infinite, \(U\cap V\) cannot be empty: if it were empty, its complement would be all of \(K\), which is not finite. Thus every such pair of neighborhoods intersects. No disjoint open neighborhoods exist for \(x\) and \(y\), so the space is not Hausdorff. \(\square\)

Worked Example: Two Neighborhoods Cannot Be Disjoint

In the affine line over \(\mathbb{Q}\), consider the open sets \(U=\mathbb{Q}\setminus\{0,1,2\}\) and \(V=\mathbb{Q}\setminus\{-1,1,3\}\). They are open because each has finite complement. The point \(4\) belongs to both: it is not \(0,1,\) or \(2\), and it is not \(-1,1,\) or \(3\). Thus these particular neighborhoods intersect.

For a direct polynomial check, \(U\) is the set where \(u(t)=t(t-1)(t-2)\) is nonzero, and \(V\) is the set where \(v(t)=(t+1)(t-1)(t-3)\) is nonzero. At \(t=4\), \(u(4)=4\cdot3\cdot2=24\ne0\), and \(v(4)=5\cdot3\cdot1=15\ne0\). More generally, the theorem proves that any two nonempty open sets over \(\mathbb{Q}\), not only these examples, must intersect.

Why the Infinite-Field Hypothesis Matters

The proof that a nonzero polynomial has finitely many roots does not by itself guarantee that its zero set is a proper subset: that conclusion also uses the infinitude of \(K\). The hypothesis matters for the separation conclusion as well. A common mistake is to conclude that the Zariski topology on the affine line is never Hausdorff, without checking whether the field is infinite.

For comparison, let \(K=\mathbb{F}_3=\{0,1,2\}\), the field with three elements. Each singleton \(\{a\}\) is the zero set of \(t-a\). Every subset of \(\mathbb{F}_3\) is a finite union of singletons, so every subset is closed; its complement is therefore closed as well, making every subset open. This is the discrete topology, and distinct points have disjoint singleton neighborhoods. Hence the affine line over this finite field is Hausdorff. The cofinite classification and the failure of Hausdorffness proved above are specifically conclusions for an infinite field.

Check Your Understanding

Use the definition by polynomial zero sets and the classification proved above.

  1. In the affine line over \(\mathbb{Q}\), find the zero set of \((t-1)(t+4)^3\).
  2. Give a polynomial whose zero set in the affine line over \(\mathbb{R}\) is \(\{1,3,7\}\).
  3. Describe all open sets in the Zariski topology on the affine line over an infinite field.
  4. Explain why \(K\setminus\{y\}\) separates \(x\) from \(y\) in the \(T_1\) sense when \(x\ne y\).
  5. Why can two nonempty open sets not be disjoint when \(K\) is infinite?