Tutorials › Calculus I › Why Multiplicity Controls Sign Changes

Algebraic Function Structures · Tutorial 52 of 1495

Why Multiplicity Controls Sign Changes

See why an even-multiplicity zero does not reverse a polynomial’s sign locally, while an odd-multiplicity zero does.

Beginner 9 min read

What You'll Learn

  • Define the multiplicity of a zero using its factorization.
  • Separate the factor responsible for a zero from the remaining polynomial factor.
  • Explain why the remaining factor keeps its sign close enough to the zero.
  • Determine whether the polynomial changes sign across a zero of even or odd multiplicity.
  • Use examples to distinguish sign reversal from which side is positive.

Introduction

A polynomial can equal zero at a point without changing sign there. At some zeros, its values on the two sides have opposite signs; at others, they have the same sign. The exponent of the factor responsible for the zero tells us which behavior occurs.

This distinction is useful when interpreting polynomial values near a zero. It also prepares us to understand broader sign analysis later. Here we focus on what happens close to one zero at a time, rather than constructing a sign chart over an entire domain.

Multiplicity of a Zero

The Factor Theorem says that if a polynomial \(P\) satisfies \(P(a)=0\), then \(x-a\) is a factor of \(P(x)\). If the factor occurs more than once, its exponent records the multiplicity of the zero.

Definition: Let \(P\) be a nonzero polynomial and suppose \(P(a)=0\). The multiplicity of the zero \(a\) is the largest positive integer \(m\) for which \(P(x)\) can be written as \(P(x)=(x-a)^m q(x)\), where \(q\) is a polynomial. For this largest exponent, \(q(a)\ne 0\).

The condition \(q(a)\ne0\) matters: if \(q(a)=0\), then \(x-a\) is another factor of \(q\), so the exponent was not yet as large as possible. The factor \(q(x)\) is the remaining factor after the full power at \(a\) has been removed.

The multiplicity is even if \(m\) is divisible by \(2\), and odd if \(m\) is not divisible by \(2\). For instance, \((x-a)^2\) and \((x-a)^4\) have even exponents, while \((x-a)^1\) and \((x-a)^3\) have odd exponents.

The Local Sign Rule

On the left of \(a\), the difference \(x-a\) is negative. On the right, it is positive. Raising these values to an even power makes the result positive on both sides; raising them to an odd power preserves the negative sign on the left and the positive sign on the right. The remaining factor \(q(x)\) does not interfere sufficiently close to \(a\), because \(q(a)\ne0\) and a polynomial stays close to its value at \(a\) when \(x\) is close to \(a\).

Theorem: Suppose \(P(x)=(x-a)^m q(x)\), where \(m\) is a positive integer and \(q(a)\ne0\). For all \(x\ne a\) sufficiently close to \(a\), \(q(x)\) has the same sign as \(q(a)\). Consequently, \(P(x)\) has the same sign on both sides of \(a\) if \(m\) is even, and opposite signs on the two sides if \(m\) is odd. The sign of \(q(a)\) determines which side is positive when the signs differ, and whether both sides are positive or both negative when they agree.

“Sufficiently close” is important. The theorem describes a neighborhood of \(a\) in which the remaining factor does not vanish or change sign. It does not claim that \(q(x)\) has the same sign everywhere.

Why the Rule Works

Here is a proof that includes the reason the remaining factor keeps its sign. Since \(q\) is a polynomial, it is continuous at \(a\). Because \(q(a)\ne0\), continuity allows us to choose a positive distance \(\delta\) such that whenever \(|x-a|<\delta\), the value \(q(x)\) differs from \(q(a)\) by less than half the nonzero amount \(|q(a)|\).

$$ |x-a|<\delta \quad\Longrightarrow\quad |q(x)-q(a)|<\frac{|q(a)|}{2}. $$

If \(q(a)>0\), this inequality gives \(q(x)>q(a)-q(a)/2=q(a)/2>0\). If \(q(a)<0\), it gives \(q(x)<q(a)+|q(a)|/2=q(a)/2<0\). Thus \(q(x)\) has the same sign as \(q(a)\) throughout this neighborhood.

Now take \(x\) in this neighborhood, with \(x\ne a\), and use the factorization \(P(x)=(x-a)^m q(x)\). On the left, \(x-a<0\); on the right, \(x-a>0\). For even \(m\), \((x-a)^m>0\) on both sides, so multiplication by \(q(x)\), whose sign is fixed nearby, gives the same sign on both sides. For odd \(m\), \((x-a)^m\) is negative on the left and positive on the right. Multiplication by the same-sign \(q(x)\) therefore gives opposite signs. This proves the rule.

At \(x=a\) itself, \(P(a)=0\), so \(P\) has no positive or negative sign at that point. The comparison is between values immediately to its left and right.

Worked Examples

Worked Example: An Even-Multiplicity Zero

Determine the multiplicity of \(x=2\) for \(P(x)=x^3-3x^2+4\), and decide whether the sign changes across that zero.

First evaluate the polynomial at \(2\):

$$ P(2)=2^3-3(2^2)+4=8-12+4=0. $$

Thus \(x-2\) is a factor. Dividing the coefficients \(1,-3,0,4\) synthetically by \(2\) gives quotient coefficients \(1,-1,-2\) and remainder \(0\). Therefore, the quotient is \(x^2-x-2\). Factoring it gives

$$ x^2-x-2=(x-2)(x+1), \qquad P(x)=(x-2)^2(x+1). $$

Since the remaining factor \(q(x)=x+1\) satisfies \(q(2)=3\ne0\), the multiplicity of \(2\) is exactly \(2\), which is even. The sign does not change across \(2\), sufficiently close to the zero.

For a direct check, evaluate on each side. At \(x=1.9\), the factorized expression gives

$$ P(1.9)=(1.9-2)^2(1.9+1) =(-0.1)^2(2.9) =0.01(2.9) =0.029>0. $$

At \(x=2.1\), it gives

$$ P(2.1)=(2.1-2)^2(2.1+1) =(0.1)^2(3.1) =0.01(3.1) =0.031>0. $$

Both values are positive, as predicted. The check is consistent with the factorization, since \((x-2)^2(x+1)\) equals the original polynomial.

Worked Example: An Odd-Multiplicity Zero with a Positive Remaining Factor

For \(P(x)=(x+1)^3(2-x)\), determine the sign on each side of \(a=-1\), close to \(a\).

Here, \(x+1=x-(-1)\), so the factor at \(a=-1\) is \((x+1)^3\). The remaining factor is \(q(x)=2-x\), and

$$ q(-1)=2-(-1)=3>0. $$

Because the remaining factor is nonzero at \(-1\), the zero has multiplicity exactly \(3\), which is odd. The sign must therefore reverse: since \(q(-1)\) is positive, the polynomial is negative just to the left and positive just to the right.

Check the signs at \(x=-1.1\) and \(x=-0.9\). On the left,

$$ P(-1.1)=(-1.1+1)^3(2-(-1.1)) =(-0.1)^3(3.1) =(-0.001)(3.1) =-0.0031<0. $$

On the right,

$$ P(-0.9)=(-0.9+1)^3(2-(-0.9)) =(0.1)^3(2.9) =(0.001)(2.9) =0.0029>0. $$

The values have opposite signs. At the zero itself, \(P(-1)=0^3(3)=0\), as required.

Worked Example: An Even-Multiplicity Zero with a Negative Remaining Factor

For \(P(x)=-2(x-1)^4(x+3)\), determine whether the sign changes across \(x=1\), and identify the nearby signs.

The remaining factor is \(q(x)=-2(x+3)\), and its value at \(1\) is

$$ q(1)=-2(1+3)=-2(4)=-8<0. $$

Since \(q(1)\ne0\), the multiplicity of \(1\) is exactly \(4\). This exponent is even, so the sign stays the same on both sides. Because \(q(1)<0\), the nearby values on both sides are negative.

At \(x=0.9\),

$$ P(0.9)=-2(0.9-1)^4(0.9+3) =-2(-0.1)^4(3.9) =-2(0.0001)(3.9) =-0.00078<0. $$

At \(x=1.1\),

$$ P(1.1)=-2(1.1-1)^4(1.1+3) =-2(0.1)^4(4.1) =-2(0.0001)(4.1) =-0.00082<0. $$

Both checks are negative, in agreement with the rule. Also, \(P(1)=0\), because the factor \((1-1)^4\) is zero.

What Multiplicity Does—and Does Not—Tell You

Multiplicity answers whether the sign reverses locally: odd multiplicity means opposite signs on the two sides, while even multiplicity means the same sign. It does not by itself say which side is positive. For that, inspect the remaining factor’s value \(q(a)\). If \(q(a)>0\), an odd-multiplicity zero gives a negative sign on the left and a positive sign on the right; if \(q(a)<0\), those signs are reversed. With even multiplicity, \(q(a)>0\) gives positive signs on both sides, and \(q(a)<0\) gives negative signs on both.

These conclusions apply close enough to the zero that \(q(x)\) keeps the sign of \(q(a)\). Farther away, the remaining factor may have its own zeros, and the sign may change for other reasons. Multiplicity at \(a\) describes the local behavior due to the factor \(x-a\), not every sign change the polynomial might have elsewhere.

A Common Mistake

A common error is to assume that every time a polynomial equals zero, its sign must change. For the polynomial \(P(x)=(x-2)^2(x+1)\), one might reason incorrectly:

$$ P(2)=0 \quad\Longrightarrow\quad \text{the sign changes at }x=2. $$

That conclusion does not follow. The factor at \(2\) has exponent \(2\), so it is positive on both sides of \(2\). In addition, \(x+1\) is positive near \(2\). For example, \(P(1.9)=0.029>0\) and \(P(2.1)=0.031>0\), so there is no sign reversal. The correction is to find the factor’s multiplicity first: an even exponent means the sign stays the same locally; an odd exponent means it changes.

Why This Matters

A zero records where a polynomial’s output is zero, while its multiplicity gives more information about how the polynomial behaves around that input. This is why two polynomial zeros can behave differently even though both satisfy \(P(a)=0\). Recognizing the exponent lets you predict a local sign change without substituting many values. The sign on a particular side still depends on the remaining factor, and conclusions are local to the zero under consideration.

Check Your Understanding

Use the factor at the specified zero and, when needed, the value of the remaining factor there.

  1. If \(P(x)=(x-3)^5(x+2)\), what is the multiplicity of \(3\), and does the sign change across it?
  2. If \(P(x)=-4(x+1)^2(x-5)\), what is the multiplicity of \(-1\), and what is the sign on each side sufficiently close to \(-1\)?
  3. For \(P(x)=(x-4)^3q(x)\), where \(q(4)<0\), which side of \(4\) has positive values close to \(4\)?
  4. Why must the remaining factor satisfy \(q(a)\ne0\) for \(m\) to be the multiplicity in \(P(x)=(x-a)^m q(x)\)?
  5. Does an even-multiplicity zero guarantee positive values on both sides? Explain what else determines the signs.

Test yourself: Calculus I final exam practice

Ready to check what you know? Work a full-length practice final, then open the complete worked solutions.

Want all 1,114 practice problems?

This tutorial covers one topic. Calc Pass covers the full Calculus AB & BC curriculum (the core of Calculus I and II): full review, every practice question, and step-by-step solutions to each one.

QR code to download the Calc Pass app

Get the Calc Pass App

Scan to download and practice on the go, with instant scoring.

Calc Pass Volume 1: 1,114 Practice Questions book cover

Vol. 1: 1,114 Questions

The complete practice question bank, organized by AB & BC topic.

View on Amazon
Calc Pass Volume 2: Solutions Manual book cover

Vol. 2: Solutions Manual

Fully worked solutions to every question in Volume 1.

View on Amazon